Podcast
Questions and Answers
What is a critical ingredient in making principled choices and engaging in appropriate conduct?
What is a critical ingredient in making principled choices and engaging in appropriate conduct?
- Laws and regulations
- Codes of ethics
- Professional standards
- Individual judgment (correct)
How can trust in the investment industry be increased?
How can trust in the investment industry be increased?
- By increasing regulations and laws
- By imposing penalties on unethical actions
- By integrating ethics into decision-making activities (correct)
- By enforcing codes of ethics more strictly
What is the single most important factor in promoting ethical behavior among a firm’s employees?
What is the single most important factor in promoting ethical behavior among a firm’s employees?
- Enforcement of codes of ethics
- Professional standards
- Strict regulations
- Senior management's leadership (correct)
What is a critical first step in promoting ethical behavior within a firm?
What is a critical first step in promoting ethical behavior within a firm?
What does the text suggest about the role of individual judgment in ethical behavior?
What does the text suggest about the role of individual judgment in ethical behavior?
How can investment professionals bring the principles of a code of ethics to life?
How can investment professionals bring the principles of a code of ethics to life?
What is insufficient despite being necessary for promoting ethical behavior within a firm?
What is insufficient despite being necessary for promoting ethical behavior within a firm?
What is necessary for fundamentally ethical people to make good decisions?
What is necessary for fundamentally ethical people to make good decisions?
How does the text compare the development of ethical decision-making skills to physical training?
How does the text compare the development of ethical decision-making skills to physical training?
What does the text suggest is good for business, individuals, and society as a whole?
What does the text suggest is good for business, individuals, and society as a whole?
What does a strong ethical culture, built on a defined set of principles, help honest, ethical people to do?
What does a strong ethical culture, built on a defined set of principles, help honest, ethical people to do?
What is necessary to confront hard issues effectively, according to the text?
What is necessary to confront hard issues effectively, according to the text?
What is the text's view on the impact of engaging in the investment management profession in a highly ethical manner?
What is the text's view on the impact of engaging in the investment management profession in a highly ethical manner?
What is the primary focus of the text in relation to ethical decision-making skills?
What is the primary focus of the text in relation to ethical decision-making skills?
What is the ultimate reason given in the text for the importance of ethics?
What is the ultimate reason given in the text for the importance of ethics?
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