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ISM Code
ISM Code
An international management code for safe ship operation and pollution prevention.
Safety Management System (SMS)
Safety Management System (SMS)
A documented system for implementing safety and environmental protection policies aboard a ship.
Non-conformity
Non-conformity
A situation indicating the failure to meet a specific requirement.
Major non-conformity
Major non-conformity
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Safety Objectives
Safety Objectives
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Designated Person
Designated Person
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Safety and Environmental Policy
Safety and Environmental Policy
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Document of Compliance (DOC)
Document of Compliance (DOC)
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Safety Management Certificate (SMC)
Safety Management Certificate (SMC)
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Internal Safety Audits
Internal Safety Audits
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Objective Evidence
Objective Evidence
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Emergency Procedures
Emergency Procedures
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Familiarization Training
Familiarization Training
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Corrective Actions
Corrective Actions
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Communication Skills
Communication Skills
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Crew Motivation
Crew Motivation
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Competency Requirements
Competency Requirements
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Conformance Evidence
Conformance Evidence
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Risk Assessment
Risk Assessment
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Drills and Exercises
Drills and Exercises
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Safety Management Manual
Safety Management Manual
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Training Needs Assessment
Training Needs Assessment
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Conducive Environment
Conducive Environment
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IS Compliancy
IS Compliancy
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Master's Authority
Master's Authority
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Key Shipboard Operations
Key Shipboard Operations
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Short-term Safety Management Certificate
Short-term Safety Management Certificate
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Commitment
Commitment
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Study Notes
The International Safety Management (ISM) Code is a global standard for the safe operation of ships and pollution prevention. The shipping company is responsible for its operations under the ISM Code. Non-conformities indicate unmet requirements, with major non-conformities posing significant safety threats. Safety management aims for continuous improvement, emergency preparedness, safe operations, and environmental protection.
Safety Management System (SMS)
- SMS should ensure that applicable codes, guidelines, and standards are considered
- SMS should establish, implement, and maintain a documented system for personnel for safety and environmental protection
- Company should define, describe, and document responsibilities, authorities, and interrelations of personnel managing and verifying safety and pollution prevention activities via charts/job descriptions
- Designated Person (DP) role is to ensure safe ship operation, connect company with those onboard, and monitor safety/pollution prevention aspects
- DP should have adequate resources and shore-based support with appropriate knowledge and experience
- DP's responsibilities include monitoring safety/pollution aspects, and verifying qualifications
- Shipboard presence of DP is as necessary
- Master's responsibilities include implementing company safety/environmental policy, issuing orders, verifying SMS procedures are followed, Reporting safety deficiencies to company
- Methods include Standing orders, bridge night order books, checklists
Company Responsibilities
- Company must ensure the Safety and Environmental Policy is established and maintained
- Company should describe how objectives of the ISM code will be achieved
- Company's safety objectives should be above standards in the ISM code
- Company can contract with third parties for ship-related activities (manning, technical support, maintenance). However, only one Document of Compliance can be issued
- Company remains responsible for all activities concerning SMS, even if subcontracted
- Company is responsible for providing adequate support to the DP
- Company should report non-conformities, accidents, and hazardous situations, investigate, and improve safety
- Company should have written procedures for corrective actions
- Company should ensure that personnel transferred get familiarization training
- Management personnel involved should have a good understanding of relevant rules, regulations, codes, and guidelines, which can be communicated via relevant materials
- Company should ensure procedures are in place for key shipboard operations with safety and pollution as primary objectives
Emergency Procedures
- Establish procedures for responding to emergency shipboard operations
- Procedures include drills, personnel responsibilities, resources, communications, and documentation for reporting, investigation, improvement related to safety and pollution
- Emergency procedures should include considerations for routine drills and procedures for emergencies
Additional ISM Requirements
- Verification of compliance through periodic audits to ensure SMS is followed
- Maintain records and documents related to the SMS, and change/remove obsolete documents
- Establish procedures for routine vessel inspections
- Personnel should identify, describe, and correct non-conformities promptly
- Correcting non-conformities reduces risks
- Company should have procedures established for corrective actions
- Testing and maintenance of inactive/standby equipment and associated systems are part of company's PMS
- Management reviews should be conducted at least periodically and be conducted by an independent person
- Documents should be comprehensive and clear, written in a language that the crew understands, and reviewed by appropriate parties
ISM Code Applications and Validity
- ISM Code applies to ships over 500 Gross Tonnes (GRT)
- Validity of a short-term Safety Management Certificate (SMC) is 5-6 months
- A vessel's hull and machinery will be completely inspected over a 5-year cycle for "continuous survey"
- Document of Compliance (DOC), valid for 3 months, is issued for the company
- Company's and vessel's SMS are evaluated through audits and reviewed by appropriate bodies
- Interim SMC issued to new ships and vessels for 6 months
- Establish clear and defined roles and communication for SMS requirements
Key Concepts
- Risk assessment is important for safety and pollution prevention
- "Observation" in ISM Code means a statement of fact made during audits sustained by objective evidence
- "Non-conformity": Objective evidence shows non-fulfillment of specified requirement
- "Administration": Refers to the flag state
- "Designated Person (DP)": A crucial link between the company and the crew onboard
- "SMS": Has to be a dynamic system (dynamic system allows adjustments for crew and ship needs)
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Description
Test your knowledge on the International Safety Management (ISM) Code and the Safety Management System (SMS). This quiz covers key concepts such as non-conformity and the responsibilities of shipping companies to ensure safety and prevent pollution. Understand how the ISM Code ensures safe ship operations and environmental protection.