20 Questions
What is the purpose of the workbook mentioned in the text?
To prepare for the International Introduction to Securities & Investment examination
Who is the author of the workbook?
Dianne Ramdeen, MSc, FCCA, CFA, MCSI
What disclaimer is mentioned regarding the workbook?
The workbook has no responsibility for individuals undertaking trading or investments
Where is the Chartered Institute for Securities & Investment located?
20 Fenchurch Street, London EC3M 3BY, United Kingdom
What is the consequence of any unauthorized act in relation to the material in this publication?
Civil claim for damages and criminal prosecution
What is the purpose of the questions contained in this workbook?
To aid in revision of different areas of the syllabus
What is the policy regarding the use of hand-held calculators in CISI exam venues?
Not allowed; candidates must use the onscreen calculator
What does the Chartered Institute for Securities & Investment (CISI) emphasize as the three pillars of professionalism?
Knowledge, skills, and integrity
What should practitioners do to ensure their knowledge is up to date according to the text?
Keep informed on changes to this workbook and examination dates
What is the capital of a company made up of?
A combination of borrowing and owner's investment
What is the long-term borrowing of a company usually referred to as?
Bonds
What are shares referred to as due to being the equity capital of a company?
Equities
What does holding shares in registered form involve?
Having the name recorded on the share register
What is the alternative to holding shares in registered form?
Bearer shares
What do bearer certificates prevent?
Use in financial crime
What is the money invested by owners in a company usually referred to as?
Shares
What is now more common for companies when issuing shares?
Issuing non-certificated basis
What involves the person being the bearer of the shares?
Ownership passing by transfer of the share certificate to the new owner
What is the person who holds bearer shares considered as?
Owner
Prepare for the Chartered Institute for Securities & Investment’s International Introduction to Securities & Investment exam with this workbook for syllabus version 16.0. It covers the exams from 10 September 2023 to 9 September 2024.
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