8 Questions
What is the definition of ethics?
Ethics is a set of shared beliefs about what is good or acceptable behavior and what is bad or unacceptable behavior
Which of the following best describes ethical conduct?
Behavior that aligns with societal expectations
Who are considered stakeholders for investment professionals?
Clients, employers, and society at large
What does ethical conduct in the context of investment professionals involve?
Balancing self-interest with the impact on others
Match the following terms with their descriptions:
Ethics = Set of shared beliefs about good or bad behavior Ethical conduct = Behavior consistent with moral principles and societal expectations Stakeholders = People directly or indirectly affected by conduct Positive results for you, negative consequences for a stakeholder = Example of ethical dilemma
Match the following characteristics with their descriptions:
Balanced behavior = Behavior that considers both self-interest and impact on others Improving outcomes for stakeholders = Goal of ethical conduct Consistent with society’s ethical expectations = Aspect of ethical conduct Directly or indirectly affected by the conduct = Stakeholder definition
Match the following examples with their corresponding stakeholders:
Clients, coworkers, employers, and the investment profession = Examples of stakeholders for investment professionals Coworker affected by a decision = Example of a stakeholder impacted negatively by a decision People affected by behavior = Definition of stakeholders Behavior that follows moral principles = Aspect of ethical conduct
Match the following concepts with their definitions:
Good or acceptable behavior vs. bad or unacceptable behavior = Description of ethics Behavior that balances self-interest with impact on others = Definition of balanced behavior Set of shared beliefs about what is good or bad behavior = Ethics definition Behavior that improves outcomes for people affected by the conduct = Definition of improving outcomes for stakeholders
Explore the concept of ethics and ethical conduct in the context of investment professionals, including the impact on stakeholders. Gain insight into the principles and expectations that guide ethical behavior in this field.
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