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Questions and Answers
What is the purpose of the VA Management and Investment Services Rulebook?
What is the purpose of the VA Management and Investment Services Rulebook?
- To regulate public disclosures of investment firms
- To outline the policies and procedures for virtual asset management (correct)
- To define the staff competency requirements for investment firms
- To advertise investment services in Dubai
Which section of the rulebook covers client suitability?
Which section of the rulebook covers client suitability?
- Section A: Policies and procedures (correct)
- Section C: Verification of information
- Section B: Public disclosures
- Section D: Impermissible activities
What is the main focus of Section H in the rulebook?
What is the main focus of Section H in the rulebook?
- Marketing practices
- Risk management and due diligence
- Client agreements
- Management practices (correct)
Which part of the rulebook addresses the receipt and transmission of orders?
Which part of the rulebook addresses the receipt and transmission of orders?
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What does the acronym VARA stand for?
What does the acronym VARA stand for?
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Where is the VARA headquartered?
Where is the VARA headquartered?
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