APIE Hazardous Materials Incident Response Process
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Summary
This document describes the APIE process, a problem-solving approach for handling hazardous materials incidents. It outlines the roles and responsibilities of different personnel levels (Awareness and Operations) in the incident response process. The document highlights key elements of the response, such as recognizing hazardous materials, response planning, and execution.
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APIE is a problem solving process that can be used at any incident. 1. Analyze the incident - Attempt to understand the current situation 2. Plan the initial response - Determine what actions need to be taken 3. Implement the response - Perform the planned tasks 4. Evalu...
APIE is a problem solving process that can be used at any incident. 1. Analyze the incident - Attempt to understand the current situation 2. Plan the initial response - Determine what actions need to be taken 3. Implement the response - Perform the planned tasks 4. Evaluate progress - Monitor progress throughout Responders with different levels of training have different responsibilities in each of the APIE steps. - Awareness Level personnel and Operations Level responders have limited responsibilities at hazmat incidents - Not all aspects of APIE are addressed in the Awareness and Operations Levels - As responsibilities increase, so do the components of APIE - Technicians have responsibilities in all four steps Awareness Level personnel serve an important function at hazmat incidents. - In the course of their normal duties, they may be first to arrive or witness incident - Their initial actions can affect the course of the incident for better or worse Awareness Level personnel should follow the APIE process. - Must be able to recognize that hazardous materials may be involved in an incident - Can use seven clues to detect presence of hazardous materials - Some can be used from a distance, others must be up close - The closer responders are, the greater the chance of exposure These are the seven clues to the presence of hazardous materials. 1. Preincident surveys, occupancy types, and locations - Can help first responders identify businesses, industries, and other occupancies that store, manufacture, use, and/or ship hazardous material before an incident occurs 2. Container shapes - A wide variety of storage and shipping containers may contain solid, liquid, gaseous, and cryogenic hazardous materials 3. Transportation placards, labels, and markings - Required by Canada, the U.S., and Mexico - Based on the UN hazard class system to identify transported hazardous materials 4. Other markings and colors (non-transportation) - Include the NFPA 704 system, common hazardous communication labels, ISO safety symbols, pipeline markings, and others 5. Written resources - Fixed facilities should have safety data sheets, inventory records, and other facility documents - At transportation incidents, the current *Emergency Response Guidebook* and shipping papers can provide written information 6. Senses - Vision is the safest sense to use to detect hazardous materials - Other senses such as smell, hearing, touch, and taste can provide input - Incident witnesses and victims can provide useful first-hand information 7. Monitoring and detection devices - Require specialized skills and training beyond Awareness Level Awareness Level personnel are not responsible for planning the response. - SOPs may allow personnel to perform initial actions - May be authorized to use *ERG* to determinate isolation distances Awareness Level personnel are expected to assume certain responsibilities at an incident. - Implementing the response - Recognize the presence or potential presence of a hazardous material - Initiate protective actions for themselves and others - Transmit information to an appropriate authority and call for appropriate assistance - Establish scene control by isolating the hazardous area and denying entry - Evaluating progress - Not expected to evaluate, but should pass along pertinent information Operations Level responders engage primarily in defensive operations. - Respond to hazmat releases as part of their normal duties - Expected to protect individuals, the environment, and property from the effects of the release Operations Level responders have additional responsibilities to those of the Awareness Level. - Responsibilities include - Identify the potential hazards involved in an incident if possible - Identify response options - Implement the planned response to mitigate or control a release from a safe distance by performing assigned tasks to lessen the harmful incident and keep it from spreading - Evaluate the progress of the actions taken to ensure that response objectives are safely met Operations Level responders identify potential hazards at incidents. - Includes - Type of container involved - Hazardous material involved - Hazards presented by the material - Potential behavior of the material - Also expected to - Analyze the surrounding conditions - Determine the location and amount of any release, if possible - Begin planning appropriate response Operations Level responders must be able to identify response options. - Not responsible for planning actual response - Must understand tasks asked to perform and why - Must be aware of safety precautions, PPE, and emergency decontamination needs Response options are the tactics used to meet these objectives. - Response objectives include - Isolation - Notification - Identification - Protection (life safety) - Rescue - Spill/leak control and confinement - Crime scene and evidence preservation - Fire control - Recovery/ termination Operations Level responders must implement the response. - Implementing the response - Work within IMS framework - Establish scene control - Implement protective actions - Perform emergency decontamination - Follow safety precautions - Use PPE in the proper manner - Avoid hazards - Complete assignments - Identify and preserve evidence Operations Level responders must also evaluate progress. - Evaluating progress - Report progress on assigned tasks to supervisor Operations Mission Specific level responders are trained above Operations-Core competencies. - Not a prerequisite for Technician - Optional proficiencies to meet needs of AHJ - Understood to be working under watchful eye of Technician There are many Mission Specific competencies. - Personal protective equipment - Mass decontamination - Technical decontamination - Evidence preservation and sampling - Product control - Air monitoring and sampling - Victim rescue and recovery - Response to illicit laboratory incidents Hazmat technician competencies build upon previous training. - Expected to respond and work in an offensive mode - Core competencies are outlined in NFPA 1072, *Standard for Hazardous Materials/Weapons of Mass Destruction Emergency Response Personnel Professional Qualifications* (2016) - No mission-specific competencies, only specialties Hazmat technician training must come in phases. - Must be competent at the Awareness and Operations levels first - Can move on to the next level as knowledge and skills are gained Hazmat technician training must come in phases. - **Responders in the U.S. must be trained to U.S. OSHA standards** - **NFPA standards may also apply** - **AHJ requirements take priority** - **Are the final authority and** - **May exceed minimum standards established by law** OSHA outlines training requirements for employees who work with chemicals. - OSHA - Part of the Department of Labor - Establishes standards - Has the ability to legally enforce these standards - HAZWOPER - 29 *CFR* 1910.120, the Hazardous Waste Operations and Emergency Response (HAZWOPER) standard - Is broken down into seventeen paragraphs - Addresses subjects such as medical monitoring and health and safety plans - Paragraph q of the standard refers to emergency response Paragraph q has a direct influence on emergency response and consists of several components. - **Paragraph q components** - Development of an emergency response plan - Procedures for handling emergency response - Skilled support personnel - Specialist employees - Training - Trainers - Refresher training - Medical surveillance - Chemical protective clothing - Postemergency response operations The NFPA's hazardous materials requirements are detailed in the\ following standards. - NFPA 1072, *Standard for Hazardous Materials/Weapons of Mass Destruction Emergency Response Personnel Professional Qualifications (2016)* - NFPA 472, *Standard for Professional Competence of Responders to Hazardous Materials/Weapons of Mass Destruction Incidents (2008)* - NFPA 473, *Standard for Competencies for EMS Personnel Responding to Hazardous Materials/Weapons of Mass Destruction Incidents (2008)* NFPA 1072 and NFPA 472 outline different requirements and specialties. - NFPA 1072 - Outlines the professional qualifications for response at the Awareness, Operations, Technician, and Incident Commander Levels - NFPA 472 - Cargo Tank Specialty - Intermodal Tank Specialty - Marine Tank Vessel Specialty - Tank Car Specialty The hazardous materials technician should not be satisfied with simply meeting minimum training standards. - Numerous training opportunities are available that can help increase skills and competencies - Federal agencies such as the CDC offer training for the hazardous materials responder The hazardous materials technician should not be satisfied with simply meeting minimum training standards. - CDC training topics include - Emergency response - Disaster management - Terrorism response - Personal Protective Equipment (PPE) - Chemical hazards Other public agencies can be of assistance in training. - State and local health departments - Can offer a variety of training options - Can be a great resource for training and information in chemical and biological topics - Disaster management and NIMS training - State and local emergency management departments along with the DHS and FEMA's Emergency Management Institute and National Fire Academy can offer assistance Your AHJ may have specialized training requirements. - Local jurisdictions - May require specialized training for hazards common to community or area - Local emergency response leaders may dictate specialized training to address critical needs The hazardous materials technician must consider many variables when analyzing an incident. - Must have in-depth knowledge of containers - Must have general understanding of chemistry along with chemical and physical properties - Must be able to use metering devices and interpret relevant data in order to make intelligent, informed decisions One of the most critical aspects of a hazmat response is product identification. - Knowing exactly what product or products are involved is important for safe mitigation - Once a product is identified, the next step is to identify the properties of that chemical - Information allows tech to make informed decisions - May be required to research the product to gain the information needed - A variety of references and resource materials are available to assist in chemical research Hazmat technicians may need to use basic detection, monitoring, and sampling tools and equipment. - Helps to identify, quantify, and classify the materials involved in an incident - Use devices according to manufacturers' specifications - Must correctly interpret the data provided and apply this information to ensure a safe response - Must maintain and service tools and equipment to keep them working properly Technicians must be able to estimate container damage. - Must have a general knowledge of containers, their potential contents, and the associated hazards to estimate container damage - Based on need, a container may be transported or located at a fixed facility - Container may hold a solid, liquid, or gas and may contain a great amount of pressure - Should be able to identify a container, its construction features, and its typical contents - Should be able to estimate the container's capacity and any common leak points Technicians must be able to predict the likely behavior of a product. - Must understand the chemical and physical properties of substances to assist in predicting the likely behavior of a product - Will help the technician not only analyze a situation, but safely mitigate an incident Once the likely behavior of a product is predicted, the scope of the incident must be estimated. - Understanding the chemical and physical properties of a product can assist in estimating the scope - Chemical reference manuals and databases - Assist in estimating the scope - Provide pertinent information The technician should have a general knowledge of chemistry and the associated properties of substances. - Understanding chemistry - Helps a technician predict likely behavior of a product - Can be helpful in both product control and decontamination The technician must use the gathered information to plan the response. - Think through the situation and develop a solid strategy with realistic response objectives - Answer all of the following questions before initiating a response - What response option will be used? - Will the mitigation be done offensively or defensively? - What equipment and PPE will be needed to support the chosen option? - What decontamination process will be used? Response to a hazardous materials incident is different from other responses. - Incidents such as structure fires and emergency medical responses - Require quick decisions and quick actions - Are time sensitive, and quick intervention will usually help those in need - Hazardous materials response - Quick response and quick intervention may be counterproductive and have deadly consequences - Must be organized and methodical - Many factors will affect the outcome Consider a risk-based response model to analyze problems and to make appropriate decisions. - Risk-based approach should be taken with regards to considering - Protective clothing options - Control measures - Decontamination options - There are a variety of risk-based models to choose from You must select appropriate PPE during responses. - Operations Level - Know what PPE is available - Understand limits of that PPE - Technician Level - PPE selection becomes critical because the responder will be working in an offensive capacity - Must be familiar with PPE options from both a respiratory and chemical protective clothing (CPC) standpoint A duty of the Technician Level responder is to select appropriate\ decontamination procedures. - May include Operations Level response personnel - Must be proficient in establishing and implementing mass and technical decon operations for ambulatory and nonambulatory victims and responders An IAP must be developed before a response plan can be implemented. - All responders must understand - What issues are going to be dealt with - What products are involved - What actions will be taken to safely mitigate the incident - Some IAP components are common to emergency responses - However, the majority of the components must be developed with the unique incident and hazards in mind - Today, emergency responders have the assistance of NIMS to help guide them through the development of an IAP An organized and controlled response methodology is needed to safely mitigate a hazardous materials incident. - Awareness and Operations Levels - Responder keeps his or her distance from the actual product - With the exception of Mission Specific competencies, response will always be in a defensive mode - Technician Level - Are expected to move forward and take an offensive posture and be "hands-on" in their work - Requires these individuals to have an in-depth background in all facets of the Technician Level response Hazmat technicians take offensive actions when they can do so safely. The hazmat tech will perform assigned ICS/IMS duties. - Duties may be diverse based on the - Chosen response model - Area of responsibility technician assigned - Must work within the structure of the - Incident Command System and - Incident Management System - Must have understanding of roles and responsibilities whether - In a command role or - Within a hazardous materials group or branch Response personnel at this level must be proficient in using specialized PPE. - Must be fully aware of all safety procedures - When working in - Chemical protective clothing - Vapor-protective clothing - Actions necessary when - Loss of air supply - Loss of suit integrity - Responder down in the hot zone The primary objective of a hazmat technician is to control release of product from a variety of containers. - Must be able to select and utilize the proper tools, equipment, and materials to successfully control the release of a hazardous material from bulk and nonbulk containers - Must also be able to overpack a variety of nonbulk containers including such things as drums and radioactive materials packaging The hazmat technician will choose the correct level and method of decontamination. - In any given hazardous materials incident, the hazmat tech will enter a contaminated area and perform work that may put the responder in close proximity to a dangerous chemical or hazardous substance - Decontamination is needed to clean the responder, victims, and equipment when leaving the hazard area The last phase of the APIE process is evaluation. - The plan must be evaluated to ensure that - Progress is being made - The desired outcome will be achieved - If findings reveal that the incident is not improving or the situation is escalating - The plan must be reevaluated - May be necessary to transition activities If evaluation determines that the expected outcome may not be realized, the IC must begin APIE again. - Must reanalyze incident to determine if responders achieve their expected outcome - If new information is gathered, it will be necessary to perform another planning session to determine a proper course of action - This cyclical process will continue until the incident is considered stable The hazmat tech must also evaluate the effectiveness of decontamination. - Cross contamination is a significant concern - Decon process must be adequate in removing all contaminants An incident does not truly conclude until all necessary paperwork has been completed. - There are requirements that must be met to formally terminate an incident - While the documentation may be viewed as an administrative requirement, there is much to be learned from each and every incident Debriefing is a critical component of the termination phase. - Command team must provide valuable information to responders - Some critical aspects of the incident must be relayed to all response personnel - Some of the components include relevant observations, actions taken, and a timeline of the incident In the U.S., the hazard communication briefing is required by OSHA. - Debriefing process must be thoroughly documented - Each person must receive and understand the instructions and sign a document stating those facts - Information provided includes - Identity of material involved - Potential adverse effects of exposure to the material - Actions to be taken for further decontamination - Signs and symptoms of an exposure - Mechanism by which a responder can obtain medical evaluation and treatment - Exposure documentation procedures Documentation will serve as a timeline of the actions taken and a permanent record of the events that transpired. - Some documents and reports that may be required - Incident reports - Debriefing records - Critique records - Reimbursement logs A postincident critique must be performed during the termination process. - OSHA Title 29 *CFR* 1910.120 requires that incidents be critiqued for the purpose of identifying operational deficiencies and learning from mistakes - Hazmat incident critiques need to occur as soon as possible after the incident and involve all responders, including law enforcement, public works, and EMS responders - Critique is documented to identify those in attendance as well as any operational deficiencies that were identified