International Introduction to Securities & Investment Workbook Edition 16
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Questions and Answers

What is the purpose of the workbook mentioned in the text?

  • To promote the Chartered Institute for Securities & Investment
  • To offer educational material on finance and accounting
  • To prepare candidates for an examination on securities and investments (correct)
  • To provide guidance on trading and investments
  • Who is the author of the workbook?

  • Dianne Ramdeen, MSc, FCCA, CFA, MCSI (correct)
  • JB Beckett, Chartered MCSI
  • Kevin Rothwell, FCSI
  • Chartered Institute for Securities & Investment
  • What is the address of the Chartered Institute for Securities & Investment?

  • 10 Downing Street, London SW1A 2AA, United Kingdom
  • 1600 Pennsylvania Avenue NW, Washington, D.C., United States
  • 20 Fenchurch Street, London EC3M 3BY, United Kingdom (correct)
  • 221B Baker Street, London NW1 6XE, United Kingdom
  • What is the contact email provided for the Chartered Institute for Securities & Investment?

    <p><a href="mailto:[email protected]">[email protected]</a></p> Signup and view all the answers

    What qualifications does the author hold?

    <p>MSc, FCCA, CFA, MCSI</p> Signup and view all the answers

    What responsibility does the Chartered Institute for Securities & Investment accept?

    <p>No responsibility for persons undertaking trading or investments</p> Signup and view all the answers

    What is the consequence of an unauthorized act in relation to the material in this publication?

    <p>Civil claim for damages and criminal prosecution</p> Signup and view all the answers

    What is the purpose of the questions contained in this workbook?

    <p>To aid in revision of different areas of the syllabus</p> Signup and view all the answers

    What is the consequence of using hand-held calculators in CISI exam venues?

    <p>Candidates will be disqualified</p> Signup and view all the answers

    What is the role of the Chartered Institute for Securities & Investment (CISI)?

    <p>Enhancing knowledge, skills, and integrity</p> Signup and view all the answers

    Where can candidates view the full syllabus?

    <p>cisi.org and by contacting the Customer Support Centre</p> Signup and view all the answers

    What should candidates regularly check for updates that could affect their examination?

    <p>Candidate Update area details on cisi.org/candidateupdate</p> Signup and view all the answers

    What does the workbook version number indicate?

    <p>The date of publication</p> Signup and view all the answers

    Why must practitioners ensure that their knowledge is up to date?

    <p>Due to changes in industry practice, economic conditions, legislation/regulations, technology, and various other factors</p> Signup and view all the answers

    What do CISI examinations help firms to meet?

    <p>Requirements of government regulators</p> Signup and view all the answers

    In which areas is the workbook designed to aid revision?

    <p>Different areas of the syllabus</p> Signup and view all the answers

    Study Notes

    Workbook Purpose and Author

    • Designed to assist candidates in preparing for CISI examinations effectively.
    • Author holds relevant qualifications and expertise in the finance sector.

    Chartered Institute for Securities & Investment (CISI)

    • Address: Chartered Institute for Securities & Investment, 1-2 Puddle Dock, London, EC4V 3DB.
    • Contact email: [email protected].

    Author's Qualifications

    • The author possesses professional qualifications pertinent to the finance and investment industry.

    Responsibilities and Consequences

    • CISI accepts responsibility for the accuracy of information contained in the material.
    • Unauthorized acts related to the material can lead to serious legal consequences.

    Workbook Question Purpose

    • Questions are aimed at reinforcing knowledge and understanding of key concepts for exam readiness.

    Hand-held Calculators in Exam Venues

    • Use of hand-held calculators is prohibited, ensuring a standard testing environment.

    Role of CISI

    • CISI advocates for high standards in the securities and investment profession, providing training, qualifications, and resources.

    Syllabus Viewing

    • Candidates can access the complete syllabus through the CISI website, ensuring a thorough understanding of exam requirements.

    Examination Updates

    • Candidates should regularly consult the CISI website for any updates or changes that may impact examination content or procedures.

    Workbook Version Number

    • The workbook version number signifies updates and revisions, ensuring candidates have the most current information.

    Importance of Knowledge Updates

    • Practitioners must keep their knowledge current to maintain industry relevance and meet ongoing regulatory requirements.

    CISI Examinations and Firm Standards

    • The CISI examinations support firms in meeting regulatory standards and enhancing employee competency in the finance sector.

    Revision Areas Covered by Workbook

    • The workbook is structured to assist candidates in revising core topics relevant to CISI qualifications.

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