Understanding Federalism in the U.S.
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Questions and Answers

How does the Supremacy Clause in Article VI, Section 2 of the Constitution relate to the power dynamic between the federal and state governments?

It establishes that federal law is supreme over state law, meaning that state judges are bound by federal law.

Explain the difference between enumerated and reserved powers in the context of federalism.

Enumerated powers are specifically granted to the federal government by the Constitution, while reserved powers are those not delegated to the federal government, nor prohibited to the states, and are thus reserved to the states respectively, or to the people.

Give two examples of how the federal government's power has expanded relative to the power of state governments, and name a court case that correlates to this expansion.

The expansion of federal power relative to state power can be seen through the Commerce Clause and Necessary and Proper Clause, affirmed by cases like McCulloch v. Maryland and Gibbons v. Ogden. McCulloch v. Maryland supported a national bank, while Gibbons v. Ogden affirmed federal authority over interstate commerce.

Describe the concept of 'dual federalism' and how it differs from 'cooperative federalism'.

<p>Dual federalism views the powers of the federal and state governments as mutually exclusive, operating within distinct spheres, similar to a two-layer cake. Cooperative federalism involves collaboration and overlap between federal and state powers, often through federal grants influencing state policies.</p> Signup and view all the answers

Explain what 'unfunded mandates' are and why they can be problematic for states.

<p>Unfunded mandates are federal requirements imposed on state and local governments without providing the necessary funding to implement them. This can strain state budgets and force states to prioritize federal directives over local needs.</p> Signup and view all the answers

How did 'New Federalism,' initiated during the Reagan administration, aim to change the balance of power between the federal and state governments?

<p>New Federalism aimed to return more power and autonomy to the states by limiting federal intervention and control, often through deregulation and block grants.</p> Signup and view all the answers

Explain the difference between pork barrel legislation and logrolling in Congress, and describe how they contribute to the legislative process?

<p>Pork barrel legislation refers to earmarks or appropriations for specific projects in a member's district, while logrolling involves trading votes to pass legislation. Both are used to build support and ensure the passage of bills by accommodating various interests.</p> Signup and view all the answers

What is the role of standing committees in Congress, and why is it said that bills can 'die' in committee?

<p>Standing committees are permanent panels in Congress responsible for reviewing and drafting legislation within specific policy areas. Bills can die in committee if they are not prioritized, debated, or voted on by the committee members.</p> Signup and view all the answers

Describe the key differences in leadership structure and power dynamics between the House of Representatives and the Senate.

<p>The House has a more hierarchical leadership structure, with the Speaker holding significant power. In the Senate, the Majority Leader is less powerful, and individual senators have more ability to influence or block legislation through tools like the filibuster.</p> Signup and view all the answers

How does Congress exercise oversight over the executive branch?

<p>Congress exercises oversight through various means, including holding hearings, conducting investigations, controlling the budget, and confirming presidential appointments. These mechanisms ensure accountability and prevent abuse of power by the executive branch.</p> Signup and view all the answers

Explain how incumbency, patronage, and fundraising contribute to the re-election rates of members of Congress?

<p>Incumbency provides advantages like name recognition and experience. Patronage allows incumbents to provide benefits to constituents. Fundraising enables them to finance campaigns, all of which increase their chances of re-election.</p> Signup and view all the answers

Discuss two formal powers the President has regarding the legislative branch.

<p>The President has two key formal legislative powers. First, the power to veto legislation passed by Congress, which can only be overridden by a two-thirds vote in both the House and Senate. Second, the power to recommend and shape legislation by communicating policy goals through the State of the Union Address.</p> Signup and view all the answers

What is an executive order, from where does it derive its power, and under what circumstances can it be challenged?

<p>An executive order is a directive issued by the President that manages operations of the federal government and has the force of law. It derives its power from the president's implied powers and statutory authority delegated by Congress. It can be challenged in court if it exceeds the president's authority or conflicts with existing laws or the Constitution.</p> Signup and view all the answers

Explain the role and significance of the Executive Office of the President (EOP).

<p>The EOP comprises agencies and staff that advise and support the President in policy development and implementation. It includes key positions like the OMB director who helps oversee the federal budget. Its significance lies in its direct influence on presidential decision-making.</p> Signup and view all the answers

How do the President's political party affiliation and media influence impact their ability to govern effectively?

<p>A President's political party affiliation, especially in a unified government, allows for greater legislative support and policy alignment. Media influence, including social media, helps shape public opinion and promote the President's agenda, enhancing their governing effectiveness.</p> Signup and view all the answers

Describe the concept of senatorial courtesy in the judicial appointment process and explain its impact.

<p>Senatorial courtesy is the practice where the President consults with senators from a nominee's state before making a judicial appointment, particularly for district court judges. It grants senators significant influence over judicial selections in their states.</p> Signup and view all the answers

List the three main levels of the federal court system and briefly describe the primary function of each.

<p>The three main levels are: (1) District Courts, which serve as the trial courts; (2) Circuit Courts (Courts of Appeals), which review decisions of the district courts; (3) Supreme Court (SCOTUS), which is the final appellate court and has the power of judicial review.</p> Signup and view all the answers

What are the threshold requirements that a case must meet to be heard by the Supreme Court?

<p>To be heard by the Supreme Court, a case must meet requirements such as: (1) standing (the party must have suffered an actual injury); (2) mootness (the issue must still be relevant); (3) ripeness (the issue must be ready for a decision, not speculative).</p> Signup and view all the answers

Explain the concept of judicial review and its origin in Marbury v. Madison.

<p>Judicial review is the power of the courts to declare laws unconstitutional. It originated in Marbury v. Madison (1803), where the Supreme Court held that it could not enforce a provision of the Judiciary Act of 1789 because it conflicted with the Constitution.</p> Signup and view all the answers

Describe two limitations on the power of the Supreme Court.

<p>Two limitations on the Supreme Court are: (1) the executive branch's refusal to enforce the Court's rulings, which can undermine the Court's authority and (2) the potential for constitutional amendments that may overturn the Court's decisions.</p> Signup and view all the answers

Briefly describe the hierarchical structure of the bureaucracy, including the roles of departments, undersecretaries, and bureaus.

<p>The bureaucracy is structured hierarchically with departments at the top, each headed by a secretary, followed by undersecretaries overseeing specific areas, and then bureaus responsible for executing particular tasks within those areas.</p> Signup and view all the answers

What are free-standing agencies and Independent Regulatory Commissions? Give an example of each.

<p>Free-standing agencies like NASA operate independently due to their specialized functions. Independent Regulatory Commissions, such as the Federal Reserve, are protected by for-cause provisions to prevent political pressure and regulate specific sectors.</p> Signup and view all the answers

Describe the concept of 'bureaucratic drift' and 'coalition drift,' and explain how they impact the effectiveness of bureaucratic agencies.

<p>Bureaucratic drift occurs when agencies stray from their original goals, while coalition drift happens when agencies become contentious due to differing viewpoints. Both can lead to inefficiency and hinder the agency's ability to achieve its intended outcomes.</p> Signup and view all the answers

Why is abolishing or significantly reducing bureaucratic functions difficult?

<p>Abolishing or significantly reducing bureaucratic functions is difficult due to the nondiscretionary spending on essential services, like military and public services. Many agencies also have political or public interests backing their continuation.</p> Signup and view all the answers

Explain the difference between concentrated and diffuse interests in the context of interest group politics.

<p>Concentrated interests involve small groups with significant stakes, like sugar farmers, who have a strong incentive to organize. Diffuse interests, such as consumers, involve large groups with smaller individual stakes, making it harder to organize due to higher coordination costs.</p> Signup and view all the answers

Describe "insider" and "outside" strategies used by interest groups to influence policy.

<p>Insider strategies involve direct lobbying, providing information to policymakers, and building connections within government. Outside strategies include generating public support, conducting get-out-the-vote campaigns, and using think tanks to influence public opinion.</p> Signup and view all the answers

How has the growth of technology, the expansion of government, and the weakening of political parties contributed to the rise of interest groups?

<p>Technology has lowered the costs of organizing and coordinating interest groups. The growth of government has increased the number of policies to influence. The weakening of political parties has created a vacuum, allowing interest groups to play a greater role in policy-making.</p> Signup and view all the answers

What are PACs and Super PACs, and how do interest groups use them to influence political campaigns?

<p>PACs (Political Action Committees) and Super PACs are organizations that raise and spend money to influence elections. Interest groups use them to donate to political campaigns, support candidates who align with their views, and run ads to sway voters.</p> Signup and view all the answers

How have the ownership structures of major media outlets potentially influenced the information that is disseminated to the public?

<p>The concentration of media ownership in large corporations like Apple, Disney, Comcast, and Paramount can lead to potential bias. These corporations may prioritize profits or promote specific viewpoints, affecting the diversity and objectivity of news coverage.</p> Signup and view all the answers

Explain the concepts of 'priming' and 'framing' in media and how they shape public perception?

<p>Priming refers to the process in which media shapes how people evaluate issues by setting the criteria for judgment. Framing involves using specific wording to highlight certain aspects of the story, thereby influencing how it is perceived by the audience.</p> Signup and view all the answers

What is selective incorporation, and how has it been used to apply the Bill of Rights to the states?

<p>Selective incorporation is the process by which the Supreme Court has applied individual provisions of the Bill of Rights to the states through the Fourteenth Amendment's Due Process Clause, ensuring that states cannot infringe on rights protected by the Bill of Rights.</p> Signup and view all the answers

Outline the key components of the Lemon Test. What case overruled the Lemon Test?

<p>The Lemon Test, used to determine the constitutionality of a law under the Establishment Clause, required that the law: (1) have a secular purpose; (2) not advance or inhibit religion; and (3) not excessively entangle government with religion. The Kennedy v. Bremerton case overruled the Lemon Test.</p> Signup and view all the answers

Explain the 'clear and present danger' standard (Brandenburg standard) in the context of free speech.

<p>The 'clear and present danger' standard, refined by the Brandenburg standard, allows restrictions on speech that incites imminent lawless action and is likely to produce such action, balancing freedom of expression with public safety and order.</p> Signup and view all the answers

What constitutes defamation, and what additional burden must a public figure meet to prove defamation?

<p>Defamation is false communication that harms a person's reputation, either through slander (spoken) or libel (written). A public figure must prove 'actual malice,' meaning the statement was made with knowledge of its falsity or with reckless disregard for the truth, to win a defamation case.</p> Signup and view all the answers

Describe the 'exclusionary rule' under the Fourth Amendment and provide an example of an exception to this rule.

<p>The exclusionary rule prohibits the use of illegally obtained evidence in a criminal trial to deter unlawful police conduct. An exception is the 'plain view' doctrine, where evidence is admissible if it is in plain view during a lawful observation.</p> Signup and view all the answers

What are Miranda rights, and when must they be given to a suspect according to the Fifth Amendment?

<p>Miranda rights inform suspects of their right to remain silent and their right to an attorney during custodial interrogations. These rights must be given before questioning begins to protect against self-incrimination.</p> Signup and view all the answers

Explain the concept of 'substantive due process' under the Fourteenth Amendment and provide an example of a right protected by it.

<p>Substantive due process protects fundamental rights that are essential to ordered liberty, even if not explicitly mentioned in the Constitution. An example is the right to contraception, which has been recognized as a fundamental right by the Supreme Court.</p> Signup and view all the answers

Describe the different levels of scrutiny used by the Supreme Court in Equal Protection cases under the 14th Amendment.

<p>The Supreme Court uses different levels of scrutiny based on the classification at issue. Strict scrutiny is applied to cases involving race, intermediate scrutiny to cases involving gender, and rational basis review to other classifications.</p> Signup and view all the answers

Explain Duverger's Law and how it relates to the single-member plurality system used in the House of Representatives.

<p>Duverger's Law states that single-member plurality electoral systems, like that used for the U.S. House, tend to result in two-party systems because there is no reward for coming in second place, discouraging smaller parties from competing effectively.</p> Signup and view all the answers

What is gerrymandering, and how can it impact the fairness and competitiveness of elections?

<p>Gerrymandering is the manipulation of electoral district boundaries by a political party to favor its candidates. This practice can reduce electoral competitiveness and create safe seats for incumbents, undermining the fairness of elections.</p> Signup and view all the answers

Flashcards

Federalism

The division of power between national and state governments.

Supremacy Clause

States that federal law is supreme over state law.

Enumerated Powers

Powers specifically granted to the federal government in the Constitution.

Reserved Powers

Powers not delegated to the federal government, nor prohibited to the states, are reserved to the states.

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Commerce Clause

Gives Congress the power to regulate commerce with foreign nations, and among the several states.

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Necessary and Proper Clause

Congress can pass laws 'necessary and proper' to carry out its enumerated powers.

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Cooperative Federalism

Federal grants used to influence state policies.

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Regulatory Federalism

Conditions attached to federal aid that states must meet.

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Unfunded Mandates

Federal requirements placed on states without providing funding.

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New Federalism

Returning more power and autonomy to state governments.

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Bicameral

A legislative body with two chambers.

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Pork Barrel Legislation

Spending on localized projects to bring money to a representative's district.

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Logrolling

Exchanging favors by reciprocal voting for each other’s proposed legislation

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Committee Structure

Standing committees draft and mark up bills, but bills can often 'die' here.

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Filibuster

The ability to speak at length to delay or prevent a vote on a bill.

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Whip

Person responsible for mobilizing votes and negotiating.

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Incumbency

The advantage held by a candidate already in office.

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Patronage

The power to appoint individuals to government positions.

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Franking Privilege

The ability to send mail to constituents free of charge.

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Gerrymandering

Drawing district boundaries to favor one political party over another.

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Executive Branch

Roles would possess Energy, Resolution, and Efficiency

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Commander in Chief

The president's role as supreme commander of the military forces.

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Executive Agreement

An international agreement made by the president, without senatorial ratification

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Veto

The constitutional power of the president to refuse to sign a bill passed by Congress.

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Executive Order

A directive issued by the president that has the force of law.

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National Emergencies Act

Enables Presidents to activate special powers during a crisis.

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Agenda Setting

The president sets policy priorities and influences legislation.

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The Cabinet

Heads of the major federal government departments.

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Executive Office of the President (EOP)

The advisory and policy-making body of the executive branch.

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Electoral College

Requires 270 votes to win presidency.

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Judicial Review

The authority of a court to declare laws unconstitutional.

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Threshold Requirements

Requirements that must be met before a court will hear a case.

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Writs of Certiorari

An order by a higher court directing a lower court to send up a case for review

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Solicitor General

Responsible for defending the United States before the Supreme Court.

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Bureaucracy

A branch of government created by law and operates based on statutes.

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Free-Standing Agencies

Government organizations, like NASA, with specialized functions.

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For-Cause Protection

Prevent disruption of services by political pressure.

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Bureaucratic Drift

When agencies stray from their goals.

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Interest Groups

Represent concentrated interests, which tend to win.

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Lobbying

Provide information and build connections.

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Primaries

Choosing candidates to represent a party.

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Study Notes

  • Federalism divides power between national and state governments.
  • The federal government's power comes from the Constitution, especially the Supremacy Clause in Article VI, Section 2.
  • Federal law is supreme, and state judges are bound by it.
  • The federal government has enumerated powers, while states have reserved powers.
  • The Constitution restricts state jurisdiction with the Commerce Clause, Necessary and Proper Clause, and powers related to war, treaties, military, and immigration.
  • States manage education, taxation, property, marriage, criminal law, and the national guard.
  • Dual Federalism held that federal and state powers were mutually exclusive until 1937.
  • McCulloch v. Maryland and Gibbons v. Ogden expanded federal power.
  • McCulloch supported a national bank, and Gibbons affirmed federal authority over interstate commerce.
  • Cooperative Federalism involves the federal government using grants to influence state policies, as seen in Wickard v. Filburn.
  • Regulatory Federalism sets conditions on federal aid, like raising the drinking age or promoting civil rights.
  • Unfunded mandates require states to meet federal standards without federal funding.
  • New Federalism, begun during the Reagan administration, returned more power to states.
  • The Supreme Court limited federal power, especially in commerce, during this period.

Congress

  • Congress is bicameral, with the House of Representatives and the Senate.
  • The House has 435 members representing districts.
  • The Senate has 100 members, two from each state
  • Passing legislation is difficult due to the large number of members and different rules in each chamber.
  • Compromise, pork barrel legislation (spending for special interests), and logrolling (exchanging favors) help pass bills.
  • The committee structure helps manage workload, with 20 standing committees in the House and 16 in the Senate.
  • Committees and subcommittees draft and mark up bills, but bills can "die" in committee.
  • The House has more leadership, with the Speaker as the most powerful figure.
  • The Senate's Majority Leader is less powerful than the Speaker.
  • Senators can filibuster, blocking bills unless a supermajority votes to end it.
  • Whips gather votes and negotiate.
  • Congress can oversee the executive branch, manage the budget, and ensure accountability.
  • Candidates rely on incumbency, patronage, and fundraising to get elected.
  • Franking privilege and strong constituency ties help incumbents get re-elected.

The Executive Branch

  • The Executive branch is defined in Article II of the Constitution.
  • Founders designed the executive branch to avoid both monarchy and the weakness of the Articles of Confederation.
  • The executive branch requires energy, resolution, and efficiency but remains dependent on the other branches.
  • The president's powers include primary/delegated powers, such as being commander in chief.
  • The president can choose officers, implement executive agreements, and recognize new countries.
  • Legislative powers include the veto and executive orders that implement the president’s agenda.
  • The National Emergencies Act allows executive orders to stand unless challenged.
  • Agenda setting includes the State of the Union Address and administrative directives.
  • Formal powers include the cabinet, chosen by the president to lead departments.
  • The president can fire cabinet officers.
  • The Executive Office of the President (EOP) includes unconfirmed positions like the OMB director.
  • Informal powers include influence through the political party and the media, including social media.
  • The Electoral College requires 270 votes to win the presidency.

The Judicial Branch

  • The Judicial Branch handles federal and state cases.
  • Federal appointments require senatorial courtesy for district judges; higher-level judges need political savvy.
  • Federal judges serve for life, according to Article I.
  • The federal courts are SCOTUS, Circuit Courts, and District Courts.
  • SCOTUS is unique, and Circuit Courts handle appeals.
  • District Courts deal with cases based on the Constitution, federal law, and treaties.
  • State courts include Supreme, Appellate, and Trial Courts.
  • Cases must meet threshold requirements for SCOTUS: standing, mootness, and ripeness.
  • The Court uses writs of certiorari, requiring four justices to agree to hear a case.
  • The solicitor general often brings cases
  • Judicial Review (established by Marbury v. Madison) allows the Court to declare laws unconstitutional.
  • Limitations on judicial power include executive refusal to enforce rulings and potential changes by court-packing or constitutional amendments.

The Bureaucracy

  • The Bureaucracy is created by law and operates based on statutes.
  • It includes 15 departments, like the Department of Defense (largest, with 1.4 million people) and Agriculture.
  • Departments are organized hierarchically.
  • Free-standing agencies like NASA, CIA, and SSA operate independently.
  • Independent Regulatory Commissions like the Federal Reserve are protected by for-cause provisions.
  • The Treasury focuses on fiscal policy.
  • The Federal Reserve handles monetary policy.
  • Homeland Security (including FEMA and TSA) focuses on internal security.
  • The Department of Justice handles foreign security. Defense and State focus on national security and foreign relations.
  • Pathologies of bureaucracy include bureaucratic drift and coalition drift.
  • Inefficiency arises from lack of oversight and competing incentives.
  • For-cause protection prevents disruption of services by political pressure.
  • Abolishing or cutting bureaucratic functions is difficult due to nondiscretionary spending on essential services.
  • Deregulation has been used to reduce bureaucratic burdens.

Interest Groups

  • Interest Groups represent concentrated interests that have a strong incentive to organize.
  • Diffuse interests often lose because the cost to organize is too high.
  • To succeed, interest groups offer benefits and create identification with their leadership.
  • Interest groups shape politics by influencing political parties and using insider strategies like lobbying.
  • Lobbyists provide information and build connections.
  • Court cases advance agendas through legal action and amicus briefs (e.g., ACLU, NAACP).
  • Outside strategies include think tanks, get out the vote campaigns, and going public to influence opinion.
  • Interest groups donate to political campaigns through PACs and Super PACs.
  • Interest groups grow due to technology, government growth, and the weakening of political parties.

Media

  • Media includes newspapers, internet/social media, and television.
  • Newspapers are declining in readership and journalists.
  • Internet/social media provide lots of information but often lack depth.
  • Television faces the issue of high costs for new information, leading to oversimplified news.
  • Media is controlled by large corporations, potentially leading to bias.
  • Coverage depends on journalists, audience, and sources.
  • Journalists often focus on stories that attract the wealthiest or most engaged audiences.
  • Leaked information is common as journalists rely on insider sources.
  • Media shapes public perception by setting the agenda.
  • Priming shapes how people evaluate issues.
  • Framing uses specific wording to highlight certain aspects of a story.

Bill of Rights & 14th Amendment

  • The Bill of Rights originally applied only to the federal government, creating dual citizenship.
  • Selective Incorporation extended some Bill of Rights protections to the states, with the 2nd Amendment being fully incorporated.
  • The 9th, 3rd, and 7th Amendments aren't incorporated.
  • The Establishment Clause means the government must be neutral about religion.
  • The Lemon Test requires laws to have a secular purpose, not advance/inhibit religion, and not entangle with religion too much.
  • Kennedy v. Bremerton case overruled the Lemon Test.
  • Free Exercise allows exemptions for religious conduct.
  • Employment Division v. Smith eliminated conduct exemptions for religious groups.
  • Political speech gets the highest protection.
  • Incitement must present a clear and present danger (Brandenburg standard).
  • Defamation is protected if about public figures and requires proving actual malice.
  • Obscenity follows the Roth-Miller Standard.
  • True threats depend on the victim’s perspective.
  • Hate speech is protected unless it incites violence.
  • Time, Place, Manner restrictions pass intermediate scrutiny (O’Brien Test).
  • Campaign finance has different rules for distribution vs. expenditure.
  • There's no prior restraint on publications, but protection of confidential sources depends on state law.
  • Press access to trials can be restricted.
  • In Heller v. D.C., the 2nd Amendment extended to states and isn't limited to the home
  • The 4th Amendment requires a warrant based on probable cause.
  • Without a warrant, evidence is inadmissible unless exceptions are met
  • The Katz test involves a reasonable expectation of privacy, with cell phones needing a second warrant.
  • The 5th Amendment protects against self-incrimination (Miranda v. Arizona).
  • Custodial interrogations require Miranda rights, and interrogation must stop if the suspect requests a lawyer.
  • Capital punishment is subject to evolving standards of decency, according to the 8th Amendment.
  • The 14th Amendment incorporates protections to the states and ensures due process.
  • Physicians-assisted suicide isn't a fundamental right.
  • Equal protection provides different scrutiny levels and Affirmative action in school administration is unconstitutional.

Elections and Political Parties

  • Elections offer the chance to select leaders, ensuring government legitimacy and participation.
  • Voters may face adverse selection.
  • Citizens 18+ can vote (but felons can't).
  • Registration requirements can limit voter participation.
  • The Single-Member Plurality System (First-past-the-post) creates a two-party system.
  • Political parties may gerrymander district boundaries to favor their side.
  • The Australian Ballot lists all candidates on one ballot
  • Primaries choose candidates to represent a party.
  • Closed primaries only allow registered party members to vote.
  • Open primaries allow any voter to choose a party's candidate.
  • An initiative is where citizens propose new laws.
  • A referendum is a vote by the public on laws proposed by the legislature.
  • Parties have strong, lasting identities that don't change easily.
  • They nominate candidates, recruit talent, and provide campaign resources.
  • Parties help shape policies, especially focusing on "get out the vote" efforts.
  • Conventions are held by parties to nominate candidates and create party platforms (e.g., RNC, DNC).
  • Committees raise money, organize campaigns, and promote party agendas at all levels.
  • Third parties can take votes from major parties.
  • Duverger's Law suggests that the First-past-the-post system in the US creates a two-party system by rewarding a first place finish
  • Populist Shift is a historical shift that occurred within the party systems

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Explore federalism, where power is divided between national and state governments. Learn about enumerated and reserved powers, and how the Supremacy Clause impacts state law. Key cases like McCulloch v. Maryland and Gibbons v. Ogden shaped federal power.

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