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SRO Membership and Regulatory Guides Quiz

5 Questions

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SRO Membership and Regulatory Guides Quiz

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Questions and Answers

What does the AMLA define as financial intermediaries?

Persons assisting in the investment or transfer of their own assets

Persons holding assets which belong to others (correct)

Persons who only assist in the transfer of assets

Persons holding assets which belong to themselves

What is the notice period for termination of VQF membership?

Immediate withdrawal

1 month

Only allowed at the end of the calendar year

6 months (correct)

What can lead to the loss of association membership according to SRO membership rules?

Group membership

Immediate withdrawal

Selling a company

Restructuring (correct)

Who is defined as a Virtual Asset Service Provider (VASP) based on the FATF definition?

<p>Persons or entities involved in exchange, transaction, storage, or administration of virtual assets</p> Signup and view all the answers

What are the duties of due diligence according to AMLA?

<p>Procedure on money laundering and terrorist lists</p> Signup and view all the answers

SRO Membership and Regulatory Guides Quiz

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Questions and Answers

What does the AMLA define as financial intermediaries?

What is the notice period for termination of VQF membership?

What can lead to the loss of association membership according to SRO membership rules?

Who is defined as a Virtual Asset Service Provider (VASP) based on the FATF definition?

What are the duties of due diligence according to AMLA?

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