Podcast
Questions and Answers
Which statement is not a component of the Code of Ethics?
Which statement is not a component of the Code of Ethics?
- Maintain and improve the competence of other investment professionals
- Use particular care in determining applicable fiduciary duty (correct)
- Practice and encourage others to practice in a professional and ethical manner
- Use reasonable care and exercise independent professional judgment
What is a component of the Code of Ethics?
What is a component of the Code of Ethics?
- Avoid disclosing conflicts of interest
- Disregard professional and ethical behavior
- Use reasonable care and exercise independent professional judgment (correct)
- Engage in speculative investment activities
What is expected of CFA Institute members regarding other investment professionals' competence?
What is expected of CFA Institute members regarding other investment professionals' competence?
- Compete aggressively with other investment professionals
- Disregard the competence of other investment professionals
- Avoid interaction with other investment professionals
- Maintain and improve the competence of other investment professionals (correct)
What behavior should be practiced and encouraged by CFA Institute members?
What behavior should be practiced and encouraged by CFA Institute members?
Which of the following is not a responsibility of CFA Institute members?
Which of the following is not a responsibility of CFA Institute members?
What is generally occurs because of distraction by many small price moves?
What is generally occurs because of distraction by many small price moves?
What term describes distraction by many small price moves that do not help determine the overall price trend?
What term describes distraction by many small price moves that do not help determine the overall price trend?
What is not what occurs because of distraction by many small price moves?
What is not what occurs because of distraction by many small price moves?
What term refers to the small price moves that occur around the underlying trend?
What term refers to the small price moves that occur around the underlying trend?
Which term is used to describe the distracting small price moves that do not help determine the overall price trend?
Which term is used to describe the distracting small price moves that do not help determine the overall price trend?
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