Introduction to Securities & Investment Workbook
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Questions and Answers

What is the purpose of the workbook mentioned in the text?

  • To promote the Chartered Institute for Securities & Investment
  • To prepare for the International Introduction to Securities & Investment examination (correct)
  • To provide guidance on trading and investments
  • To offer educational material on general finance topics

    • Who is the author of the workbook?

  • Kevin Rothwell, FCSI
  • No specific author mentioned
  • Dianne Ramdeen, MSc, FCCA, CFA, MCSI (correct)
  • JB Beckett, Chartered MCSI

    • What is the contact email provided for queries related to the workbook?

    What disclaimer is mentioned regarding the workbook?

    <p>The workbook has no responsibility for individuals undertaking trading or investments</p> Signup and view all the answers

    Where is the Chartered Institute for Securities & Investment located?

    <p>20 Fenchurch Street, London EC3M 3BY, United Kingdom</p> Signup and view all the answers

    What is the consequence of any unauthorized act in relation to the material in this publication?

    <p>Civil claim for damages and criminal prosecution</p> Signup and view all the answers

    What is the purpose of the questions contained in this workbook?

    <p>To aid in revision of different areas of the syllabus</p> Signup and view all the answers

    What is the policy regarding the use of hand-held calculators in CISI exam venues?

    <p>Not allowed; candidates must use the onscreen calculator</p> Signup and view all the answers

    What does the Chartered Institute for Securities & Investment (CISI) emphasize as the three pillars of professionalism?

    <p>Knowledge, skills, and integrity</p> Signup and view all the answers

    What should practitioners do to ensure their knowledge is up to date according to the text?

    <p>Keep informed on changes to this workbook and examination dates</p> Signup and view all the answers

    What is the capital of a company made up of?

    <p>A combination of borrowing and owner's investment</p> Signup and view all the answers

    What is the long-term borrowing of a company usually referred to as?

    <p>Bonds</p> Signup and view all the answers

    What are shares referred to as due to being the equity capital of a company?

    <p>Equities</p> Signup and view all the answers

    What does holding shares in registered form involve?

    <p>Having the name recorded on the share register</p> Signup and view all the answers

    What is the alternative to holding shares in registered form?

    <p>Bearer shares</p> Signup and view all the answers

    What do bearer certificates prevent?

    <p>Use in financial crime</p> Signup and view all the answers

    What is the money invested by owners in a company usually referred to as?

    <p>Shares</p> Signup and view all the answers

    What is now more common for companies when issuing shares?

    <p>Issuing non-certificated basis</p> Signup and view all the answers

    What involves the person being the bearer of the shares?

    <p>Ownership passing by transfer of the share certificate to the new owner</p> Signup and view all the answers

    What is the person who holds bearer shares considered as?

    <p>Owner</p> Signup and view all the answers

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