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Questions and Answers
What type of investment services can a member provide if their firm is a member of the DPB?
What type of investment services can a member provide if their firm is a member of the DPB?
- Restricted range of investment services (correct)
- Tax preparation services
- Full range of investment services
- Budgeting and saving advice only
How are the investment services provided by a DPB member described?
How are the investment services provided by a DPB member described?
- Non-regulated activities
- Exempt regulated activities (correct)
- Unethical practices
- High-risk activities
Where should further guidance be sought regarding the 'exempt regulated activities'?
Where should further guidance be sought regarding the 'exempt regulated activities'?
- From the local government office
- From the relevant DPB (correct)
- From the FCA
- From the HMRC
Which of the following is NOT a term used to describe the investment services provided by a DPB member?
Which of the following is NOT a term used to describe the investment services provided by a DPB member?
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What is the primary benefit of being a member of the DPB in relation to investment services?
What is the primary benefit of being a member of the DPB in relation to investment services?
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