CFA Institute Code of Ethics and Standards Quiz
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Questions and Answers

What is the purpose of the CFA Institute Code of Ethics and Standards of Professional Conduct?

  • To ensure profitability for investment professionals globally
  • To restrict the activities of CFA Institute members
  • To promote the highest standards of ethics, education, and professional excellence for the benefit of society (correct)
  • To maintain the public's trust in financial markets through strict regulations

    • When were the Code and Standards of Professional Conduct created?

  • In the 1990s
  • In the 1970s
  • In the 1960s (correct)
  • In the 1980s

    • What is the consequence of reproducing or transmitting any part of the book without publisher's prior permission?

  • Verbal reprimand
  • Monetary fine
  • Warning letter
  • Prosecution (correct)

    • Why are high ethical standards important in the investment profession?

    <p>To maintain the public's trust in financial markets</p> Signup and view all the answers

    What is the mission of CFA Institute with regards to the investment profession?

    <p>To lead the investment profession globally by promoting the highest standards of ethics, education, and professional excellence for the ultimate benefit of society</p> Signup and view all the answers

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