Securities Regulation Quiz
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Securities Regulation Quiz

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@InterestingMookaite

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Questions and Answers

What was the purpose of the Bubble Act passed by the British Parliament in 1720?

  • To strengthen securities law
  • To impose specific regulations on securities (correct)
  • To create a separate agency for securities regulation
  • To regulate securities products

    • What led to the creation of the Securities and Exchange Commission in the US?

  • The licensing of brokers by Edward I of England
  • The self-regulated groups or societies
  • The failure of the Blue sky law
  • The 1930 financial crisis and Great Depression (correct)

    • What was the purpose of the Bubble Act passed by the British Parliament in 1720?

  • To strengthen securities law in the US
  • To regulate securities products
  • To have specific regulations for securities (correct)
  • To create a separate agency for securities regulation

    • What was the reason behind the creation of the Securities and Exchange Commission in the US?

    <p>To create a separate agency for securities regulation</p> Signup and view all the answers

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