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Section 11.4

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Which of the following is not one of the three general classes of communication with the public?

Educational

Which of the following is not a rule under the TCPA of 1991?

Calls must be made between 9:00 am and 8:00 pm in the prospect's time.

Seacoast Securities is a new FINRA member firm. It is preparing a new marketing campaign, including a mass mail advertisement. The advertisement must be

filed with FINRA at least 10 days before use

Which of the following statements concerning the delivery of statements is not correct?

Statements must be sent monthly.

Test your knowledge on the three general classes of communication with the public by identifying which option is not part of them.

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