DPB Exempt Regulated Activities Quiz
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Questions and Answers

What type of investment services can a member provide if their firm is a member of the DPB?

  • Restricted range of investment services (correct)
  • Tax preparation services
  • Full range of investment services
  • Budgeting and saving advice only

    • How are the investment services provided by a DPB member described?

  • Non-regulated activities
  • Exempt regulated activities (correct)
  • Unethical practices
  • High-risk activities

    • Where should further guidance be sought regarding the 'exempt regulated activities'?

  • From the local government office
  • From the relevant DPB (correct)
  • From the FCA
  • From the HMRC

    • Which of the following is NOT a term used to describe the investment services provided by a DPB member?

    <p>Limited regulated activities</p> Signup and view all the answers

    What is the primary benefit of being a member of the DPB in relation to investment services?

    <p>Exemption from regulation</p> Signup and view all the answers

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