Unit 3 Concise APWH Notes PDF

3.1 Expansion of Land-Based Empires Formation of Land Based Empires In short, these empires formed like any other: Conquest of economically or strategically important areas. But there are a few unique ways these empires were forged. Guns Many of these empires are also known in AP World, and in many...

3.1 Expansion of Land-Based Empires Formation of Land Based Empires In short, these empires formed like any other: Conquest of economically or strategically important areas. But there are a few unique ways these empires were forged. Guns Many of these empires are also known in AP World, and in many textbooks used in AP World, as “Gunpowder Empires” because they were some of the first to employ gunpowder armies en masse, several hundred years before Europe. In the early days of gunpowder weaponry, it was a highly technical craft: an empire needed a large, skilled population to cast the metal parts for weapons as well as a resource pool to manufacture gunpowder. Training soldiers in gunpowder weaponry also took time and money, money only a large empire possessed. But even smaller states like the Tokugawa Shogunate owed their success to carefully trained use of gunpowder weapons. The first gunpowder weapons were used by the Song Dynasty in China, but the Islamic Empires (Ottomans, Mughals and Safavids) and Qing China were the first to utilize them to a greater extent. The capture of Constantinople by the Ottomans and the conquest of Central Asia by the Qing in the late 1600s both owed their success to gunpowder weapons. Later, after 1800, industrial manufacturing would give Europe a decisive edge in this regard. Trade and Tax Diplomacy Another feature that helped a number of these empires rise to prominence was their friendly attitude towards merchants and reduction of existing taxes. The Ottomans and Mughals are known for this. The Mughals, in the early days of their empire, abolished the jizya tax on non-Muslims (most of the population) and the Ottomans also had notably lower taxes than some of the empires they conquered, such as the Byzantines. Conquering other Empires Many of the empires in this study guide toppled existing empires who had weakened over time. Sometimes these were established empires such as the Byzantines, toppled by the Ottomans, or Mali, which was subjugated by Songhai. Other times these were the descendants of nomadic conquerors, such as the Timurid Empire in Persia, conquered by the Safavids, or the Yuan Dynasty in China, overthrown by the future leaders of the Ming Dynasty. Why empires weaken and fall is complex and unique to each empire. Nomadic empires often weakened after their initial conquest because of their limited experience governing settled landed states or because they adapted so much to local customs and lost their fighting edge and distinctive identity. Also, with the rise of gunpowder weapons, nomads lost their edge when horses were no longer the most important weapon on the battlefield 3.2 Governments of Land-Based Empires Empires are complex and multi-dimensional political organizations, land or sea based, and as a result the question of how empires are organized is key to understanding them. Below are some ways in which these empires organized themselves, you may be able to think of others as well. Bureaucratic or Military Elites Some empires relied heavily on their military establishments to run the empire, and sometimes this even included the bureaucracy (read: paperwork, keeping records... the boring stuff). The Ottoman Empire’s devshirme system is an example of this: children who were not of the dominant religion (Islam) were recruited, received both military and academic education, and then were assigned either to lead on the battlefield, with the latest weapons in a military unit known as the Janissaries, or to help run the government in the capital. This system was flexible and recruited only the best. Even better for the empire, these positions were initially not hereditary, so the empire did not develop another power base to rival the Sultan. However, a problem arose when the Janissaries were allowed to pass their position to their children (and even have children!) by the late 1600s. During the Tokugawa Shogunate (military government in the Tokugawa clan) in Japan, a new role for the samurai warrior developed. With the unification of Japan, the samurai lost their traditional warrior roles because they had originally served local lords and given land and rents in return, but there were no more local wars to fight after 1600. To make sure the Samurai did not become a source of instability in the Shogunate, the Tokugawa Shoguns provided them with new administrative roles within the government which included administering land. However, there were not enough positions for all the samurai, and some did become ronin (masterless samurai). Great Works of Art, Monuments, and Pretty Buildings Across many of the empires, leaders built large monuments for various purposes. Sometimes they reinforced the rulers’ connection with established religions, sometimes they emphasized military power, other times they promoted trade, and occasionally they were just for personal flexing. Religious buildings In both the Inca Empire and the Mughal Empire, rulers used religion to help reinforce their rule. In Cuzco, the Inca Capital, there was a major gold-covered sun temple constructed high above most of the city, allowing the rulers to conduct elaborate ceremonies in full view of their subjects. This reinforced the rulers’ connection to the sun God Inti. Later, the conquering Spanish tore down the temple and built a church on top of it to emphasize the victory of Christianity over the Incan empire. In the Mughal Empire, several mausoleums (tombs) were built to reflect Traditional and Persian Islamic Architecture, so much so that Mughal Architecture became its own category of Islamic Architecture in South Asian history. The most well-known example is the Taj Mahal, built as a tomb for a Mughal Emperor’s wife; it has the appearance of a mosque (dome, minarets, etc.) and the interior is (literally) covered in excerpts from the Quran, the holy book of Islam. These all serve to reinforce the piety and faithfulness of Mughal rulers to Islam. Military Strength The Palace of Versailles in France built by Louis XIV, while probably known mostly for the gilded rooms and fancy balls and large scale gardens (so large the fountains could not be run 24/7 or they would drain the nearby water source). But the Palace of Versailles was also a Parade Ground for military demonstrations. Louis XIV was a king of a newly centralized France, and he kept his nobles in line not only by having them live part of the year in Versailles, but also having military demonstrations in front of them and foreign delegates. Divine Right Sometimes buildings are not enough, and there are other examples of rulers using religion to promote their power, either directly or through their right to rule given by a divine power. The term divine right comes from European History, though the idea is not new. Since the end of the Roman Empire, many European monarchs from Russia to France claimed, and were claimed, to be ruling in the name of the Christian God. This did not mean the rulers were divine, but rather that they ruled by the consent of the divine, or with god’s permission. If this sounds familiar, that's because it is like the Mandate of Heaven in Imperial China. In the Songhai Empire in Africa the ruling family promoted Islam, as had their predecessors in Mali and Ghana. But the Songhai rulers brought in more Islamic scholars and more forcefully spread the religion among the people of the empire (a change from the Mali rulers who did not force their subjects to convert). To get even more people to accept Islam, many of the rulers of the empire also took the name Muhammad, after the Islamic prophet, and local Islamic scholars spread a story that the empire’s founder Muhammad I Askia was a jinn, a type of spirit in Islamic mythology, who protected the empire’s subjects. n the Aztec Empire (technically, a confederation of three cities) the rulers maintained a close relationship with the priest class. Aztec rulers launched campaigns to acquire prisoners of war and human tribute from subject people to continue the practice of human sacrifice by the priest class, which was demanded by the Gods. The Aztec Empire was a militant state which subjected most of the other peoples in Central Mexico in return for tribute in goods and people, calculated via tribute lists. In return for humans for sacrifice, Aztec priests legitimized the rule of the various Aztec leaders. It should be noted that this practice was not new in Pre-Columbian America, but the volume of the Aztecs’ sacrifices made them very unpopular among the people of Central Mexico. Taxes All empires need money to run. One of the major elements of an empire, really any modern state, is some system by which to collect funds, either in money or some other form of value, and then distribute them. Sometimes there were classes of people within an empire who were tasked with collecting taxes. For example, the salaried samurai in Japan and the zamindars in the Mughal Empire were military leaders or military classes in the empire, but they were also given the task of collecting taxes for the central government. The reasons for this varied, for example in the Mughal Empire, the ruling Muslims gave local Hindu princes the task of collecting taxes as zamindars to incorporate them into the government. Other times governments sold the rights to collect taxes in a practice known as tax farming. This was most famously practiced in the Ottoman Empire, where the Sultan would give a non-government official the right to collect taxes for themselves at their own rate from a certain number of villages for a given amount of time, in return for an upfront payment. This was a quick way for the empire to raise funds but could stifle development in the long run as the tax farmer could eliminate any surplus production by taxing the people too much. Taxes could also be collected in many forms. In pre-modern times, when metal currency was not widely available and paper money was not in fashion, taxes could be collected in the form of labor or products (referred to as a “tax in kind). However, in the Ming Empire, when Spanish colonization of the Americas led to an abundance of silver coinage flowing through the empire, the government made the decision to collect all taxes in silver. This monetized the economy, since labor is not easily mobile and food tribute rots eventually, but silver is solid. This made it easier for the government to pay for services and support the bureaucracy, though eventually inflation became a problem as the supply of silver continued to increase. 3.3 Belief Systems of Land-Based Empires One notable feature about these empires is that several of them were the catalyst, if not outright cause, of several new or modified religious movements. These changes were sometimes used or supported by rulers, often to enhance their prestige. Religious Movements In Europe, the newly created Protestant movement within Christianity, which opposed the Catholic Church in Rome, found strong supporters in Northern Europe and in parts of France. Rulers such as Henry IV in France or Albert Duke of Prussia promoted or tolerated Protestant ideas that might have otherwise been crushed by the Catholic Counter Reformation and Inquisition, which received support from Catholic monarchs. But like their Catholic counterparts, Protestant monarchs used the newly formed Protestant churches to break away from the church in Rome and seize its property. Martin Luther and reformers in other parts of the world often contested the authority of existing religious structures and sometimes sought to build new religious orders. Empires tried to use religion to reinforce authority, but this did not always go smoothly. Image Courtesy of thegospelcoalitio In South Asia, the Mughal Empire represented a much deeper connection between Islam and Hinduism than had previously existed. True, Muslims had been in South Asia since the beginning of Islam, but now a Muslim power controlled almost the entire continent. These deeper interactions between the ruling faith and the majority faith led to, and were a result of, popular religious movements such as Sufism and the Bhakti Movement. Additionally, a brand new syncretic religion known as Sikhism emerged in northern South Asia, containing many elements of Islam (monotheism) and Hinduism (reincarnation and karma). It is not an accident that Sikhism emerged in northern South Asia where Islamic-Hindu contacts were strongest. (A note: historians and the AP World Exam use the term syncretic to describe Sikhism as a combination of Islam and Hinduism. However, many Sikhs do not describe their religion as only syncretic; and all religions are syncretic in some ways) In the broader Islamic World, the political competition between the Ottomans and Safavids over territory and trade intensified the division between Sunni and Shia Muslims. The Sunni-Shia split occurred around 700 CE, long before either empire, but the conflict between them intensified, especially considering the Ottoman Sultan claimed the title of Caliph, leader of the Muslim world, and the Safavid Shahs also claimed divine connection via the Imams (leaders) of the Shia community. In the Americas, both the Aztec and Inca Empires continued earlier religious traditions that had developed in those regions. The Aztec religious pantheon included several Mayan deities, and the Aztecs used the Mayan script as well. The Incas continued the religious practices of the Moche who came before them (and the Chavin before them influenced the Moche), specifically that of worshipping the sun and moon, though in the Moche tradition the moon was more powerful. Both the Aztecs and Incas practiced human sacrifice, as did almost every Pre-1492 American Culture before them, though the Aztecs practiced it to a much greater degree. 3.4 Comparison in Land-Based Empires This guide includes comparisons in unit 3 and unit 4 respectively in addition to comparisons between unit 3 and unit 4. Short but sweet: Unit 3 and 4 focus on the growth of empires both across the Atlantic in the Americas and in Afro-Eurasia, so the major comparison would be in the type or style of government. 🗺Land Based Empires Mughal Empire Ottoman Empire Safavid Empire Songhai Empire Russian Empire Qing Empire (China) Ming Empire (China) Incan Empire Mexica (Aztec Empire) Tokugawa Japan 🌊Maritime Empires British Empire Spanish Empire Portuguese Empire French Empire Dutch Empire A major difference between these two types of empires is that the empires on the left were predominantly land based, meaning most of their power and wealth came from the land, rich agriculture, and profitable trade routes. Those on the right are predominantly maritime based empires, meaning that their power and wealth come from trade overseas, colonies overseas, or controlling overseas trade routes. Administrative Systems Based on Religious Justification Based on Military Elites🎖 Divine Right of Kings (French Empire), Devshirme System (Ottoman Mandate of Heaven (China), Songhai Islam Empire), Samurai Warriors (Songhai) (Japan) How governments maintain legitimacy varies across empires, but the chart above illustrates two general ways that empires claimed the right to rule. Military elites refer to a system of warriors who are loyal to the ruler or the state which helps them maintain power. On the other hand, some states relied more on religious justification for their power, claiming direct connection to the divine as the right to rule. These two often mixed. Social Hierarchies Social Hierarchy based on Social Hierarchy based on Religion Race/Culture Qing Dynasty (Restrictive Policy on The Ottoman Empire (The Millet Han Chinese), Spanish Empire (The System), The Mughal Empire Casta System) (Zamindar/Rajput System) Organizing a society is essential to maintaining stability within an Empire. A hierarchy determined one's job, what legal rights they had and proximity to power. These hierarchies can be based on physical characteristics, probably the most famous being the Casta System, which was based on perceptions of blood purity. Or they can be based on religion as in many of the Islamic empires; the Millet System gave each religion its own political zone. Although the Islamic zones were above the others, this did provide some stability as each zone was free to practice their own religion. Maritime Empires Trading Post Empires Colonial Empires The French in North America, The British in The Portuguese in Africa/India, North America, The Spanish in North and South The Dutch in Southeast Asia America For those empires that expanded overseas, there were two major types that corresponded more to the situation of the colonized regions. During this time, Europeans stuck to themselves in trading posts and did not assert authority over land but did overseas known as Trading Post Empires. Colonial Empires refers to places where Europeans conquered land and sometimes settled their own populations there. Trading Post Empires often confronted established and long standing empires or populations they could not eliminate or geography that was unfavorable to conquest. The opposite was true for Colonial Empires.