Podcast
Questions and Answers
What is a key characteristic of regulations in relation to direct effect?
What is a key characteristic of regulations in relation to direct effect?
- Regulations are enforceable between private parties. (correct)
- Regulations require specific implementation by Member States.
- Regulations are only applicable at the national level.
- Regulations can only be enforced by the Community Institutions.
What is the consequence of a Member State failing to transpose a directive?
What is the consequence of a Member State failing to transpose a directive?
- The directive becomes invalid in that Member State.
- An infringement procedure may be initiated against the Member State. (correct)
- The European Court must directly enforce the directive.
- The directive automatically takes effect without transposition.
According to the ECJ, which statement about decisions regarding direct effects is correct?
According to the ECJ, which statement about decisions regarding direct effects is correct?
- Decisions cannot impose obligations on Member States.
- Decisions can be enforced by any interested parties. (correct)
- Decisions have no parameters for enforcement by individuals.
- Decisions must be explicitly transposed to have any effect.
What does the biphasic structure of directives imply?
What does the biphasic structure of directives imply?
What concern is raised about the infringement procedure's effectiveness?
What concern is raised about the infringement procedure's effectiveness?
What is the impact of the direct vertical effect of directives on the treatment of employees?
What is the impact of the direct vertical effect of directives on the treatment of employees?
What does the case law consistently state regarding the effects of directives?
What does the case law consistently state regarding the effects of directives?
What problem arises from the different effects of directives?
What problem arises from the different effects of directives?
How has the ECJ addressed the lack of horizontal direct effect of directives?
How has the ECJ addressed the lack of horizontal direct effect of directives?
Why is the distinction between state and private employers significant in EU law?
Why is the distinction between state and private employers significant in EU law?
What is the primary reason directives can have vertical direct effect?
What is the primary reason directives can have vertical direct effect?
Which of the following conditions must be satisfied for a directive to have vertical direct effect?
Which of the following conditions must be satisfied for a directive to have vertical direct effect?
What occurs if a directive has not been implemented by the Member State by its deadline?
What occurs if a directive has not been implemented by the Member State by its deadline?
What is the nature of the direct effect that directives can have?
What is the nature of the direct effect that directives can have?
Who can invoke the vertical direct effect of a directive?
Who can invoke the vertical direct effect of a directive?
What happens if a directive is not complied with by a Member State before its transposition deadline?
What happens if a directive is not complied with by a Member State before its transposition deadline?
Which aspect of a directive must be satisfied for it to provide rights to individuals?
Which aspect of a directive must be satisfied for it to provide rights to individuals?
What is the implication of the principle of sincere cooperation in relation to directives?
What is the implication of the principle of sincere cooperation in relation to directives?
What entities are considered part of the 'State' for the purpose of direct vertical effect of directives?
What entities are considered part of the 'State' for the purpose of direct vertical effect of directives?
What is the role of national courts regarding directives that express general principles of Union law?
What is the role of national courts regarding directives that express general principles of Union law?
What happens when a directive is not transposed yet represents a general principle?
What happens when a directive is not transposed yet represents a general principle?
Which principle is reflected in Directive 2000/78 regarding employment and occupation?
Which principle is reflected in Directive 2000/78 regarding employment and occupation?
What was the main issue in the Faccini Dori case regarding the contract for the distance learning course?
What was the main issue in the Faccini Dori case regarding the contract for the distance learning course?
What challenge does the broad notion of State help to mitigate in relation to directives?
What challenge does the broad notion of State help to mitigate in relation to directives?
What is the consequence for national legislation that conflicts with a general principle expressed in a directive?
What is the consequence for national legislation that conflicts with a general principle expressed in a directive?
What did the European Court of Justice (ECJ) conclude regarding the invocation of non-transposed directives?
What did the European Court of Justice (ECJ) conclude regarding the invocation of non-transposed directives?
Which of the following statements is true regarding the relationship between public enterprises and state non-transposition of directives?
Which of the following statements is true regarding the relationship between public enterprises and state non-transposition of directives?
Which legal principle prevents a private party from being held accountable for a non-transposed directive?
Which legal principle prevents a private party from being held accountable for a non-transposed directive?
According to the ECJ, what risk is associated with treating directives as if they have horizontal direct effect?
According to the ECJ, what risk is associated with treating directives as if they have horizontal direct effect?
Which of the following best describes horizontal effects of general principles of EU law?
Which of the following best describes horizontal effects of general principles of EU law?
What was lacking in Italy that prevented the consumer from legally withdrawing from the contract?
What was lacking in Italy that prevented the consumer from legally withdrawing from the contract?
What does the 'sanctioning' rationale refer to in the context of EU directives?
What does the 'sanctioning' rationale refer to in the context of EU directives?
What could happen if citizens are required to know untransposed rules?
What could happen if citizens are required to know untransposed rules?
What could be a potential consequence of turning directives into 'regulations with delayed effect'?
What could be a potential consequence of turning directives into 'regulations with delayed effect'?
What is meant by direct applicability in EU law?
What is meant by direct applicability in EU law?
Which of the following best describes direct effect?
Which of the following best describes direct effect?
According to the EU legal order, who can be considered a legal subject?
According to the EU legal order, who can be considered a legal subject?
What does the term upward vertical direct effect refer to?
What does the term upward vertical direct effect refer to?
In which case did the notion of direct effect originate?
In which case did the notion of direct effect originate?
Which article states that regulations are directly applicable in all Member States?
Which article states that regulations are directly applicable in all Member States?
What is the purpose of downward vertical direct effect?
What is the purpose of downward vertical direct effect?
Which of the following is NOT a type of direct effect?
Which of the following is NOT a type of direct effect?
What must a disposition of EU law fulfill to have direct effect?
What must a disposition of EU law fulfill to have direct effect?
What is a result of the obligations assumed by Member States regarding EU law?
What is a result of the obligations assumed by Member States regarding EU law?
Flashcards
Direct effect of regulations
Direct effect of regulations
A regulation that directly applies to individuals and is directly enforceable in national courts.
Horizontal direct effect of regulations
Horizontal direct effect of regulations
A rule stating that regulations can be used as a legal basis for claims between private parties.
Direct effect of decisions
Direct effect of decisions
A decision binding on the parties to whom it is addressed. Individuals cannot rely on its direct effect in court.
Direct effect of directives
Direct effect of directives
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Infringement procedure
Infringement procedure
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Vertical Direct Effect of Directives
Vertical Direct Effect of Directives
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Rationale for Vertical Direct Effect
Rationale for Vertical Direct Effect
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Vertical Direct Effect: Only Upwards
Vertical Direct Effect: Only Upwards
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Directives: No Horizontal Effect
Directives: No Horizontal Effect
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Temporal Requirement for Vertical Direct Effect
Temporal Requirement for Vertical Direct Effect
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Subjective Requirement for Vertical Direct Effect
Subjective Requirement for Vertical Direct Effect
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Qualitative Requirement for Vertical Direct Effect
Qualitative Requirement for Vertical Direct Effect
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Directives: Standstill Obligation
Directives: Standstill Obligation
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Direct applicability
Direct applicability
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Direct effect
Direct effect
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Upward vertical direct effect
Upward vertical direct effect
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Downward vertical direct effect
Downward vertical direct effect
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Horizontal direct effect
Horizontal direct effect
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Van Gend en Loos case (1963)
Van Gend en Loos case (1963)
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New kind of international legal order
New kind of international legal order
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Individuals as legal subjects
Individuals as legal subjects
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Theory of direct effect
Theory of direct effect
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Infringement procedure and its limitations
Infringement procedure and its limitations
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Vertical Direct Effect and Individual Rights
Vertical Direct Effect and Individual Rights
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Discrimination and Direct Effects
Discrimination and Direct Effects
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ECJ Solutions for Lack of Horizontal Effect
ECJ Solutions for Lack of Horizontal Effect
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Broadening the Concept of State
Broadening the Concept of State
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Vertical Direct Effect
Vertical Direct Effect
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Horizontal Direct Effect of Directives
Horizontal Direct Effect of Directives
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State
State
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Direct Effect from General Principles
Direct Effect from General Principles
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Ratio
Ratio
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Temporal Requirement
Temporal Requirement
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Subjective Requirement
Subjective Requirement
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Horizontal direct effect (Directives)
Horizontal direct effect (Directives)
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Vertical direct effect (Directives)
Vertical direct effect (Directives)
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Faccini Dori case (C-91/92, 1994)
Faccini Dori case (C-91/92, 1994)
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Legal certainty
Legal certainty
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Sanctioning rationale
Sanctioning rationale
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Principle of equal treatment
Principle of equal treatment
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Turning directives into regulations
Turning directives into regulations
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Study Notes
EU Law (Global Law) - Direct Effect
- The direct effect of EU law is linked to its nature and relationship with national laws.
- Key issues in discussing direct effect include the capability of EU law to affect individuals (natural and legal persons) and the relationship between EU and national law.
- Direct effect means a provision of EU law can be used in national courts. Individuals can invoke this provision directly, and national authorities must apply it.
- If a national judge doubts a provision's direct effect, a preliminary question to the ECJ can be submitted.
- EU law having direct effect is applied by all national authorities (not just courts).
- EU direct effect provisions are applied in place of national law.
- The application of EU direct effect and primacy needs further study.
- Direct effect principles are important because a national court must apply an EU directive if it clashes with a national law.
Direct Applicability vs. Direct Effect
- Direct applicability is a quality of specific EU secondary law (e.g., regulations).
- A regulation's provision does not require implementation at national level. It directly produces legal effects within the legal system of the member state.
- The Treaties explicitly state that only regulations have direct applicability.
- Direct effect is the ability of a specific EU provision to influence individuals' legal standing. This applies regardless of whether a provision has been transposed.
- Direct effect ensures individuals' rights stemming from EU provisions occur without national legislation intervention.
Origin of Direct Effect
- The Van Gend en Loos case (1963) established the concept of direct effect.
- EU legal order differs from other international legal frameworks, recognizing individuals as legal subjects in domestic systems.
- EU law can have direct effect on individuals, who can invoke EU rules.
- For the efficacy of EU law, there needs to be a mechanism for individuals to rely on EU to directly protect their rights.
Different Kinds of Direct Effect
- Upwards Vertical Direct Effect: Private individuals can invoke EU provisions against a Member State.
- Downward Vertical Direct Effect: A Member State can invoke EU provisions against a private individual.
- Horizontal Direct Effect (not common): Private individuals can invoke EU provisions against each other (case-specific).
Requirements for Direct Effect
- Clear: The provision's content and its scope must be clear.
- Precise: Sufficiently specific details for direct application.
- Unconditional: Clear obligation for application without further action.
- Conferral of Rights on Individuals: The provision grants a right or establishes an obligation.
Sources of EU Law with Direct Effect
- Treaties: Explicitly produce vertical direct effect and have been a primary source of direct effect
- Directives: Direct effect is possible, but only vertically, following their implementation deadline, on specific and clear portions of the Directive (i.e., if the national rule doesn't match).
- Regulations: Produce direct effect automatically due to their direct applicability.
- Decisions: Can also have direct effect, but generally only for specific recipients.
The Charter
- Article 47 of the Charter, related to judicial remedies, has vertical direct effect.
- Article 21 of the Charter (non-discrimination) can have horizontal direct effect.
Regulations and Decisions
- Regulations have automatic direct effect due to direct applicability (general scope).
- Regulations are enforceable between private parties.
- Decisions can also have direct effect, particularly when they are addressed to member states.
Directives
- Due to the two-step transposition process, Directives generally do not have direct horizontal effect.
- Vertical direct effect is possible if the directive is clear, precise, and unconditional, and the Member State failed to transpose it in timely fashion.
- The infringement procedure serves as a remedy if a member state doesn't transpose a directive.
Directives: Horizontal Direct Effect
- The ECJ has consistently held that directives do not have horizontal direct effect.
- This is based on the principles of legal certainty and the explicit exclusion of such an application.
Equal Treatment
- Directives primarily have vertical direct effect, creating unequal treatment, depending on the counterparty involved. Public sector employees are better protected than private sector workers.
Remedies for Directives
- The ECJ has developed various remedies to the lack of horizontal effect of directives.
- Notably, the ECJ extends the concept of "Member State" to include various entities performing state-like functions.
Directives: Expressions of General Principles
- Directives can be expressions of general principles of EU law.
- They can have horizontal effect when they reflect a general principle and a national law conflicts with this general principle.
Relationship between the Rule and the Remedies
- The Court has clarified the distinction between the general notion of state and the ratio behind establishing vertical direct effect.
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