Introduction to Securities & Investment Workbook

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Questions and Answers

What is the purpose of the workbook mentioned in the text?

  • To promote the Chartered Institute for Securities & Investment
  • To prepare for the International Introduction to Securities & Investment examination (correct)
  • To provide guidance on trading and investments
  • To offer educational material on general finance topics

Who is the author of the workbook?

  • Kevin Rothwell, FCSI
  • No specific author mentioned
  • Dianne Ramdeen, MSc, FCCA, CFA, MCSI (correct)
  • JB Beckett, Chartered MCSI

What is the contact email provided for queries related to the workbook?

What disclaimer is mentioned regarding the workbook?

<p>The workbook has no responsibility for individuals undertaking trading or investments (D)</p> Signup and view all the answers

Where is the Chartered Institute for Securities & Investment located?

<p>20 Fenchurch Street, London EC3M 3BY, United Kingdom (C)</p> Signup and view all the answers

What is the consequence of any unauthorized act in relation to the material in this publication?

<p>Civil claim for damages and criminal prosecution (D)</p> Signup and view all the answers

What is the purpose of the questions contained in this workbook?

<p>To aid in revision of different areas of the syllabus (D)</p> Signup and view all the answers

What is the policy regarding the use of hand-held calculators in CISI exam venues?

<p>Not allowed; candidates must use the onscreen calculator (D)</p> Signup and view all the answers

What does the Chartered Institute for Securities & Investment (CISI) emphasize as the three pillars of professionalism?

<p>Knowledge, skills, and integrity (D)</p> Signup and view all the answers

What should practitioners do to ensure their knowledge is up to date according to the text?

<p>Keep informed on changes to this workbook and examination dates (D)</p> Signup and view all the answers

What is the capital of a company made up of?

<p>A combination of borrowing and owner's investment (A)</p> Signup and view all the answers

What is the long-term borrowing of a company usually referred to as?

<p>Bonds (C)</p> Signup and view all the answers

What are shares referred to as due to being the equity capital of a company?

<p>Equities (B)</p> Signup and view all the answers

What does holding shares in registered form involve?

<p>Having the name recorded on the share register (C)</p> Signup and view all the answers

What is the alternative to holding shares in registered form?

<p>Bearer shares (C)</p> Signup and view all the answers

What do bearer certificates prevent?

<p>Use in financial crime (C)</p> Signup and view all the answers

What is the money invested by owners in a company usually referred to as?

<p>Shares (C)</p> Signup and view all the answers

What is now more common for companies when issuing shares?

<p>Issuing non-certificated basis (C)</p> Signup and view all the answers

What involves the person being the bearer of the shares?

<p>Ownership passing by transfer of the share certificate to the new owner (A)</p> Signup and view all the answers

What is the person who holds bearer shares considered as?

<p>Owner (D)</p> Signup and view all the answers

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