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Questions and Answers
Inventing options for mutual gain involves exploring solutions that benefit all negotiating parties involved.
Inventing options for mutual gain involves exploring solutions that benefit all negotiating parties involved.
True (A)
Using subjective criteria in negotiations always leads to fairer and more unbiased outcomes for all parties.
Using subjective criteria in negotiations always leads to fairer and more unbiased outcomes for all parties.
False (B)
The book suggests addressing power imbalances in negotiations by focusing on strategies to neutralize or mitigate the stronger party's advantages.
The book suggests addressing power imbalances in negotiations by focusing on strategies to neutralize or mitigate the stronger party's advantages.
True (A)
In a negotiation, if the other party refuses to engage constructively, the book advises abandoning the negotiation to avoid further conflict.
In a negotiation, if the other party refuses to engage constructively, the book advises abandoning the negotiation to avoid further conflict.
According to the principles outlined, responding in kind to the other party's dirty tricks is the most effective way to maintain control of the negotiation.
According to the principles outlined, responding in kind to the other party's dirty tricks is the most effective way to maintain control of the negotiation.
The authors of the book have backgrounds that include international law and mathematics.
The authors of the book have backgrounds that include international law and mathematics.
The book explores methods for resolving conflicts amicably in various settings, including divorces, business deals, and international relations.
The book explores methods for resolving conflicts amicably in various settings, including divorces, business deals, and international relations.
The advice is designed to help parties reach agreements through confrontation and intimidation.
The advice is designed to help parties reach agreements through confrontation and intimidation.
According to the preface, courses on negotiation used to be universally offered in professional schools ten years ago.
According to the preface, courses on negotiation used to be universally offered in professional schools ten years ago.
Bruce Patton's contribution was minimal, primarily involving proofreading for typos.
Bruce Patton's contribution was minimal, primarily involving proofreading for typos.
The authors express gratitude to their agent, Julian Bach, for his role in the book's production.
The authors express gratitude to their agent, Julian Bach, for his role in the book's production.
Marty Linsky expanded the book, adding several chapters to increase its depth.
Marty Linsky expanded the book, adding several chapters to increase its depth.
Frances Turnbull is acknowledged for providing purely financial support to the authors.
Frances Turnbull is acknowledged for providing purely financial support to the authors.
Deborah Reimel is appreciated for her unwavering competence, moral support, and gentle but persistent reminders.
Deborah Reimel is appreciated for her unwavering competence, moral support, and gentle but persistent reminders.
The authors feel the field of negotiation has decreased in concern academically and professionally over the last ten years.
The authors feel the field of negotiation has decreased in concern academically and professionally over the last ten years.
The authors apologize for any unintentionally sexist language, acknowledging June Kinoshita's efforts to reduce it.
The authors apologize for any unintentionally sexist language, acknowledging June Kinoshita's efforts to reduce it.
Discussing differing perceptions in a negotiation should involve blaming the other side to ensure each party understands the problem.
Discussing differing perceptions in a negotiation should involve blaming the other side to ensure each party understands the problem.
In negotiations, prioritizing communication of mutually agreeable points can be a worthwhile investment, even those perceived as initially 'unimportant'.
In negotiations, prioritizing communication of mutually agreeable points can be a worthwhile investment, even those perceived as initially 'unimportant'.
During the Law of the Sea Conference, industrialized nations maximized their negotiation leverage by quickly dismissing technology transfer concerns.
During the Law of the Sea Conference, industrialized nations maximized their negotiation leverage by quickly dismissing technology transfer concerns.
If a factory generator breaks down once in a calendar year, it is statistically insignificant and there's no need to investigate further.
If a factory generator breaks down once in a calendar year, it is statistically insignificant and there's no need to investigate further.
To change another party's perceptions, it can be effective to act in a way that is consistent with their expectations.
To change another party's perceptions, it can be effective to act in a way that is consistent with their expectations.
If perceptions between negotiating parties are very similar, open discussion may be counterproductive because it highlights minor insignificant differences.
If perceptions between negotiating parties are very similar, open discussion may be counterproductive because it highlights minor insignificant differences.
Investing time to address other parties' priorities, even those initially deemed less critical, is not always a good thing and sometimes should be avoided.
Investing time to address other parties' priorities, even those initially deemed less critical, is not always a good thing and sometimes should be avoided.
Ignoring concerns of the other side to focus on key agreement points always speeds up the negotiation process by removing obstacles.
Ignoring concerns of the other side to focus on key agreement points always speeds up the negotiation process by removing obstacles.
In principled negotiation, focusing on positions rather than basic interests is more likely to yield a mutually beneficial agreement.
In principled negotiation, focusing on positions rather than basic interests is more likely to yield a mutually beneficial agreement.
During negotiation, it's advisable to disclose your bottom line upfront to foster trust and transparency.
During negotiation, it's advisable to disclose your bottom line upfront to foster trust and transparency.
Principled negotiation emphasizes separating the people from the problem to address issues objectively.
Principled negotiation emphasizes separating the people from the problem to address issues objectively.
In negotiations, it's generally more effective to make threats rather than offers to secure a favorable outcome.
In negotiations, it's generally more effective to make threats rather than offers to secure a favorable outcome.
During the planning stage, generating additional options and additional criteria for deciding among them is a crucial step.
During the planning stage, generating additional options and additional criteria for deciding among them is a crucial step.
To reach an agreement, it's advisable to insist on your position without considering the other party's interests.
To reach an agreement, it's advisable to insist on your position without considering the other party's interests.
In a negotiation, yielding to pressure from the other side is a sign of weakness and should be avoided at all costs.
In a negotiation, yielding to pressure from the other side is a sign of weakness and should be avoided at all costs.
When handling people problems in negotiation, it's best to ignore feelings of frustration and anger to maintain a professional demeanor.
When handling people problems in negotiation, it's best to ignore feelings of frustration and anger to maintain a professional demeanor.
Expressing feelings during negotiations aims to decrease the perceived severity of the issues at hand.
Expressing feelings during negotiations aims to decrease the perceived severity of the issues at hand.
Allowing the other side to vent their frustrations can make later rational discussions more productive.
Allowing the other side to vent their frustrations can make later rational discussions more productive.
Interrupting polemical speeches is the recommended approach to maintain control during negotiations.
Interrupting polemical speeches is the recommended approach to maintain control during negotiations.
Reacting emotionally to outbursts is a constructive strategy to demonstrate solidarity and control the negotiation's tone.
Reacting emotionally to outbursts is a constructive strategy to demonstrate solidarity and control the negotiation's tone.
Acknowledging shared fears can diminish trust and increase defensiveness during agreement building.
Acknowledging shared fears can diminish trust and increase defensiveness during agreement building.
A negotiator's show of anger can sometimes reassure their constituents, granting them more autonomy in negotiations.
A negotiator's show of anger can sometimes reassure their constituents, granting them more autonomy in negotiations.
Responding assertively during the other side's venting is the best way to redirect the conversation efficiently.
Responding assertively during the other side's venting is the best way to redirect the conversation efficiently.
Unexpressed frustrations from home have no bearing on professional negotiation outcomes.
Unexpressed frustrations from home have no bearing on professional negotiation outcomes.
Effective communication is generally enhanced when parties focus on convincing external spectators of their position rather than directly engaging with each other.
Effective communication is generally enhanced when parties focus on convincing external spectators of their position rather than directly engaging with each other.
Being preoccupied with formulating your own arguments and responses during a negotiation enhances your ability to actively listen to the other party involved.
Being preoccupied with formulating your own arguments and responses during a negotiation enhances your ability to actively listen to the other party involved.
Misunderstandings in negotiation are less likely to occur when parties communicate in different languages due to increased awareness of potential misinterpretations.
Misunderstandings in negotiation are less likely to occur when parties communicate in different languages due to increased awareness of potential misinterpretations.
The Persian word for 'compromise' carries the same positive connotation as it does in English, representing a mutually acceptable resolution.
The Persian word for 'compromise' carries the same positive connotation as it does in English, representing a mutually acceptable resolution.
Remaining attentive to one's constituents during a negotiation, as opposed to opponents, normally enhances communication and is seen as a positive move toward a resolution.
Remaining attentive to one's constituents during a negotiation, as opposed to opponents, normally enhances communication and is seen as a positive move toward a resolution.
If U.N. Secretary General Waldheim had been fluent in Farsi, his efforts to release the American hostages would have been more successful.
If U.N. Secretary General Waldheim had been fluent in Farsi, his efforts to release the American hostages would have been more successful.
During negotiations, focusing solely on your planned responses ensures clarity and reduces the likelihood of misunderstanding the other party's statements.
During negotiations, focusing solely on your planned responses ensures clarity and reduces the likelihood of misunderstanding the other party's statements.
When parties in a negotiation speak different languages, misunderstandings can easily happen, especially when words like 'compromise' or 'mediator' have diverging connotations.
When parties in a negotiation speak different languages, misunderstandings can easily happen, especially when words like 'compromise' or 'mediator' have diverging connotations.
Flashcards
Invent Options for Mutual Gain
Invent Options for Mutual Gain
Explore options that benefit both sides in a negotiation.
Insist on Using Objective Criteria
Insist on Using Objective Criteria
Use fair standards and benchmarks agreed upon by all parties.
What If They Are More Powerful?
What If They Are More Powerful?
Strategies for dealing with power imbalances in negotiation.
What If They Won't Play?
What If They Won't Play?
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What If They Use Dirty Tricks?
What If They Use Dirty Tricks?
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Getting to Yes
Getting to Yes
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The Initial Question
The Initial Question
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Getting to Yes
Getting to Yes
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Constructive Criticism
Constructive Criticism
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Moral Support
Moral Support
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Growth of Negotiation
Growth of Negotiation
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Enduring Ideas
Enduring Ideas
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Areas of Ambiguity
Areas of Ambiguity
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Collaborative Brainstorming
Collaborative Brainstorming
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Book's Syllogism
Book's Syllogism
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Non-Sexist Language
Non-Sexist Language
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Cultivate the Relationship
Cultivate the Relationship
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Separate People and Problem
Separate People and Problem
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Focus on Interests
Focus on Interests
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Bottom Line
Bottom Line
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Develop Multiple Options
Develop Multiple Options
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Insist on Objective Criteria
Insist on Objective Criteria
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Yield to Principle
Yield to Principle
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Principled Negotiation
Principled Negotiation
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Discuss Differing Perceptions
Discuss Differing Perceptions
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Perceived Unimportant Concerns
Perceived Unimportant Concerns
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Negotiation Investment
Negotiation Investment
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Law of the Sea Conference Example
Law of the Sea Conference Example
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Missed Opportunity
Missed Opportunity
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Inconsistent Actions
Inconsistent Actions
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Negotiation Investment
Negotiation Investment
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Change Their Perceptions
Change Their Perceptions
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Discuss Emotions
Discuss Emotions
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Let Off Steam
Let Off Steam
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Toughness Reputation
Toughness Reputation
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Listen Quietly
Listen Quietly
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Encourage the Speaker
Encourage the Speaker
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Avoid Emotional Reactions
Avoid Emotional Reactions
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Emotion Release Risks
Emotion Release Risks
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Focus on Disccusion
Focus on Disccusion
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Playing to the gallery
Playing to the gallery
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Lack of Attention
Lack of Attention
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Listening to Constituency
Listening to Constituency
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Misunderstanding
Misunderstanding
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Compromise in Persian
Compromise in Persian
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Mediator in Persian
Mediator in Persian
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Active Listening
Active Listening
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Listening Difficulty
Listening Difficulty
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Study Notes
Getting to YES: Study Notes
- This book presents a method for reaching amicable agreements without conceding ground unnecessarily in negotiations
- Roger Fisher and William Ury, with Bruce Patton as editor, wrote the second edition
- The authors have collaborated since 1977 and draw from backgrounds in international law and anthropology
- The book offers a practical method for amicable negotiation, tested on diverse groups from lawyers to diplomats
- The second edition includes a new section addressing questions about principled negotiation and power dynamics
Contents Overview
- Part I: The Problem: Discusses the drawbacks of positional bargaining
- Part II: The Method: Introduces principled negotiation, focusing on people, interests, options, and objective criteria
- Part III: Yes, But...: Addresses common concerns about power, uncooperative parties, and dirty tricks
- Part IV: In Conclusion: Summarizes the key points
- Part V: Ten Questions People Ask: Provides further clarification and guidance
Introduction
- Negotiation is a common, everyday activity
- It serves as a fundamental means of obtaining desires from others
- Negotiation involves communication aimed at reaching agreement with shared and opposed interests
- Both soft and hard negotiation exist
- Soft negotiation seeks amicable resolution, risking exploitation
- Hard negotiation aims for victory, potentially harming relationships
Principled Negotiation
- A third approach to negotiations exist that is neither hard nor soft, known as principled negotiation
- Decide on issues based on their merits using no gimmicks
- This is a method developed at the Harvard Negotiation Project
- Seek mutual gains and rely on fair standards
- This method is hard on merits and soft on people
- Offers fairness and protection
Key elements
- 1. People: Separate the people from the problem.
- 2. Interests: Focus on interests, not positions.
- 3. Options: Generate a variety of possibilities before deciding what to do.
- 4. Criteria: Insist that the result be based on some objective standard.
Principled Negotiation Stages
- Analysis: Understand the situation, gather data, and organization it in an understandable format
- Planning: Develop a strategy for handling the people problems, what to do for interests, and what realistic objectives are
- Discussion: Discuss emotions, interests, and objective standards
- The method enables consensus through joint decisions, reduces transactional costs, and promotes amicable agreements
Separate the People from the Problem
- Recognizes the importance of human relationships in negotiation
- Notes human beings have emotions, values, viewpoints, which can affect negotiations
- Entanglement of relationships and substantive issues is a major problem
Three common problems
- Perception: Understanding the other side's viewpoint is always a challenge
- Solutions must be based in reality of the other side
- Put yourself in their shoes by withholding judgement.
- Look for opportunities inconsistent with their perceptions, act as a partner.
- Emotion: Feelings may override talk.
- Recognize feelings and understand them, theirs and yours.
- Make emotions explicit, acknowledge as legitimate.
- Allow other side to let off steam.
- Don't react to emotional outburst, use symbolic gestures.
- Communication:Without it, no possible negotiation. Listen to the other side and be understood
- Listen actively and acknowledge what is being said.
- Speak to be understood, talk to the other side, not about them.
Building positive relationships
- Knowing other personally aids with solving difficulties
- Get to know people you are working with and like before negations begin
- Structure the negotiation as that separates the problem and protects people from getting bogged down in substantive issues.
- View themselves as facing the problem jointly which is easier than face-to-face
Focus on Interests, Not Positions
- Wise solutions reconcile interests
- Positions obscures what you exactly want, try not to state or focus on the "I want"
- Interest instead of position, Egypt and Israel
Reconciling Interests
- There can be several positions that will fulfil each interest
- There are many more interest than conflicting ones: both want stability , well maintained space, good relationship
- Interests can different but not conflicting: the interest do not clash, but simply diverge.
How to identify interest
- Ask" Why?"," Why not?" or " Think About Their Choice" will help to undercover the reasoning/motivation for the decision
Realize
- Each side has different multiple interests, that not everyone has the same interests
- The power interest that are basic needs: security and recognition, a sense of belonging, control over one's life
Translate in order
- Make a list
- Talk directly about your interests, bring it to life making it specific
- Acknowledge all interest as their problem so things go smoothly forward
Not backward
- The goal is "where will the solution be?" the focus should not be about pasts or what others have done, but about looking forward.
- Be concrete but flexible or know your ultimate goal but what will you offer
Be aware that their will be conflict
- The other side is very likely to overly estimate and be optimistic about how great they can do, which will cause difficult
- Be hard on the problem, soft on the people or do justice and focus on the problem , not people.
Invent Options for Mutual Gain
- The case of Israel and Egypt negotiating over who should keep how much of the Sinai Peninsula illustrates both a major problem in negotiation and a key opportunity.
- How did you find these mutual gain solutions? Be open minded
4 Obstacles to inventing an abundance options
- #1 Premature judgement
- #2 Searching of Single Answer: premature closure
- #3 Avoid thinking that ""solving their problem is the problem""
- #4 assumption of ""fixed size"" of the deal: or either or
Avoid these assumptions by
- 1.) To separate the act of inventing options from the act of judging them.
- 2.) to broaden the options on the table rather than look for a single answer
- 3.) look for mutual gains
- 4.)invent ways of making their decisions easy
Inventing - Seperating is best by a joint brainstorm
- Define and Choose participants, keep atmosphere informal
Broaden your approach
- Understand the types of things you are looking for
- The Circle chart: The Four Basic types of thinking is to find it in each one.
Look through different experts lens
- You will be given with much more options
- Inventing agreements of different strengths or you can multiply agreements by understanding that all have different strengths
For each strength
- Substantive to procedural strength can be an advantage
Look for mutual Gain
- Can be done even when there is shared interest if you try enough
3 things
- identify shared interests
- stress on interests
- dovetail differing interest and find something for both, look for the "WHY"
To Do So
- ask for references, this gets both sides
- If that then works then you win and what you want then you benefit.
Insist on Using Objective Criteria
- The method to use is clear you are going to follow objective standards
- Be open, fair, and explain
- Objective criteria requires that the criteria must meet "fair"
- Set the foundation for objective, find the information, take the side of reason, let someone decide after research
- Must be sure in what is happening during the negotiations, do not let conciliation stop you and use the most reward if possible to make up for less if more is not obtained at the same time.
Objective and Fair Standards
- These standards must be understood by both sides or the goal is not achieved
Never Yield to pressure
- Use a third party for aid so that your hardwork gets achieved and rewarded
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Description
Explore strategies for mutual gain in negotiations, addressing power imbalances, and resolving conflicts amicably. The book explores methods for resolving conflicts amicably. Designed to help parties reach agreements through confrontation and integration.