5 Questions
What type of investment services can a member provide if their firm is a member of the DPB?
Restricted range of investment services
How are the investment services provided by a DPB member described?
Exempt regulated activities
Where should further guidance be sought regarding the 'exempt regulated activities'?
From the relevant DPB
Which of the following is NOT a term used to describe the investment services provided by a DPB member?
Limited regulated activities
What is the primary benefit of being a member of the DPB in relation to investment services?
Exemption from regulation
Test your knowledge on the restricted range of investment services that a member of a firm under the DPB can provide, known as 'exempt regulated activities'. Learn more about the guidelines and relevant DPB guidance.
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