Maritime Safety Culture: ISM Code

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Questions and Answers

A key component of the ISM Code is the Safety Management System (SMS). How does the SMS primarily ensure maritime safety?

  • By providing detailed navigation protocols for avoiding collisions and groundings.
  • By mandating specific ship designs and equipment standards to minimize risks.
  • By offering insurance coverage to shipping companies to compensate for potential accidents.
  • By establishing a structured framework for companies and crew to implement safety policies effectively. (correct)

A Document of Compliance (DOC) is issued to a company. What does this certificate verify?

  • The company's financial stability and ability to cover potential liabilities.
  • The company's commitment to environmental protection and pollution prevention measures.
  • The company and its personnel are operating in accordance with the ISM Code. (correct)
  • The company's adherence to international trade regulations and customs procedures.

Within the context of ISM Code compliance, what is the primary purpose of conducting both internal and external audits?

  • To identify opportunities for cost reduction in ship operations and maintenance.
  • To ensure compliance with labor laws and fair employment practices for seafarers.
  • To assess the environmental impact of ship operations and promote sustainable practices.
  • To eliminate potential safety hazards and verify adherence to the standards set by the code. (correct)

A ship has a 'major non-conformity' during an external ISM audit. What immediate action is required?

<p>To take immediate corrective action to address the systematic failure. (C)</p> Signup and view all the answers

What is the role of the managerial team, as related to the ISM code?

<p>To oversee the various proceedings related to safety management. (A)</p> Signup and view all the answers

What is the purpose of the Safety Management Certificate?

<p>To ensure the ships are following safety requirements. (D)</p> Signup and view all the answers

What supporting documentation is used as proof of conformance?

<p>Information, Records, Reports, or Statements. (C)</p> Signup and view all the answers

The external audit is carried out by the ship's flag state, how often is this audit carried out?

<p>Every 2-3 years. (C)</p> Signup and view all the answers

According to Capt. Pradeep Chawla, what is the ultimate indicator of a successful safety culture within an organization?

<p>The adherence to safety rules and procedures even in the absence of supervision. (D)</p> Signup and view all the answers

The ISM Code applies compulsorily to which types of vessels?

<p>Passenger ships, oil tankers, chemical tankers, gas carriers, bulk carriers, and cargo high speed craft of 500 gt and upwards. (B)</p> Signup and view all the answers

Which of the following is NOT a primary purpose of the International Safety Management (ISM) Code?

<p>To maximize the efficiency of cargo operations. (C)</p> Signup and view all the answers

What is the relationship between the SOLAS Convention and the ISM Code?

<p>The ISM Code was formally integrated as mandatory under the SOLAS Convention. (B)</p> Signup and view all the answers

A shipping company implements a new policy requiring all crew members to report even minor safety concerns, with no repercussions for reporting. How does this contribute to a positive safety culture?

<p>It encourages open communication and proactive risk management. (D)</p> Signup and view all the answers

A shipping company consistently meets the minimum requirements of the ISM Code during audits but notices a high rate of minor accidents and near misses. What could be a potential reason for this discrepancy?

<p>The company may be focusing on compliance rather than fostering a genuine safety culture. (A)</p> Signup and view all the answers

If a shipping company aims to enhance its safety culture beyond regulatory compliance, which action would demonstrate the most effective approach?

<p>Implementing a system that encourages open reporting of errors and 'near misses' without punishment. (D)</p> Signup and view all the answers

What is the MOST accurate interpretation of 'safety culture' in a maritime context?

<p>A shared commitment to safety by all personnel, influencing their decisions and actions. (A)</p> Signup and view all the answers

Flashcards

Safety Culture

Shared values, attitudes, and practices regarding safety by management and personnel.

Measuring Safety Culture

Demonstrated when every employee believes in and considers safety in every decision.

ISM Code

An international standard for the safe management and operation of ships at sea.

Purpose of ISM Code

To ensure safety of life at sea, prevent human injury/loss, avoid damage to the environment and ship, and prevent pollution at sea.

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Basic Principles of ISM Code

Safety of people on board, safety of the ship and cargo, and safety of the environment.

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ISM Code Application

Passenger ships, oil tankers, chemical tankers, gas carriers, bulk carriers and cargo high speed craft of 500 gt and upwards.

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ISM Code Integration

Adopted in 1994 as part of the SOLAS Convention, it helps ensure the safety of seafarers, ship, cargo and environment.

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Main objective of ISM

Ensure safety of life at sea.

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Safety Management System (SMS)

A system enabling shipping companies and crew to effectively implement safety policies.

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SMS Key Requirements

Overseeing proceedings, carrying out duties, resolving issues, and conducting audits.

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Document of Compliance (DOC)

Issued to a company, verifies that company and ship personnel operate according to the ISM code.

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Safety Management Manual

Consists of information, records, reports of safety management systems and policies.

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Purpose of Audits

Verify the company and ship meet the standards of the ISM code.

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Internal Audit

Conducted by the company and ship itself.

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External Audit

Conducted every 2-3 years by the ship's flag state.

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Safety Management Certificate

Issued to a company when the vessel successfully incorporates all the safety requirements.

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Study Notes

  • Lecture 11 is about maritime safety culture.

Introduction

  • Safety is the top priority for shipping, especially given the mental demands on seafarers.
  • Focus on the human element of seafarers and their mental wellbeing has become a key consideration.

Safety Culture

  • Safety culture is a shared set of values, attitudes, and practices among management and personnel.
  • Effective safety culture requires strong commitment from top leadership and full engagement from all stakeholders.
  • A safety culture is seen when every employee believes in safety and considers it in every decision.
  • Safety culture is measured by what people do when they are not being watched.
  • Analogously, would people speed if there were no speed cameras?
  • A true safety culture exists if people follow the rules even if it costs more time or money.

International Safety Management (ISM) Code

  • The International Safety Management (ISM) Code was created in 1993.
  • The ISM provides an international standard for the safe management and operation of ships at sea.
  • It was formally integrated into the SOLAS Convention in 1994.
  • The ISM Code seeks to ensure the safety of seafarers, ships, cargo, and the environment.
  • The purpose of the ISM is to prevent pollution at sea.
  • The purpose of the ISM is to ensure the safety of life at sea.
  • The purpose of the ISM is to prevent human injury or loss of life at sea.
  • The purpose of the ISM is to avoid damage to the environment and ship.
  • The basic principles of ISM is the safety of people on board.
  • The basic principles of ISM is the safety of the ship and cargo.
  • The basic principles of ISM is the safety of the environment.

Application of the ISM Code

  • The Code became compulsory for passenger ships, oil tankers, chemical tankers, gas carriers, bulk carriers, and cargo high-speed craft of 500 gt and upwards on July 1, 1998.
  • It became compulsory for other cargo ships and mobile offshore units of 500 gt and upwards on July 1, 2002.

Safety Management System

  • The requirements that crew members effectively implement all safety policies.
  • It is mandatory for all ships to follow and implement the ISM Code by the Safety Management System (SMS).
  • The SMS involves the establishment of a managerial team to oversee proceedings.
  • The SMS involves ensuring managerial officers perform their duties and responsibilities.
  • The SMS involves identifying the differences between the outlined responsibilities and the actions to resolve issues, if any occur.
  • The SMS conducts internal and external audits to eliminate safety issues and to verify compliance with the code's standards.

Certificates of Compliance

  • A Document of Compliance (DOC) is a certificate verifying that the company and the ship personnel are operating according to the code.
  • There is also a manual of information, records, reports, or statements that indicate the implementation of safety management systems and policies by the company and ship.
  • Documentation will be proof of evidence based on observations.

Process of Getting Conformance

  • The internal audit is self-conducted by the company and ship.
  • External audits are performed every 2–3 years by the ship's flag state.
  • If the vessel incorporates all safety requirements, the company receives a Certification of Safety Management or the Safety Management Certificate.
  • Non-conformity occurs when documentation shows a failure by the company and its ships to uphold the ISM Code.
  • Major non-conformity shows an extreme failure in effective ISM Code implementation, requiring immediate corrective action.

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