Employee Conduct and Prohibited Activities
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Questions and Answers

An employee is off-duty and commits a misdemeanor. Under what condition would this violate the city's standards of conduct?

  • If the action adversely reflects on the employee's ability to perform assigned duties. (correct)
  • If the misdemeanor involves interactions with a minor.
  • If the action is widely publicized in local news outlets.
  • If the employee admits guilt and expresses remorse.

Which situation most clearly constitutes 'actions that discredit the name, reputation or public mission or interest of the city'?

  • An employee declining to participate in a city-sponsored charity event.
  • An employee expressing personal political opinions on social media.
  • An employee engaging in a public argument with a fellow citizen while wearing their city uniform. (correct)
  • An employee being caught speeding while driving their personal vehicle.

What constitutes a violation related to city property under the standards of conduct?

  • Rearranging office furniture to better suit personal workflow.
  • Threatening to damage a coworker's car parked in the city lot during a dispute. (correct)
  • Accidentally spilling coffee on a shared keyboard.
  • Taking home a pen from the supply cabinet for personal use.

An employee disagrees with a new city policy and files a formal complaint expressing their concerns. Under what circumstances would this violate the standards of conduct?

<p>If the complaint is found to be malicious and intended to cause harm. (A)</p> Signup and view all the answers

An employee is asked to provide information during an internal investigation but refuses, claiming it is a personal matter. When is this a violation of policy?

<p>Only after being notified that a response is required in the investigation. (C)</p> Signup and view all the answers

What recording activity would be permissible under the standards of conduct?

<p>Openly recording a meeting with a clearly visible device for legitimate business purposes. (B)</p> Signup and view all the answers

According to the city's standards of conduct, what is the primary expectation for all employees in regard to their professional behavior?

<p>To dedicate themselves to professionalism, honor, and integrity. (D)</p> Signup and view all the answers

An employee consistently makes sarcastic remarks that negatively impact a coworker's self-esteem. This behavior is a violation because it...

<p>undermines an employee’s morale or workplace relationships. (D)</p> Signup and view all the answers

An employee believes they are being unfairly targeted by their supervisor. To address the situation appropriately according to the standards of conduct, the employee should avoid...

<p>engaging in abusive or threatening language towards the supervisor. (D)</p> Signup and view all the answers

Which of the following best describes the policy regarding disagreements among city employees?

<p>Differences of opinion should be handled privately and discreetly. (D)</p> Signup and view all the answers

What condition must be met for an employee to use city equipment for de minimis personal use?

<p>Prior departmental approval must be obtained. (D)</p> Signup and view all the answers

An employee observes a coworker falsifying expense reports. According to the city's standards of conduct, what is the most appropriate course of action?

<p>Report the behavior through appropriate channels, as it violates standards of conduct. (B)</p> Signup and view all the answers

What are employees expected to do with their time and attention during work hours?

<p>Devote their whole time, attention, and efforts to city business. (B)</p> Signup and view all the answers

An employee's performance consistently falls below the standards set by their department. According to the policy, what is a potential consequence?

<p>The employee may be subject to non-disciplinary or disciplinary intervention. (D)</p> Signup and view all the answers

A city employee wants to use the city's vehicle for a personal errand during their lunch break. Departmental approval is needed, and costs are associated with mileage. What steps must the employee complete to be compliant with policy?

<p>Obtain prior departmental approval and fully reimburse the city for mileage. (B)</p> Signup and view all the answers

An employee is consistently undermining the authority of management and disrupting the workplace. How does this behavior align with the city's standards of conduct?

<p>It violates the standards of conduct as it impedes the effective operation of city government. (D)</p> Signup and view all the answers

A supervisor notices an employee consistently arriving late. According to the policy, the supervisor should first...

<p>Review and discuss time expectations with the employee. (C)</p> Signup and view all the answers

A supervisor is primarily responsible for ensuring employees...

<p>Understand and follow all relevant policies and procedures. (C)</p> Signup and view all the answers

A supervisor is approached by an employee with a suggestion to improve a workflow. The supervisor should...

<p>Listen to and seriously consider the employee's suggestion. (B)</p> Signup and view all the answers

What is a key expectation of supervisors as representatives of management?

<p>To be examples for others to follow, upholding standards of conduct. (A)</p> Signup and view all the answers

According to the policy, a supervisor needing to counsel an employee should...

<p>Conduct the counseling in a private setting, as appropriate. (D)</p> Signup and view all the answers

A supervisor is unsure about the correct interpretation of a new city policy. The supervisor should...

<p>Seek clarification from the appropriate resources and escalate appropriately. (C)</p> Signup and view all the answers

A new employee is unsure how to perform a certain task. The supervisor should...

<p>Communicate specific job assignments and tasks, including objectives. (B)</p> Signup and view all the answers

A supervisor can help to ensure constant vigilance regarding workplace safety by...

<p>Establishing processes for reporting concerns to designated staff. (D)</p> Signup and view all the answers

A supervisor notices an employee consistently struggling with a specific software program required for their job. What action aligns best with the city's expectations for supervisor responsibilities?

<p>Encourage the employee to participate in relevant training courses offered by the department or Employees’ University. (D)</p> Signup and view all the answers

What type of employee record should a department director forward to Human Resources for inclusion in an employee's official personnel file?

<p>Written commendation or recognition. (B)</p> Signup and view all the answers

A supervisor wants to formally acknowledge an employee's exceptional contribution to a recent project. Which of the following is the most appropriate way to document and handle this recognition according to city policy?

<p>Create a written commendation, provide it to the employee, and forward a copy to Human Resources for their official file. (A)</p> Signup and view all the answers

Which of the following records is LEAST likely to be maintained by a supervisor, according to the city's guidelines?

<p>Copies of employee medical information provided directly to the supervisor. (D)</p> Signup and view all the answers

A supervisor is preparing for an employee's performance evaluation. What should the supervisor prioritize to align with city policy?

<p>Delivering meaningful and objective job-related feedback on a regular basis. (B)</p> Signup and view all the answers

An employee informs their supervisor about a potential safety hazard in the workplace. According to city policy, what is the supervisor's MOST appropriate response?

<p>Address the concern immediately, document the steps taken, and treat the employee's input as a valuable suggestion. (C)</p> Signup and view all the answers

A supervisor is reviewing employee records. Which of the following actions regarding employee medical information is MOST appropriate?

<p>Forward all documents containing employee medical information to Human Resources for inclusion in the employee’s medical records file. (B)</p> Signup and view all the answers

A supervisor wants to implement a new training program for their team. Which of the following steps aligns with the city's standards and responsibilities for supervisors?

<p>Encourage employee participation in the training programs offered through the department or Employees’ University. (A)</p> Signup and view all the answers

When an employee appeals a disciplinary action to a department director, who should hear the appeal?

<p>An individual who was not involved in the decision to issue the disciplinary action. (A)</p> Signup and view all the answers

Under what circumstance will the Chief of Staff hear a disciplinary appeal?

<p>If the disciplinary action was issued by a department director. (D)</p> Signup and view all the answers

What is the purpose of conducting an investigative interview before taking corrective action?

<p>To gather additional relevant information about the situation. (A)</p> Signup and view all the answers

Which of the following issues may warrant disciplinary action from the appropriate department director or city official?

<p>EEO issues such as discrimination or harassment. (B)</p> Signup and view all the answers

What should a supervisor or investigator comply with when holding an investigative interview?

<p>Applicable provisions of a Memorandum of Understanding (MOU). (B)</p> Signup and view all the answers

After an appeal regarding disciplinary action, what is the final step in the internal appeal process?

<p>The decision by the established appeal body. (A)</p> Signup and view all the answers

An employee's actions outside of work could lead to disciplinary action if they:

<p>Negatively impact the city's reputation or operations. (B)</p> Signup and view all the answers

Which of the following factors is LEAST likely to be considered when determining the severity of disciplinary action?

<p>The employee's length of service with the city. (D)</p> Signup and view all the answers

If an employee fails to meet performance expectations after receiving verbal coaching, what is the most likely next step, according to the policy?

<p>Formal written corrective action. (B)</p> Signup and view all the answers

What information must be included in the written notice provided to an employee regarding a disciplinary action?

<p>General information regarding the appeal process. (B)</p> Signup and view all the answers

An employee consistently violates city policy. What is the most likely outcome, according to the policy?

<p>Corrective action or discipline, depending on the severity and impact. (C)</p> Signup and view all the answers

Which of the following scenarios would be considered when determining the appropriate disciplinary action for an employee?

<p>The safety implications of the employee's actions (C)</p> Signup and view all the answers

Where is a copy of the written notice regarding an employee's corrective or disciplinary action placed?

<p>The employee's official personnel file. (B)</p> Signup and view all the answers

During a pre-determination hearing, what information is an employee entitled to receive in the written notice?

<p>The allegations against the employee and their right to bring a representative. (C)</p> Signup and view all the answers

For a city employee who is NOT in the police or fire department, what is the first step in appealing a Tier 3 disciplinary action, assuming no conflicting MOU exists?

<p>Submitting an appeal form to the department director within ten calendar days. (D)</p> Signup and view all the answers

What is the department director's or designee's authority during the department level appeal hearing for a Tier 3 disciplinary action?

<p>To uphold, rescind, or modify the disciplinary action being appealed. (D)</p> Signup and view all the answers

After a department director or designee upholds a Tier 3 disciplinary action, what is the next step an employee can take to further appeal the decision, assuming no conflicting MOU exists?

<p>Submit a written appeal to the office of the city recorder within fourteen calendar days. (A)</p> Signup and view all the answers

What is the role of a Memorandum of Understanding (MOU) in the disciplinary appeal process?

<p>The applicable provisions of an MOU take precedence over the standard appeal process. (C)</p> Signup and view all the answers

Which of the following scenarios accurately describes the appeal process for a police officer receiving a Tier 3 disciplinary action?

<p>They can directly appeal to the Salt Lake City Civil Service Commission. (C)</p> Signup and view all the answers

During both the pre-determination hearing and the department level appeal hearing, what recording practice is followed?

<p>Both hearings will be audio recorded. (C)</p> Signup and view all the answers

An employee submits an appeal form for a Tier 3 disciplinary action 12 calendar days after the action was taken. Assuming no MOU exists, what is the likely outcome?

<p>The appeal will likely be denied due to exceeding the submission deadline. (D)</p> Signup and view all the answers

Before a Tier 2 disciplinary action is imposed, what is the purpose of a pre-determination hearing?

<p>To provide the employee notice of the issues and a chance to respond. (D)</p> Signup and view all the answers

If an employee wants to appeal a Tier 2 disciplinary action, to whom should they submit their appeal form?

<p>The department director or their designee. (A)</p> Signup and view all the answers

What is the primary goal of performance discussions and written warnings according to the policy?

<p>To promote improvement in employee performance, conduct, or behavior. (A)</p> Signup and view all the answers

What information must be included in the written notice an employee receives regarding a pre-determination hearing?

<p>The allegations against the employee, the hearing's date, time, location and the right to representation. (A)</p> Signup and view all the answers

What is the role of the department director or their designee in an appeal hearing for a Tier 2 disciplinary action?

<p>To uphold, rescind, or modify the disciplinary action being appealed. (C)</p> Signup and view all the answers

Prior to initiating corrective action or discipline, what initial step should a supervisor take?

<p>Ensure the employee is aware of job expectations. (C)</p> Signup and view all the answers

What is true about the audio recording of pre-determination and appeal hearings?

<p>Audio recording happens during both the pre-determination and appeal hearings. (A)</p> Signup and view all the answers

What is the purpose of documenting performance discussions, such as coaching or counseling sessions?

<p>To keep an informal record that may be reviewed when determining if disciplinary action is needed. (D)</p> Signup and view all the answers

If an employee working 10-hour shifts receives an unpaid suspension of 3 shifts, what type of disciplinary action is this considered?

<p>Tier 3 (A)</p> Signup and view all the answers

Under what circumstances can corrective action be issued to an employee without prior warning?

<p>Depending on the nature and severity of the issue or concern. (A)</p> Signup and view all the answers

Before deciding on a tier of disciplinary action, what step should the supervisor or manager take?

<p>Consult with their human resources consultant. (B)</p> Signup and view all the answers

Within how many calendar days of a Tier 2 disciplinary action must an employee submit an appeal?

<p>10 calendar days. (D)</p> Signup and view all the answers

Under what circumstance is no further appeal permitted after the department director or designee's decision regarding a Tier 2 disciplinary action?

<p>Unless specified otherwise by an applicable MOU. (D)</p> Signup and view all the answers

Which of the following methods can a supervisor use to ensure an employee is aware of their job expectations?

<p>Reviewing city or departmental procedures and policies. (B)</p> Signup and view all the answers

In the context of disciplinary actions beyond corrective measures, what is a crucial procedural step?

<p>Providing a pre-determination hearing notice to the employee. (C)</p> Signup and view all the answers

A supervisor documents a performance discussion with an employee. Where should this documentation be stored?

<p>The document should not be placed in the employee’s official personnel file. (E)</p> Signup and view all the answers

A full-time city employee who has completed their probationary period is accused of misconduct. According to city policy, which disciplinary action requires a pre-determination hearing?

<p>None of the above. (D)</p> Signup and view all the answers

In determining the appropriate level of discipline for an employee's misconduct, what role does the employee's prior disciplinary history play?

<p>It will be considered alongside the severity of the current infraction. (A)</p> Signup and view all the answers

Under what circumstance might a supervisor deviate from the typical progressive discipline sequence of corrective action, suspension, and termination?

<p>When the severity of the employee's job performance issue warrants it. (B)</p> Signup and view all the answers

A city employee receives a written warning for a minor infraction. Later, they are involved in a more serious incident of a different nature. Can progressive discipline still apply?

<p>Yes, progressive discipline may proceed even if the issues differ. (B)</p> Signup and view all the answers

Which employee is NOT subject to the city's Corrective Action, Discipline, and Appeal Guidelines?

<p>Both B and C. (A)</p> Signup and view all the answers

An employee working 10-hour shifts is found to have committed a serious policy violation. What is the maximum length of unpaid suspension that could be considered a Tier 2 disciplinary action?

<p>Suspension of 1 or 2 shifts. (D)</p> Signup and view all the answers

Under which of the following circumstances is demotion described as an appropriate response?

<p>As a step in the progressive discipline process. (C)</p> Signup and view all the answers

A supervisor is considering issuing a written warning to an employee for a minor policy violation. Before doing so, the supervisor should...

<p>inform the employee of their intention to issue the warning. (C)</p> Signup and view all the answers

Which scenario exemplifies a violation of the city's anti-discrimination and harassment policy regarding employment decisions?

<p>Prioritizing a less qualified candidate for a promotion due to their race, despite other candidates being more qualified. (B)</p> Signup and view all the answers

What constitutes retaliation under the city's anti-discrimination and harassment policy?

<p>Transferring an employee to a less desirable position after they testified in an investigation related to a policy violation. (A)</p> Signup and view all the answers

Under what circumstances is a supervisor considered to be in violation of the anti-discrimination and harassment policy?

<p>A supervisor fails to take action after becoming aware of ongoing harassment. (D)</p> Signup and view all the answers

An employee accused of violating the anti-discrimination policy confronts the complainant in an inappropriate manner. How is this action viewed under the policy?

<p>A prohibited action under the policy. (A)</p> Signup and view all the answers

What is the potential consequence for an employee found to have violated the city's anti-discrimination and harassment policy?

<p>Discipline, up to and including termination. (D)</p> Signup and view all the answers

What is the city's stance on joking remarks that demean an individual based on their protected class?

<p>They are a form of harassment and are not tolerated. (D)</p> Signup and view all the answers

How does the anti-discrimination policy address intentional breaches of confidentiality related to a complaint?

<p>It is a prohibited action and a violation of the policy. (D)</p> Signup and view all the answers

What action should a supervisor take if remedial measures arising from an investigation into a harassment complaint are not implemented?

<p>Implement the remedial measures promptly. (B)</p> Signup and view all the answers

Which of the following scenarios, occurring outside the workplace, could still be considered a violation of the city's anti-discrimination and harassment policy?

<p>An employee displays sexually explicit content on their personal social media account, which is then shared among city employees. (B)</p> Signup and view all the answers

According to the policy, what condition needs to be met for conduct of a sexual nature to be considered sexual harassment?

<p>The conduct creates an intimidating, hostile, or offensive working environment, even without tangible job consequences. (B)</p> Signup and view all the answers

An employee suspects they are being harassed by a vendor. According to the policy, what is their immediate next step?

<p>Notify their immediate supervisor, department director, EEO program manager, human resources consultant, or an attorney in the City Attorney’s Office. (C)</p> Signup and view all the answers

An employee makes repeated, unwelcome requests for a date to a coworker. How does the policy classify this behavior?

<p>Harassment, if the requests are uncalled for, unwelcome, or persistent (B)</p> Signup and view all the answers

A supervisor witnesses a coworker engaging in discriminatory behavior. What action is the supervisor required to take, according to the policy?

<p>Report the information immediately to the city’s EEO program manager. (D)</p> Signup and view all the answers

In which of the following situations would preferential treatment most likely be considered a form of sexual harassment?

<p>A manager promising a promotion to an employee in exchange for sexual favors. (D)</p> Signup and view all the answers

If an employee brings a harassment complaint forward, what protection does the policy offer?

<p>The employee will not be adversely affected for bringing the complaint in good faith. (D)</p> Signup and view all the answers

During an investigation, if an employee is accused of violating the policy what recording guidelines are followed during the interview?

<p>No recordings are permitted unless required by a MOU and investigative interview procedure is followed. (D)</p> Signup and view all the answers

What differentiates sexual battery from intentional physical conduct that is sexual in nature?

<p>Sexual battery involves physical assaults of a sexual nature like rape or molestation. (C)</p> Signup and view all the answers

After an investigation is completed, what action is required of the department director once they are notified of the findings?

<p>The department director must notify the investigator within 15 days of the action, if any, they intend to take in response to the investigation. (C)</p> Signup and view all the answers

How does the policy define conduct that 'unreasonably interferes with an individual’s job performance'?

<p>Conduct that creates an intimidating, hostile, or offensive working environment. (A)</p> Signup and view all the answers

An employee sends a sexually suggestive cartoon to a coworker via the company's email system. Which part of the harassment policy does this MOST directly violate?

<p>Displaying or publicizing in the work place, or sending via email or text, sexually oriented displays or publications (C)</p> Signup and view all the answers

What is the potential consequence if an employee waits more than six months to file a discrimination complaint?

<p>The complaint may be dismissed due to the difficulty of investigating stale claims. (C)</p> Signup and view all the answers

During an investigation, can an employee being interviewed bring a representative?

<p>A complainant can bring a representative. (D)</p> Signup and view all the answers

What must be present for an employee to claim harassment?

<p>The conduct must be unwelcome. (C)</p> Signup and view all the answers

The city's policy aims to protect the confidentiality of complaints. To what extent will this be achieved?

<p>The city will protect the confidentiality of complaints to the extent possible. (C)</p> Signup and view all the answers

An employee witnesses a coworker making repeated verbal threats towards another employee, creating a climate of fear. According to city policy, what is the employee's MOST appropriate initial action?

<p>Immediately notify their supervisor or department/division director. (B)</p> Signup and view all the answers

A supervisor suspects an employee is exhibiting behavior that violates the city's workplace violence policy. What is the supervisor's IMMEDIATE responsibility, according to the policy?

<p>To document, investigate, and address the concerning behavior. (B)</p> Signup and view all the answers

An employee obtains a protective order that includes their workplace. What is their responsibility regarding this order, according to city policy?

<p>They must inform the city attorney's office <em>before</em> including their work location in the order and inform their department/division director of the individual to whom the order applies. (B)</p> Signup and view all the answers

If the subject of a protective order appears at an employee's work location, what is the supervisor's INITIAL responsibility, according to the city's 'Violence in the Workplace' policy?

<p>Ask the individual to leave the work location. (C)</p> Signup and view all the answers

An employee is involved in a heated argument with a coworker, but no physical contact occurs. When would this situation be considered a violation of the city's 'Violence in the Workplace' policy?

<p>If the employee makes verbal threats of physical violence. (C)</p> Signup and view all the answers

A supervisor believes an employee has violated the 'Violence in the Workplace' policy. What action should the supervisor take regarding the employee's work status while the incident is being investigated?

<p>Relieve the employee from duty and place them on paid administrative leave pending further investigation. (C)</p> Signup and view all the answers

What is the potential disciplinary action an employee may face if they engage in violent behavior in the workplace, according to city policy?

<p>Referral to the Employee Assistance Program, and/or disciplinary action, up to and including termination. (A)</p> Signup and view all the answers

Under what circumstances can an employee or a supervisor call the police department for assistance when the subject of the order appears at the work location?

<p>Anytime, in their discretion, without having to first interact with the individual named in the protective order. (B)</p> Signup and view all the answers

What is the PRIMARY reason the city prioritizes a drug and alcohol-free workplace?

<p>To ensure a healthy and productive workforce, safe working conditions, and the quality of city services. (A)</p> Signup and view all the answers

Under what circumstances can the use of legally prescribed drugs lead to employment action?

<p>If the city determines it impairs work performance or interferes with the city's interests. (C)</p> Signup and view all the answers

An employee is found to be under the influence of alcohol while off-duty. When can the city take action?

<p>When such use impairs work performance, affects the safety of others, or interferes with the city’s interests. (B)</p> Signup and view all the answers

Which situation violates the city's policy regarding alcohol use?

<p>An employee consuming alcohol off-premises during non-working hours, which impairs their work performance. (C)</p> Signup and view all the answers

The city discovers an employee is selling prescription medication to coworkers. What aspect of the city’s policy does this violate?

<p>The prohibition of distribution of drugs not required by a physician’s prescription on city premises or work time. (B)</p> Signup and view all the answers

A prospective employee is required to undergo drug testing. What is the basis for this requirement according to the policy?

<p>The city has a right to ensure a drug-free workforce as a condition of employment. (C)</p> Signup and view all the answers

An employee takes a legally prescribed medication that causes drowsiness, impacting their ability to operate machinery safely. According to the drug and alcohol policy, what action can the city take?

<p>The city can initiate employment action if the medication impairs the employee's work performance or interferes with the city's interests. (D)</p> Signup and view all the answers

Under which circumstance is drug and alcohol testing LEAST likely to be conducted?

<p>When an employee seeks a routine physical examination. (B)</p> Signup and view all the answers

If an employee refuses to undergo drug testing as part of a job application, what is a likely consequence based on the city policy?

<p>Their application will be automatically withdrawn. (A)</p> Signup and view all the answers

What is the implication for an employee who refuses to submit to a drug or alcohol screening test?

<p>The refusal will be considered a positive test result. (A)</p> Signup and view all the answers

A prospective employee provides a diluted urine sample during a drug screening. What is the likely consequence?

<p>The employment offer will be rescinded. (C)</p> Signup and view all the answers

Which testing methodology is used to confirm a positive result from an initial drug screening test?

<p>Gas chromatography mass spectrometry (GC/MS). (C)</p> Signup and view all the answers

What is the city's protocol to ensure the reliability of samples collected for drug and alcohol testing?

<p>The person collecting the samples must be presented with employee identification. (A)</p> Signup and view all the answers

A supervisor is selected for drug testing. Under what conditions will they be tested?

<p>Under the same circumstances as other employees. (C)</p> Signup and view all the answers

Which of the following actions would be considered tampering with a sample?

<p>Providing a cold urine sample. (C)</p> Signup and view all the answers

What cost(s) related to pre-employment drug testing is the city responsible for?

<p>Only the costs of the drug test itself. (D)</p> Signup and view all the answers

Which scientifically accepted method can the city use to test for alcohol?

<p>Breathalyzer. (D)</p> Signup and view all the answers

When does controlled substance or alcohol testing for current city employees qualify as work time?

<p>When the testing occurs during, or immediately after, the regular work period. (B)</p> Signup and view all the answers

If a current employee has to undergo drug or alcohol testing at a location that is not their normal workplace, who covers the transportation costs?

<p>The city covers the transportation costs. (B)</p> Signup and view all the answers

What actions can the city take if a prospective employee refuses to provide a sample for drug or alcohol testing?

<p>The city may refuse to hire the prospective employee. (A)</p> Signup and view all the answers

Other than refusing to hire a prospective employee, what action may the city take in response to receiving a positive controlled substance test result from an employee?

<p>The city may take other non-disciplinary measures in conformance with the city’s policies and procedures, or subject the person to disciplinary action, which may include termination of employment. (A)</p> Signup and view all the answers

How is information obtained through the city's controlled substance and alcohol testing policy handled?

<p>It is confidential and shared only on a 'need to know' basis. (C)</p> Signup and view all the answers

To what extent will the city’s written alcohol and drug testing policy be made available?

<p>It will be available to employees and available for review by prospective employees at various city locations. (A)</p> Signup and view all the answers

Which of the following actions by an employee, related to drug and alcohol testing, would allow the city to subject the employee to disciplinary action?

<p>Producing a cold or diluted sample. (D)</p> Signup and view all the answers

Under what circumstance can the city require an employee in a public safety position to report medication use?

<p>When the employee's impaired ability to perform essential job functions due to medication poses a direct threat to themselves, coworkers, or the public. (D)</p> Signup and view all the answers

What is the city's immediate priority when a city employee is injured in a workplace accident?

<p>Ensure that appropriate medical attention is provided to the injured employee. (C)</p> Signup and view all the answers

A city employee who holds a Commercial Driver's License (CDL) is involved in a vehicle accident while on duty. Under which conditions MUST they submit to a drug and alcohol screen within two hours?

<p>If the accident involves the loss of human life, or the employee receives a moving violation and a person sustains bodily injury requiring immediate medical attention or a vehicle is towed. (D)</p> Signup and view all the answers

Besides post-accident and reasonable suspicion testing, under what other circumstance can the city require an employee to undergo drug and alcohol testing?

<p>Whenever the city has reason to believe that the employee has violated collection and testing requirements. (A)</p> Signup and view all the answers

A city employee is taking medication that could potentially impair their ability to perform their job safely. What is the city's primary consideration when deciding whether to require the employee to report this?

<p>The potential threat the employee's impaired ability poses to themselves, coworkers, or the public. (C)</p> Signup and view all the answers

In the event of a workplace accident where a city employee is injured and requires immediate medical attention, what action should occur before conducting post-accident drug and alcohol testing?

<p>Ensuring appropriate medical attention is provided. (C)</p> Signup and view all the answers

A city vehicle is involved in an accident, resulting in significant damage and necessitating a tow. The CDL-holding employee receives a moving violation. What additional factor would mandate a drug and alcohol screen within two hours?

<p>A person sustains bodily injury as a result of the accident that requires immediate medical attention away from the accident scene. (C)</p> Signup and view all the answers

An employee is prescribed a new medication. How should the city balance the consideration of employee privacy with workplace safety?

<p>Only require the employee to report if their essential job functions are affected and pose a direct threat. (D)</p> Signup and view all the answers

An employee identifies themselves as a city employee on social media and posts disparaging remarks about a protected class, but does not reveal confidential information. According to the social media policy, what action should the city take?

<p>The city should strongly consider disciplinary action, as the remarks violate the policy's intent to maintain a professional image. (D)</p> Signup and view all the answers

According to the city's social media policy, what potential consequence may an employee face for social media posts that negatively impact the workplace, even if they do not identify as a city employee?

<p>Disciplinary intervention. (B)</p> Signup and view all the answers

An employee identifies themselves as a city employee on their social media profile. According to the policy, what responsibility do they assume?

<p>The responsibility to represent the city in a professional manner. (B)</p> Signup and view all the answers

An employee who identifies as a city employee on social media uses a copyrighted image without permission, but it is for a non-commercial, personal post unrelated to city business. How does the social media policy apply?

<p>The employee is in violation of the copyright clause within the social media policy. (A)</p> Signup and view all the answers

An employee believes they witnessed a coworker violating the city's social media policy. According to the policy, what is the employee's responsibility?

<p>The city strongly encourages employees to report potential violations to their department director or the human resources department. (B)</p> Signup and view all the answers

The city's social media policy states that employees should have no expectation of privacy while participating in social media. What does this imply regarding the city's actions?

<p>The city reserves the right to monitor comments on social media about the city, its employees, and agents. (B)</p> Signup and view all the answers

Which of the following scenarios would LEAST likely result in disciplinary action under the city's social media policy?

<p>Expressing personal opinions on a public forum about a controversial local issue while clearly stating that the views are their own and do not reflect the city's position. (C)</p> Signup and view all the answers

What is the primary purpose of the city establishing a social media policy for its employees?

<p>To establish appropriate employee conduct on social media sites. (D)</p> Signup and view all the answers

Under what conditions, according to the social media policy, might a city employee face non-disciplinary or disciplinary intervention?

<p>For violations of the social media policy. (B)</p> Signup and view all the answers

An employee posts on social media about a negative interaction they had with a city resident while performing their duties, without revealing the resident's personal information. Another employee 'likes' the post. Could the second employee face repercussions?

<p>Potentially, if the act of 'liking' the post implies endorsement of a message that violates the social media policy. (C)</p> Signup and view all the answers

Which of the following actions might the city take, according to the social media policy, regarding content on social media that violates the city's rules?

<p>Monitor, review, or block the content using content-management tools. (B)</p> Signup and view all the answers

A city employee posts photos of themselves in their city uniform on social media. How does the city's social media policy relate to this action?

<p>They are representing the city and are responsible for doing so in a professional manner. (C)</p> Signup and view all the answers

What is a city employee required to include in social media posts related to city business if they identify themselves as a city employee?

<p>A disclaimer indicating the posting represents their personal opinion, not the city's. (D)</p> Signup and view all the answers

An employee posts a negative review of a local business on a public forum, without mentioning their affiliation with the city. Could this action potentially lead to disciplinary repercussions under the city's social media policy?

<p>Yes, if the post negatively impacts or disrupts the workplace. (D)</p> Signup and view all the answers

According to the social media policy, under what circumstance is a city employee prohibited from making social media postings?

<p>When the postings contain confidential city information obtained through their work. (D)</p> Signup and view all the answers

What is the city's stance on an employee using the city seal on their personal social media account?

<p>Prior written consent from the mayor’s office is required. (C)</p> Signup and view all the answers

What online activity by a city employee, regardless of whether they identify as such, may result in disciplinary action?

<p>Posting content that is false, disruptive, or misleading about the city or its employees. (D)</p> Signup and view all the answers

Why does the city advise employees to be cautious about their social media presence, regardless of whether they identify as city employees?

<p>Because their social media presence can reflect on the city as a whole. (B)</p> Signup and view all the answers

When posting on social media about city-related matters, what writing style is a city employee encouraged to use when identifying themselves as such?

<p>First person, clearly stating they are writing of their own accord. (A)</p> Signup and view all the answers

According to city policy, what should employees consider before identifying the city as their employer on social media?

<p>The implications their postings could have on the city's reputation. (C)</p> Signup and view all the answers

What action should a city employee take if they wish to use a city logo on their social media?

<p>Obtain prior written consent from the mayor's office. (A)</p> Signup and view all the answers

A fire department employee wants to post on social media about a recent fire they responded to, highlighting the challenges faced and the successful rescue. Which action aligns with city policy?

<p>Obtaining prior written consent from their department director before posting any information. (B)</p> Signup and view all the answers

An airport police officer discovers a potential security vulnerability in the airport's perimeter fencing. According to city policy, what is the MOST appropriate course of action regarding social media?

<p>Refraining from posting anything about the vulnerability on social media and reporting it through official channels. (A)</p> Signup and view all the answers

A 911 communications bureau employee overhears colleagues discussing their dissatisfaction with a new scheduling policy. According to city policy, how should the employee address this?

<p>Encourage colleagues to use the applicable procedures outlined in city memorandum of understanding. (D)</p> Signup and view all the answers

A city employee, not affiliated with a City Public Safety Entity, learns about a confidential software update that will improve city cybersecurity. What guidelines should they follow regarding posting about this update on social media?

<p>Obtain prior written consent from their department director before posting any information about the update. (D)</p> Signup and view all the answers

A police officer is investigating a series of break-ins. What information, if any, can they post on their personal social media account?

<p>None of the above; posting any information related to ongoing investigations is prohibited. (D)</p> Signup and view all the answers

A firefighter is asked by a local news outlet for details on a recent rescue they performed. What should the firefighter do to comply with city policy?

<p>Decline to comment and refer the news outlet to the city's official media relations department. (D)</p> Signup and view all the answers

A city parks employee is assigned to a new route for maintaining city parks. Without prior written consent, what information, if any, can they post on their social media account?

<p>None of the above; posting any information about their job assignment or route is prohibited without prior written consent. (D)</p> Signup and view all the answers

A 911 dispatcher receives a call regarding a domestic dispute. What information can they share on their personal social media account?

<p>Under no circumstances can they share any information pertaining to the call. (D)</p> Signup and view all the answers

An employee wants to appeal a disciplinary decision. What is the deadline for submitting the appeal to the Salt Lake City Recorder?

<p>Within 10 calendar days of the <em>issuance</em> of the final appealable disciplinary decision. (D)</p> Signup and view all the answers

An employee submits an appeal but forgets to include the specific reasons for the appeal. What might the Disciplinary Appeals Hearing Officer do?

<p>Prohibit the employee from asserting those reasons later in the hearing, at their discretion. (B)</p> Signup and view all the answers

After receiving notice of a timely appeal, who is responsible for assigning a Disciplinary Appeals Hearing Officer?

<p>The Chief Human Resources Officer (or designee). (D)</p> Signup and view all the answers

If either the employee or the City objects to the assigned Disciplinary Appeals Hearing Officer, how many objections are they permitted per appeal?

<p>One objection per party per appeal. (D)</p> Signup and view all the answers

An employee receives notification of the assigned Disciplinary Appeals Hearing Officer. How long does the employee have to submit a written objection?

<p>3 calendar days from the date they received notification. (C)</p> Signup and view all the answers

What information MUST be included in a written objection to the assigned Disciplinary Appeals Hearing Officer?

<p>The specific grounds for the objection and all relevant supporting information. (B)</p> Signup and view all the answers

If no objections are filed, how soon after a Disciplinary Appeals Hearing Officer is assigned should the Chief Human Resources Officer (or designee) contact the involved parties to schedule a scheduling conference?

<p>Within 7 calendar days. (B)</p> Signup and view all the answers

After a Disciplinary Appeals Hearing Officer is assigned, what is the next step in the appeal process?

<p>A scheduling conference is held. (A)</p> Signup and view all the answers

Assuming the Disciplinary Appeals Hearing Officer and all parties are available, within what timeframe following the scheduling conference should the appeal hearing generally be scheduled?

<p>Within 120 days. (D)</p> Signup and view all the answers

Disciplinary Appeals Hearing Officers are assigned to cases based on what criteria?

<p>A rotating schedule, subject to the Hearing Officer's availability. (C)</p> Signup and view all the answers

Who has the discretion to continue either a pre-hearing conference or a hearing?

<p>The assigned Disciplinary Appeals Hearing Officer. (D)</p> Signup and view all the answers

If a party to an appeal wants to request a continuance of a pre-hearing conference, what must that party do?

<p>Submit a written request to the assigned Disciplinary Appeals Hearing Officer, stating the grounds for the request and whether the other party has stipulated to it. (C)</p> Signup and view all the answers

According to Salt Lake City Code Chapter 2.24 regarding Police and Fire Department employees, what standard of review applies when determining if the facts support the conclusion that an employee violated policy?

<p>&quot;Substantial evidence&quot;. (B)</p> Signup and view all the answers

For Police and Fire Department employees, what must the City demonstrate to prevail on the question of whether the specific disciplinary sanction imposed is proportional to the policy violation?

<p>The disciplinary sanction does not constitute an abuse of discretion. (A)</p> Signup and view all the answers

What standard of review is applied, according to Salt Lake City Code Chapter 2.24, to determine if a disciplinary sanction for a police officer is proportional?

<p>Abuse of Discretion (A)</p> Signup and view all the answers

An employee requests a continuance for their pre-hearing conference but does not indicate whether the other party agrees with the request. What is the likely outcome?

<p>The Disciplinary Appeals Hearing Officer may grant, modify, or deny the request at their discretion. (C)</p> Signup and view all the answers

An eligible city employee seeks to appeal a disciplinary decision to a Hearing Officer. Which of the following disciplinary actions would qualify for appeal to the Hearing Officer?

<p>An involuntary transfer to a different position within the city with reduced salary. (B)</p> Signup and view all the answers

A city employee wants to appeal a disciplinary action to a Disciplinary Appeals Hearing Officer. The action was initiated on a Wednesday. When does the appeal filing period begin?

<p>The appeal filing period begins on Thursday. (A)</p> Signup and view all the answers

If the deadline to file an appeal with a Disciplinary Appeals Hearing Officer falls on a Sunday, what happens to the deadline?

<p>The deadline is extended to the next business day, Monday. (B)</p> Signup and view all the answers

A city employee receives a disciplinary action that they believe warrants an appeal to a Disciplinary Appeals Hearing Officer. According to policy, who is eligible to file such an appeal?

<p>Only eligible City employees directly subject to an appealable disciplinary decision. (C)</p> Signup and view all the answers

A Disciplinary Appeals Hearing Officer overturns a disciplinary decision. What is the permissible scope of the Hearing Officer's authority in such a scenario?

<p>The Hearing Officer can only affirm or overturn the final appealable disciplinary decision being appealed. (D)</p> Signup and view all the answers

An employee works a regular 24-hour shift and receives a suspension without pay. What is the maximum length of suspension that would NOT be subject to appeal to a Disciplinary Appeals Hearing Officer?

<p>One 24-hour working shift (B)</p> Signup and view all the answers

An eligible city employee received notice of a 5-day suspension without pay. They wish to appeal this decision to a Disciplinary Appeals Hearing Officer. What is the Hearing Officer authorized to do?

<p>Affirm the 5-day suspension or overturn the suspension entirely. (D)</p> Signup and view all the answers

A city employee's last day to file an appeal falls on January 1st, New Year's Day, a legal holiday. What is the final day the employee can submit their appeal?

<p>January 2nd, the next calendar day that is not a Saturday, Sunday, or legal holiday. (D)</p> Signup and view all the answers

In a disciplinary appeal hearing involving a Fire Department employee, which party presents their case first?

<p>The City (C)</p> Signup and view all the answers

An employee is appealing a disciplinary action, claiming the sanction is too harsh. What must the employee demonstrate to prevail, according to the 'abuse of discretion' standard?

<p>That the decision was clearly unreasonable, arbitrary, or not based on the facts. (B)</p> Signup and view all the answers

During a disciplinary appeal hearing, what types of evidence can the Hearing Officer consider if presented for the first time?

<p>Evidence related to the proportionality of the disciplinary action. (B)</p> Signup and view all the answers

If a disciplinary appeals hearing is allocated a total of four hours and thirty minutes, how much time is allocated for each party to present their case?

<p>Two hours and fifteen minutes (D)</p> Signup and view all the answers

During a disciplinary appeal hearing, which party's time allocation is reduced by the time spent on cross-examination of witnesses?

<p>The cross-examining party (D)</p> Signup and view all the answers

An employee is appealing a disciplinary action, asserting that the conclusion that their actions violated policy wasn't supported by substantial evidence. What does substantial evidence mean in this context?

<p>Evidence that a reasonable person would accept as adequate to support the conclusion. (C)</p> Signup and view all the answers

In a disciplinary appeal hearing, if a party wants to raise an evidentiary issue, how should they typically do so?

<p>By making an oral motion at the pre-hearing conference or hearing. (C)</p> Signup and view all the answers

What is the maximum amount of time allowed for opening statements from each party, according to the guidelines?

<p>Ten minutes (A)</p> Signup and view all the answers

Which party is required to present the first closing argument in a disciplinary appeal hearing?

<p>The party required to present their case first (A)</p> Signup and view all the answers

An employee wishes to challenge a disciplinary action, arguing the facts do not support the conclusion that a policy violation occurred. What standard of review applies in this case?

<p>Substantial evidence (C)</p> Signup and view all the answers

What is the maximum amount of time that a party can reserve for rebuttal during closing arguments?

<p>Ten minutes (D)</p> Signup and view all the answers

What is the role of Chapter 2.24 of the Salt Lake City Code regarding employee disciplinary actions and appeals?

<p>It establishes the standards of review for disciplinary appeals. (B)</p> Signup and view all the answers

An employee is preparing for a disciplinary appeal hearing. What actions are they permitted to take during the hearing?

<p>Make oral motions pertaining to evidentiary issues. (C)</p> Signup and view all the answers

Under what condition can a Disciplinary Appeals Hearing Officer allocate additional hearing time beyond the presumed sufficient four hours and thirty minutes?

<p>Upon a showing of good cause. (C)</p> Signup and view all the answers

What is the maximum duration a disciplinary appeal hearing can last on a single business day?

<p>Eight hours (C)</p> Signup and view all the answers

In which of the following scenarios would an employee need to demonstrate 'abuse of discretion' to prevail in a disciplinary appeal?

<p>When claiming that the specific disciplinary sanction imposed was disproportionate to the violation. (C)</p> Signup and view all the answers

During a disciplinary appeal hearing where an evidentiary objection is raised, what latitude does the Disciplinary Appeals Hearing Officer have?

<p>The officer can sustain, overrule, or disregard the objection, using the Utah Rules of Evidence as general guidelines. (D)</p> Signup and view all the answers

What is the default timeframe within which a Disciplinary Appeals Hearing Officer must certify their written decision with the Salt Lake City Recorder?

<p>Within 15 calendar days after the appeal hearing concludes. (B)</p> Signup and view all the answers

Under what specific condition can the Disciplinary Appeals Hearing Officer extend the fifteen-day certification period of their written decision?

<p>If both parties involved in the appeal consent to an extension, up to a maximum of 60 calendar days, for good cause. (C)</p> Signup and view all the answers

What information must be included in the Disciplinary Appeals Hearing Officer's written decision regarding further appeal options?

<p>Notification to the parties that the decision can be appealed to the Utah Court of Appeals within thirty (30) calendar days of the certification date. (B)</p> Signup and view all the answers

Regarding the drafting of the written decision, what latitude does the Disciplinary Appeals Hearing Officer have in assigning responsibility to the parties involved?

<p>The Disciplinary Appeals Hearing Officer may require the prevailing party to draft a proposed written decision and allow the non-prevailing party time to object. (D)</p> Signup and view all the answers

For an employee NOT covered by a collective bargaining agreement, what aspects of an investigative interview are not required?

<p>Both A and B. (D)</p> Signup and view all the answers

Which of the following best describes the investigator/supervisor's responsibility after conducting an investigative interview?

<p>To provide a written notice to the employee regarding the outcome of the interview. (A)</p> Signup and view all the answers

If an accused employee is covered by a collective bargaining agreement, which specific provision regarding investigative interviews takes precedence?

<p>The investigative interview provision detailed in the Memorandum of Understanding (MOU). (C)</p> Signup and view all the answers

An employee is given notice of an investigative interview. What is the maximum timeframe the investigator/supervisor has to schedule the hearing from the date of the notice?

<p>Two working days. (C)</p> Signup and view all the answers

What is the primary purpose of an investigative interview?

<p>To gather the accused employee's account of an incident. (C)</p> Signup and view all the answers

A supervisor is considering disciplinary action for an employee. Who should the supervisor consult with to determine the appropriate tier of action?

<p>With Human Resources and others as needed. (C)</p> Signup and view all the answers

Which of the following is a key difference between Tier 1 and Tier 2 disciplinary actions?

<p>Tier 2 requires a pre-determination hearing, while Tier 1 does not. (A)</p> Signup and view all the answers

An employee working 12-hour shifts receives a suspension without pay for two shifts. According to the policy, how is this disciplinary action categorized?

<p>Tier 2 – Minor Suspension (C)</p> Signup and view all the answers

Which of the following scenarios requires a pre-determination hearing?

<p>An employee being considered for demotion to a lower-paying position. (D)</p> Signup and view all the answers

An employee is notified of a pre-determination hearing. What information MUST be included in the notification?

<p>Their right to bring a representative of their choice to the hearing. (C)</p> Signup and view all the answers

During a pre-determination hearing, an employee wishes to present a written statement from a witness who cannot attend. What is the appropriate course of action?

<p>The written statement may be informally presented, but witnesses will not be called. (C)</p> Signup and view all the answers

After a pre-determination hearing, the supervisor decides not to issue any corrective action or discipline. What happens to the pre-determination hearing notice?

<p>It is not placed in the employee's personnel file. (D)</p> Signup and view all the answers

In the context of disciplinary actions, a supervisor is considering a suspension without pay lasting three shifts for an employee who works 10-hour shifts. Which tier of disciplinary action does this fall under?

<p>Tier 3 (D)</p> Signup and view all the answers

What is the primary role of the HR consultant during a pre-determination hearing?

<p>To ensure policies and procedures are followed. (D)</p> Signup and view all the answers

A supervisor is drafting a decision letter following a disciplinary action. What elements should be included in the letter?

<p>A clear statement of the issue, its impact, and relevant history. (B)</p> Signup and view all the answers

An employee waives their right to an in-person pre-determination hearing. What is the alternative they can utilize?

<p>They can present their response in writing. (A)</p> Signup and view all the answers

Following a pre-determination hearing, under what circumstance would the hearing notice and decision be included in the employee's official personnel file?

<p>If the decision reached was disciplinary in nature. (C)</p> Signup and view all the answers

An employee wishes to appeal a Tier 2 disciplinary action. According to policy, what is the first step they must take?

<p>Submit a written request to the department director within ten calendar days. (C)</p> Signup and view all the answers

During a Tier 2 disciplinary appeal hearing, what authority does the department director or designee possess?

<p>To uphold, rescind, or modify the disciplinary action. (B)</p> Signup and view all the answers

What is the deadline for an employee to submit a written appeal regarding a disciplinary decision to the Office of the City Recorder?

<p>Within 14 calendar days after the department director’s decision, unless stated otherwise in an applicable MOU. (C)</p> Signup and view all the answers

After the Employment Appeals Board (EAB) reaches a decision, what is the final step in the appeal process?

<p>The decision is final, and no further internal appeals are permitted. (D)</p> Signup and view all the answers

After the department director or designee makes a decision regarding a Tier 2 disciplinary appeal, what is the next step an employee can take?

<p>No further appeals are permitted. (D)</p> Signup and view all the answers

Which disciplinary tier is the Employment Appeals Board (EAB) authorized to hear appeals from?

<p>Tier 3 disciplinary actions only. (C)</p> Signup and view all the answers

For a police department employee, what is the initial step to appeal a Tier 3 disciplinary action?

<p>Submit a written request to the Civil Service Commission within a specific timeframe. (B)</p> Signup and view all the answers

In the context of a Tier 3 disciplinary action appeal, what role does the HR consultant play during the department director's informal hearing?

<p>To attend and record the hearing. (A)</p> Signup and view all the answers

Which employee is NOT eligible to have their appeal heard by the Employment Appeals Board (EAB)?

<p>An employee in the police department. (A)</p> Signup and view all the answers

To initiate the Employment Appeals Board (EAB) appeal process, how many copies of the completed form must an employee file with the City Recorder’s office?

<p>Four (4) copies (A)</p> Signup and view all the answers

After the department director or designee makes a decision on a Tier 3 disciplinary action, what is the next potential step in the appeal process for most city employees?

<p>Appeal to an employee appeals board (EAB). (A)</p> Signup and view all the answers

What circumstances, regarding delivery of the disciplinary action decision, affect the timeframe for police and fire employees to appeal a Tier 3 disciplinary action to the Civil Service Commission?

<p>Whether the decision was personally delivered or mailed. (B)</p> Signup and view all the answers

Where should an employee physically file the appeal form to start the Employment Appeals Board (EAB) appeal process?

<p>City Recorder’s Office, City &amp; County Building. (C)</p> Signup and view all the answers

Who determines whether an appeal to the Employment Appeals Board (EAB) has been properly filed?

<p>The Mayor’s Designee. (C)</p> Signup and view all the answers

Within what timeframe after receiving an appeal must the panel of the Employment Appeals Board (EAB) issue a decision, barring any extensions?

<p>No later than 15 days after the date it received the appeal. (B)</p> Signup and view all the answers

During an EAB hearing, what is the role of the Mayor's designee?

<p>To assist the panel in decisions related to the hearing's procedures. (C)</p> Signup and view all the answers

Under what circumstances can the EAB panel overturn a disciplinary decision?

<p>If the employee demonstrates the department head's decision was clearly erroneous. (C)</p> Signup and view all the answers

According to the EAB hearing process, what happens if the city introduces new information that the department director did not consider?

<p>The panel must remand the matter to the department director for reconsideration. (A)</p> Signup and view all the answers

What is the scope of discovery permitted during an EAB appeal process?

<p>All documents and issues that were considered during the disciplinary process prior to the appeal. (B)</p> Signup and view all the answers

What recourse does the city have if the EAB panel overturns a disciplinary decision?

<p>The city must revoke the discipline and reimburse the employee for lost wages. (B)</p> Signup and view all the answers

If an employee refuses to attend an EAB hearing after being required to do so, what are the potential consequences?

<p>The employee may be disciplined. (D)</p> Signup and view all the answers

Under what circumstance may the EAB panel close a hearing to the public?

<p>If the panel complies with the Utah Open and Public Meetings Act. (B)</p> Signup and view all the answers

What is the standard the EAB panel uses to determine if the city properly designated an employee for layoff?

<p>Whether the city substantially followed its layoff procedures. (B)</p> Signup and view all the answers

What is the primary focus of the panel when reviewing an employee layoff designation due to discontinued funding?

<p>Assessing if the city council adhered to layoff procedures and statutory requirements without prejudicial procedural errors. (A)</p> Signup and view all the answers

If an employee successfully demonstrates that the city failed to follow proper procedures during their termination for non-disciplinary reasons, what is the prescribed remedy?

<p>The employee will be reinstated and reimbursed for lost wages. (C)</p> Signup and view all the answers

What specific action must the panel take after making a determination regarding an appeal?

<p>The panel must outline the facts it relied upon and the conclusions it made based upon the facts in a written decision. (B)</p> Signup and view all the answers

According to the policy, what is the final step in the internal appeal process for civil service employees facing discharge, demotion or suspension of more than three days?

<p>Appeal to the Civil Service Commission. (D)</p> Signup and view all the answers

What information must be included in the copy of the panel's decision that is provided after an appeal?

<p>The facts relied upon and the conclusions made based upon the facts. (D)</p> Signup and view all the answers

Within what timeframe must the panel provide a copy of its decision to the relevant parties?

<p>Within the time limits established by Utah Code Ann.§ 10-3-1106 (or subsequent provisions) and this procedure. (A)</p> Signup and view all the answers

For civil service employees, what specific disciplinary actions can be appealed to the Civil Service Commission?

<p>Discharge, demotion, and suspensions without pay of more than three working days. (A)</p> Signup and view all the answers

If a civil service employee wishes to appeal a disciplinary action, where should they direct their request?

<p>The Civil Service Commission. (C)</p> Signup and view all the answers

During an EEO investigation, what is the role of the EEO program manager or designee regarding the delivery of the investigation outcome to the complainant?

<p>To deliver a letter outlining the allegations and outcome of the investigation, preferably in person, in a meeting that is not recorded. (B)</p> Signup and view all the answers

According to the policy, how are records and documentation collected during an EEO investigation managed and stored?

<p>They are filed in EEO case files, kept separately from the employee's official personnel file, and retained according to the city's retention schedule. (B)</p> Signup and view all the answers

What is the scope of the investigator's discretion in managing the EEO investigation process?

<p>The investigator has sole discretion to determine the interview process, information considered, and notification methods to best address the complaint. (B)</p> Signup and view all the answers

Which of the following is true regarding the confidentiality of EEO investigation records after the investigation is concluded?

<p>EEO records maintained confidentially, and disciplinary action notices resulting from the investigation are placed in the employee's official personnel file. (A)</p> Signup and view all the answers

An employee is accused of violating the Anti-Discrimination and Harassment Policy, and an investigation ensues. According to policy, which action related to this investigation is permissible?

<p>The EEO investigator determines the order of interviews and the information considered. (C)</p> Signup and view all the answers

During an investigation interview, under what circumstance is an audio recording of the interview permissible?

<p>When interviewing a complainant, and the recording is made by Human Resources. (B)</p> Signup and view all the answers

An employee is asked to be a witness in a harassment investigation. Which of the following is true regarding their participation in the interview process?

<p>They may consult with a union representative to review the interview process. (C)</p> Signup and view all the answers

An employee covered by a Memorandum of Understanding (MOU) is accused of violating the anti-discrimination and harassment policy. How does this affect the investigative interview process?

<p>The investigative interview process outlined in the MOU will be followed. (D)</p> Signup and view all the answers

Following a harassment investigation, what action is required of the Department Director upon receiving the investigation report?

<p>The Director must notify the investigator, within 15 days, of the action they intend to take, if any. (A)</p> Signup and view all the answers

If a complainant requests a copy of the recorded interview related to their complaint, what is a potential consideration regarding its release?

<p>The recording may be subject to GRAMA (Government Records Access and Management Act). (D)</p> Signup and view all the answers

During an investigation interview, where can the witness direct questions about the process?

<p>The EEO program manager, their HR consultant or with a union representative (D)</p> Signup and view all the answers

According to policy, who receives a report summarizing the conclusions of the investigation?

<p>The department director, with a copy to the human resources director. (D)</p> Signup and view all the answers

When interviewing an employee accused of violating the anti-discrimination and harassment policy, and the employee is not covered by a Memorandum of Understanding (MOU), which of the following is true:

<p>No representatives are permitted and no recording will be made. (D)</p> Signup and view all the answers

An employee directly witnesses a coworker being subjected to repeated offensive jokes based on their ethnicity. According to city policy, what is the employee's responsibility?

<p>The employee is required to immediately report the incident to the city's EEO program manager or another designated authority. (C)</p> Signup and view all the answers

An employee wishes to file a formal complaint about alleged harassment that occurred 8 months ago. According to the policy, what is the most likely outcome?

<p>The complaint may be dismissed due to the length of time that has passed since the alleged incident. (D)</p> Signup and view all the answers

A supervisor receives an anonymous note detailing potential discriminatory behavior within their department. According to the policy, what is the supervisor’s MOST appropriate course of action?

<p>Immediately report the information to the city’s EEO program manager. (D)</p> Signup and view all the answers

After reviewing a complaint, the EEO program manager determines that it does not constitute a violation of the anti-discrimination and harassment policy, but suggests a different policy may have been violated. What is the MOST appropriate next step for the EEO program manager?

<p>Notify the HR consultant and/or department director, who may assist in addressing the complainant’s concerns with the department. (C)</p> Signup and view all the answers

If an employee feels they are being harassed by their supervisor, according to the policy, who are the appropriate individuals they can notify?

<p>Any manager at the city to whom they are comfortable reporting such matters. (D)</p> Signup and view all the answers

A third party observes what they believe to be a case of discrimination within the workplace. What action can they take according to the city's policy?

<p>They may complete and submit the EEO complaint form. (B)</p> Signup and view all the answers

An employee makes a formal complaint of harassment. Following the review of the complaint, the EEO program manager proceeds with a formal investigation. Who will be notified of the investigation?

<p>The department director (or the chief of staff if the accused is a department director). (C)</p> Signup and view all the answers

After submitting a complaint, an employee is notified that the EEO program manager has dismissed it, deeming it not a violation of the anti-discrimination and harassment policy. What recourse, if any, does the employee have?

<p>Depending on the nature of the complaint, the employee may be directed to other resources within HR or their department for resolution. (D)</p> Signup and view all the answers

What is the immediate next step after a breathalyzer confirmation test shows a positive alcohol screen result?

<p>The technician advises the employee of the result at the testing site and notifies HR. (D)</p> Signup and view all the answers

If an employee who is required to undergo a drug screen does not respond to the MRO's calls, what action does the DER take?

<p>The DER attempts to contact the employee, and if unsuccessful, the MRO reports the result as positive to the DER. (D)</p> Signup and view all the answers

Under what condition is a non-CDL holder's drug screen considered positive?

<p>If the test result exceeds generally accepted cut-off limits. (A)</p> Signup and view all the answers

What action is taken when a CDL holder's confirmation alcohol breath test result shows a concentration between 0.02 and 0.04?

<p>The employee cannot perform safety-sensitive duties for 4 hours. (D)</p> Signup and view all the answers

When does the MRO notify the DER that they are unable to reach an employee after a drug screen?

<p>After repeated attempts to contact the employee have failed. (A)</p> Signup and view all the answers

According to the policy, how is refusing to take a drug or alcohol test treated?

<p>It is treated the same as a positive test result. (C)</p> Signup and view all the answers

What happens if an employee provides the required information to the MRO after a positive drug screen?

<p>The MRO makes a determination whether the test is positive or negative based on the information. (A)</p> Signup and view all the answers

Who is responsible for notifying the employee's supervisor of a positive drug screen result?

<p>The DER. (B)</p> Signup and view all the answers

What is the primary goal of Salt Lake City Corporation's drug and alcohol screening procedure?

<p>To maintain a drug-free workplace, thereby preventing errors, injuries, and other problems stemming from substance abuse. (C)</p> Signup and view all the answers

According to the drug and alcohol screening procedure, what is the role of the PPA (presumably, a City Personnel entity) in the pre-employment screening process?

<p>To send an email to the candidate with the required drug testing information. (B)</p> Signup and view all the answers

For employees holding a Commercial Driver's License (CDL), what is the DER (Designated Employer Representative) responsible for in the random testing process?

<p>Submitting a current list of CDL holders to a third-party administrator for each testing pool each month. (A)</p> Signup and view all the answers

A supervisor receives notification that a CDL operator has been randomly selected for drug testing. What information MUST the supervisor provide to the CDL operator?

<p>That the screening will take place at Concentra Medical Center or on the job site, and that the operator has a maximum of two hours to arrive at the site and be available for testing. (B)</p> Signup and view all the answers

What action does a Concentra employee take when a CDL holder is due for a random follow-up screening?

<p>The Concentra employee notifies the supervisor and DER of the random test per the schedule. (A)</p> Signup and view all the answers

How does the Salt Lake City Corporation ensure compliance with DOT (Department of Transportation) regulations regarding drug testing?

<p>By conducting DOT tests prior to and completely separate from non-DOT tests in all respects. (B)</p> Signup and view all the answers

Who does PPA notify of a job candidate's drug test results, indicating whether the candidate is cleared for hire?

<p>The timekeeper. (D)</p> Signup and view all the answers

What information should HR consultants or designated department representatives specify when arranging for drug and alcohol testing services?

<p>Whether a test is a DOT test or a non-DOT test. (A)</p> Signup and view all the answers

An employee is directed to take a drug test, but leaves the testing site before the process is complete. According to the city's drug and alcohol screening procedure, is this considered a refusal to test?

<p>Yes, leaving the testing site before completion is considered a refusal. (B)</p> Signup and view all the answers

During a directly observed drug test, what specific action is an employee expected to perform to comply with the collection procedure?

<p>Permit the observer to monitor the specimen collection, including raising clothing. (B)</p> Signup and view all the answers

After an employee fails to provide a sufficient amount of urine for a drug test, what step is required to determine if this constitutes a refusal to test?

<p>A required medical evaluation to determine if there is an adequate medical explanation for the failure. (B)</p> Signup and view all the answers

Under what condition is an employee considered to have refused a pre-employment drug test with regard to undergoing a medical examination or evaluation directed by the MRO?

<p>If the pre-employment test was conducted after a contingent offer of employment; otherwise, the MRO will cancel the test. (D)</p> Signup and view all the answers

An employee, prior to testing, is asked to empty their pockets by the collector but refuses. How is this behavior categorized under drug and alcohol testing regulations?

<p>It is a failure to cooperate with the testing process and is treated as a refusal to test. (A)</p> Signup and view all the answers

What is the HR consultant or designated department representative required to do after being informed that an employee has not provided a sufficient amount of breath or urine?

<p>After consulting with the MRO, direct the employee to obtain a medical evaluation within five days. (D)</p> Signup and view all the answers

An employee is asked to take an additional drug test by the employer. If the employee declines, is this a violation of policy?

<p>Yes, declining to take an additional drug test is considered a refusal to test. (B)</p> Signup and view all the answers

An employee provides a urine sample for a drug test, and the Medical Review Officer (MRO) reports the specimen as dilute with a negative result, but requires a recollection under direct observation. What should the DER (Designated Employer Representative) do?

<p>Arrange a recollection of a new sample, collected under direct observation immediately. (C)</p> Signup and view all the answers

In what situation is the referral-and-return-to-duty process automatically bypassed after a positive drug test result?

<p>If notification of a confirmed positive test represents a repeat offense. (A)</p> Signup and view all the answers

An employee fails to follow the observer’s instructions during a directly observed drug test. What may this be considered?

<p>A refusal to test (B)</p> Signup and view all the answers

What happens if the physician selected by an employee to conduct a medical evaluation after failing to provide a sufficient specimen is deemed unacceptable by the MRO?

<p>The employee must select another physician who is acceptable to the MRO. (C)</p> Signup and view all the answers

After a positive alcohol confirmation test, what immediate steps should a supervisor take?

<p>Remove the employee from duties, place them on paid administrative leave, and coordinate with HR to decide on a course of action. (D)</p> Signup and view all the answers

An employee admits to the collector and MRO (Medical Review Officer) that they substituted their urine specimen during a drug test. What is the next course of action?

<p>The MRO will report that employee adulterated or substituted the urine specimen (A)</p> Signup and view all the answers

What action should a supervisor or HR take if the MRO reports a positive drug test came back as dilute?

<p>Treat the dilute positive test as a verified positive test. (B)</p> Signup and view all the answers

What action should be taken regarding an employee's pay status while disciplinary action is pending after a positive drug or alcohol test?

<p>The employee remains on paid administrative leave until a decision letter is issued. (C)</p> Signup and view all the answers

When should an HR consultant contact PPA to send FMLA and SDI paperwork?

<p>When it is appropriate based on an employee's leave request. (C)</p> Signup and view all the answers

An employee wears a prosthetic device that could potentially be used to interfere with the urine collection process during a drug test. What action should the collector take?

<p>Request the employee to remove or adjust the device if it could interfere with the collection process. (A)</p> Signup and view all the answers

Which of the following employees are exempt from taking a return-to-work drug test?

<p>Non-CDL holders as described in this policy. (C)</p> Signup and view all the answers

Who should the supervisor contact for assistance regarding drug and alcohol testing records of a candidate for CDL operation?

<p>The HR Consultant. (A)</p> Signup and view all the answers

For a candidate seeking to perform safety-sensitive duties for the first time, what information is the city required to request from their previous employers?

<p>Alcohol tests with a result of 0.02 or higher, verified positive drug tests, and refusals to be tested. (A)</p> Signup and view all the answers

What should the HR Consultant do if a previous employer does not possess return-to-duty information for a candidate who violated a DOT drug and alcohol regulation?

<p>Seek to obtain this information from the candidate. (B)</p> Signup and view all the answers

What is the deadline for the HR Consultant to obtain and review a candidate's drug and alcohol testing records before they are no longer permitted to perform safety-sensitive functions?

<p>30 days from the date on which the employee first performed safety-sensitive functions, if a good faith effort has been documented. (B)</p> Signup and view all the answers

What action should be taken regarding a candidate's performance of safety-sensitive functions if obtaining and reviewing their drug and alcohol testing records is not feasible before they begin?

<p>The hiring authority must be informed, and the information should be obtained and reviewed as soon as possible. (A)</p> Signup and view all the answers

What type of written consent is required from a candidate seeking to perform safety-sensitive duties for the first time related to obtaining drug and alcohol testing records?

<p>Written consent for the city to request information from any DOT-regulated employer(s) employing the employee during the two years before the date of application or transfer. (C)</p> Signup and view all the answers

What is the minimum number of unannounced follow-up drug tests the SAP will recommend for a CDL holder returning to work after a positive drug screen?

<p>Six, conducted during the coming 12-month period. (D)</p> Signup and view all the answers

If a CDL holder tests positive for drugs and termination is not the chosen action, what role does the Substance Abuse Professional (SAP) play in their return-to-work process?

<p>The SAP evaluates the employee, recommends treatment, and communicates with the DER about the employee's readiness to return to work. (C)</p> Signup and view all the answers

If an employee who is not a CDL holder tests positive, what alternative to the SAP process might a supervisor offer?

<p>A referral to a counselor specializing in substance abuse issues. (A)</p> Signup and view all the answers

What is the timeframe within which a CDL holder must achieve a negative return-to-work (RTW) test result after a decision letter is issued?

<p>Four weeks, to allow sufficient time for treatment and testing. (C)</p> Signup and view all the answers

An employee is required to attend counseling sessions after a positive drug test, will they be paid for the time they spend in counseling?

<p>No, the employee will use his/her paid time off balances to cover the time needed between the issuance of the decision letter and the return-to-work date.If the employee does not have sufficient paid time off to cover the time off,the employee will be required to take time off with no pay. (A)</p> Signup and view all the answers

According to the procedure, what is the first step a supervisor should take when a CDL driver tests positive for drugs and termination is not being considered?

<p>Work with an HR consultant to refer the employee to a Substance Abuse Professional (SAP). (C)</p> Signup and view all the answers

When deciding on a course of action after an employee's positive drug test, what factors should a supervisor primarily consider?

<p>Whether this is the first offense, the employee’s current stage in progressive discipline, and any related issues such as harm caused by their actions. (C)</p> Signup and view all the answers

What is the purpose of the employee signing a release-of-information form during their initial meeting with the Substance Abuse Professional (SAP)?

<p>To permit the SAP to confirm attendance and discuss treatment recommendations with the DER. (D)</p> Signup and view all the answers

Flashcards

Employee Conduct: General Expectations

Dedication to professionalism, honor, and integrity to earn public trust.

Compliance

Following all official city policies, procedures, and MOUs.

Attention to Duty

Focusing entirely on city business during work hours.

Safety First

Adhering to safety guidelines and maintaining equipment properly.

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Meeting Expectations

Meeting performance standards and goals set by the city.

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Respectful Conduct

Acting in a way that doesn't disrupt the workplace or offend the public.

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Courteous Behavior

Showing courtesy and respect to coworkers, supervisors, and the public.

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Conflict Resolution

Addressing disagreements appropriately, without offensive language or actions.

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Criminal Actions & Job Impact

Committing a crime or violation of law that negatively impacts job performance.

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Failure to Comply with Law

Failure to follow federal, state, or local laws that hurts job performance or the public.

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Discrediting City Reputation

Actions that damage the city's reputation or public image, regardless of legal outcomes.

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Acts Contrary to Public Service

Actions against public service duties, like misconduct or neglecting responsibilities.

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Property Damage/Theft at Work

Stealing, damaging, or defacing city or personal property in the workplace.

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Malicious Complaint Filing

Filing false complaints to cause harm or disrupt city services.

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Impeding Investigation

Refusing to provide information or obstructing a work related investigation.

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Abusive Language/Behavior

Engaging in abusive, loud, or threatening language or behavior.

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Supervisor Standards

Management representatives held to high standards of conduct and courtesy, setting an example for others.

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Supervisor Knowledge

Familiarity with relevant laws, ordinances, city and department policies, procedures, guidelines, and MOUs.

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Workplace Communication

Communicating goals, objectives, methods, processes, resources, and action plans .

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Direction Implementation

Overseeing how employees implement directions, ensuring tasks are completed as expected.

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Attendance and Payroll

Setting attendance expectations and time approval for payroll.

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Employee Recognition

Acknowledging accomplishments of individuals and teams.

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Employee Input

Listen to and take into account suggestions and recommendations from employees.

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Employee Privacy

Respect employees' privacy concerns and adhere to medical privacy requirements.

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Supervisor's Role in Training

Encouraging staff to participate in departmental and Employees’ University courses.

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Supervisor Support for Development

Supporting employees in their career advancement and growth.

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Employee Feedback Requirement

Providing regular, meaningful, and objective feedback to employees.

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Supervisor Record-Keeping

Practices for supervisors to keep records of employee training, recognition, and job direction.

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HR Record Submission

Written employee commendations or recognition, performance evaluations, and disciplinary letters.

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Handling Medical Records

To be sent to HR and included in a separate, confidential file.

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Job task direction

Job or task direction given to an employee or workgroup.

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Resource support requests

Resource support requests (such as funds, training, materials, personnel) from employees.

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Policy 3.05.03 Purpose

Outlines the steps for addressing employee performance issues and appealing disciplinary actions.

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Policy 3.05.03 Scope

Full-time Salt Lake City Corporation employees who have completed probation. Excludes at-will, part-time, seasonal, appointed, and probationary employees.

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Corrective Action Examples

Verbal coaching, counseling, performance discussions, retraining, and verbal or written warnings.

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Progressive Discipline Sequence

Corrective action, suspension without pay, and termination. Demotion may also be used.

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Progressive Discipline Required?

Not required; deviation is allowed based on the severity of the issue.

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Prior Discipline Impact

An employee's prior disciplinary history can influence current disciplinary actions.

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Tier 1 Discipline

A written warning is considered a corrective action to address minor misconduct.

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Tier 2 Discipline

Unpaid suspension of 2 days or less for 8-hour shifts. For police/fire: 24 hours or less.

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Pre-determination Hearing (Tier 2)

A formal meeting where an employee is notified of allegations and given a chance to respond before Tier 2 discipline is imposed.

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Pre-determination Notice Contents

Employees will receive written notice, including allegations, hearing details (date, time, place), and the right to have a representative present.

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Tier 2 Appeal Timeline

Tier 2 disciplinary actions can be appealed to the department director within 10 calendar days of the action.

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Director's Appeal Authority

The department director can uphold, rescind, or change the disciplinary action.

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Tier 3 Suspension Duration

For employees on 8-hour shifts, it's more than 2 days. For longer shifts, it's more than 2 shifts. For police/fire, more than 24 hours.

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Pre-determination Hearing (Tier 3)

A formal meeting where the employee is notified of the allegations against them and has an opportunity to respond before Tier 3 discipline is imposed.

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Purpose of Pre-determination Hearing

Similar to Tier 2, aims to give the employee an opportunity to respond to allegations before discipline is imposed.

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Pre-determination Hearing

A formal meeting to present allegations against an employee and allow them to respond.

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Corrective Action Review

A review of the relevant information is conducted before corrective action to determine necessary facts.

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Investigative Interview

An interview to obtain additional information.

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Representative at Hearing

The employee has the right to bring someone to support them.

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Disciplinary Appeals

Challenges to the formal disciplinary action, typically submitted in writing.

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MOU Compliance

Following MOU provisions during investigative interviews.

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Department Level Appeal

Review of a Tier 3 disciplinary action within the employee's department.

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Impartial Appeal Review

Assigning someone uninvolved in the disciplinary action to hear the appeal.

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Appeal Explanation

Submit an explanation in writing of why they disagree.

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Disciplinary Authority

Department director or city official may issue when broader institutional issues are implicated.

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Informal Appeal Hearing

Hearing where the employee presents their appeal to the director or designee.

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Appeal Authority

The director can agree, disagree, or change the disciplinary action.

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Final Appeal

Option to challenge the departmental decision at a higher level.

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Appeal Outcome

Decision from appeal board is final; no further internal appeals are allowed.

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Unsatisfactory Job Performance

Failure to meet job standards, city policies, supervisor expectations, or laws.

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Policy/Law Violations

Actions that break city rules or laws, whether on or off duty.

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Impact to the City

Actions that harm the city's image, even off-duty.

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Discipline Severity Factors

The nature and impact of the employee's action guides the discipline level.

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Safety Implications

Safety risks stemming from the employee's actions.

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Impact on Services

How much the action affects city services to the public.

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Written Notice Contents

General information on appeal process and a copy in personnel file.

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Awareness of Job Expectations

Ensuring employees understand job requirements and expectations.

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Performance Discussions

Discussions to improve performance, conduct, or behavior.

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Documenting Discussions

Documents of performance talks, not in the official file, but can be reviewed.

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Corrective Action Timing

Corrective action without warning, depending on the issue's severity.

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HR Consultation

Consultation before corrective action or discipline is taken.

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Appropriate Action

Determining if corrective action or discipline is fitting.

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Determining Correct Tier

HR helps the manager determine the level of discipline needed.

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Sexual Harassment

Unwelcome sexual advances, requests, or conduct creating a hostile work environment.

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Quid Pro Quo Harassment

Making submission to sexual conduct a condition of employment.

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Physical Sexual Harassment

Touching, staring, or blocking someone in a sexual manner.

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Sexual Assault

Rape, sexual battery, or molestation.

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Verbal Sexual Harassment

Unwanted sexual comments or jokes.

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Visual Sexual Harassment

Displaying sexually suggestive material in the workplace.

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Off-Site Harassment

Harassment occurring outside of normal work hours or locations.

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Hostile Work Environment

Creating an intimidating, hostile, or offensive working environment.

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Anti-Discrimination Policy

Prohibits discrimination and harassment based on protected characteristics.

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Prohibited Employment Decisions

Basing employment decisions on protected class membership.

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Retaliation

Taking adverse action against someone who reports policy violations.

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Breach of Confidentiality

Unauthorized disclosure of information regarding a complaint.

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Failure to Cooperate

Refusal to assist in an investigation of a policy violation.

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Supervisor Inaction

Not addressing policy violations when a supervisor is aware.

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Consequences of Violation

Disciplining employees who violate the anti-discrimination policy.

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Prohibited Harassment

Abusive conduct that demeans someone based on a protected class.

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Reporting Discrimination/Harassment

Report incidents to supervisor, director, EEO manager, HR, or City Attorney.

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Complaint Timeline

Complaints 6+ months old may be dismissed due to investigation difficulties.

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Supervisor's Reporting Duty

Immediately report any harassment/discrimination incident to the EEO program manager.

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Good Faith Protection

Bringing a complaint in good faith protects the employee from adverse action.

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Complaint Confidentiality

The city aims to keep complaints private as much as possible.

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Complaint Investigation

Prompt investigation, including interviews with involved parties and evidence review.

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Complainant Interview Rules

Complainants can have a representative present, HR records the interview.

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Director Action Deadline

Department director must inform the investigator of planned actions within 15 days.

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Workplace Violence Policy

The city prohibits violent, abusive, or threatening actions by employees in the workplace.

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Reporting Workplace Violence

Employees must immediately report violent, abusive, or threatening behavior to supervisors.

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Immediate Danger Protocol

In case of immediate danger, notify building security or the police department.

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Consequences of Violence

Violent employees may be referred to the Employee Assistance Program (EAP) for counseling and may face disciplinary action.

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Supervisor Responsibility

Supervisors must document, investigate, and address reports of violent, abusive, or threatening behavior.

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HR Notification

Supervisors must promptly inform Human Resources (HR) of potential policy violations.

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Administrative Leave

An employee may be placed on paid administrative leave pending investigation of a policy violation.

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Protective Orders

Employees with protective orders should inform the City Attorney's office before including their work location in the order.

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Employee Testing

When the city has reason, they may require drug/alcohol testing of an employee.

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Reporting Medications

Employees in safety-sensitive roles must report medications that could impair their job duties.

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Post-Incident Testing

Investigating workplace accidents or theft may require drug and alcohol testing.

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Accident Screening: Fatality

Accidents with loss of life require immediate drug and alcohol screening (within two hours)

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Accident screening: Injuries

Moving violation + injury requiring immediate medical attention means drug/alcohol screen within 2 hours

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Accident Screening: Vehicle Damage

Moving violation + vehicle towed from the scene means drug/alcohol screen within 2 hours.

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CDL Accident Screening

CDL holders involved in accidents must be screened within two hours under certain conditions.

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Medical Priority

Ensure medical needs are addressed first if a city employee is hurt in an accident.

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Drug Prohibition

Prohibits buying, selling, or using illegal drugs on city property or during work hours.

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Alcohol Influence on Duty

Prohibits being under the influence of alcohol while on duty if it impairs job performance or fitness.

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Off-Duty Substance Impact

Prohibits alcohol/drug use off-duty if it impairs work, endangers others, or interferes with city interests.

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Prescription Drug Impact

Use of prescribed drugs may lead to action if it impairs work or interferes with city interests.

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Pre-Employment Drug Testing

May require drug testing as a condition of employment.

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Employee Drug Testing

Employees may be subject to drug and alcohol testing.

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Consequences of Substance Abuse

Includes increased injuries, absenteeism, financial burdens, theft, and decreased performance.

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Testing with Treatment

Drug/alcohol testing can occur alongside medical treatment.

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Safety-Related Testing

Drug/alcohol testing is required to maintain employee, contractor, and public safety.

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Quality Control Testing

Drug/alcohol testing ensures consistent quality.

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Equal Testing Standards

Management undergoes the same drug/alcohol testing as other employees.

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Standard Collection Protocol

Sample collection follows standard lab procedures as mandated by law.

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Testing Confirmation Process

Initial testing is done via EMIT, with confirmation via GC/MS if positive.

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Refusal = Positive

Refusal to test or tampering is treated as a positive test result.

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Testing Payment Responsibility

Prospective employees pay the costs of testing.

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Pre-Employment Drug Test Cost

City pays pre-employment drug testing costs for prospective employees.

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Employee Testing Time

Testing occurs during/immediately after work, compensated as work time.

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Employee Testing Costs

City pays all testing costs, including transportation.

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Refusal to Test Consequences

Refusal can lead to not hiring, discipline, or other measures.

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Positive Test Consequences

Positive tests, sample issues may lead to not hiring, discipline, or other measures.

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Test Result Confidentiality

Confidential, need-to-know basis, used for city actions or defense.

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Policy Availability

Policy available to employees/prospective employees.

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Non-disciplinary measures

The city may take other non-disciplinary measures in conformance with the city’s policies and procedures

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Social Media Policy Purpose

Rules for employee behavior on social media.

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Social Media Misconduct

Workplace disruption or negativity can lead to intervention.

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Definition of Social Media

Websites, networking sites, blogs, forums, and online reviews.

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Employee Conduct Standard

City employees are seen as representatives of the city, online and offline.

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Impactful Social Media Posts

Postings that negatively impact the workplace may lead to discipline.

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Social Media Privacy

Employees should assume all social media activity is public and can be monitored.

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City's Monitoring Rights

The city can monitor, review, or block content that violates its guidelines.

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Online Representation

Represent the city professionally if you identify as a city employee online.

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City as Employer (Social Media)

Discourages employees from easily listing the city as their employer online.

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Social Media Disclaimer

Any social media postings related to city business must include a disclaimer stating the views are the employee's alone.

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Confidential Info Online

Prohibits sharing confidential, proprietary, or non-public city info on social media.

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First-Person Writing

Written in first person indicating that one's statements are of their own accord and not the cities.

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City Seal Usage

Requires permission to use the city seal, logo, or trademarks on social media.

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Respectful Posts

Encourages employees to show respect for the city, its employees, agents, and residents in social media posts.

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Digital Represenation

An employee's social media presence, whether or not identifying as a city employee, can reflect upon the city.

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Consequences of Misconduct

False, disruptive, or misleading posts about the city or its people can lead to discipline.

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Confidential Information Disclosure

Unauthorized sharing of sensitive city information, resident data, or protected records.

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Copyright Compliance

Complying with copyright laws, plagiarism rules, and other legal requirements when posting content as a city employee.

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Reporting Policy Violations

Employees are expected to report potential violations that involve illegal/unlawful conduct or divulging confidential information.

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Disciplinary Action Consequence

Consequences for not following social media policies can range from warnings to job termination, plus potential legal action.

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Prohibited Information

Includes personal data, photos, or locations regarding city licenses, citations, or services.

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Social Media Restrictions for City Public Safety Entities

Restricted from posting confidential or investigative details from public safety entities.

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Investigation & Warrant Posting Ban

Prohibited from posting about ongoing investigations or warrant details.

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Protection of Personal Information Online

Banned from posting personal information of suspects, arrestees, or witnesses.

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Confidentiality of Calls for Service

Posting confidential details about calls for service is forbidden.

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Work-Related Grievance Posts

Discouraged from posting work-related complaints about city officials or command staff.

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Confidentiality of City Info

Banned from posting confidential city information.

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Consent for Posting Work Info

Requires prior written consent to post info about job assignments or work-related items.

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Social Media Restrictions for All City Employees

Restricted from making social media postings that contain or divulge confidential information.

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Hearing Officer

Official who hears appeals to overturn major disciplinary decisions.

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Appealable Disciplinary Decisions

Discharge, long suspension, or involuntary transfer with less pay.

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Hearing Officer Authority

Only to affirm or overturn the original decision.

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Non-Appealable Actions

Minor suspensions, warnings, coach-and-counsels, etc.

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Calculating Time

Excludes the trigger day, includes all other days, adjusts for weekends/holidays.

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Appeal Eligibility

Filed by an eligible City employee.

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Employee Discharge

An action to dismiss an employee from their position

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Scheduling Conference

Schedules pre-hearing and hearing dates for disciplinary appeals.

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Hearing Timeline

Generally within 120 days after the scheduling conference.

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Hearing Continuance

The Disciplinary Appeals Hearing Officer can postpone a conference or hearing if needed.

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Continuance Request

Written request to the assigned Disciplinary Appeals Hearing Officer explaining the reason for needing more time.

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Substantial Evidence

Evidence that a reasonable person would accept to support a conclusion.

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City's Burden of Proof

The City must show the sanction is based on substantial evidence.

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Abuse of Discretion

The disciplinary sanction imposed is not proportional to the offense.

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Disciplinary Sanction Justification

The City needs to demonstrate that a disciplinary measure was justified.

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Appeal Submission Deadline

Must be submitted in writing within 10 calendar days of the final disciplinary decision.

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Appeal Requirements

A written document that identifies the disciplinary decision and the specific reason(s) it should be overturned.

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Disciplinary Appeals Hearing Officer

Official who hears and adjudicates disciplinary appeals.

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Rotating Schedule

The process of assigning hearing officers to cases in a consistent order.

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Hearing Officer Objection

The right to object to an assigned hearing officer.

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Objection Deadline Requirement

Must be submitted within three days of notification and include specific grounds for objection.

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Hearing Attendance

Employee and City Department Director can stay in the hearing at all times.

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Evidence Rules

Rules of Evidence provide general guidelines but are not strictly enforced.

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Decision Timeline

Officer must certify written decision within 15 calendar days after the hearing concludes.

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Officer's Decision Power

Only affirm or overturn; must explain factual and legal basis.

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Appeal Deadline

Decision can be appealed to the Utah Court of Appeals; deadline is 30 days after certification.

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Burden of Proof: Proportionality/Consistency

Employee must show the sanction was an 'abuse of discretion'.

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Admissible Evidence

Evidence presented during all steps of the disciplinary process.

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Evidence Exception

Evidence related to proportionality and consistency only.

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Prohibited Discovery

Formal fact-finding like depositions or document requests.

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Written Motions/Briefs

Generally not allowed, unless the Hearing Officer requests it.

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Oral Motions

Can be made informally during the pre-hearing or hearing.

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Standard Hearing Time

Typically 4.5 hours, but can be extended for good cause.

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Maximum Hearing Time

No more than 8 hours and must be completed in a single business day.

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Equal Time Allocation

Each side gets an equal share of the total allocated time.

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Case Presentation Order

Police/Fire present first; all other employees present their case first.

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Opening Statement Time Limit

No more than 10 minutes.

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Cross-Examination Time

Counts against the cross-examining party's time.

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Closing Argument Time Limit

No more than 15 minutes, with rebuttal time.

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Exclusionary Rule

The Hearing Officer can exclude witnesses from the hearing.

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Investigative Interview Notice

Employee receives notice of complaint, date/time/location of incident and right to representation.

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Tier 1 Corrective Action

Formal notices filed in employee's personnel file, based on a concern.

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Tier 2 Requirements-Formal Notice

Requires a pre-determination hearing with a formal notice.

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Examples of Discipline

Written warning, suspension without pay, demotion, and termination.

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Levels of Discipline

Written notice, suspension without pay, demotion, and termination.

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Formal Notice

Formal notification filed in the employee's record.

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Pre-determination Hearing Notice

A document given to the employee before a pre-determination hearing.

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Notice: Allegations

Written notification of all accusations.

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HR Consultant's Role

Ensuring policies and procedures are followed during the pre-determination hearing.

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Purpose of the Hearing

Gives the employee an opportunity to respond to allegations against them.

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Decision After Hearing

Supervisor reviews information; provides written decision.

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Record Inclusion (Discipline)

After a pre-determination hearing, non-disciplinary notices and decisions are NOT added to the employee's record. Disciplinary actions and notices ARE added.

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Tier 2 Appeal Process

Tier 2 disciplinary actions can be appealed in writing to the department director within 10 calendar days.

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Appeal Justification

The written appeal must state the reasons for the appeal.

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Appeal Outcome Authority

The department director has power to maintain, revoke, or change disciplinary actions at appeal.

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Police and Fire Appeals

Police and Fire Employees can appeal to the Civil Service Commission.

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Tier 3 Appeal Timeline (P/F)

Tier 3 appeals for Police and Fire must be filed within 5 business days if personally delivered, or 8 business days if mailed.

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Tier 3 Initial Appeal

Tier 3 actions can be appealed to the Department Director in writing within 10 days.

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Tier 3 Final Appeal

For Tier 3 matters the appeal may go the employee appeals board (EAB).

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Appeal Submission Time

Must be submitted within 14 calendar days after the department director's decision.

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Final Appeal Authority

The appeals board has the final say and no further internal appeals are allowed.

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EAB Training Provider

The mayor's designee trains board members on appeal hearing procedures.

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EAB Appeal Scope

The EAB only handles appeals for Tier 3 disciplinary actions.

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EAB Appeal Exclusions

Employees appointed by the mayor, city council staff, at-will, hourly, seasonal, probationary, police, and fire department employees.

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Appeal Submission Process

Complete and submit four copies of the appeal form to the city recorder's office.

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Appeal Filing Deadline

Filed within 14 calendar days of final appealable decision.

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Decision Issuance Timeframe

Within fifteen days, unless extended to sixty days by agreement.

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EAB Hearing Representation

Employee's right to representation during an EAB hearing.

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Employee Hearing Rights

Hearing where the employee can appear, question witnesses, and examine evidence.

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Scope of EAB Issues

Issues/documents limited to those raised with/considered by the dept. director.

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EAB Discovery Limits

Discovery limited to documents and issues from the disciplinary or layoff process prior to the appeal.

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Required Witness Attendance

The panel can require city employees to attend the hearing.

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EAB Disciplinary Decision

The panel determines if the department head's decision was clearly erroneous.

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Overturned Decision Remedy

If overturned, the city revokes discipline and reimburses lost wages.

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EAB Layoff Decision

Panel determines if city substantially followed layoff procedures.

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Layoff Appeal Panel

A body that reviews layoff designations to ensure procedures were followed.

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Panel's Layoff Review Focus

The panel checks that the city followed layoff procedures or statutory requirements.

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Panel's Decision Limit

The panel cannot change layoff decisions or make their own judgments.

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Consequence of Procedural Error

If procedures weren't followed, the city must reinstate the employee and pay lost wages.

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Panel Voting Method

The decision is made privately.

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Panel Decision Content

The facts relied upon and the conclusions reached.

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Civil Service Commission

An appeal board for civil service employees facing discharge, demotion, or suspension.

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Civil Service Appeal Requirements

Must be submitted in writing within the civil service rules' time limits.

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Filing a Complaint

Reporting discrimination/harassment to a supervisor, director, EEO manager, HR, or City Attorney.

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Complaint Submission

Report immediately; also, a form can be submitted afterward.

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Third-Party Reporting

A third-party witness can report harassment/discrimination using the EEO complaint form.

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Complaint Review

Complaint review to determine if a violation of policy has occurred.

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EEO Manager Actions

Proceed with investigation or dismiss the complaint and notify the complainant.

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Director Notification

The department director is notified when an investigation proceeds.

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Investigation Definition

Gathering information via interviews and evidence review to understand an incident.

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Witness Interview Rules

Witnesses cannot have representatives; no recordings are made.

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Accused Interview (MOU)

Employees covered by an MOU may have representatives and recordings.

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Notice to Accused

The accused may receive notice of the allegations against them.

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Investigation Report

The EEO program manager summarizes findings in a report.

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Report Delivery

Reports are hand-delivered to the department director, with a copy sent to HR.

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EEO Letter to Complainant

Outlines allegations and investigation outcomes to the complainant.

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EEO Letter to Accused

Notifies the accused of the investigation outcome and any substantiated allegations.

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Investigation Process

Determined by the investigator's professional judgment, based on complaint's needs.

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EEO Records Location

Filed in EEO case files, kept separate from the employee's official personnel file.

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Disciplinary Action Notice

Stored in the employee’s official personnel file.

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Drug & Alcohol Screening: Purpose

To maintain a drug-free environment that prevents errors and injuries related to substance abuse.

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Drug & Alcohol Screening: Scope

Applies to all city employees and complies with the Omnibus Transportation Employee Testing Act of 1991.

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DOT vs. Non-DOT Tests

DOT tests are kept separate from non-DOT tests in all respects.

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Who specifies test type?

HR consultants or designated department representatives.

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Pre-employment Screening

The job offer is contingent on passing the pre-employment drug screen.

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PPA Role in Drug Testing

PPA sends an email with the required drug testing information.

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CDL Holder List Submission

DER submits a list of CDL holders to a third party administrator.

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CDL Testing Time Limit

A maximum of two hours to arrive at the site and be available for testing.

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Breath Alcohol Screen - Step 1

Test done at Concentra using a breathalyzer.

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Negative Breath Alcohol Result

Employee goes back to work. HR is notified.

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Positive Initial Alcohol Screen

Technician performs a confirmation test 15 minutes later.

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Positive Confirmation Test (Alcohol)

Technician informs employee and notifies HR.

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Drug Screen Process

Sample sent to lab, results to MRO, then reported.

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Positive Drug Screen - MRO Action

MRO contacts employee to discuss the result.

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CDL Alcohol Level .02-.04

Can't perform safety-sensitive duties for 4 hours.

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Refusal to Test

Same as a positive test result.

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Refusal to Test: Failure to Appear

Not appearing for a drug/alcohol test within a reasonable time after being directed by a supervisor.

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Refusal to Test: Leaving Site

Leaving the designated testing site before completing the drug/alcohol testing process.

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Refusal to Test: Insufficient Specimen

Inability to provide a urine specimen for a drug test when required.

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Refusal to Test: Observation Refusal

Failure to allow monitoring during a directly observed drug test, including raising clothing as instructed.

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Refusal to Test: Insufficient Amount

Not providing enough breath or urine for an alcohol/drug test without a valid medical reason.

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Refusal to Test: Declining Additional Test

Refusing to take an additional drug or alcohol test when directed by the employer or collector.

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Refusal to Test: Medical Evaluation

Not undergoing a required medical examination or evaluation directed by the MRO.

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Refusal to Test: Pre-Employment

In pre-employment, not undergoing a drug test after a job offer is made.

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Refusal to Cooperate (Testing)

Refusal to participate in any aspect of drug/alcohol testing.

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Interference Devices

Possession of items that could alter or interfere with the collection process.

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Urine Tampering

Altering a urine sample through temperature manipulation, adding substances or other methods.

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Supervisor's First Step

Refers employee to Substance Abuse Professional (SAP).

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Admitting Adulteration

Confessing to specimen adulteration or substitution.

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Positive Dilute Specimen

Positive result is still considered positive; no retest is needed.

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Employee's SAP Contact

Employee arranges appointment with a Substance Abuse Professional (SAP).

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Referral vs. Termination

May be an alternative to termination, but termination is still possible on the first positive test.

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SAP's Role

SAP assessment to determine appropriate action.

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Immediate Removal

Remove employee from duties and place on administrative leave.

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Release Form Purpose

Employee signs a release-of-information form.

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Treatment Adherence

Employee attends treatment and checks in with SAP.

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Disciplinary Process Start

HR decides on disciplinary actions which may involve suspension or termination.

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SAP Communication to DER

SAP communicates employee readiness to DER.

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Return-to-Work Test Scheduling

Employee contacts HR for a return-to-work (RTW) test.

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FMLA/SDI Paperwork Request

Contact PPA to send FMLA/SDI paperwork when appropriate for employee leave.

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Non-CDL Return to Work

Employees without a Commercial Driver's License (CDL) typically do not require return-to-work drug tests.

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Background Check Assistance

Contact HR consultant for assistance with background checks.

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Consent for DOT Records

Get written permission from new safety-sensitive candidates to request past drug/alcohol records.

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Required DOT Information

DOT employers must provide records of alcohol tests (.02+), positive drug tests, refusals, violations, and return-to-duty completion.

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Historical DOT Data Sharing

Previous employers must also share any drug/alcohol test information they obtained from an employee’s previous employers.

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Timely Background Review

Review safety-sensitive employee background info before they start, if possible, or within 30 days.

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Return-to-Duty Confirmation

If a DOT violation occurred, confirm successful completion of return-to-duty requirements.

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Description

This document outlines appropriate employee conduct. It details expectations for professionalism, adherence to policies, safety, and performance. It also lists activities that are prohibited for employees.

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