Podcast
Questions and Answers
A key component of the ISM Code is the Safety Management System (SMS). How does the SMS primarily ensure maritime safety?
A key component of the ISM Code is the Safety Management System (SMS). How does the SMS primarily ensure maritime safety?
- By providing detailed navigation protocols for avoiding collisions and groundings.
- By mandating specific ship designs and equipment standards to minimize risks.
- By offering insurance coverage to shipping companies to compensate for potential accidents.
- By establishing a structured framework for companies and crew to implement safety policies effectively. (correct)
A Document of Compliance (DOC) is issued to a company. What does this certificate verify?
A Document of Compliance (DOC) is issued to a company. What does this certificate verify?
- The company's financial stability and ability to cover potential liabilities.
- The company's commitment to environmental protection and pollution prevention measures.
- The company and its personnel are operating in accordance with the ISM Code. (correct)
- The company's adherence to international trade regulations and customs procedures.
Within the context of ISM Code compliance, what is the primary purpose of conducting both internal and external audits?
Within the context of ISM Code compliance, what is the primary purpose of conducting both internal and external audits?
- To identify opportunities for cost reduction in ship operations and maintenance.
- To ensure compliance with labor laws and fair employment practices for seafarers.
- To assess the environmental impact of ship operations and promote sustainable practices.
- To eliminate potential safety hazards and verify adherence to the standards set by the code. (correct)
A ship has a 'major non-conformity' during an external ISM audit. What immediate action is required?
A ship has a 'major non-conformity' during an external ISM audit. What immediate action is required?
What is the role of the managerial team, as related to the ISM code?
What is the role of the managerial team, as related to the ISM code?
What is the purpose of the Safety Management Certificate?
What is the purpose of the Safety Management Certificate?
What supporting documentation is used as proof of conformance?
What supporting documentation is used as proof of conformance?
The external audit is carried out by the ship's flag state, how often is this audit carried out?
The external audit is carried out by the ship's flag state, how often is this audit carried out?
According to Capt. Pradeep Chawla, what is the ultimate indicator of a successful safety culture within an organization?
According to Capt. Pradeep Chawla, what is the ultimate indicator of a successful safety culture within an organization?
The ISM Code applies compulsorily to which types of vessels?
The ISM Code applies compulsorily to which types of vessels?
Which of the following is NOT a primary purpose of the International Safety Management (ISM) Code?
Which of the following is NOT a primary purpose of the International Safety Management (ISM) Code?
What is the relationship between the SOLAS Convention and the ISM Code?
What is the relationship between the SOLAS Convention and the ISM Code?
A shipping company implements a new policy requiring all crew members to report even minor safety concerns, with no repercussions for reporting. How does this contribute to a positive safety culture?
A shipping company implements a new policy requiring all crew members to report even minor safety concerns, with no repercussions for reporting. How does this contribute to a positive safety culture?
A shipping company consistently meets the minimum requirements of the ISM Code during audits but notices a high rate of minor accidents and near misses. What could be a potential reason for this discrepancy?
A shipping company consistently meets the minimum requirements of the ISM Code during audits but notices a high rate of minor accidents and near misses. What could be a potential reason for this discrepancy?
If a shipping company aims to enhance its safety culture beyond regulatory compliance, which action would demonstrate the most effective approach?
If a shipping company aims to enhance its safety culture beyond regulatory compliance, which action would demonstrate the most effective approach?
What is the MOST accurate interpretation of 'safety culture' in a maritime context?
What is the MOST accurate interpretation of 'safety culture' in a maritime context?
Flashcards
Safety Culture
Safety Culture
Shared values, attitudes, and practices regarding safety by management and personnel.
Measuring Safety Culture
Measuring Safety Culture
Demonstrated when every employee believes in and considers safety in every decision.
ISM Code
ISM Code
An international standard for the safe management and operation of ships at sea.
Purpose of ISM Code
Purpose of ISM Code
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Basic Principles of ISM Code
Basic Principles of ISM Code
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ISM Code Application
ISM Code Application
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ISM Code Integration
ISM Code Integration
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Main objective of ISM
Main objective of ISM
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Safety Management System (SMS)
Safety Management System (SMS)
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SMS Key Requirements
SMS Key Requirements
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Document of Compliance (DOC)
Document of Compliance (DOC)
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Safety Management Manual
Safety Management Manual
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Purpose of Audits
Purpose of Audits
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Internal Audit
Internal Audit
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External Audit
External Audit
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Safety Management Certificate
Safety Management Certificate
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Study Notes
- Lecture 11 is about maritime safety culture.
Introduction
- Safety is the top priority for shipping, especially given the mental demands on seafarers.
- Focus on the human element of seafarers and their mental wellbeing has become a key consideration.
Safety Culture
- Safety culture is a shared set of values, attitudes, and practices among management and personnel.
- Effective safety culture requires strong commitment from top leadership and full engagement from all stakeholders.
- A safety culture is seen when every employee believes in safety and considers it in every decision.
- Safety culture is measured by what people do when they are not being watched.
- Analogously, would people speed if there were no speed cameras?
- A true safety culture exists if people follow the rules even if it costs more time or money.
International Safety Management (ISM) Code
- The International Safety Management (ISM) Code was created in 1993.
- The ISM provides an international standard for the safe management and operation of ships at sea.
- It was formally integrated into the SOLAS Convention in 1994.
- The ISM Code seeks to ensure the safety of seafarers, ships, cargo, and the environment.
- The purpose of the ISM is to prevent pollution at sea.
- The purpose of the ISM is to ensure the safety of life at sea.
- The purpose of the ISM is to prevent human injury or loss of life at sea.
- The purpose of the ISM is to avoid damage to the environment and ship.
- The basic principles of ISM is the safety of people on board.
- The basic principles of ISM is the safety of the ship and cargo.
- The basic principles of ISM is the safety of the environment.
Application of the ISM Code
- The Code became compulsory for passenger ships, oil tankers, chemical tankers, gas carriers, bulk carriers, and cargo high-speed craft of 500 gt and upwards on July 1, 1998.
- It became compulsory for other cargo ships and mobile offshore units of 500 gt and upwards on July 1, 2002.
Safety Management System
- The requirements that crew members effectively implement all safety policies.
- It is mandatory for all ships to follow and implement the ISM Code by the Safety Management System (SMS).
- The SMS involves the establishment of a managerial team to oversee proceedings.
- The SMS involves ensuring managerial officers perform their duties and responsibilities.
- The SMS involves identifying the differences between the outlined responsibilities and the actions to resolve issues, if any occur.
- The SMS conducts internal and external audits to eliminate safety issues and to verify compliance with the code's standards.
Certificates of Compliance
- A Document of Compliance (DOC) is a certificate verifying that the company and the ship personnel are operating according to the code.
- There is also a manual of information, records, reports, or statements that indicate the implementation of safety management systems and policies by the company and ship.
- Documentation will be proof of evidence based on observations.
Process of Getting Conformance
- The internal audit is self-conducted by the company and ship.
- External audits are performed every 2–3 years by the ship's flag state.
- If the vessel incorporates all safety requirements, the company receives a Certification of Safety Management or the Safety Management Certificate.
- Non-conformity occurs when documentation shows a failure by the company and its ships to uphold the ISM Code.
- Major non-conformity shows an extreme failure in effective ISM Code implementation, requiring immediate corrective action.
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