CFA Institute Code of Ethics and Standards Quiz

To ensure profitability for investment professionals globally

To restrict the activities of CFA Institute members

To promote the highest standards of ethics, education, and professional excellence for the benefit of society (correct)

To maintain the public's trust in financial markets through strict regulations

In the 1990s

In the 1970s

In the 1960s (correct)

In the 1980s

Verbal reprimand

Monetary fine

Warning letter

Prosecution (correct)

<p>To maintain the public's trust in financial markets</p> Signup and view all the answers

<p>To lead the investment profession globally by promoting the highest standards of ethics, education, and professional excellence for the ultimate benefit of society</p> Signup and view all the answers