Compliance with Medicare Program Law (CMPL)
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Questions and Answers

What is the primary purpose of the penalties imposed under the CMPL?

  • To increase funding for federal healthcare programs
  • To encourage compliance with federal healthcare program requirements
  • To punish violators of the CMPL
  • To deter fraudulent or improper activities and recover funds (correct)

Which agency has the authority to enforce the CMPL?

  • Office of Inspector General (OIG) within the Department of Health and Human Services (HHS) (correct)
  • Office of Medicare and Medicaid Services
  • Food and Drug Administration (FDA)
  • Centers for Disease Control and Prevention (CDC)

What is the outcome of non-compliance discovered during investigations and audits?

  • Civil monetary penalties may be applied (correct)
  • Entities are banned from participating in federal programs
  • Entities are exempt from program requirements
  • Civil monetary penalties are waived

What type of activities are addressed by the CMPL?

<p>A wide range of specific violations, including submitting false claims and illegal kickbacks (B)</p> Signup and view all the answers

What is the outcome of settling allegations of violations under the CMPL?

<p>Entities agree to corrective actions, financial settlements, or other terms (A)</p> Signup and view all the answers

What healthcare activities are subject to the CMPL?

<p>A range of healthcare activities, including false claims and fraud (B)</p> Signup and view all the answers

What is the significance of the Caremark International Derivative Litigation in the context of Board oversight responsibilities?

<p>It makes the Board responsible for implementing a system to gather information on the company's efforts to prevent and detect fraud and abuse. (D)</p> Signup and view all the answers

What is essential for making a compliance program work, according to the text?

<p>Management buy-in and support. (D)</p> Signup and view all the answers

How should compliance officers communicate with physicians, according to the text?

<p>By discussing both business and clinical aspects of an issue. (C)</p> Signup and view all the answers

What is the significance of involving physicians early in the compliance process?

<p>It builds trust and cultivates early adopters and enthusiasts. (A)</p> Signup and view all the answers

What is the primary factor in determining the value of a compliance program in any settlement, according to the text?

<p>The government's interpretation of the organization's commitment to good corporate citizenship. (B)</p> Signup and view all the answers

What is a critical factor in determining the staffing needs of a compliance department, according to the text?

<p>The size, setting, and culture of the organization. (D)</p> Signup and view all the answers

Who can access an individual's PHI to conduct an assessment of a physician's coding and documentation?

<p>A physician's compliance staff (D)</p> Signup and view all the answers

When is a CE required to disclose PHI without individual permission?

<p>When the Secretary of the Department of Health and Human Services requests it (A)</p> Signup and view all the answers

What is the third method a CE may use or disclose PHI without requiring permission from the individual?

<p>Public Interest (C)</p> Signup and view all the answers

What is the purpose of a CE disclosing PHI to the Secretary of the Department of Health and Human Services?

<p>To investigate an allegation of privacy violation (C)</p> Signup and view all the answers

Do the privacy regulations require a CE to use or disclose PHI for purposes in the public interest?

<p>No, they are not required to do so (D)</p> Signup and view all the answers

What is the primary purpose of conducting a risk assessment in a compliance program?

<p>To identify and prioritize risks in the organization (B)</p> Signup and view all the answers

What is essential for the Compliance Officer to possess?

<p>A trusted and well-respected reputation in the organization (A)</p> Signup and view all the answers

What should be reviewed periodically to assess new risks and mitigation plans?

<p>The risk list (B)</p> Signup and view all the answers

What is the purpose of developing an annual compliance report?

<p>To build support for the compliance department (D)</p> Signup and view all the answers

What is the acronym that represents the ongoing evaluation process of a compliance program?

<p>P-D-C-A (A)</p> Signup and view all the answers

What should be identified in the compliance department to ensure its success?

<p>A realistic number of goals (A)</p> Signup and view all the answers

What is the primary purpose of the 'Check' stage in the Plan – Do – Check – Act approach?

<p>To review lessons learned from preliminary attempts (D)</p> Signup and view all the answers

What is the key characteristic of a successful compliance program?

<p>It is tailored to fit the organization (D)</p> Signup and view all the answers

What is the most important aspect of communication in a compliance program?

<p>Having an open-door policy (C)</p> Signup and view all the answers

How often should a compliance program be reviewed?

<p>At least annually (A)</p> Signup and view all the answers

What is the primary purpose of the 'Act' stage in the Plan – Do – Check – Act approach?

<p>To decide how to incorporate lessons learned with what still needs to be done (A)</p> Signup and view all the answers

What is the significance of the 'Plan' stage in the Plan – Do – Check – Act approach?

<p>It involves looking into the compliance program and discussing next steps (C)</p> Signup and view all the answers

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