Aman P Jaiswal Resume PDF

Aman P Jaiswal In-Charge of IT | RMS | Fund Settlement | Compliance Operations [email protected] | +91-8291020957| LinkedIn - amanjaiswal06 | Mumbai 400004 Sincere & Qualified Professional with Broking experience of over 4 Years, Results-...

Aman P Jaiswal In-Charge of IT | RMS | Fund Settlement | Compliance Operations [email protected] | +91-8291020957| LinkedIn - amanjaiswal06 | Mumbai 400004 Sincere & Qualified Professional with Broking experience of over 4 Years, Results-driven IT Operations In-Charge with extensive experience in Exchange’s Compliances, Risk Management System (RMS) handling within the stock market. Proficient in managing trading software, ensuring compliance with regulatory requirements, and providing technical support. Demonstrated ability to enhance system efficiency and maintain high standards of operational integrity. Career Recital Nariman Finvest Pvt Ltd, Mumbai -400004 February 2020 – Present In-Charge of IT Technical Support & Management: Serve as the primary contact for technical support to the Product Development team. Managing Exchanges related infra (Leased line application), Managing NSE/ BSE user IDs, and Trading application vendors. Oversee IT requirements, hardware/software procurement, and vendor management. Address technical queries, handle server and network management, and draft IT policies. Coordinate with stakeholders for trading system end-of-day/start-of-day processes and application patching. Collaborate with external teams and auditors for compliance and testing. Application & Systems Support: Manage and maintain production and test Window’s servers, including vulnerability management. Support trading systems, including functional and non-ALGO testing. Install and manage trading software, antivirus, and handle network issues. Onsite Support & Operations: Install, configure, and support desktops, laptops, and peripherals. Manage LAN environments, perform backups, and oversee daily operations on servers. Handle onsite calls for application support and customer service. Procured, maintained, and renewed digital signatures, ensuring secure and compliant transactions. Implemented and managed backup processes for all front-end and back-office software. Ensured data integrity and availability through robust backup and recovery solutions. Keeping Website up to date as per SEBI and Exchange regulations. Risk & Surveillance Management Managing Bod process -Limit setting & Stock Upload, Fund Allocation Real time Collateral & margin monitoring at N-MASS to avoid RRM mode. Manual allocation in case of API request rejection. Identify and Liquidation of margin shortfall positions. Client complaint redressal support (Exchange/ODR/SEBI) Ensure auto blocking of exchange level and firm level ban scrips to avoid any penalty. Exchange product approval process.Mock participation & testing of regulatory/exchange changes Responsible for handling Online, Offline RMS day to day activities wherein tracking and monitoring of position (CM, F&O, & CDS segment) RCA & Bug fixing follow-up with front office vendor. Tracking & monitoring of NISM certification expiry of Dealers and intimate them in advance for Renewal of certification to avoid exchange penalty or disablement of trading terminal. Fund Settlement Handling Funds Management. Monitoring Payment gateways Dashboard for funds received from clients. Checking bank charges & NSE & BSE exchange charges, Statutory payment to Government I.e Stamp Duty, Transaction Charges System Development for Internal Process Improvement for varies process Managing Bank Reconciliation of various banks Every day. Managing Clients funds pay-in/pay-out. Managing exchange Pay-in/Pay-out as per Obligation. Allocation Process & short allocation reporting. Upstreaming & Down streaming of funds Compliance Operations of NSE / BSE / CDSL: Daily: Segregation and Monitoring of Collateral at Client Level on T+1 Submission of Allocation of collateral on T Day (Peak & EOD Submission of Holding on T+1 Day Submission of Margin & Short Allocation on T+4 Day Weekly Reporting of URL of website as and when modified Sending Statement of Accounts and Register of Securities Reporting of clients mapped to Authorised Persons (AP) Monthly One time Running Account Settlement (For those who have opted for Monthly Settlement) Investor Grievances (Report) for the month Quarterly Quarterly Settlement of Running Accounts Quarterly Cyber Incident Reporting of Cyber Security & Cyber Resilience framework for Stockbrokers Surveillance reporting Half Yearly & Yearly Assisting in Risk Based Supervision Co-ordinating with Internal auditors for – System Audit, Cyber Audit, Internal Audit, FIU-IND for the month Education: Bachelor of Engineering (B.E.) in Computer Science Engineering Brindavan College of Engineering, Bangalore – 2018 Certifications: NISM-Series-VII: Securities Operations and Risk Management - 27 Apr 2024 NISM-Series-VIII: Equity Derivatives - 28 Jul 2023 Personal details: Date of birth: 22nd December 1995 Marital status: Unmarried Languages known: Marathi, Hindi, English