Traceability in Food Supply Chain (PDF)
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Korea Aerospace University
Myo Min Aung, Yoon Seok Chang
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This article reviews traceability in food supply chains, emphasizing its importance for safety and quality. It examines the various perspectives and challenges involved, including social, economic, and environmental concerns. The article also discusses relevant regulations, standards, and technologies applied. Further, the paper highlights the link between traceability, product quality and safety and the importance of effective traceability in improving consumer confidence.
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Food Control 39 (2014) 172e184 Contents lists available at ScienceDirect Food Control...
Food Control 39 (2014) 172e184 Contents lists available at ScienceDirect Food Control journal homepage: www.elsevier.com/locate/foodcont Review Traceability in a food supply chain: Safety and quality perspectives Myo Min Aung, Yoon Seok Chang* Ubiquitous Technology Application Research Centre (UTAC), School of Air Transport, Transportation & Logistics, Korea Aerospace University, 100 Hanggongdae-Gil, Hwajeon-Dong, Deogyang-Gu, Goyang-City, Gyeonggi-Do 412-791, Republic of Korea a r t i c l e i n f o a b s t r a c t Article history: The food industry is becoming more customer-oriented and needs faster response times to deal with Received 24 October 2012 food scandals and incidents. Good traceability systems help to minimize the production and distribution Received in revised form of unsafe or poor quality products, thereby minimizing the potential for bad publicity, liability, and re- 21 October 2013 calls. The current food labelling system cannot guarantee that the food is authentic, good quality and Accepted 5 November 2013 safe. Therefore, traceability is applied as a tool to assist in the assurance of food safety and quality as well as to achieve consumer confidence. This paper presents comprehensive information about traceability Keywords: with regards to safety and quality in the food supply chain. Traceability Safety Ó 2013 Elsevier Ltd. All rights reserved. Quality Food supply chain Identification Food contamination Contents 1. Introduction....................................................................................................................... 173 2. The context of traceability.......................................................................................................... 173 2.1. Defining traceability.......................................................................................................... 173 2.2. Principle of traceability...................................................................................................... 173 2.3. Traceability objectives........................................................................................................ 174 3. Safety and quality, concerns for food industry......................................................................................... 174 3.1. Social....................................................................................................................... 175 3.2. Economic................................................................................................................... 175 3.3. Environmental.............................................................................................................. 175 4. Requirements of traceability regarding safety and quality...............................................................................175 4.1. Regulations and standards for traceability...................................................................................... 176 4.2. Food safety versus food quality............................................................................................... 176 4.3. The link between traceability & quality and safety.............................................................................. 177 5. Food contamination and traceability.................................................................................................178 6. The need for real time traceability....................................................................................................178 7. Traceability in the food industry......................................................................................................179 8. Technologies applied................................................................................................................180 9. Problems and implementation hurdles in food traceability..............................................................................181 10. Conclusions.......................................................................................................................182 Acknowledgements................................................................................................................ 183 References........................................................................................................................ 183 * Corresponding author. Tel.: þ82 23000150; fax: þ82 23000151. E-mail addresses: [email protected] (M.M. Aung), [email protected], [email protected] (Y.S. Chang). 0956-7135/$ e see front matter Ó 2013 Elsevier Ltd. All rights reserved. http://dx.doi.org/10.1016/j.foodcont.2013.11.007 M.M. Aung, Y.S. Chang / Food Control 39 (2014) 172e184 173 1. Introduction under consideration”. ISO guidelines further specify that trace- ability may refer to the origin of materials and parts, the processing Nowadays, the distance that food travels from producer to con- history, and the distribution and location of the product after sumer has increased as a result of globalization in food trade. delivery. Therefore, keeping safety and quality along the food supply chain The European Union (EU) regulation 178/2002 (EU, 2002) nar- has become a significant challenge. During the last couple of de- rows the definition to the food industry by defining traceability as cades, the credibility of the food industry was heavily challenged the ability to trace and follow a food, feed, food-producing animal after a number of food crises, such as Bovine Spongiform Encepha- or substance intended to be, or expected to be incorporated into a lopathy (BSE) or mad cow disease, Dioxin in chicken feed, Food-and- food or feed, through all stages of production, processing and dis- Mouth Disease (FMD) and issues such as the use of Genetically tribution. The Codex Alimentarious Commission (CAC, 2005) de- Modified (GM) crops in foods. The outbreak of foodborne illnesses fines a more concise definition of traceability as the ability to follow such as salmonella, campylobacter and Escherichia coli O157:H7 also the movement of a food through specified stage(s) of production, further increase consumer concerns over the safety and quality of processing and distribution. food. As a consequence of food scandals and incidents, customers 'The definition of food traceability is found different depending on call for high quality food with integrity, safety guarantees and the sector of the food industry. For the agro-based food chain, Wilson transparency (Bertolini, Bevilacqua, & Massini, 2006; Beulens, and Clarke (1998) defined food traceability as the information Broens, Folstar, & Hofstede, 2005; Regattieri, Gamberi, & Manzini, necessary to describe the production history of a food crop, and any 2007; Trienekens & Zuurbier, 2008). Traceability has gained subsequent transformations or processes that the crop might be considerable importance with regard to food, particularly following subject to on its journey from the grower to the consumer’s plate. In a number of food safety incidents during which traceability systems contrast, traceability is defined as a system able to maintain a credible have been shown to be weak or absent (FSA, 2002). custody of identification for animals or animal products through In response to growing food safety issues, the laws, policies and various steps within the food chain, from the farm to the retailer standards regarding food safety and quality management have (Dalvit, Marchi, & Cassandro, 2007; McKean, 2001). been developed for the food industry. Quality assurance has Olsen and Borit (2013) redefined traceability based on the def- become a cornerstone of food safety policy in the food industry that initions of ISO as the ability to access any or all information relating started to implement integrated quality and food safety manage- to that which is under consideration, throughout its entire life cy- ment systems (Pinto, Castro, & Vicente, 2006; Trienekens & cle, by means of recorded identifications. Karlsen, Olsen, and Zuurbier, 2008). Traceability is found as a tool to comply with Donnnelly (2010) highlighted that traceability is not the product legislation and to meet the food safety and quality requirements. It and process information itself, but a tool that makes it possible to is considered to be an effective safety- and quality-monitoring find this information again at a later date. However, these defini- system with the potential to improve safety within food chains, tions do not reflect the specific characteristics of food traceability. as well as to increase consumer confidence (Kher et al., 2010) and to The revised definition of Bosona and Gebresenbet (2013) is very connect producers and consumers (Regattieri et al., 2007). informative and comprehensive definition to food traceability. Food Due to globalization in food trade, food chain integrity not only traceability is defined as a part of logistics management that cap- includes safety concerns but also origin fraud and quality concern. ture, store, and transmit adequate information about a food, feed, Consumers also demand verifiable evidence of traceability as an food-producing animal or substance at all stages in the food supply important criterion of food quality and safety. To tackle these re- chain so that the product can be checked for safety and quality quirements, there is a need for a traceability system giving infor- control, traced upward, and tracked downward at any time. mation on origin, processing, retailing and final destination of A chart that classifies the short phrases of selected definitions on foodstuffs (Bertolini et al., 2006; Peres, Barlet, Loiseau, & Montet, traceability is shown in Table 1 to compare the differences among 2007). Methodologies for the analyses of the food and feed mate- the definitions. The definitions of ISO are found to define generic rials combined with information technology systems are also traceability and not specific to food commodity. But the rest of the essential to deliver a working traceability system (Schwägele, 2005; definitions tried to define food traceability more specifically based Thakur & Hurburgh, 2009). To supply top quality, safe and nutri- on a product to trace. Traceability is found to be defined as “a tool to tious foods, as well as rebuild public confidence in the food chain, trace and follow”, “a tool for information retrieval”, “a record the design and implementation of whole chain traceability from keeping system” and “a part of logistics management”. Some def- farm to end-user has become an important part of the overall food initions failed to mention that traceability can work bi-directionally quality assurance system (Opara, 2003). FAO (2003) stated man- along supply chains. The phrase “By means of recorded identifica- aging food safety and quality as a shared responsibility of all actors tion” is found to be appropriate to combine with other definitions in the food chain including governments, industry and consumers. as well since identification is mandatory to traceability. 2. The context of traceability 2.2. Principle of traceability 2.1. Defining traceability An independent food safety watchdog, Food Standard Agency (FSA, 2002) identified three basic characteristics for traceability sys- Golan et al. (2004) mentioned that the definition of traceability tems: i) identification of units/batches of all ingredients and products, is necessarily broad because traceability is a tool for achieving a ii) information on when and where they are moved and transformed, number of different objectives and food is a complex product. and iii) a system linking these data. To enable traceability, an entity to Accordingly, several definitions of traceability and its classifications trace has to be a Traceable Resource Unit (TRU). There are three types which come from organizations, legislations and research literature of traceable units: batch, trade unit and logistic unit. A batch is can be found. According to ISO 8402 (1994) quality standards, defined as a quantity going through the same processes. A trade unit traceability is defined as: “the ability to trace the history, applica- is a unit which is sent from one company to the next company in a tion or location of an entity by means of recorded identification”. In supply chain (e.g. a box, a bottle or pack of bottles). The logistic unit is ISO 9000 (2005) standards, the definition is extended into ‘‘the a type of trade unit, and it designates the grouping that a business ability to trace the history, application or location of that which is creates before transportation or storage (e.g. pallet, container, etc.) 174 M.M. Aung, Y.S. Chang / Food Control 39 (2014) 172e184 Table 1 Comparison chart for selected definitions of traceability. Define in Traceability? Trace what Trace how Trace where Trace why Trace when ISO 8402 Ability to trace An entity By means of e e e (origin/history/location) recorded identification ISO 9000 Ability to trace An entity under consideration e e e e (origin/history/location) EU Regulation The ability to trace A food e All stages of supply chain e e (178/2002) and follow (or ingredients of food) CAC The ability to follow A food e All stages of supply chain e e Wilson and Information necessary A food crop e From the grower to the e e Clarke (1998) about a product (i.e. Agri-food) consumer’s plate Dalvit et al. (2007), A system able to maintain Animal or animal products e From farm to retailer e e McKean (2001) records about products Olsen and The ability to access any A food By means of Entire life cycle of food e e Borit (2013) or all information recorded identification Bosona and Part of logistics management A food, feed, food-producing e At all stages in the food For safety At any time Gebresenbet (2013) that capture, store, and transmit animal or substance supply chain, traced upward, and quality required. adequate information and tracked downward control (Karlsen et al., 2010). Golan et al. (2004) suggested that an efficient 2.3. Traceability objectives traceability system should be characterized by breadth (i.e. the amount of information collected), depth (i.e. how far back or forward Firms have three primary objectives in using traceability sys- the system tracks the relevant information) and precision (i.e. degree tems: improve supply management; facilitate traceback for food of assurance to pinpoint a particular movement of a food product) to safety and quality; and differentiate and market foods with subtle be able to balance cost and benefits. or undetectable quality attributes. The benefits associated with Traceability can be classified according to the activity or the these objectives include lower cost distribution systems, reduced direction in which information is recalled in the food chain. recall expenses, and expanded sales of products with attributes that Depending on the activity in the food chain, three different types of are difficult to discern (Golan et al., 2004). Not only just a way to traceability can be distinguished. Those are: back traceability or improve food safety systems, traceability can also be seen as a suppliers’ traceability; internal traceability or process traceability; strategic tool to improve the quality of raw materials (Galvão, and forward traceability or client traceability (Perez-Aloe et al., Margeirsson, Garate, Viðarsson & Oetterer, 2010), to improve in- 2007). Moe (1998) explained that traceability can be seen in two ventory management and as a source of competitive advantages types: internal traceability that tracks internally in one of the steps (Alfaro & Rábade, 2009). in the chain or chain traceability that tracks a product batch and its From a consumer perspective, traceability helps to build trust, history through the whole, or part, of a production chain from peace of mind, and increase confidence in the food system. For the harvest through transport, storage, processing, distribution and growers, traceability is part of an overall cost-effective quality sales. Opara (2003) classified traceability into six important ele- management system that can also assist in continuous improve- ments: product traceability, process traceability, genetic trace- ment and minimization of the impact of safety hazards. It also fa- ability, input traceability, disease and pest traceability, and cilitates in the rapid and effective recall of products, and the measurement traceability focusing on agricultural and the food determination and settlement of liabilities (Opara, 2003). supply chain. The control of food-related risks involves consideration of every Depending on the direction in which information is recalled in step in the chain, from raw material to food consumption as haz- the chain, backward traceability or tracing is the ability, at every ards can enter to any point in the chain until the food reaches the point of the supply chain, to find the origin and characteristics of a consumer. Therefore, a good traceability management system al- product based on one or several given criteria. In contrast, forward lows for trace-back and trace-forward capabilities to any step in the traceability, or tracking, is the ability, at every point of the supply supply chain, for the effective identification of products and man- chain, to find the locality of products from one or several given agement of recall when quality and safety standards are breached criteria. It is important for an information system to support both (Opara, 2003). This end to end supply chain approach has been types of traceability, as the effectiveness for one type does not defined in many terms such as “Seed to Shelf (Morris & Young, necessarily imply the effectiveness for the other (Kelepouris, 2000)”, “Field to Plate (Opara & Mazaud, 2001)”, “Farm to Plate Pramatari, & Doukidis, 2007). According to Jansen-Vullers, Van (Mousavi, Sarhadi, Lenk, & Fawcett, 2002)”, “Farm to Fork (Opara, Drop, and Beulens (2003), traceability can be viewed in a passive 2003; Ruiz-Garcia, Steinberger, & Rothmund, 2010)” and “Farm to and in an active sense based on its use. In the passive sense, Table (FAO, 2003; Raspor, 2008) ” etc. traceability provides the visibility to where items are at all times There is a number of motivating factors or drivers for trace- and their disposition. But in an active sense, the on-line tracking ability in the food supply chain. These drivers enforce traceability as information is additionally used to optimize and control processes a tool to answer the questions of “who (i.e., actor/product), what in and between the different links of the supply chain in addition to (i.e., actor/product’s information), when (i.e., time), where (i.e., keeping historical records by means of recorded identification. location) and why (i.e. cause/reasons)” with regard to food safety, Golan et al. (2004) suggested that an efficient traceability sys- quality and visibility (Fig. 1). tem should be characterized by breadth (i.e. the amount of infor- mation collected), depth (i.e. how far back or forward the system 3. Safety and quality, concerns for food industry tracks the relevant information) and precision (i.e. degree of assurance to pinpoint a particular movement of a food product) to Food quality, including safety, is a major concern facing the food be able to balance cost and benefits. industry today. The production and consumption of food is central M.M. Aung, Y.S. Chang / Food Control 39 (2014) 172e184 175 from five major types of foodborne illnesses at $ 6.9 billion annually (Vogt, 2005). In the European Union, annual costs levelled on the health care system as a consequence of salmonella infections are estimated to be around 3 billion euros (Asian Productivity Organisation, 2009). The medical costs and the value of the lives lost during just five foodborne outbreaks in England and Wales in 1996 were estimated at UK£ 300e700 million. The cost of the estimated 11,500 daily cases of food poisoning in Australia was calculated at AU$ 2.6 billion annually. The increased incidence of foodborne disease due to microbiological hazards is the result of a multiplicity of factors, all associated with our fast-changing world (WHO, 2002). 3.3. Environmental With the growth of international food trade, the environmental impact of the food supply chain has become a growing concern. The distance that food travels from the farm where it is produced to the kitchen in which it is consumed is longer than ever before. Therefore, the use of energy, resources and the emission of Green House Gases (GHG) in the entire food cycle, including pro- Fig. 1. Drivers for traceability of food supply chain. duction, consumption, and transportation is unavoidable. The ini- tiatives to use carbon labelling (i.e. carbon footprints of the products) and conception of food miles (the distance that food is to any society and has a wide range of social, economic and in many transported as it travels from producer to consumer) indicate that cases environmental consequences. the food chain needs more environmentally friendly solutions to reduce the environmental impacts such as pollution and global 3.1. Social warming. In many countries, one of the problems concerning food safety Food safety is an increasingly important public health issue. and quality is food spoilage. Food spoilage is wasteful, costly and Outbreaks of foodborne illness can damage trade and tourism, and can adversely affect trade and consumer confidence. Naturally, all lead to a loss of earnings, unemployment and litigation (CAC, 2003). foods have a limited life time and most foods are perishable. Safe Globally, the incidence of foodborne diseases is increasing and in- and high quality chilled foods require minimal contamination ternational food trade is disrupted by frequent disputes over food during manufacture, rapid chilling and temperature control along safety and quality requirements (FAO, 2003). Unsafe food causes the chain (Martin & Ronan, 2000, pp. 5e33). Temperature abuse in many acute and life-long diseases, ranging from diarrhoeal diseases the food cold chain can make microbial growth and spoilage of food to various forms of cancer. and are factors in causing foodborne illness. The International The World Health Organization (WHO, 2002) estimated that Institute of Refrigeration (IIR) indicates that about 300 million foodborne and waterborne diarrhoeal diseases taken together kill tonnes of produce are wasted annually through deficient refriger- about 2.2 million people annually, 1.9 million of them children. In ation worldwide. In the US, the food industry annually discards USD industrialized countries, the percentage of the population suffering 35 billion worth of spoiled goods. The wastage of food and re- from foodborne diseases each year has been reported to be up to sources used for growing unused products are also a big issue for 30%. In the United States (US), for example, around 76 million cases the environment (Flores & Tanner, 2008). of foodborne diseases, resulting in 325,000 hospitalizations and UK households waste 6.7 million tonnes of food every year. 5000 deaths, are estimated to occur each year. The high prevalence The Waste Resources and Action Programme (WRAP) estimates of diarrhoeal diseases in many developing countries highlights that a third of the food bought is thrown out. If that food waste major underlying food safety problems (WHO, 2007a). was eradicated, it would be equivalent to taking one in five cars off the road. Every tonne of food waste is responsible for 4.5 tonnes 3.2. Economic of carbon dioxide. The food waste which are thrown as landfill where it is liable to create methane, a powerful greenhouse gas The WHO (2002) stated that foodborne diseases not only which is over 20 times more potent than carbon dioxide make a significantly affect people’s health and well-being, but they also significant environmental impact (WRAP, 2008). Research by have economic consequences for individuals, families, commu- the Australia Institute indicates that Australians throw away about nities, businesses and countries. These diseases impose a substan- $5.2 billion worth of food every year. Wasting food also wastes tial burden on health-care systems and markedly reduce economic the water that went into its production (Baker, Fear, & Denniss, productivity. There is only limited data on the economic conse- 2009). quences of food contamination and foodborne disease. In 1995, studies in the US reported that the annual cost of the 3.3e12 million 4. Requirements of traceability regarding safety and quality cases of foodborne illness caused by seven pathogens was approximately US $6.5e35 billion. Recently, former U.S. Food and Currently, to build customer confidence and to achieve safety Drug Administration (FDA) economist Robert L. Scharff estimated and quality, participants in food supply rely on two methodologies. the total economic impact of foodborne illness across the nation to One manages food supply chains via regulations/standards or cer- be a combined $152 billion annually (Scharff, 2010, pp. 1e28). tifications. The second records logistics operations and production The U.S. Department of Agriculture (USDA) estimates the cost of processes via a food traceability system that provides transparent illness associated with medical expenses and losses in productivity trace back and track forward information (Hong et al., 2011). 176 M.M. Aung, Y.S. Chang / Food Control 39 (2014) 172e184 4.1. Regulations and standards for traceability system. It can be applied by an organization operating at any step in the feed and food chain. Because of globalization in food trade, effective food control sys- The important approach, ‘‘one-step-up/one-step-down” trace- tems are essential to protect the health and safety of consumers. The ability enables actors in the food chain to identify the immediate foremost responsibility of food control is to enforce the food law(s) supplier of a product as well as immediate subsequent recipient. protecting the consumer against unsafe, impure and fraudulently This approach is the basic requirements for the design and imple- presented food (FAO & WHO, 2003). The global concern for food mentation of a feed and food traceability system which is safety and quality; and the need for traceability are being addressed mentioned in EU regulation, ISO/DIS 22005 and the Bioterrorism by the development of legislation, new international standards and Act 2002 of US (Ruiz-Garcia et al., 2010). industry guidelines (Petersen, 2004). Two principal players leading Traceability can only be achieved successfully if it is built upon legislative efforts to require traceability of foods are the EU and US. global standards that enable interoperability between traceability In Europe, EU directive 178/2002 went into effect on 1 January systems across the whole supply chain. The GS1 global traceability 2005 and requires mandatory traceability for all food and feed standard is a voluntary business process standard describing the products sold within European Union countries (Folinas, Manikas, traceability process independently from the choice of enabling & Manos, 2006). The directive enforces strict legislation on label- technologies. It meets the core legislative and business need to ling systems for food products. In the US, the Bioterrorism Act of cost-effectively trace back and track forward at any point along the 2002 mentioned that the person who manufactures, processes, whole length of the supply chain. Because of its ability to provide packs, transports, distributes, receives, holds, or imports food has globally unique identification of trade items, assets, logistic units, the responsibility to establish and maintain records. It also allows parties and locations, the GS1 system is particularly well suited to the FDA to inspect those records if there is a reasonable belief that be used for traceability purposes (GS1, 2009). EPCglobal Inc., a an article of food presents a serious health threat (Levinson, 2009). subsidiary of GS1 supports the global adoption of Electronic Prod- The FDA’s Food Safety Modernization Act (FSMA), which became uct Code (EPC) Information Services (EPCIS) which is a standard law on 4 January 2011, requires registered food and feed facilities to designed to enable EPC related data sharing within and across evaluate the food safety hazards that could affect the food and feed enterprises (EPCglobal, 2009). they manufacture, process, pack, or hold and to identify and Moreover, there are other private food quality and safety stan- implement preventive controls to address those hazards. This is to dards such as Eurep-GAP, International Standard for Auditing Food ensure the safety of both imported and domestic food supply by Suppliers (IFS), the British Retail Consortium (BRC) and Safe Quality focusing on preventing contamination rather than responding to Food (SQF) etc. Fig. 2 below shows the scope of vertical and horizontal contamination (FDA, 2011). private industry and trade standards in the food supply chain. Other organizations such as the CAC established by the FAO and WHO; and the International Standardization Organization (ISO) 4.2. Food safety versus food quality play an important role in the development of international stan- dards and industry guidelines for food traceability (Petersen, 2004). Food safety and food quality are two important terms which In 1993, The CAC recommended Hazard Analysis Critical Control describe aspects of food products and the reputations of the pro- Point (HACCP) as the most effective system to maintain the assur- cessors who produce food. The CAC (2003) defines food safety as an ance of a safe food supply (Beulens et al., 2005). Traditional food assurance that food will not cause harm to the consumer when it is control procedures such as Good Hygiene Practices (GHP) and Good prepared and/or eaten according to its intended use. Food safety Manufacturing Practices (GMP) are accepted as prerequisites or the refers to all hazards, whether chronic or acute, that may make food foundation for HACCP in an overall food safety management pro- injurious to the health of the consumer. It is not negotiable and a gramme (Huss, Ababouch, & Gram, 2004, pp. 10e11). In 2003, the global issue affecting billions of people who suffer from diseases Codex Alimentarius standard was published to serve as a guideline caused by contaminated food. Both developed and developing for food safety and to support balanced trade relationships in food. countries share concerns over food safety as international food Codex standard issues range from specific raw and processed ma- trade and cross-border movements of people and live animals in- terials characteristics; to food hygiene, pesticides residues, con- crease (Asian Productivity Organisation, 2009). In industries such taminants and labelling; to analysis and sampling methods as telecommunications, software development and airlines, secu- (Trienekens & Zuurbier, 2008). rity is the principal driver for traceability in contrast to the food ISO is the world’s largest developer and publisher of interna- industry where the safety is a really important issue (Opara, 2003). tional standards. ISO standards are used in order to achieve uni- Food safety hazards may occur at a variety of points in the food formity and to prevent technical barriers to trade throughout the chain. Therefore, food safety is a responsibility that is shared by world. The most used of all ISO standards is the ISO 9000 series for producers, processors, distributors, retailers, and consumers. An Quality Management Systems (QMS) in production environments important preventative approach that may be applied at all stages in which are independent of any specific industry. The 2000 version the food chain involves the HACCP system (FAO & WHO, 2003). The ISO 9001 (2000) addressed the standard model for quality man- traceability of food products and the ability of food facilities to pro- agement and quality assurance but did not address food safety. The vide information about their sources, recipients, and transporters are requirement for food safety and traceability is added in the new ISO essential to ensure the safety of food supply (Levinson, 2009). standards with more focus on traceability. ISO 22000 (2005) Quality is defined by ISO as “the totality of features and charac- specified requirements for a food safety management system teristics of a product that bear on its ability to satisfy stated or where an organization in the food chain needs to demonstrate its implied needs” (Van Reeuwijk, 1998). Also, quality can be defined as ability to control food safety hazards in order to ensure that food is “conformance to requirement”, “fitness for use” or, more appropri- safe at the time of human consumption. This standard includes ately for foodstuffs, “fitness for consumption”. Thus, quality can be analysing methods of food hazards from HACCP and the approach described as the requirements necessary to satisfy the needs and of the management system from ISO 9001 (FMRIC, 2008). expectations of the consumer (Ho, 1994; Peri, 2006). However, food Furthermore, ISO 22005 (2007) defined the principles and objec- quality is very general, implying many expectations which can be tives of traceability and also specified the basic requirements for different from consumer to consumer. Quality includes attributes the design and implementation of a feed and food traceability that influence a product’s value to the consumer. Quality does not M.M. Aung, Y.S. Chang / Food Control 39 (2014) 172e184 177 Fig. 2. Scope of selected private industry and trade standards (Will & Guenther, 2007). refer solely to the properties of the food itself, but also to the ways in et al., 2005). Product-tracing systems are essential for food safety which those properties have been achieved (Morris & Young, 2000). and quality control. Traceability systems help firms isolate the The classes of quality attributes are listed in Table 2. source and extent of safety or quality control problems. The more Many experts have argued that safety is the most important precise the tracing system, the faster a producer can identify and component of quality since a lack of safety can result in serious resolve food safety or quality problems (Golan et al., 2004). In injury and even death for the consumer. Safety differs from many themselves, traceability systems neither produce safer/high-quality other quality attributes since it is a quality attribute that is difficult products nor determine liability. But they act as an element of any to observe. A product can appear to be of high quality (i.e. well supply-management or quality/safety control system so that they coloured, appetizing and flavourful, etc.), but it can be unsafe can provide information about whether control points in the pro- because it might be contaminated with undetected pathogenic duction or supply chain are operating correctly or not. So early organisms, toxic chemicals, or physical hazards (UN, 2007). Rohr, detection and faster response to these problems is possible. Luddecke, Drusch, Muller, and Alvensleben (2005), Grunert Quality and safety are both linked to traceability whereas safety is (2005) and Pinto et al. (2006) agreed that food safety has become implicated by traceability more often. They are two very important an important food quality attribute. elements of people’s conceptions of food and associated decision Defects and improper food quality may result in consumer making (i.e. food choice). Traceability is primarily viewed as a tool for rejection and lower sales, while food safety hazards may be hidden the food safety by providing a means for recall as well as proof for the and go undetected until the product has been consumed. If detected, authenticity of food, but it is also related to food quality. Since both serious food safety hazards may result in market access exclusion and quality and safety were shown to be related to confidence, traceability major economic loss and costs. Since food safety hazards directly may indeed boost consumer confidence through quality and safety affect public health and economies, achieving proper food safety assessments (Rijswijk & Frewer, 2006). Moe (1998) mentioned that must always take precedence over achieving high levels of other traceability is an essential subsystem of quality management. Thus, a quality attributes (UN, 2007). These two have obvious links, but food well developed internal traceability system is necessary for quality quality is primarily an economical issue decided by the consumer, management. It would efficiently improve data collection, produc- while food safety is a governmental commitment to ensure that the tion flow control, and quality assurance. food supply is safe for consumers and meets regulatory requirements To foster continuous improvement in the quality of products and (Sarig, 2003). Quality is seen to lead to taste, health, safety and processes, firms use Total Quality Management (TQM) system. Ho pleasure. Similarly, safety is seen to be the consequence of control, (1994) stated that ISO 9000 can be seen as a route to implement- origin, best before date and quality, while resulting in health and a ing TQM. Fig. 3 below shows the relationship of food safety, quality feeling of calm. Both quality and safety are interrelated and linked to and traceability systems from the management point of view. In trust/confidence (Rijswijk & Frewer, 2006). addition, a brief summary of requirements to be managed in a food supply chain is shown in Table 3. 4.3. The link between traceability & quality and safety Consumer perceptions show an increasing concern about food safety and properties of the food they buy and eat. The information Table 2 available from labelling conventions does not always translate into Classes of food quality attributes (UN, 2007). more confidence. It has been recognized that there is an increasing External Internal Hidden need for transparent information on the quality of the entire food chain, supported by modern tracking and tracing methods. Essen- Appearance (Sight) Odour Wholesomeness tially, food quality is associated with a proactive policy and the Feel (touch) Taste Nutritive Value Defects Texture Safety creation of requirements to maintain a safe food supply (Beulens 178 M.M. Aung, Y.S. Chang / Food Control 39 (2014) 172e184 In the event of food outbreaks and incidents, a traceback investigation is the method used to determine and document the distribution and production chain, and the source(s) of a product that has been implicated in a foodborne illness investigation. Public health agencies conduct traceback activities to determine the source and distribution of the implicated product associated with the outbreak and to subsequently identify potential points where contamination could have occurred. This action helps prevent additional illnesses by providing a foundation for recalls of contaminated food remaining in the marketplace and identifying hazardous practices or violations. A traceback investigation may result in a recall of product (i.e. traceforward), other regulatory actions such as detention of an imported product, an injunction against a processor or grower, informing the public via press re- leases, closer monitoring of the product in general, domestic and foreign outreach, and “on-the-farm” investigations. Some of the challenges found in fresh produce tracebacks include the absence Fig. 3. Food safety, quality and traceability: an integrated approach (Adapted from Huss et al. (2004)). of labelling and distribution records, complex distribution systems, and multiple sources of product at the point of service. Another challenge is that traceback investigations are very resource- 5. Food contamination and traceability intensive and may implicate but not confirm the cause of the contamination. These challenges include the fact that the epide- Foodborne disease outbreaks and incidents, including those miology of foodborne disease is changing and new pathogens have arising from natural, accidental, and deliberate contamination of emerged, some spreading worldwide (Guzewich & Salbury, 2001). food, have been identified by the World Health Organization The WHO is promoting the use of all food technologies which (WHO) as major global public health threats of the 21st century may contribute to public health, such as pasteurization, food irra- (WHO, 2007b). Many outbreaks are the consequence of a failed diation and fermentation (WHO, 2007b). Also, the implementation process, or inappropriate storage conditions (usually temperature of HACCP system is recommended to prevent food contamination abuse) during distribution, food service or by the consumer. The by identifying potentially unsafe links in the food processing chain. vast majority of these problems have been caused by the unin- The system manages the risk associated with food safety aspects of tentional contamination of food but, there is growing concern for production (Kumar & Budin, 2006). By having a crisis management the threat of intentional contamination such as bioterrorism. Food program that defines the action to be taken in the event of recall, contaminants are substances that may be present in certain food- the impact can be reduced. For food companies, reducing pro- stuffs due to environmental contamination, cultivation practices or cessing batch size and batch mixing is an approach to reduce the production processes. Food may be accidentally or deliberately cost of recalls, in term of product quantity and media impact. contaminated by microbiological, chemical or physical hazards. In However, it was also found that reducing batch size leads to losses addition, there are other hazards/factors which cause contamina- in production efficiency, due to increased production setup times, tion to food such as Genetically Modified Organisms (GMOs) and setup costs, cleaning efforts, etc (Depuy, Botta-Genoulaz, & Guinet, radioactive substances. 2005; Saltini & Akkerman, 2012). Especially, monitoring and surveillance for high-value and high- risk food is important and inspection should be done at the port of Table 3 entry, the best place to control food safety for imported foods. For Key issues to be managed for a food supply chain traceability. preventative purposes, the analyses and interpretation of food- Technical Internet & Web technologies (online tracking, borne disease surveillance data requires an associated and similar monitoring, information exchange and retrieval over web etc.) approach for data from food monitoring. The most modern and Location based technologies (e.g., GPS, RS, RTLS etc.) scientific way to perform that is to use the risk assessment process Sensing technologies (e.g., WSN, TTI, Electronic Nose etc.) Identification technologies (e.g., Bar code, RFID etc.) that evaluates potential health risks to humans and animals. The Information and Communication technologies (e.g. Information integration of both foodborne disease surveillance and food systems, computers and mobile networks) monitoring could provide the data which are crucial for risk Managerial Product, time, location and quality traceability, assessment (Schlundt, 2002). Actually, traceability’s strength lies in Monitoring, surveillance, recording and control, Inspections preventing the incidence of food safety hazards, and reducing the Identify risks and apply safety & quality assurance schemes enormity and impact of such incidents by facilitating the identifi- (i.e., ISO, HACCP, TQM, etc.) cation of product(s) and/or batches affected, specifying what Follow regulations, Standards and Standard Operating Procedures (SOPs) occurred, when and where it occurred in the supply chain, and Routing decisions and recall strategies identifying who is responsible (Opara, 2003). Traceability data management (to collect, to keep and to share) Implement coordination among supply chain actors 6. The need for real time traceability Transparency, authenticity and access of information Environmental Evaluation on carbon footprint of food and labelling The main fact that differentiates food supply chains from other Use of eco-friendly packaging materials and processing chains is that there is a continuous change in the quality from the time methods Waste and water management the raw materials leave the grower to the time the product reaches Recycling food and food related materials the consumer (Apaiah, Hendrix, Meerdink, & Linnemann, 2005). Protect odours, pollutants, contamination Perishables such as produce, meat, fish, milk and more can change To inspect the use of fertilizers, pesticides with regard to hands many times before reaching the consumer. Keeping food safe chemical residue and in good quality is a significant challenge as it moves through the M.M. Aung, Y.S. Chang / Food Control 39 (2014) 172e184 179 supply chain. The quality of food is dependent on how food products a framework for the management of traceability data, in fresh, non- are handled at every touch point throughout the food chain. processed food products supply chains. The framework was based The efficiency of a traceability system depends on the ability to upon Physical Markup Language (PML), which is a standard tech- track and trace each individual product and distribution (logistics) nology of eXtensible Markup Language (XML), a simple and flexible unit, in a way that enables continuous monitoring from primary information exchange format that is well suited to support web- production (e.g. harvesting, catch, and retirement) until final enabled business applications. Furthermore, Thakur and disposal by the consumer. Traceability schemes can be separated Hurburgh (2009) suggested a framework which uses a relational into two types: logistics traceability which follows only the physical database management system to record information (i.e. for in- movement of the product and treats food as a commodity and ternal traceability) and XML for the exchange of information (i.e. for qualitative traceability that associates additional information chain traceability) between different parties of the grain supply relating to product quality and consumer safety, such as pre- chain. All grain lot information should be recorded in a centralized harvest and post-harvest techniques, storage and distribution database system and only relevant lot/batch information should be conditions, etc. (Folinas et al., 2006). passed on to the next link in the supply chain. The food chain which demands for both logistics and qualitative In the agro-based food chain, Ruiz-Garcia et al. (2010) proposed a traceability is found to be the cold supply chain in which foods are model and prototype implementation for tracking and tracing agri- perishable items and very sensitive to environmental conditions cultural batch products along the food chain. The proposed model such as temperature, humidity and light etc. The ability to collect suggests using web-based systems for data processing, storage and this information, and use it to ensure product quality in “real time” transfer which makes a flexible way of information access, provides tangible benefits to the food industry. It provides a greater networking and usability to achieve full traceability. Alfaro and assurance of product quality and enables quick identification of Rábade (2009) presented a case study of one firm in the Spanish problems; therefore, it can reduce food waste and spoilage. It also vegetable industry and found that the firm has had significant qual- provides the mechanism for communicating to the consumer the itative and quantitative improvements in supply, warehousing, in- diligence with which the business operates (Wilson & Clarke, 1998). ventory and production after implementation of a computerized Transparency of a supply chain network is important as all the traceability system. For the wine logistics chain, Mattoli, Mazzolai, stakeholders of the network have a shared understanding of access Mondini, Zampolli, and Dario (2010) developed a Flexible Tag Data- to product and process related information they requested without logger (FTD) which is attached to the bottles to collect environmental loss, noise, delay and distortion. Transparency enables them to data (light, humidity and temperature) in order to trace the wine achieve efficient recalls on the chain level when necessary and bottles that leave the producer cellar for transport to a shop. The support early warnings in case of a possible emerging problem history data stored in the FTD can be read by smart phone or Personal through a pro-active quality monitoring system to optimize the Digital Assistant (PDA) with integrated infrared port to evaluate the supply chain (Beulens et al., 2005). safety of wine bottles. Another PDA-based record-keeping and decision-support system is suggested for cucumber production 7. Traceability in the food industry traceability to achieve real-time and portable record-keeping in the field for farmers (Li, Qian, Yang, Sun, & Ji, 2010). The term ‘traceability’ has become so widely used in recent For the meat-processing industry, Mousavi et al. (2002) pro- times in various industries not only in the food industry but also in posed a solution which integrates a material handling system and software (Lago, Muccini, & Vanvliet, 2009), automotive (Robson, RFID to track meat products and provide information about them Watanabe, & Numao, 2007; Sohal, 1997) and aerospace industries throughout the production process until they become retail packs. (Harun, Cheng, & Wibbelmann, 2008). Many researchers proposed Hsu, Chen, and Wang (2008) proposed an RFID-enabled traceability frameworks and models in order to deal with the increasing system for the live fish supply chain. A chain consists of aquaculture complexity of food chain traceability. farms, inspectors, logistic center, and the restaurants. The RFID tag Regattieri et al. (2007) analysed legal and regulatory aspects of is put on each live fish and it links to all stages of the live fish supply food traceability and proposed a general framework based on chain. To achieve the safety of live fish and customers’ confidence, product identification, data to trace, product routing, and trace- the traceability information is designed to be exchanged on a web- ability tools for traceability of food products. They presented a based system for farmers and consumers to use. One of the chal- traceability system which uses an alphanumeric code and Radio lenges is how to attach the RFID to the live fish. Abad et al. (2009) Frequency Identification (RFID) to trace cheese products and to tried to validate an RFID smart tag (with integrated temperature apply possible recall strategies very rapidly. The system also allows and relative humidity sensors) developed for real-time traceability customers to access product history of cheese they bought by and cold chain monitoring of food under the case study of an inputting a code via a web site. For traceability tools, two funda- intercontinental fresh fish logistics chain. The aim is to build an mental points are highlighted, the need for standardization and the automated system that integrates online traceability data and chill cost of the tag. Another RFID based framework is suggested by chain condition monitoring. Shanahan et al. (2009) for beef traceability from farm to slaughter Recent developments in technology make new features achiev- using global standards. The integrated system which applies RFID able. These include: advanced data handling systems based on RFID for the identification of individual cattle, and biometric identifiers and a Wireless Sensor Network (WSN), a location tracking system like (e.g. Retinal Scan) for the verification of cattle’s identity is proposed Global Positioning System (GPS) and decision support system using as a solution to the loss of ear tags, the inaccessibility of traceability intelligent software agents etc. Jedermann, Behrens, Westphal, and records and the fraudulent activities that have occurred in some Lang (2006) proposed an intelligent container system using a com- situations. The framework also mentioned the use of RFID in ISO bination of RFID, sensor networks, and software agents to trace fruit compliant format (ISO 11784, 2006) which can be converted into an transports, demonstrating an effective use of RFID technology in fruit EPC data structure in order to facilitate the use of the EPCglobal logistics. Zhang, Liu, Mu, Moga, and Zhang (2009) developed a Network (EPCglobal, 2009) for the exchange of traceability data. temperature-managed traceability system for frozen and chilled food Obviously, exchange of traceability data is an important issue to during storage and transportation. The system integrated RFID with achieve transparency and the smooth transfer of information GPS, mobile communication with Time Temperature Tolerance (TTT) among the food supply chain actors. Folinas et al. (2006) introduced theory can automate the tasks, like daily work routines, and cross- 180 M.M. Aung, Y.S. Chang / Food Control 39 (2014) 172e184 communicate information flow between the manager, the driver, the and labels) and software (information systems). Advances in infor- stakeholders and insecurities about arrival time. Wang, Kwok, and Ip mation and computer technology for information systems manage- (2010) developed a real-time monitoring and decision support sys- ment; scanning and other digital technology for product tem, with a combination of existing technologies such as RFID, WSN, identification, image capture, storage and display; nondestructive GPS and rule-based decisions to improve the delivery system for testing and biosensors for quality and safety assessment; and geo- perishable products. Based on the mathematical models, and data spatial technologies (Geographic Information System (GIS), Global from the RFID and sensor network, the quality of the goods can be Positioning System (GPS), Remote Sensing (RS)) for mobile assets predicted by the forecast module. tracking and site-specific operations, are technological innovations The important area with regard to traceability is food product that can be applied in a traceability system. Basically, a product recall, a growing concern for food companies. Kumar and Budin traceability system requires the identification of all the physical en- (2006) presented the prevention and management of product re- tities (and locations) from which the product originates, that is to say, calls in the processed food industry. Findings from analysis sug- where it is processed, packaged, and stocked, including every agent in gested potential reduction of product recalls through the supply chain (Regattieri et al., 2007). A summary of the funda- recommended preventive measures including the use of the HACCP mental technical instruments available is shown in Table 4. and RFID systems. Doukidis (2009) reported a work that was un- Several technologies which complement identification for dertaken for a company that deals with frozen food regarding the verification already exist, particularly in the livestock industry, for requirements analysis, development and pilot implementation of a implementing traceable supply chains. Future innovations in DNA RFID-enabled traceability system within the central warehouse. finger-printing, nanotechnology for miniature-machines, iris The cost reduction is achieved as a consequence of identifying the scanning, nose-print matching, facial recognition and retinal im- number of possible locations that a defective product is located. In aging and their integration into plant and livestock industries have summary, an effective traceability system can reduce recall cost considerable potential for improving the speed and precision of since it is possible to have a prospective product recall (for safety), traceability in the food industry (Opara, 2003; Smith, Pendell, and to identify what caused the problems (Regattieri et al., 2007). Tatum, Belk, & Sofos, 2008). Aarnisalo, Heiskanen, Jaakkola, Based on the requirements of traceability in the food chain, a Landor, and Raaska (2007) mentioned that there is a growing conceptual framework is considered in this paper (Fig. 4). In this need for the use of real-time sensors for quality and safety assur- framework, all supply chain actors are considered to have internal ance in the food industry especially for perishable food products. and external traceability in order to achieve the whole supply chain In traceability, the traceback investigation for food is found traceability. The safety and quality regulations enforce all actors to necessary in order to verify counterfeit, authenticity and prove- apply safety and quality assurance systems that comply with regu- nance of food in the event of fraud or commercial disputes. In lations and to manage all their operations in an efficient and standard Europe, food legislation is particularly strict and traceability sys- manner. For supply chain operation and performance, enabling tems, based on product labelling, have become mandatory in all technologies can be seen as facilitators which serve as a medium for European countries. In the US, the US Congress mandated Country- all actors to enable access to food traceability information systems. of-Origin Labeling (COOL) for many food crops/products as a requirement (Smith et al., 2005). However, the implementation of 8. Technologies applied these systems does not ensure consumers against fraud. Paper documents can be counterfeit so alternative methods for genetic Opara (2003) mentioned the need of technologies for product traceability systems based on product identification are needed identification, information capture, analysis, storage and trans- (Dalvit et al., 2007). mission, as well as overall system integration. These technologies It is found that modern analytical techniques, in particular include hardware (such as measuring equipment, identification tags molecular biology techniques, can determine the plant or animal Fig. 4. Conceptual framework of food traceability system. M.M. Aung, Y.S. Chang / Food Control 39 (2014) 172e184 181 Table 4 Technical instrument for traceability. Technology Description Strengths Weaknesses Alphanumeric Label which includes a sequence of Simple to use and economic Code read/write not automatic codes numbers and letters of various sizes, Poor performance Replaced by bar code High data integrity corruption No standards defined Lack of tie between different actors Cannot collect environmental information (no sensing capability) Bar codes Optical machine readable representation Simple, more economical and Reading need line of sight of data, exact traceability Unreadable for damaged labels Encodes alphanumeric characters and Can read one at a time by scanner consist of vertical bars, spaces, squares Cannot collect environmental and dots information (no sensing capability) Radio Frequency Detect presence of tagged objects, No line of sight in reading, Rely on Reader for data collection, Identification (RFID) Identify or track using radio waves Can read and write tags A tag cannot initiate communication, Higher data rate and larger memory size No cooperation among the devices, Reversible tags, Can read data within one hop Can read many tags simultaneously Cost still a burden Limited capability for environmental sensing Wireless Sensor Collect sensing data from physical or Multihop networking, In-network processing, Not suitable for identification purpose, Network (WSN) environmental conditions, Can deploy different network topologies, Need energy saving techniques for continuous Variety of sensors available for Secure communication among nodes, sensing sensing and monitoring Longer reading ranges Sensor-actuator networking species present in a foodstuff. These techniques can be categorized the correlation between the tracers in food and the local environ- into two types: the physicochemical techniques, which use either ment (i.e. geology and groundwater). TRACE also exploits geological the variation of the radioactive isotope content of the product, and climatic maps that are available and maintained annually. spectroscopy, pyrolysis or electronic nose, and the biological tech- Under the joint IAEA/FAO project, a database that enables linking niques which use the analysis of total bacterial flora or DNA chips. with other databases is preferably hosted to facilitate its sustain- Using the above techniques will help in differentiating milk pro- ability in the longer term for partners to use in provenance studies. duced on a mountain from that produced on the plains, of deter- mining the origin of various cheeses or various wines, or of 9. Problems and implementation hurdles in food traceability identifying the geographical origin of other foods like oysters, meats, fish, olive oils, teas or fruit juices (Peres et al., 2007). Indi- The growing importance of food safety and quality in the food cation of origin may only become a signal of enhanced quality if the industry enforces all actors in the supply chain to adopt trace- source-of-origin is associated with higher food safety or quality ability from farm to fork although there are some problems to (Loureiro & Umberger, 2006). handle regarding traceability. First, the costs associated with The study on the application of these techniques to improve food putting traceability systems into place are seen as barriers for traceability can be seen in the TRACE project (2005e2009) which is supply chain actors especially for small-scale producers from less sponsored by the European Commission. In this project, cost effective developed countries. However, the benefits gained from trace- analytical methods integrated within sector-specific and -generic ability for high-risk and high-valued food far outweigh the cost of traceability systems were developed to enable the determination and traceability. the objective verification of the origin of food. Mineral water, meat, Many developing countries lag in developing and implementing honey and cereal samples were analysed in order to develop methods food safety and traceability standards thus limit exports of food for the determination of the origin of food labelled with Protected products from developing countries, where poor regulation of Designation of Origin (PDO) or Protected Geographical Indication chemical use, pollutants, and a steep learning curve in traceability (PGI). To verify the food origin, the applicability of using different capacity restrict growers’ and processors’ participation. One of the methods such as trace elements and isotopes methods, rapid and biggest challenges with supply chain traceability is the exchange of profiling methods, molecular biology methods and Chemometrics information in a standardized format between various links in the are studied. The project also addressed the issues of European con- chain. This information needs to be exchanged in a precise, effective sumer perceptions, attitudes, and expectations regarding food pro- and electronic manner (FSA, 2002; Moe, 1998). duction systems and their ability-to-trace food products, together Traceability systems are critically reliant on the recording of with consumer attitudes to designated origin products, food information. Robust mechanisms are needed to facilitate the authenticity and food fraud (Rijswijk, Frewer, Menozzi, & FAioli, 2008; collection and authentication of any information, to enable it to be TRACE, 2009). Also, a joint IAEA/FAO programme proposed the updated and shared through the chain. Paper is still used as a implementation of nuclear techniques such as isotope ratio analysis cheaper option for traceability, although it limits the ability to re- along with multi-element analysis and other complementary cord data accurately, store it, and query it to identify and trace methods, for the verification of food traceability systems and claims products. Digital databases for traceability are seen as more related to food origin, production, and authenticity (IAEA, 2011). expensive to implement, operate, and maintain, requiring in- The main problem found with all of these techniques is the need vestments in hardware and software, skilled human resources, for the construction of data banks which are very necessary for training, and certification (Karippacheril, Rios, & Srivastava, 2011). them. Therefore, the TRACE project explored a mapping process Traceability concerns many products in the food industry. Bulk that reduces the need for commodity specific databases by finding produce is found more challenging to trace than fresh produce. 182 M.M. Aung, Y.S. Chang / Food Control 39 (2014) 172e184 Products such as grain, coffee, olive oil, rice, and milk from multiple main factors that hinder investments on sophisticated traceability farms are combined in silos and storage tanks, making it difficult to schemes (Manos & Mnikas, 2010). trace them back to their sources (IFT, 2009). A number of proposed frameworks and models for traceability are found in research literature; however, there is no common theoretical framework 10. Conclusions with respect to implementation of food traceability (Karlsen, Dreyer, Olsen, & Elvevoll, 2013). Moe (1998) estimated that demand for information along the Also, there are hurdles to overcome in the implementation of food chain will increase and it will set higher requirements for well- traceability. The hurdles can be in seen in two categories: organi- structured traceability systems. Therefore, traceability will emerge zational and technological. In supply chain networks, transparency as a new index of quality and a basis for trade in the future. among the supply chain actors is important to exchange data. Each Customer demand for real time information about the products actor is responsible for maintaining and communicating their own they buy and eat will also grow and it will be one of the competitive product, process and transformation information. There is an advantages of food industry marketing. ongoing concern to maintain a balance between useful trans- The use of mobile phones accelerates the age of ubiquity. The parency and the confidentiality of information of each entity in the ability to check food safety in the hands of the consumer has chain (Thakur & Donnelly, 2010). Furthermore, internal traceability become a reality by tagging products with RFID or bar codes that systems are a prerequisite to achieve full traceability (Senneset, can be read with a mobile phone. Smart phones today could be the Foras, & Fremme, 2007). future handheld device for traceability because of its portability, One of the biggest challenges of food chain traceability is the mobility, accessibility to Internet and application software support. extensive use of the manual exchange of information between Consumers can scan the code in the store using a mobile phone companies. Bechiniet, Cimino, Lazzerini, Marcelloni, and Tomasi camera or embedded mobile RFID reader so they can find out the (2005) reported that only a few links in a supply chain are using product history at their finger tips and make purchases for safe and software for internal traceability in existing traceability systems. quality foods. They can even offer feedback to the farmer. The diversity of the systems also makes the integration difficult. In the near future, RFID and sensor based systems will be widely Not only the smooth exchange and integration of information but used, not only for tracking the goods but also for monitoring the also the aspects of grower’s perception and customers’ willingness quality of the products and the supply chain itself. This will enable in traceability should be better studied. In addition, company the detection of the spoilage of food products and enhance the motivation is an important factor in creating the conditions for a continuity of the food supply chain. Biosensors will most probably successful tracing event (Donnelly, Karlsen, & Dreyer, 2011). be used for various uses such as detection of mycotoxins, bacter- The adequate knowledge on diverse characteristics of food is iocides, allergens and contaminating microbes (Aarnisalo et al., important in the food industry. For example, in the fresh produce 2007). The advanced techniques like gas chromatography and industry, the development of traceability systems has been greatly electronic noses (i.e., a machine which can detect and discriminate influenced by the characteristics of the product. Perishability and among complex odours using a sensor array) will be increasingly quality variation in fresh fruits and vegetables necessitate proper used in the field of food quality management (Peris & Escuder- storage conditions and the identification of quality attributes Gilabert, 2009). (Golan et al., 2004). But for the livestock industry, it has a long The Internet promises to be an important tool for food trace- ability. Web based traceability systems will enable traceability history of implementing animal identification and traceability systems to control disease and ensure the safety of meat and dairy chains for products to personal computers and smart phones of consumers based on the access control level of the consumer products. Mixing transformations create challenges for traceability that are more severe than other types of transformations. identification system. This will deliver real-time information to consumers on the quality and safety status of products and also From a technological point of view, a DNA-based technique such permit speedy recalls when quality and safety standards are as DNA barcoding is effective in certifying both origin and quality of breached. The larger trend in the future is the convergence of smart raw materials, and to detect adulterations occurring in the indus- phones with the Internet of Things (i.e. Internet-connected real trial food chain. But it relies on the availability of an international world objects). Devices such as smart phones essentially become platform repository BOLD (Barcode of life database). Also, seeds, sensors and RFID readers, which allow consumers to interact with fruit, and different plant and animal parts are transformed in food real world objects in a much more detailed manner. with a definite shape, taste and smell through physical (i.e. heating, To minimize foodborne hazards and incidents, the sustainable boiling, UV radiation) or chemical (i.e. addition of food pre- agriculture which can produce good crop yields using natural servatives, artificial sweeteners) treatments, which could alter DNA methods to feed the soil and reduce pests (e.g. organic farming) structure (Galimberti et al., 2013). These techniques are too should be maintained in order to balance economic, environmental, expensive to apply in routine tests but they could be a trusted tool and quality of life benefits not only for farmers but also for consumers for verification of suspected fraud (Dalvit et al., 2007). as well. As a consequence of incidents that have happened in the Paper-based systems are still widely used for traceability sys- livestock food industry (e.g. BSE, FMD, Bird flu and Swine flu etc.), tems in both large and small companies, and even within systems monitoring and inspection of feeding diet and health of animals will operating across the whole food chain. Implementation of elec- become a mandatory task to do as human and animals share one tronic chain traceability may involve changes both in work pro- health and the cost of impact on the food industry and consumer cesses and software systems. RFID is found as the most cutting edge confidence is intangible. As since the environmental concerns in the technology for supply chain integrity and traceability. But the food supply chain grow, to design and implement an eco-friendly problem is still the high cost of tags used in these systems, even supply chain will be a new challenge. though the prices have decreased significantly in recent years Most of the previous research is found to focus on traceability (Aarnisalo et al., 2007). Moreover, it is difficult to achieve 100% until the retail point of the food chain thereby missing to trace the readability of RFID tags through metal, glass and liquid (Petersen, consumer part of the food chain. In terms of food safety, the con- 2004). Tight profit margins and inadequate knowledge on poten- sumer segment is also important therefore traceability should be tial benefits of traceability systems are reported as some of the extended to consumers. It is clear that traceability comes at a cost. M.M. Aung, Y.S. Chang / Food Control 39 (2014) 172e184 183 But the costs of not having it or having inefficient systems in place Folinas, D., Manikas, I., & Manos, B. (2006). Traceability data management for food chains. British Food Journal, 108(8), 622e633. may be severe both for governments, consumers, individual com- FSA. (2002). Traceability in the food chain a preliminary study. UK: Food Standard panies and the food industry as a whole. In conclusion, food Agency. Retrieved from www.food.gov.uk/multimedia/pdfs/ traceability from “farm to fork” is going to become a reality if traceabilityinthefoodchain.pdf (Accessed 15.07.12). market forces, consumer demand and government regulations all Galimberti, A., Mattia, F. D., Losa, A., Bruni, I., Federici, S., Casiraghi, M., et al. (2013). DNA barcoding as a new tool for food traceability. Food Research International, are converging to push a new level of supply chain visibility. 50(1), 55e63. Galvão, J. A., Margeirsson, S., Garate, C., Viðarsson, J. R., & Oetterer, M. (2010). Traceability system in cod fishing. Food Control, 21, 1360e1366. Acknowledgements Golan, E., Krissoff, B., Kuchler, F., Calvin, L., Nelson, K., & Price, G. (2004). Traceability in the U.S. food supply: Economic theory and industrial studies. Agricultural Economic Report Number 830. The authors thank to the anonymous reviewers and Mr. Kevin Grunert, K. G. (2005). Food quality and safety: consumer perception and demand. Sliverson of Korea Aerospace University for valuable comments. European Review of Agricultural Economics, 132(3), 369e391. This work was supported in part by Korea Research Foundation GS1. (2009). Business process and system requirements for full chain traceability. GS1 Global Traceability Standard, Issue 1.1.0. 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