CFA Institute Code of Ethics Quiz
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Questions and Answers

Which statement is not a component of the Code of Ethics?

  • Maintain and improve the competence of other investment professionals
  • Use particular care in determining applicable fiduciary duty (correct)
  • Practice and encourage others to practice in a professional and ethical manner
  • Use reasonable care and exercise independent professional judgment

    • What is a component of the Code of Ethics?

  • Avoid disclosing conflicts of interest
  • Disregard professional and ethical behavior
  • Use reasonable care and exercise independent professional judgment (correct)
  • Engage in speculative investment activities

    • What is expected of CFA Institute members regarding other investment professionals' competence?

  • Compete aggressively with other investment professionals
  • Disregard the competence of other investment professionals
  • Avoid interaction with other investment professionals
  • Maintain and improve the competence of other investment professionals (correct)

    • What behavior should be practiced and encouraged by CFA Institute members?

    <p>Practice and encourage others to practice in a professional and ethical manner</p> Signup and view all the answers

    Which of the following is not a responsibility of CFA Institute members?

    <p>Use particular care in determining applicable fiduciary duty</p> Signup and view all the answers

    What is generally occurs because of distraction by many small price moves?

    <p>Noise</p> Signup and view all the answers

    What term describes distraction by many small price moves that do not help determine the overall price trend?

    <p>Noise</p> Signup and view all the answers

    What is not what occurs because of distraction by many small price moves?

    <p>Observations</p> Signup and view all the answers

    What term refers to the small price moves that occur around the underlying trend?

    <p>Noise</p> Signup and view all the answers

    Which term is used to describe the distracting small price moves that do not help determine the overall price trend?

    <p>Noise</p> Signup and view all the answers

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