10 Questions
Which statement is not a component of the Code of Ethics?
Use particular care in determining applicable fiduciary duty
What is a component of the Code of Ethics?
Use reasonable care and exercise independent professional judgment
What is expected of CFA Institute members regarding other investment professionals' competence?
Maintain and improve the competence of other investment professionals
What behavior should be practiced and encouraged by CFA Institute members?
Practice and encourage others to practice in a professional and ethical manner
Which of the following is not a responsibility of CFA Institute members?
Use particular care in determining applicable fiduciary duty
What is generally occurs because of distraction by many small price moves?
Noise
What term describes distraction by many small price moves that do not help determine the overall price trend?
Noise
What is not what occurs because of distraction by many small price moves?
Observations
What term refers to the small price moves that occur around the underlying trend?
Noise
Which term is used to describe the distracting small price moves that do not help determine the overall price trend?
Noise
Test your knowledge of the CFA Institute's Code of Ethics with this quiz. Identify the statement that does not align with the components of the Code of Ethics. Challenge yourself with questions related to fiduciary duty, professional judgment, competence, and ethical practice.
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