INFCIRC/540 (Corrected) Model Protocol PDF

INFCIRC/540 (Corrected) MODEL PROTOCOL ADDITIONAL TO THE AGREEMENT(S) BETWEEN STATE(S) AND THE INTERNATIONAL ATOMIC ENERGY AGENCY FOR THE A...

INFCIRC/540 (Corrected) MODEL PROTOCOL ADDITIONAL TO THE AGREEMENT(S) BETWEEN STATE(S) AND THE INTERNATIONAL ATOMIC ENERGY AGENCY FOR THE APPLICATION OF SAFEGUARDS INTERNATIONAL ATOMIC ENERGY AGENCY In this reprint, corrections have been made in Articles 2.a.(ii), 2.a.(ix)(b), 4.a.(iii), 17 and 18.b.. INFC1RC/540 Printed by the IAEA in Austria September 1997 Reprinted December 1998  Foreword This document is a model Additional Protocol designed for States having a Safeguards Agreement with the Agency, in order to strengthen the effectiveness and improve the efficiency of the safeguards system as a contribution to global nuclear non- proliferation objectives. The Board of Governors has requested the Director General to use this Model Protocol as the standard for additional protocols that are to be concluded by States and other parties to comprehensive safeguards agreements with the Agency. Such protocols shall contain all of the measures in this Model Protocol. The Board of Governors has also requested the Director General to negotiate additional protocols or other legally binding agreements with nuclear-weapon States incorporating those measures provided for in the Model Protocol that each nuclear- weapon State has identified as capable of contributing to the non-proliferation and efficiency aims of the Protocol, when implemented with regard to that State, and as consistent with that State's obligations under Article I of the NPT. The Board of Governors has further requested the Director General to negotiate additional protocols with other States that are prepared to accept measures provided for in the Model Protocol in pursuance of safeguards effectiveness and efficiency objectives. In conformity with the requirements of the Statute, each individual Protocol or other legally binding agreement will require the approval of the Board and its authorization to the Director General to conclude and subsequently implement the Protocol so approved.  CONTENTS Articles Preamble - Relationship between the Protocol and the Safeguards Agreement 1 Provision of information 2-3 Complementary access 4 - 10 Designation of Agency inspectors 11 Visas 12 Subsidiary arrangements 13 Communication systems 14 Protection of confidential information 15 Annexes 16 Entry into force 17 Definitions 18 Pages ANNEX I List of activities referred to in Article 2.a.(iv) of the Protocol AI/1-3 ANNEX II List of specified equipment and non-nuclear material for the reporting of exports and imports according to Article 2.a.(ix) AII/1-42  MODEL PROTOCOL ADDITIONAL TO THE AGREEMENT(S) BETWEEN.......... AND THE INTERNATIONAL ATOMIC ENERGY AGENCY FOR THE APPLICATION OF SAFEGUARDS Preamble WHEREAS.......... (hereinafter referred to as "..........") is a party to (an) Agreement(s) between.......... and the International Atomic Energy Agency (hereinafter referred to as the "Agency") for the application of safeguards [full title of the Agreement(s) to be inserted] (hereinafter referred to as the "Safeguards Agreement(s)"), which entered into force on...........; AWARE OF the desire of the international community to further enhance nuclear non-proliferation by strengthening the effectiveness and improving the efficiency of the Agency's safeguards system; RECALLING that the Agency must take into account in the implementation of safeguards the need to: avoid hampering the economic and technological development of.......... or international co-operation in the field of peaceful nuclear activities; respect health, safety, physical protection and other security provisions in force and the rights of individuals; and take every precaution to protect commercial, technological and industrial secrets as well as other confidential information coming to its knowledge; WHEREAS the frequency and intensity of activities described in this Protocol shall be kept to the minimum consistent with the objective of strengthening the effectiveness and improving the efficiency of Agency safeguards; NOW THEREFORE.......... and the Agency have agreed as follows: 1 RELATIONSHIP BETWEEN THE PROTOCOL AND THE SAFEGUARDS AGREEMENT Article 1 The provisions of the Safeguards Agreement shall apply to this Protocol to the extent that they are relevant to and compatible with the provisions of this Protocol. In case of conflict between the provisions of the Safeguards Agreement and those of this Protocol, the provisions of this Protocol shall apply. PROVISION OF INFORMATION Article 2 a........... shall provide the Agency with a declaration containing: (i) A general description of and information specifying the location of nuclear fuel cycle-related research and development activities1 not involving nuclear material carried out anywhere that are funded, specifically authorized or controlled by, or carried out on behalf of,........... (ii) Information identified by the Agency on the basis of expected gains in effectiveness or efficiency, and agreed to by.........., on operational activities of safeguards relevance at facilities and at locations outside facilities where nuclear material is customarily used. (iii) A general description of each building on each site, including its use and, if not apparent from that description, its contents. The description shall include a map of the site. (iv) A description of the scale of operations for each location engaged in the activities specified in Annex I to this Protocol. (v) Information specifying the location, operational status and the estimated annual production capacity of uranium mines and concentration plants and thorium concentration plants, and the current annual production of such mines and concentration plants for.......... as a whole........... shall provide, upon request by the 1 Terms in italics have specialized meanings, which are defined in Article 18 below. 2  Agency, the current annual production of an individual mine or concentration plant. The provision of this information does not require detailed nuclear material accountancy. (vi) Information regarding source material which has not reached the composition and purity suitable for fuel fabrication or for being isotopically enriched, as follows: (a) The quantities, the chemical composition, the use or intended use of such material, whether in nuclear or non-nuclear use, for each location in......... at which the material is present in quantities exceeding ten metric tons of uranium and/or twenty metric tons of thorium, and for other locations with quantities of more than one metric ton, the aggregate for.......... as a whole if the aggregate exceeds ten metric tons of uranium or twenty metric tons of thorium. The provision of this information does not require detailed nuclear material accountancy; (b) The quantities, the chemical composition and the destination of each export out of.........., of such material for specifically non-nuclear purposes in quantities exceeding: (1) Ten metric tons of uranium, or for successive exports of uranium from........... to the same State, each of less than ten metric tons, but exceeding a total of ten metric tons for the year; (2) Twenty metric tons of thorium, or for successive exports of thorium from.......... to the same State, each of less than twenty metric tons, but exceeding a total of twenty metric tons for the year; (c) The quantities, chemical composition, current location and use or intended use of each import into.......... of such material for specifically non-nuclear purposes in quantities exceeding: (1) Ten metric tons of uranium, or for successive imports of uranium into.......... each of less than 3  ten metric tons, but exceeding a total of ten metric tons for the year; (2) Twenty metric tons of thorium, or for successive imports of thorium into.......... each of less than twenty metric tons, but exceeding a total of twenty metric tons for the year; it being understood that there is no requirement to provide information on such material intended for a non-nuclear use once it is in its non-nuclear end-use form. (vii) (a) Information regarding the quantities, uses and locations of nuclear material exempted from safeguards pursuant to [paragraph 37 of INFCIRC/153]2; (b) Information regarding the quantities (which may be in the form of estimates) and uses at each location, of nuclear material exempted from safeguards pursuant to [paragraph 36(b) of INFCIRC/153]2/ but not yet in a non-nuclear end-use form, in quantities exceeding those set out in [paragraph 37 of INFCIRC/153]2/. The provision of this information does not require detailed nuclear material accountancy. (viii) Information regarding the location or further processing of intermediate or high-level waste containing plutonium, high enriched uranium or uranium-233 on which safeguards have been terminated pursuant to [paragraph 11 of INFCIRC/153]2/. For the purpose of this paragraph, "further processing" does not include repackaging of the waste or its further conditioning not involving the separation of elements, for storage or disposal. (ix) The following information regarding specified equipment and non-nuclear material listed in Annex II: (a) For each export out of.......... of such equipment and material: the identity, quantity, location of intended use 2 The reference to the corresponding provision of the relevant Safeguards Agreement should be inserted where bracketed references to INFCIRC/153 are made. 4  in the receiving State and date or, as appropriate, expected date, of export; (b) Upon specific request by the Agency, confirmation by.........., as importing State, of information provided to the Agency by another State concerning the export of such equipment and material to ……………...”. (x) General plans for the succeeding ten-year period relevant to the development of the nuclear fuel cycle (including planned nuclear fuel cycle-related research and development activities) when approved by the appropriate authorities in........... b........... shall make every reasonable effort to provide the Agency with the following information: (i) A general description of and information specifying the location of nuclear fuel cycle-related research and development activities not involving nuclear material which are specifically related to enrichment, reprocessing of nuclear fuel or the processing of intermediate or high-level waste containing plutonium, high enriched uranium or uranium-233 that are carried out anywhere in.......... but which are not funded, specifically authorized or controlled by, or carried out on behalf of,........... For the purpose of this paragraph, "processing" of intermediate or high- level waste does not include repackaging of the waste or its conditioning not involving the separation of elements, for storage or disposal. (ii) A general description of activities and the identity of the person or entity carrying out such activities, at locations identified by the Agency outside a site which the Agency considers might be functionally related to the activities of that site. The provision of this information is subject to a specific request by the Agency. It shall be provided in consultation with the Agency and in a timely fashion. c. Upon request by the Agency,.......... shall provide amplifications or clarifications of any information it has provided under this Article, in so far as relevant for the purpose of safeguards. 5  Article 3 a........... shall provide to the Agency the information identified in Article 2.a.(i), (iii), (iv), (v), (vi)(a), (vii) and (x) and Article 2.b.(i) within 180 days of the entry into force of this Protocol. b........... shall provide to the Agency, by 15 May of each year, updates of the information referred to in paragraph a. above for the period covering the previous calendar year. If there has been no change to the information previously provided,.......... shall so indicate. c........... shall provide to the Agency, by 15 May of each year, the information identified in Article 2.a.(vi)(b) and (c) for the period covering the previous calendar year. d........... shall provide to the Agency on a quarterly basis the information identified in Article 2.a.(ix)(a). This information shall be provided within sixty days of the end of each quarter. e........... shall provide to the Agency the information identified in Article 2.a.(viii) 180 days before further processing is carried out and, by 15 May of each year, information on changes in location for the period covering the previous calendar year. f........... and the Agency shall agree on the timing and frequency of the provision of the information identified in Article 2.a.(ii). g........... shall provide to the Agency the information in Article 2.a.(ix)(b) within sixty days of the Agency's request. COMPLEMENTARY ACCESS Article 4 The following shall apply in connection with the implementation of complementary access under Article 5 of this Protocol: a. The Agency shall not mechanistically or systematically seek to verify the information referred to in Article 2; however, the Agency shall have access to: 6  (i) Any location referred to in Article 5.a.(i) or (ii) on a selective basis in order to assure the absence of undeclared nuclear material and activities; (ii) Any location referred to in Article 5.b. or c. to resolve a question relating to the correctness and completeness of the information provided pursuant to Article 2 or to resolve an inconsistency relating to that information; (iii) Any location referred to in Article 5.a.(iii) to the extent necessary for the Agency to confirm, for safeguards purposes,..........'s declaration of the decommissioned status of a facility or of a location outside facilities where nuclear material was customarily used. b. (i) Except as provided in paragraph (ii) below, the Agency shall give.......... advance notice of access of at least 24 hours; (ii) For access to any place on a site that is sought in conjunction with design information verification visits or ad hoc or routine inspections on that site, the period of advance notice shall, if the Agency so requests, be at least two hours but, in exceptional circumstances, it may be less than two hours. c. Advance notice shall be in writing and shall specify the reasons for access and the activities to be carried out during such access. d. In the case of a question or inconsistency, the Agency shall provide.......... with an opportunity to clarify and facilitate the resolution of the question or inconsistency. Such an opportunity will be provided before a request for access, unless the Agency considers that delay in access would prejudice the purpose for which the access is sought. In any event, the Agency shall not draw any conclusions about the question or inconsistency until.......... has been provided with such an opportunity. e. Unless otherwise agreed to by.........., access shall only take place during regular working hours. f........... shall have the right to have Agency inspectors accompanied during their access by representatives of.........., provided that the inspectors shall not thereby be delayed or otherwise impeded in the exercise of their functions. 7  Article 5.......... shall provide the Agency with access to: a. (i) Any place on a site; (ii) Any location identified by.......... under Article 2.a.(v)-(viii); (iii) Any decommissioned facility or decommissioned location outside facilities where nuclear material was customarily used. b. Any location identified by.......... under Article 2.a.(i), Article 2.a.(iv), Article 2.a.(ix)(b) or Article 2.b, other than those referred to in paragraph a.(i) above, provided that if.......... is unable to provide such access,.......... shall make every reasonable effort to satisfy Agency requirements, without delay, through other means. c. Any location specified by the Agency, other than locations referred to in paragraphs a. and b. above, to carry out location-specific environmental sampling, provided that if.......... is unable to provide such access,.......... shall make every reasonable effort to satisfy Agency requirements, without delay, at adjacent locations or through other means. Article 6 When implementing Article 5, the Agency may carry out the following activities: a. For access in accordance with Article 5.a.(i) or (iii): visual observation; collection of environmental samples; utilization of radiation detection and measurement devices; application of seals and other identifying and tamper indicating devices specified in Subsidiary Arrangements; and other objective measures which have been demonstrated to be technically feasible and the use of which has been agreed by the Board of Governors (hereinafter referred to as the "Board") and following consultations between the Agency and........... b. For access in accordance with Article 5.a.(ii): visual observation; item counting of nuclear material; non-destructive measurements and sampling; utilization of radiation detection and measurement devices; examination of records relevant to the quantities, origin and disposition of the material; collection of environmental samples; and other objective measures which have been demonstrated to be technically feasible and the 8  use of which has been agreed by the Board and following consultations between the Agency and........... c. For access in accordance with Article 5.b.: visual observation; collection of environmental samples; utilization of radiation detection and measurement devices; examination of safeguards relevant production and shipping records; and other objective measures which have been demonstrated to be technically feasible and the use of which has been agreed by the Board and following consultations between the Agency and........... d. For access in accordance with Article 5.c.: collection of environmental samples and, in the event the results do not resolve the question or inconsistency at the location specified by the Agency pursuant to Article 5.c., utilization at that location of visual observation, radiation detection and measurement devices, and, as agreed by.......... and the Agency, other objective measures. Article 7 a. Upon request by.........., the Agency and.......... shall make arrangements for managed access under this Protocol in order to prevent the dissemination of proliferation sensitive information, to meet safety or physical protection requirements, or to protect proprietary or commercially sensitive information. Such arrangements shall not preclude the Agency from conducting activities necessary to provide credible assurance of the absence of undeclared nuclear material and activities at the location in question, including the resolution of a question relating to the correctness and completeness of the information referred to in Article 2 or of an inconsistency relating to that information. b........... may, when providing the information referred to in Article 2, inform the Agency of the places at a site or location at which managed access may be applicable. c. Pending the entry into force of any necessary Subsidiary Arrangements,......... may have recourse to managed access consistent with the provisions of paragraph a. above. 9  Article 8 Nothing in this Protocol shall preclude.......... from offering the Agency access to locations in addition to those referred to in Articles 5 and 9 or from requesting the Agency to conduct verification activities at a particular location. The Agency shall, without delay, make every reasonable effort to act upon such a request. Article 9.......... shall provide the Agency with access to locations specified by the Agency to carry out wide-area environmental sampling, provided that if.......... is unable to provide such access it shall make every reasonable effort to satisfy Agency requirements at alternative locations. The Agency shall not seek such access until the use of wide-area environmental sampling and the procedural arrangements therefor have been approved by the Board and following consultations between the Agency and........... Article 10 The Agency shall inform.......... of: a. The activities carried out under this Protocol, including those in respect of any questions or inconsistencies the Agency had brought to the attention of.........., within sixty days of the activities being carried out by the Agency. b. The results of activities in respect of any questions or inconsistencies the Agency had brought to the attention of.........., as soon as possible but in any case within thirty days of the results being established by the Agency. c. The conclusions it has drawn from its activities under this Protocol. The conclusions shall be provided annually. DESIGNATION OF AGENCY INSPECTORS Article 11 a. (i) The Director General shall notify.......... of the Board's approval of any Agency official as a safeguards inspector. Unless.......... 10  advises the Director General of its rejection of such an official as an inspector for.......... within three months of receipt of notification of the Board's approval, the inspector so notified to.......... shall be considered designated to........... ; (ii) The Director General, acting in response to a request by.......... or on his own initiative, shall immediately inform.......... of the withdrawal of the designation of any official as an inspector for........... b. A notification referred to in paragraph a. above shall be deemed to be received by.......... seven days after the date of the transmission by registered mail of the notification by the Agency to........... VISAS Article 12.......... shall, within one month of the receipt of a request therefor, provide the designated inspector specified in the request with appropriate multiple entry/exit and/or transit visas, where required, to enable the inspector to enter and remain on the territory of.......... for the purpose of carrying out his/her functions. Any visas required shall be valid for at least one year and shall be renewed, as required, to cover the duration of the inspector's designation to........... SUBSIDIARY ARRANGEMENTS Article 13 a. Where.......... or the Agency indicates that it is necessary to specify in Subsidiary Arrangements how measures laid down in this Protocol are to be applied,.......... and the Agency shall agree on such Subsidiary Arrangements within ninety days of the entry into force of this Protocol or, where the indication of the need for such Subsidiary Arrangements is made after the entry into force of this Protocol, within ninety days of the date of such indication. b. Pending the entry into force of any necessary Subsidiary Arrangements, the Agency shall be entitled to apply the measures laid down in this Protocol. 11  COMMUNICATIONS SYSTEMS Article 14 a........... shall permit and protect free communications by the Agency for official purposes between Agency inspectors in.......... and Agency Headquarters and/or Regional Offices, including attended and unattended transmission of information generated by Agency containment and/or surveillance or measurement devices. The Agency shall have, in consultation with.........., the right to make use of internationally established systems of direct communications, including satellite systems and other forms of telecommunication, not in use in........... At the request of.......... or the Agency, details of the implementation of this paragraph with respect to the attended or unattended transmission of information generated by Agency containment and/or surveillance or measurement devices shall be specified in the Subsidiary Arrangements. b. Communication and transmission of information as provided for in paragraph a. above shall take due account of the need to protect proprietary or commercially sensitive information or design information which.......... regards as being of particular sensitivity. PROTECTION OF CONFIDENTIAL INFORMATION Article 15 a. The Agency shall maintain a stringent regime to ensure effective protection against disclosure of commercial, technological and industrial secrets and other confidential information coming to its knowledge, including such information coming to the Agency's knowledge in the implementation of this Protocol. b. The regime referred to in paragraph a. above shall include, among others, provisions relating to: (i) General principles and associated measures for the handling of confidential information; (ii) Conditions of staff employment relating to the protection of confidential information; 12  (iii) Procedures in cases of breaches or alleged breaches of confidentiality. c. The regime referred to in paragraph a. above shall be approved and periodically reviewed by the Board. ANNEXES Article 16 a. The Annexes to this Protocol shall be an integral part thereof. Except for the purposes of amendment of the Annexes, the term "Protocol" as used in this instrument means the Protocol and the Annexes together. b. The list of activities specified in Annex I, and the list of equipment and material specified in Annex II, may be amended by the Board upon the advice of an open-ended working group of experts established by the Board. Any such amendment shall take effect four months after its adoption by the Board. ENTRY INTO FORCE Article 17 a. This Protocol shall enter into force on the date on which the Agency receives from.......... written notification that..........'s statutory and/or constitutional requirements for entry into force have been met. OR3 upon signature by the representatives of.......... and the Agency. 3 The choice of alternative depends on the preference of the State concerned according to its internal legal requirements. 13 b........... may, at any date before this Protocol enters into force, declare that it will apply this Protocol provisionally. c. The Director General shall promptly inform all Member States of the Agency of any declaration of provisional application of, and of the entry into force of, this Protocol. DEFINITIONS Article 18 For the purpose of this Protocol: a. Nuclear fuel cycle-related research and development activities means those activities which are specifically related to any process or system development aspect of any of the following: - conversion of nuclear material, - enrichment of nuclear material, - nuclear fuel fabrication, - reactors, - critical facilities, - reprocessing of nuclear fuel, - processing (not including repackaging or conditioning not involving the separation of elements, for storage or disposal) of intermediate or high-level waste containing plutonium, high enriched uranium or uranium-233, but do not include activities related to theoretical or basic scientific research or to research and development on industrial radioisotope applications, medical, hydrological and agricultural applications, health and environmental effects and improved maintenance. 14 b. Site means that area delimited by.......... in the relevant design information for a facility, including a closed-down facility, and in the relevant information on a location outside facilities where nuclear material is customarily used, including a closed-down location outside facilities where nuclear material was customarily used (this is limited to locations with hot cells or where activities related to conversion, enrichment, fuel fabrication or reprocessing were carried out). It shall also include all installations, co-located with the facility or location, for the provision or use of essential services, including: hot cells for processing irradiated materials not containing nuclear material; installations for the treatment, storage and disposal of waste; and buildings associated with specified activities identified by.......... under Article 2.a.(iv) above. c. Decommissioned facility or decommissioned location outside facilities means an installation or location at which residual structures and equipment essential for its use have been removed or rendered inoperable so that it is not used to store and can no longer be used to handle, process or utilize nuclear material. d. Closed-down facility or closed-down location outside facilities means an installation or location where operations have been stopped and the nuclear material removed but which has not been decommissioned. e. High enriched uranium means uranium containing 20 percent or more of the isotope uranium-235. f. Location-specific environmental sampling means the collection of environmental samples (e.g., air, water, vegetation, soil, smears) at, and in the immediate vicinity of, a location specified by the Agency for the purpose of assisting the Agency to draw conclusions about the absence of undeclared nuclear material or nuclear activities at the specified location. g. Wide-area environmental sampling means the collection of environmental samples (e.g., air, water, vegetation, soil, smears) at a set of locations specified by the Agency for the purpose of assisting the Agency to draw conclusions about the absence of undeclared nuclear material or nuclear activities over a wide area. h. Nuclear material means any source or any special fissionable material as defined in Article XX of the Statute. The term source material shall not be interpreted as applying to ore or ore residue. Any determination by the 15  Board under Article XX of the Statute of the Agency after the entry into force of this Protocol which adds to the materials considered to be source material or special fissionable material shall have effect under this Protocol only upon acceptance by........... i. Facility means: (i) A reactor, a critical facility, a conversion plant, a fabrication plant, a reprocessing plant, an isotope separation plant or a separate storage installation; or (ii) Any location where nuclear material in amounts greater than one effective kilogram is customarily used. j. Location outside facilities means any installation or location, which is not a facility, where nuclear material is customarily used in amounts of one effective kilogram or less. 16  ANNEX I LIST OF ACTIVITIES REFERRED TO IN ARTICLE 2.a.(iv) OF THE PROTOCOL (i) The manufacture of centrifuge rotor tubes or the assembly of gas centrifuges. Centrifuge rotor tubes means thin-walled cylinders as described in entry 5.1.1(b) of Annex II. Gas centrifuges means centrifuges as described in the Introductory Note to entry 5.1 of Annex II. (ii) The manufacture of diffusion barriers. Diffusion barriers means thin, porous filters as described in entry 5.3.1(a) of Annex II. (iii) The manufacture or assembly of laser-based systems. Laser-based systems means systems incorporating those items as described in entry 5.7 of Annex II. (iv) The manufacture or assembly of electromagnetic isotope separators. Electromagnetic isotope separators means those items referred to in entry 5.9.1 of Annex II containing ion sources as described in 5.9.1(a) of Annex II. (v) The manufacture or assembly of columns or extraction equipment. Columns or extraction equipment means those items as described in entries 5.6.1, 5.6.2, 5.6.3, 5.6.5, 5.6.6, 5.6.7 and 5.6.8 of Annex II. (vi) The manufacture of aerodynamic separation nozzles or vortex tubes. Aerodynamic separation nozzles or vortex tubes means separation nozzles and vortex tubes as described respectively in entries 5.5.1 and 5.5.2 of Annex II. (vii) The manufacture or assembly of uranium plasma generation systems. Uranium plasma generation systems means systems for the generation of uranium plasma as described in entry 5.8.3 of Annex II. AII/1 (viii) The manufacture of zirconium tubes. Zirconium tubes means tubes as described in entry 1.6 of Annex II. (ix) The manufacture or upgrading of heavy water or deuterium. Heavy water or deuterium means deuterium, heavy water (deuterium oxide) and any other deuterium compound in which the ratio of deuterium to hydrogen atoms exceeds 1:5000. (x) The manufacture of nuclear grade graphite. Nuclear grade graphite means graphite having a purity level better than 5 parts per million boron equivalent and with a density greater than 1.50 g/cm3. (xi) The manufacture of flasks for irradiated fuel. A flask for irradiated fuel means a vessel for the transportation and/or storage of irradiated fuel which provides chemical, thermal and radiological protection, and dissipates decay heat during handling, transportation and storage. (xii) The manufacture of reactor control rods. Reactor control rods means rods as described in entry 1.4 of Annex II. (xiii) The manufacture of criticality safe tanks and vessels. Criticality safe tanks and vessels means those items as described in entries 3.2 and 3.4 of Annex II. (xiv) The manufacture of irradiated fuel element chopping machines. Irradiated fuel element chopping machines means equipment as described in entry 3.1 of Annex II. (xv) The construction of hot cells. Hot cells means a cell or interconnected cells totalling at least 6 m3 in volume with shielding equal to or greater than the equivalent of 0.5 m of concrete, with a density of 3.2 g/cm3 or greater, outfitted with equipment for remote operations. AII/2  ANNEX II LIST OF SPECIFIED EQUIPMENT AND NON-NUCLEAR MATERIAL FOR THE REPORTING OF EXPORTS AND IMPORTS ACCORDING TO ARTICLE 2.a.(ix)*/ 1. Reactors and equipment therefor 1.1. Complete nuclear reactors Nuclear reactors capable of operation so as to maintain a controlled self- sustaining fission chain reaction, excluding zero energy reactors, the latter being defined as reactors with a designed maximum rate of production of plutonium not exceeding 100 grams per year. EXPLANATORY NOTE A "nuclear reactor" basically includes the items within or attached directly to the reactor vessel, the equipment which controls the level of power in the core, and the components which normally contain or come in direct contact with or control the primary coolant of the reactor core. It is not intended to exclude reactors which could reasonably be capable of modification to produce significantly more than 100 grams of plutonium per year. Reactors designed for sustained operation at significant power levels, regardless of their capacity for plutonium production, are not considered as "zero energy reactors". 1.2. Reactor pressure vessels Metal vessels, as complete units or as major shop-fabricated parts therefor, which are especially designed or prepared to contain the core of a nuclear reactor as defined in paragraph 1.1. above and are capable of withstanding the operating pressure of the primary coolant. EXPLANATORY NOTE */ This is the list which the Board agreed at its meeting on 24 February 1993 would be used for the purpose of the voluntary reporting scheme, as subsequently amended by the Board. AII/3  A top plate for a reactor pressure vessel is covered by item 1.2. as a major shop-fabricated part of a pressure vessel. Reactor internals (e.g. support columns and plates for the core and other vessel internals, control rod guide tubes, thermal shields, baffles, core grid plates, diffuser plates, etc.) are normally supplied by the reactor supplier. In some cases, certain internal support components are included in the fabrication of the pressure vessel. These items are sufficiently critical to the safety and reliability of the operation of the reactor (and, therefore, to the guarantees and liability of the reactor supplier), so that their supply, outside the basic supply arrangement for the reactor itself, would not be common practice. Therefore, although the separate supply of these unique, especially designed and prepared, critical, large and expensive items would not necessarily be considered as falling outside the area of concern, such a mode of supply is considered unlikely. 1.3. Reactor fuel charging and discharging machines Manipulative equipment especially designed or prepared for inserting or removing fuel in a nuclear reactor as defined in paragraph 1.1. above capable of on-load operation or employing technically sophisticated positioning or alignment features to allow complex off-load fuelling operations such as those in which direct viewing of or access to the fuel is not normally available. 1.4. Reactor control rods Rods especially designed or prepared for the control of the reaction rate in a nuclear reactor as defined in paragraph 1.1. above. EXPLANATORY NOTE This item includes, in addition to the neutron absorbing part, the support or suspension structures therefor if supplied separately. AII/4 1.5. Reactor pressure tubes Tubes which are especially designed or prepared to contain fuel elements and the primary coolant in a reactor as defined in paragraph 1.1. above at an operating pressure in excess of 5.1 MPa (740 psi). 1.6. Zirconium tubes Zirconium metal and alloys in the form of tubes or assemblies of tubes, and in quantities exceeding 500 kg in any period of 12 months, especially designed or prepared for use in a reactor as defined in paragraph 1.1. above, and in which the relation of hafnium to zirconium is less than 1:500 parts by weight. 1.7. Primary coolant pumps Pumps especially designed or prepared for circulating the primary coolant for nuclear reactors as defined in paragraph 1.1. above. EXPLANATORY NOTE Especially designed or prepared pumps may include elaborate sealed or multi-sealed systems to prevent leakage of primary coolant, canned-driven pumps, and pumps with inertial mass systems. This definition encompasses pumps certified to NC-1 or equivalent standards. 2. Non-nuclear materials for reactors 2.1. Deuterium and heavy water Deuterium, heavy water (deuterium oxide) and any other deuterium compound in which the ratio of deuterium to hydrogen atoms exceeds 1:5000 for use in a nuclear reactor as defined in paragraph 1.1. above in quantities exceeding 200 kg of deuterium atoms for any one recipient country in any period of 12 months. 2.2. Nuclear grade graphite Graphite having a purity level better than 5 parts per million boron equivalent and with a density greater than 1.50 g/cm3 for use in a nuclear reactor as defined in paragraph 1.1. above in quantities exceeding 3 x 104 kg (30 metric tons) for any one recipient country in any period of 12 AII/5  months. NOTE For the purpose of reporting, the Government will determine whether or not the exports of graphite meeting the above specifications are for nuclear reactor use. 3. Plants for the reprocessing of irradiated fuel elements, and equipment especially designed or prepared therefor INTRODUCTORY NOTE Reprocessing irradiated nuclear fuel separates plutonium and uranium from intensely radioactive fission products and other transuranic elements. Different technical processes can accomplish this separation. However, over the years Purex has become the most commonly used and accepted process. Purex involves the dissolution of irradiated nuclear fuel in nitric acid, followed by separation of the uranium, plutonium, and fission products by solvent extraction using a mixture of tributyl phosphate in an organic diluent. Purex facilities have process functions similar to each other, including: irradiated fuel element chopping, fuel dissolution, solvent extraction, and process liquor storage. There may also be equipment for thermal denitration of uranium nitrate, conversion of plutonium nitrate to oxide or metal, and treatment of fission product waste liquor to a form suitable for long term storage or disposal. However, the specific type and configuration of the equipment performing these functions may differ between Purex facilities for several reasons, including the type and quantity of irradiated nuclear fuel to be reprocessed and the intended disposition of the recovered materials, and the safety and maintenance philosophy incorporated into the design of the facility. A "plant for the reprocessing of irradiated fuel elements" includes the equipment and components which normally come in direct contact with and directly control the irradiated fuel and the major nuclear material and fission product processing streams. These processes, including the complete systems for plutonium conversion and plutonium metal production, may be identified by the measures taken to avoid criticality (e.g. by geometry), radiation exposure (e.g. by shielding), AII/6  and toxicity hazards (e.g. by containment). Items of equipment that are considered to fall within the meaning of the phrase "and equipment especially designed or prepared" for the reprocessing of irradiated fuel elements include: 3.1. Irradiated fuel element chopping machines INTRODUCTORY NOTE This equipment breaches the cladding of the fuel to expose the irradiated nuclear material to dissolution. Especially designed metal cutting shears are the most commonly employed, although advanced equipment, such as lasers, may be used. Remotely operated equipment especially designed or prepared for use in a reprocessing plant as identified above and intended to cut, chop or shear irradiated nuclear fuel assemblies, bundles or rods. 3.2. Dissolvers INTRODUCTORY NOTE Dissolvers normally receive the chopped-up spent fuel. In these critically safe vessels, the irradiated nuclear material is dissolved in nitric acid and the remaining hulls removed from the process stream. Critically safe tanks (e.g. small diameter, annular or slab tanks) especially designed or prepared for use in a reprocessing plant as identified above, intended for dissolution of irradiated nuclear fuel and which are capable of withstanding hot, highly corrosive liquid, and which can be remotely loaded and maintained. AII/7 3.3. Solvent extractors and solvent extraction equipment INTRODUCTORY NOTE Solvent extractors both receive the solution of irradiated fuel from the dissolvers and the organic solution which separates the uranium, plutonium, and fission products. Solvent extraction equipment is normally designed to meet strict operating parameters, such as long operating lifetimes with no maintenance requirements or adaptability to easy replacement, simplicity of operation and control, and flexibility for variations in process conditions. Especially designed or prepared solvent extractors such as packed or pulse columns, mixer settlers or centrifugal contactors for use in a plant for the reprocessing of irradiated fuel. Solvent extractors must be resistant to the corrosive effect of nitric acid. Solvent extractors are normally fabricated to extremely high standards (including special welding and inspection and quality assurance and quality control techniques) out of low carbon stainless steels, titanium, zirconium, or other high quality materials. 3.4. Chemical holding or storage vessels INTRODUCTORY NOTE Three main process liquor streams result from the solvent extraction step. Holding or storage vessels are used in the further processing of all three streams, as follows: (a) The pure uranium nitrate solution is concentrated by evaporation and passed to a denitration process where it is converted to uranium oxide. This oxide is re-used in the nuclear fuel cycle. (b) The intensely radioactive fission products solution is normally concentrated by evaporation and stored as a liquor concentrate. This concentrate may be subsequently evaporated and converted to a form suitable for storage or disposal. (c) The pure plutonium nitrate solution is concentrated and stored pending its transfer to further process steps. In particular, holding or storage vessels for plutonium solutions are designed to avoid AII/8  criticality problems resulting from changes in concentration and form of this stream. Especially designed or prepared holding or storage vessels for use in a plant for the reprocessing of irradiated fuel. The holding or storage vessels must be resistant to the corrosive effect of nitric acid. The holding or storage vessels are normally fabricated of materials such as low carbon stainless steels, titanium or zirconium, or other high quality materials. Holding or storage vessels may be designed for remote operation and maintenance and may have the following features for control of nuclear criticality: (1) walls or internal structures with a boron equivalent of at least two per cent, or (2) a maximum diameter of 175 mm (7 in) for cylindrical vessels, or (3) a maximum width of 75 mm (3 in) for either a slab or annular vessel. 3.5. Plutonium nitrate to oxide conversion system INTRODUCTORY NOTE In most reprocessing facilities, this final process involves the conversion of the plutonium nitrate solution to plutonium dioxide. The main functions involved in this process are: process feed storage and adjustment, precipitation and solid/liquor separation, calcination, product handling, ventilation, waste management, and process control. Complete systems especially designed or prepared for the conversion of plutonium nitrate to plutonium oxide, in particular adapted so as to avoid criticality and radiation effects and to minimize toxicity hazards. 3.6. Plutonium oxide to metal production system INTRODUCTORY NOTE This process, which could be related to a reprocessing facility, involves the fluorination of plutonium dioxide, normally with highly corrosive hydrogen fluoride, to produce plutonium fluoride which is subsequently reduced using high purity calcium metal to produce metallic plutonium and a calcium fluoride slag. The main functions involved in this process are: fluorination (e.g. involving equipment fabricated or lined with a precious metal), metal reduction (e.g. employing ceramic crucibles), slag recovery, product AII/9  handling, ventilation, waste management and process control. Complete systems especially designed or prepared for the production of plutonium metal, in particular adapted so as to avoid criticality and radiation effects and to minimize toxicity hazards. 4. Plants for the fabrication of fuel elements A "plant for the fabrication of fuel elements" includes the equipment: (a) Which normally comes in direct contact with, or directly processes, or controls, the production flow of nuclear material, or (b) Which seals the nuclear material within the cladding. 5. Plants for the separation of isotopes of uranium and equipment, other than analytical instruments, especially designed or prepared therefor Items of equipment that are considered to fall within the meaning of the phrase "equipment, other than analytical instruments, especially designed or prepared" for the separation of isotopes of uranium include: 5.1. Gas centrifuges and assemblies and components especially designed or prepared for use in gas centrifuges INTRODUCTORY NOTE The gas centrifuge normally consists of a thin-walled cylinder(s) of between 75 mm (3 in) and 400 mm (16 in) diameter contained in a vacuum environment and spun at high peripheral speed of the order of 300 m/s or more with its central axis vertical. In order to achieve high speed the materials of construction for the rotating components have to be of a high strength to density ratio and the rotor assembly, and hence its individual components, have to be manufactured to very close tolerances in order to minimize the unbalance. In contrast to other centrifuges, the gas centrifuge for uranium enrichment is characterized by having within the rotor chamber a rotating disc-shaped baffle(s) and a stationary tube arrangement for feeding and extracting the UF6 gas and featuring at least 3 separate channels, of which 2 are connected to scoops extending from the rotor axis towards the periphery of the rotor chamber. Also contained within the vacuum environment are a number of critical items which do not rotate and AII/10  which although they are especially designed are not difficult to fabricate nor are they fabricated out of unique materials. A centrifuge facility however requires a large number of these components, so that quantities can provide an important indication of end use. 5.1.1. Rotating components (a) Complete rotor assemblies: Thin-walled cylinders, or a number of interconnected thin-walled cylinders, manufactured from one or more of the high strength to density ratio materials described in the EXPLANATORY NOTE to this Section. If interconnected, the cylinders are joined together by flexible bellows or rings as described in section 5.1.1.(c) following. The rotor is fitted with an internal baffle(s) and end caps, as described in section 5.1.1.(d) and (e) following, if in final form. However the complete assembly may be delivered only partly assembled. (b) Rotor tubes: Especially designed or prepared thin-walled cylinders with thickness of 12 mm (0.5 in) or less, a diameter of between 75 mm (3 in) and 400 mm (16 in), and manufactured from one or more of the high strength to density ratio materials described in the EXPLANATORY NOTE to this Section. (c) Rings or Bellows: Components especially designed or prepared to give localized support to the rotor tube or to join together a number of rotor tubes. The bellows is a short cylinder of wall thickness 3 mm (0.12 in) or less, a diameter of between 75 mm (3 in) and 400 mm (16 in), having a convolute, and manufactured from one of the high strength to density ratio materials described in the EXPLANATORY NOTE to this Section. (d) Baffles: Disc-shaped components of between 75 mm (3 in) and 400 mm (16 in) diameter especially designed or prepared to be mounted inside the centrifuge rotor tube, in order to isolate the take-off chamber from the main separation chamber and, in some cases, to assist the UF6 gas circulation within the main separation chamber of the rotor tube, and manufactured from one of the high strength to density ratio materials described in the EXPLANATORY NOTE to this Section. AII/11  (e) Top caps/Bottom caps: Disc-shaped components of between 75 mm (3 in) and 400 mm (16 in) diameter especially designed or prepared to fit to the ends of the rotor tube, and so contain the UF6 within the rotor tube, and in some cases to support, retain or contain as an integrated part an element of the upper bearing (top cap) or to carry the rotating elements of the motor and lower bearing (bottom cap), and manufactured from one of the high strength to density ratio materials described in the EXPLANATORY NOTE to this Section. EXPLANATORY NOTE The materials used for centrifuge rotating components are: (a) Maraging steel capable of an ultimate tensile strength of 2.05 x 109 N/m2 (300,000 psi) or more; (b) Aluminium alloys capable of an ultimate tensile strength of 0.46 x 109 N/m2 (67,000 psi) or more; (c) Filamentary materials suitable for use in composite structures and having a specific modulus of 12.3 x 106 m or greater and a specific ultimate tensile strength of 0.3 x 106 m or greater ('Specific Modulus' is the Young's Modulus in N/m2 divided by the specific weight in N/m3; 'Specific Ultimate Tensile Strength' is the ultimate tensile strength in N/m2 divided by the specific weight in N/m3). AII/12 5.1.2. Static components (a) Magnetic suspension bearings: Especially designed or prepared bearing assemblies consisting of an annular magnet suspended within a housing containing a damping medium. The housing will be manufactured from a UF6-resistant material (see EXPLANATORY NOTE to Section 5.2.). The magnet couples with a pole piece or a second magnet fitted to the top cap described in Section 5.1.1.(e). The magnet may be ring-shaped with a relation between outer and inner diameter smaller or equal to 1.6:1. The magnet may be in a form having an initial permeability of 0.15 H/m (120,000 in CGS units) or more, or a remanence of 98.5% or more, or an energy product of greater than 80 kJ/m3 (107 gauss-oersteds). In addition to the usual material properties, it is a prerequisite that the deviation of the magnetic axes from the geometrical axes is limited to very small tolerances (lower than 0.1 mm or 0.004 in) or that homogeneity of the material of the magnet is specially called for. (b) Bearings/Dampers: Especially designed or prepared bearings comprising a pivot/cup assembly mounted on a damper. The pivot is normally a hardened steel shaft with a hemisphere at one end with a means of attachment to the bottom cap described in section 5.1.1.(e) at the other. The shaft may however have a hydrodynamic bearing attached. The cup is pellet-shaped with a hemispherical indentation in one surface. These components are often supplied separately to the damper. (c) Molecular pumps: Especially designed or prepared cylinders having internally machined or extruded helical grooves and internally machined bores. Typical dimensions are as follows: 75 mm (3 in) to 400 mm (16 in) internal diameter, 10 mm (0.4 in) or more wall thickness, with the length equal to or greater than the diameter. The grooves are typically rectangular in cross-section and 2 mm (0.08 in) or more in depth. AII/13  (d) Motor stators: Especially designed or prepared ring-shaped stators for high speed multiphase AC hysteresis (or reluctance) motors for synchronous operation within a vacuum in the frequency range of 600 - 2000 Hz and a power range of 50 - 1000 VA. The stators consist of multi-phase windings on a laminated low loss iron core comprised of thin layers typically 2.0 mm (0.08 in) thick or less. (e) Centrifuge housing/recipients: Components especially designed or prepared to contain the rotor tube assembly of a gas centrifuge. The housing consists of a rigid cylinder of wall thickness up to 30 mm (1.2 in) with precision machined ends to locate the bearings and with one or more flanges for mounting. The machined ends are parallel to each other and perpendicular to the cylinder's longitudinal axis to within 0.05 degrees or less. The housing may also be a honeycomb type structure to accommodate several rotor tubes. The housings are made of or protected by materials resistant to corrosion by UF6. (f) Scoops: Especially designed or prepared tubes of up to 12 mm (0.5 in) internal diameter for the extraction of UF6 gas from within the rotor tube by a Pitot tube action (that is, with an aperture facing into the circumferential gas flow within the rotor tube, for example by bending the end of a radially disposed tube) and capable of being fixed to the central gas extraction system. The tubes are made of or protected by materials resistant to corrosion by UF6. 5.2. Especially designed or prepared auxiliary systems, equipment and components for gas centrifuge enrichment plants INTRODUCTORY NOTE The auxiliary systems, equipment and components for a gas centrifuge enrichment plant are the systems of plant needed to feed UF6 to the centrifuges, to link the individual centrifuges to each other to form cascades (or stages) to allow for progressively higher enrichments and to AII/14  extract the 'product' and 'tails' UF6 from the centrifuges, together with the equipment required to drive the centrifuges or to control the plant. Normally UF6 is evaporated from the solid using heated autoclaves and is distributed in gaseous form to the centrifuges by way of cascade header pipework. The 'product' and 'tails' UF6 gaseous streams flowing from the centrifuges are also passed by way of cascade header pipework to cold traps o (operating at about 203 K (-70 C)) where they are condensed prior to onward transfer into suitable containers for transportation or storage. Because an enrichment plant consists of many thousands of centrifuges arranged in cascades there are many kilometers of cascade header pipework, incorporating thousands of welds with a substantial amount of repetition of layout. The equipment, components and piping systems are fabricated to very high vacuum and cleanliness standards. 5.2.1. Feed systems/product and tails withdrawal systems Especially designed or prepared process systems including: Feed autoclaves (or stations), used for passing UF6 to the centrifuge cascades at up to 100 kPa (15 psi) and at a rate of 1 kg/h or more; Desublimers (or cold traps) used to remove UF6 from the cascades at up to 3 kPa (0.5 psi) pressure. The desublimers are capable of being o o chilled to 203 K (-70 C) and heated to 343 K (70 C); 'Product' and 'Tails' stations used for trapping UF6 into containers. This plant, equipment and pipework is wholly made of or lined with UF6- resistant materials (see EXPLANATORY NOTE to this section) and is fabricated to very high vacuum and cleanliness standards. 5.2.2. Machine header piping systems Especially designed or prepared piping systems and header systems for handling UF6 within the centrifuge cascades. The piping network is normally of the 'triple' header system with each centrifuge connected to each of the headers. There is thus a substantial amount of repetition in its form. It is wholly made of UF6-resistant materials (see EXPLANATORY AII/15  NOTE to this section) and is fabricated to very high vacuum and cleanliness standards. 5.2.3. UF6 mass spectrometers/ion sources Especially designed or prepared magnetic or quadrupole mass spectrometers capable of taking 'on-line' samples of feed, product or tails, from UF6 gas streams and having all of the following characteristics: 1. Unit resolution for atomic mass unit greater than 320; 2. Ion sources constructed of or lined with nichrome or monel or nickel plated; 3. Electron bombardment ionization sources; 4. Having a collector system suitable for isotopic analysis. 5.2.4. Frequency changers Frequency changers (also known as converters or invertors) especially designed or prepared to supply motor stators as defined under 5.1.2.(d), or parts, components and sub-assemblies of such frequency changers having all of the following characteristics: 1. A multiphase output of 600 to 2000 Hz; 2. High stability (with frequency control better than 0.1%); 3. Low harmonic distortion (less than 2%); and 4. An efficiency of greater than 80%. EXPLANATORY NOTE The items listed above either come into direct contact with the UF6 process gas or directly control the centrifuges and the passage of the gas from centrifuge to centrifuge and cascade to cascade. Materials resistant to corrosion by UF6 include stainless steel, aluminium, aluminium alloys, nickel or alloys containing 60% or more nickel. AII/16 5.3. Especially designed or prepared assemblies and components for use in gaseous diffusion enrichment INTRODUCTORY NOTE In the gaseous diffusion method of uranium isotope separation, the main technological assembly is a special porous gaseous diffusion barrier, heat exchanger for cooling the gas (which is heated by the process of compression), seal valves and control valves, and pipelines. Inasmuch as gaseous diffusion technology uses uranium hexafluoride (UF6), all equipment, pipeline and instrumentation surfaces (that come in contact with the gas) must be made of materials that remain stable in contact with UF6. A gaseous diffusion facility requires a number of these assemblies, so that quantities can provide an important indication of end use. 5.3.1. Gaseous diffusion barriers (a) Especially designed or prepared thin, porous filters, with a pore size of 100 - 1,000 Å (angstroms), a thickness of 5 mm (0.2 in) or less, and for tubular forms, a diameter of 25 mm (1 in) or less, made of metallic, polymer or ceramic materials resistant to corrosion by UF6, and (b) especially prepared compounds or powders for the manufacture of such filters. Such compounds and powders include nickel or alloys containing 60 per cent or more nickel, aluminium oxide, or UF6-resistant fully fluorinated hydrocarbon polymers having a purity of 99.9 per cent or more, a particle size less than 10 microns, and a high degree of particle size uniformity, which are especially prepared for the manufacture of gaseous diffusion barriers. 5.3.2. Diffuser housings Especially designed or prepared hermetically sealed cylindrical vessels greater than 300 mm (12 in) in diameter and greater than 900 mm (35 in) in length, or rectangular vessels of comparable dimensions, which have an inlet connection and two outlet connections all of which are greater than 50 mm (2 in) in diameter, for containing the gaseous diffusion barrier, made of or lined with UF6-resistant materials and designed for horizontal or vertical installation. AII/17 5.3.3. Compressors and gas blowers Especially designed or prepared axial, centrifugal, or positive displacement compressors, or gas blowers with a suction volume capacity of 1 m3/min or more of UF6, and with a discharge pressure of up to several hundred kPa (100 psi), designed for long-term operation in the UF6 environment with or without an electrical motor of appropriate power, as well as separate assemblies of such compressors and gas blowers. These compressors and gas blowers have a pressure ratio between 2:1 and 6:1 and are made of, or lined with, materials resistant to UF6. 5.3.4. Rotary shaft seals Especially designed or prepared vacuum seals, with seal feed and seal exhaust connections, for sealing the shaft connecting the compressor or the gas blower rotor with the driver motor so as to ensure a reliable seal against in-leaking of air into the inner chamber of the compressor or gas blower which is filled with UF6. Such seals are normally designed for a buffer gas in-leakage rate of less than 1000 cm3/min (60 in3/min). 5.3.5. Heat exchangers for cooling UF6 Especially designed or prepared heat exchangers made of or lined with UF6- resistant materials (except stainless steel) or with copper or any combination of those metals, and intended for a leakage pressure change rate of less than 10 Pa (0.0015 psi) per hour under a pressure difference of 100 kPa (15 psi). 5.4. Especially designed or prepared auxiliary systems, equipment and components for use in gaseous diffusion enrichment INTRODUCTORY NOTE The auxiliary systems, equipment and components for gaseous diffusion enrichment plants are the systems of plant needed to feed UF6 to the gaseous diffusion assembly, to link the individual assemblies to each other to form cascades (or stages) to allow for progressively higher enrichments and to extract the 'product' and 'tails' UF6 from the diffusion cascades. Because of the high inertial properties of diffusion cascades, any interruption in their operation, and especially their shut-down, leads to serious consequences. Therefore, a strict and constant maintenance of AII/18  vacuum in all technological systems, automatic protection from accidents, and precise automated regulation of the gas flow is of importance in a gaseous diffusion plant. All this leads to a need to equip the plant with a large number of special measuring, regulating and controlling systems. Normally UF6 is evaporated from cylinders placed within autoclaves and is distributed in gaseous form to the entry point by way of cascade header pipework. The 'product' and 'tails' UF6 gaseous streams flowing from exit points are passed by way of cascade header pipework to either cold traps or to compression stations where the UF6 gas is liquefied prior to onward transfer into suitable containers for transportation or storage. Because a gaseous diffusion enrichment plant consists of a large number of gaseous diffusion assemblies arranged in cascades, there are many kilometers of cascade header pipework, incorporating thousands of welds with substantial amounts of repetition of layout. The equipment, components and piping systems are fabricated to very high vacuum and cleanliness standards. 5.4.1. Feed systems/product and tails withdrawal systems Especially designed or prepared process systems, capable of operating at pressures of 300 kPa (45 psi) or less, including: Feed autoclaves (or systems), used for passing UF6 to the gaseous diffusion cascades; Desublimers (or cold traps) used to remove UF6 from diffusion cascades; Liquefaction stations where UF6 gas from the cascade is compressed and cooled to form liquid UF6; 'Product' or 'tails' stations used for transferring UF6 into containers. 5.4.2. Header piping systems Especially designed or prepared piping systems and header systems for handling UF6 within the gaseous diffusion cascades. This piping network is normally of the "double" header system with each cell connected to each of the headers. AII/19 5.4.3. Vacuum systems (a) Especially designed or prepared large vacuum manifolds, vacuum headers and vacuum pumps having a suction capacity of 5 m3/min (175 ft3/min) or more. (b) Vacuum pumps especially designed for service in UF6-bearing atmospheres made of, or lined with, aluminium, nickel, or alloys bearing more than 60% nickel. These pumps may be either rotary or positive, may have displacement and fluorocarbon seals, and may have special working fluids present. 5.4.4. Special shut-off and control valves Especially designed or prepared manual or automated shut-off and control bellows valves made of UF6-resistant materials with a diameter of 40 to 1500 mm (1.5 to 59 in) for installation in main and auxiliary systems of gaseous diffusion enrichment plants. 5.4.5. UF6 mass spectrometers/ion sources Especially designed or prepared magnetic or quadrupole mass spectrometers capable of taking "on-line" samples of feed, product or tails, from UF6 gas streams and having all of the following characteristics: 1. Unit resolution for atomic mass unit greater than 320; 2. Ion sources constructed of or lined with nichrome or monel or nickel plated; 3. Electron bombardment ionization sources; 4. Collector system suitable for isotopic analysis. EXPLANATORY NOTE The items listed above either come into direct contact with the UF6 process gas or directly control the flow within the cascade. All surfaces which come into contact with the process gas are wholly made of, or lined with, UF6- resistant materials. For the purposes of the sections relating to gaseous diffusion items the materials resistant to corrosion by UF6 include AII/20  stainless steel, aluminium, aluminium alloys, aluminium oxide, nickel or alloys containing 60% or more nickel and UF6-resistant fully fluorinated hydrocarbon polymers. 5.5. Especially designed or prepared systems, equipment and components for use in aerodynamic enrichment plants INTRODUCTORY NOTE In aerodynamic enrichment processes, a mixture of gaseous UF6 and light gas (hydrogen or helium) is compressed and then passed through separating elements wherein isotopic separation is accomplished by the generation of high centrifugal forces over a curved-wall geometry. Two processes of this type have been successfully developed: the separation nozzle process and the vortex tube process. For both processes the main components of a separation stage include cylindrical vessels housing the special separation elements (nozzles or vortex tubes), gas compressors and heat exchangers to remove the heat of compression. An aerodynamic plant requires a number of these stages, so that quantities can provide an important indication of end use. Since aerodynamic processes use UF6, all equipment, pipeline and instrumentation surfaces (that come in contact with the gas) must be made of materials that remain stable in contact with UF6. EXPLANATORY NOTE The items listed in this section either come into direct contact with the UF6 process gas or directly control the flow within the cascade. All surfaces which come into contact with the process gas are wholly made of or protected by UF6-resistant materials. For the purposes of the section relating to aerodynamic enrichment items, the materials resistant to corrosion by UF6 include copper, stainless steel, aluminium, aluminium alloys, nickel or alloys containing 60% or more nickel and UF6-resistant fully fluorinated hydrocarbon polymers. 5.5.1. Separation nozzles Especially designed or prepared separation nozzles and assemblies thereof. The separation nozzles consist of slit-shaped, curved channels having a radius of curvature less than 1 mm (typically 0.1 to 0.05 mm), resistant AII/21  to corrosion by UF6 and having a knife-edge within the nozzle that separates the gas flowing through the nozzle into two fractions. 5.5.2. Vortex tubes Especially designed or prepared vortex tubes and assemblies thereof. The vortex tubes are cylindrical or tapered, made of or protected by materials resistant to corrosion by UF6, having a diameter of between 0.5 cm and 4 cm, a length to diameter ratio of 20:1 or less and with one or more tangential inlets. The tubes may be equipped with nozzle-type appendages at either or both ends. EXPLANATORY NOTE The feed gas enters the vortex tube tangentially at one end or through swirl vanes or at numerous tangential positions along the periphery of the tube. 5.5.3. Compressors and gas blowers Especially designed or prepared axial, centrifugal or positive displacement compressors or gas blowers made of or protected by materials resistant to corrosion by UF6 and with a suction volume capacity of 2 m3/min or more of UF6/carrier gas (hydrogen or helium) mixture. EXPLANATORY NOTE These compressors and gas blowers typically have a pressure ratio between 1.2:1 and 6:1. 5.5.4. Rotary shaft seals Especially designed or prepared rotary shaft seals, with seal feed and seal exhaust connections, for sealing the shaft connecting the compressor rotor or the gas blower rotor with the driver motor so as to ensure a reliable seal against out-leakage of process gas or in-leakage of air or seal gas into the inner chamber of the compressor or gas blower which is filled with a UF6/carrier gas mixture. AII/22 5.5.5. Heat exchangers for gas cooling Especially designed or prepared heat exchangers made of or protected by materials resistant to corrosion by UF6. 5.5.6. Separation element housings Especially designed or prepared separation element housings, made of or protected by materials resistant to corrosion by UF6, for containing vortex tubes or separation nozzles. EXPLANATORY NOTE These housings may be cylindrical vessels greater than 300 mm in diameter and greater than 900 mm in length, or may be rectangular vessels of comparable dimensions, and may be designed for horizontal or vertical installation. 5.5.7. Feed systems/product and tails withdrawal systems Especially designed or prepared process systems or equipment for enrichment plants made of or protected by materials resistant to corrosion by UF6, including: (a) Feed autoclaves, ovens, or systems used for passing UF6 to the enrichment process; (b) Desublimers (or cold traps) used to remove UF6 from the enrichment process for subsequent transfer upon heating; (c) Solidification or liquefaction stations used to remove UF6 from the enrichment process by compressing and converting UF6 to a liquid or solid form; (d) 'Product' or 'tails' stations used for transferring UF6 into containers. 5.5.8. Header piping systems Especially designed or prepared header piping systems, made of or protected by materials resistant to corrosion by UF6, for handling UF6 within the aerodynamic cascades. This piping network is normally of the 'double' AII/23  header design with each stage or group of stages connected to each of the headers. 5.5.9. Vacuum systems and pumps (a) Especially designed or prepared vacuum systems having a suction capacity of 5 m3/min or more, consisting of vacuum manifolds, vacuum headers and vacuum pumps, and designed for service in UF6-bearing atmospheres, (b) Vacuum pumps especially designed or prepared for service in UF6- bearing atmospheres and made of or protected by materials resistant to corrosion by UF6. These pumps may use fluorocarbon seals and special working fluids. 5.5.10. Special shut-off and control valves Especially designed or prepared manual or automated shut-off and control bellows valves made of or protected by materials resistant to corrosion by UF6 with a diameter of 40 to 1500 mm for installation in main and auxiliary systems of aerodynamic enrichment plants. 5.5.11. UF6 mass spectrometers/ion sources Especially designed or prepared magnetic or quadrupole mass spectrometers capable of taking 'on-line' samples of feed, 'product' or 'tails', from UF6 gas streams and having all of the following characteristics: 1. Unit resolution for mass greater than 320; 2. Ion sources constructed of or lined with nichrome or monel or nickel plated; 3. Electron bombardment ionization sources; 4. Collector system suitable for isotopic analysis. AII/24 5.5.12. UF6/carrier gas separation systems Especially designed or prepared process systems for separating UF6 from carrier gas (hydrogen or helium). EXPLANATORY NOTE These systems are designed to reduce the UF6 content in the carrier gas to 1 ppm or less and may incorporate equipment such as: (a) Cryogenic heat exchangers and cryoseparators capable of o temperatures of -120 C or less, or o (b) Cryogenic refrigeration units capable of temperatures of -120 C or less, or (c) Separation nozzle or vortex tube units for the separation of UF6 from carrier gas, or o (d) UF6 cold traps capable of temperatures of -20 C or less. 5.6. Especially designed or prepared systems, equipment and components for use in chemical exchange or ion exchange enrichment plants INTRODUCTORY NOTE The slight difference in mass between the isotopes of uranium causes small changes in chemical reaction equilibria that can be used as a basis for separation of the isotopes. Two processes have been successfully developed: liquid-liquid chemical exchange and solid-liquid ion exchange. In the liquid-liquid chemical exchange process, immiscible liquid phases (aqueous and organic) are countercurrently contacted to give the cascading effect of thousands of separation stages. The aqueous phase consists of uranium chloride in hydrochloric acid solution; the organic phase consists of an extractant containing uranium chloride in an organic solvent. The contactors employed in the separation cascade can be liquid-liquid exchange columns (such as pulsed columns with sieve plates) or liquid centrifugal contactors. Chemical conversions (oxidation and reduction) are required at both ends of the separation cascade in order to provide for the reflux requirements at each end. A major design concern is to avoid contamination AII/25  of the process streams with certain metal ions. Plastic, plastic-lined (including use of fluorocarbon polymers) and/or glass-lined columns and piping are therefore used. In the solid-liquid ion-exchange process, enrichment is accomplished by uranium adsorption/desorption on a special, very fast-acting, ion-exchange resin or adsorbent. A solution of uranium in hydrochloric acid and other chemical agents is passed through cylindrical enrichment columns containing packed beds of the adsorbent. For a continuous process, a reflux system is necessary to release the uranium from the adsorbent back into the liquid flow so that 'product' and 'tails' can be collected. This is accomplished with the use of suitable reduction/oxidation chemical agents that are fully regenerated in separate external circuits and that may be partially regenerated within the isotopic separation columns themselves. The presence of hot concentrated hydrochloric acid solutions in the process requires that the equipment be made of or protected by special corrosion- resistant materials. 5.6.1. Liquid-liquid exchange columns (Chemical exchange) Countercurrent liquid-liquid exchange columns having mechanical power input (i.e., pulsed columns with sieve plates, reciprocating plate columns, and columns with internal turbine mixers), especially designed or prepared for uranium enrichment using the chemical exchange process. For corrosion resistance to concentrated hydrochloric acid solutions, these columns and their internals are made of or protected by suitable plastic materials (such as fluorocarbon polymers) or glass. The stage residence time of the columns is designed to be short (30 seconds or less). 5.6.2. Liquid-liquid centrifugal contactors (Chemical exchange) Liquid-liquid centrifugal contactors especially designed or prepared for uranium enrichment using the chemical exchange process. Such contactors use rotation to achieve dispersion of the organic and aqueous streams and then centrifugal force to separate the phases. For corrosion resistance to concentrated hydrochloric acid solutions, the contactors are made of or are lined with suitable plastic materials (such as fluorocarbon polymers) or are lined with glass. The stage residence time of the centrifugal contactors is designed to be short (30 seconds or less). AII/26 5.6.3. Uranium reduction systems and equipment (Chemical exchange) (a) Especially designed or prepared electrochemical reduction cells to reduce uranium from one valence state to another for uranium enrichment using the chemical exchange process. The cell materials in contact with process solutions must be corrosion resistant to concentrated hydrochloric acid solutions. EXPLANATORY NOTE The cell cathodic compartment must be designed to prevent re-oxidation of uranium to its higher valence state. To keep the uranium in the cathodic compartment, the cell may have an impervious diaphragm membrane constructed of special cation exchange material. The cathode consists of a suitable solid conductor such as graphite. (b) Especially designed or prepared systems at the product end of the cascade for taking the U4+ out of the organic stream, adjusting the acid concentration and feeding to the electrochemical reduction cells. EXPLANATORY NOTE These systems consist of solvent extraction equipment for stripping the U4+ from the organic stream into an aqueous solution, evaporation and/or other equipment to accomplish solution pH adjustment and control, and pumps or other transfer devices for feeding to the electrochemical reduction cells. A major design concern is to avoid contamination of the aqueous stream with certain metal ions. Consequently, for those parts in contact with the process stream, the system is constructed of equipment made of or protected by suitable materials (such as glass, fluorocarbon polymers, polyphenyl sulfate, polyether sulfone, and resin-impregnated graphite). 5.6.4. Feed preparation systems (Chemical exchange) Especially designed or prepared systems for producing high-purity uranium chloride feed solutions for chemical exchange uranium isotope separation plants. AII/27  EXPLANATORY NOTE These systems consist of dissolution, solvent extraction and/or ion exchange equipment for purification and electrolytic cells for reducing the uranium U6+ or U4+ to U3+. These systems produce uranium chloride solutions having only a few parts per million of metallic impurities such as chromium, iron, vanadium, molybdenum and other bivalent or higher multi-valent cations. Materials of construction for portions of the system processing high-purity U3+ include glass, fluorocarbon polymers, polyphenyl sulfate or polyether sulfone plastic-lined and resin-impregnated graphite. 5.6.5. Uranium oxidation systems (Chemical exchange) Especially designed or prepared systems for oxidation of U3+ to U4+ for return to the uranium isotope separation cascade in the chemical exchange enrichment process. EXPLANATORY NOTE These systems may incorporate equipment such as: (a) Equipment for contacting chlorine and oxygen with the aqueous effluent from the isotope separation equipment and extracting the resultant U4+ into the stripped organic stream returning from the product end of the cascade, (b) Equipment that separates water from hydrochloric acid so that the water and the concentrated hydrochloric acid may be reintroduced to the process at the proper locations. 5.6.6. Fast-reacting ion exchange resins/adsorbents (ion exchange) Fast-reacting ion-exchange resins or adsorbents especially designed or prepared for uranium enrichment using the ion exchange process, including porous macroreticular resins, and/or pellicular structures in which the active chemical exchange groups are limited to a coating on the surface of an inactive porous support structure, and other composite structures in any suitable form including particles or fibers. These ion exchange resins/adsorbents have diameters of 0.2 mm or less and must be chemically resistant to concentrated hydrochloric acid solutions as well as physically AII/28  strong enough so as not to degrade in the exchange columns. The resins/adsorbents are especially designed to achieve very fast uranium isotope exchange kinetics (exchange rate half-time of less than 10 seconds) o and are capable of operating at a temperature in the range of 100 C to 200 o C. 5.6.7. Ion exchange columns (Ion exchange) Cylindrical columns greater than 1000 mm in diameter for containing and supporting packed beds of ion exchange resin/adsorbent, especially designed or prepared for uranium enrichment using the ion exchange process. These columns are made of or protected by materials (such as titanium or fluorocarbon plastics) resistant to corrosion by concentrated hydrochloric acid solutions and are capable of operating at a temperature in the range of o o 100 C to 200 C and pressures above 0.7 MPa (102 psia). 5.6.8. Ion exchange reflux systems (Ion exchange) (a) Especially designed or prepared chemical or electrochemical reduction systems for regeneration of the chemical reducing agent(s) used in ion exchange uranium enrichment cascades. (b) Especially designed or prepared chemical or electrochemical oxidation systems for regeneration of the chemical oxidizing agent(s) used in ion exchange uranium enrichment cascades. EXPLANATORY NOTE The ion exchange enrichment process may use, for example, trivalent titanium (Ti3+) as a reducing cation in which case the reduction system would regenerate Ti3+ by reducing Ti4+. The process may use, for example, trivalent iron (Fe3+) as an oxidant in which case the oxidation system would regenerate Fe3+ by oxidizing Fe2+. AII/29 5.7. Especially designed or prepared systems, equipment and components for use in laser-based enrichment plants INTRODUCTORY NOTE Present systems for enrichment processes using lasers fall into two categories: those in which the process medium is atomic uranium vapor and those in which the process medium is the vapor of a uranium compound. Common nomenclature for such processes include: first category - atomic vapor laser isotope separation (AVLIS or SILVA); second category - molecular laser isotope separation (MLIS or MOLIS) and chemical reaction by isotope selective laser activation (CRISLA). The systems, equipment and components for laser enrichment plants embrace: (a) devices to feed uranium-metal vapor (for selective photo-ionization) or devices to feed the vapor of a uranium compound (for photo-dissociation or chemical activation); (b) devices to collect enriched and depleted uranium metal as 'product' and 'tails' in the first category, and devices to collect dissociated or reacted compounds as 'product' and unaffected material as 'tails' in the second category; (c) process laser systems to selectively excite the uranium- 235 species; and (d) feed preparation and product conversion equipment. The complexity of the spectroscopy of urani