Securities Regulation Code Quiz

Investment contracts, certificate of interest or participation in a profit sharing agreement, certificate of deposit for a future subscription are examples of ____________.

Certificates of deposit for future subscriptions are evidences of money placed as security for the issuance of future ____________.

Fractional undivided interests in oil, gas or other mineral rights are normally issued certificates of participation or interest in the ____________.

Derivatives like options and warrants are financial instruments whose value changes in response to the change in a specified interest rate, security price, commodity price, index of prices or rates, a credit rating or credit index, or similar variable or underlying ____________.

Options are contracts that give the buyer the right, but not the obligation to buy (call options) or sell (put options) an underlying security at predetermined price, called the exercise or strike price, on or before a predetermined date, called the expiry ____________.

Real Estate Investments Trust – REIT is a form of ____________.

Title.– This shall be known as “The Securities Regulation Code ____________

The State shall establish a socially conscious , free market that regulates itself, encourage the widest participation of ownership in enterprises, enhance the democratization of wealth , promote the development of the capital market, protect investors, ensure full and fair disclosure about securities, minimize if not totally eliminate insider trading and other fraudulent or manipulative devices and practices which create distortions in the free market.To achieve these ends, this Securities Regulation Code is hereby ____________.

Definition of Terms.– 3.1.“Securities” are shares , participation or interest in a corporation or in a commercial enterprise or profit-making venture and evidence by a certificate, contract, instrument , whether written or electronic in character.It includes: (a) Shares of stock, bonds, debentures, notes, evidence of indebtedness, asset backed securities; Shares of stock are forms of securities representing equity ownership of a corporation, divided up into units which indicate that the owner thereof has proportionate interest in the issuing corporation.An asset–backed security (ABS) is a security , whose income payments and hence value is derived from and collateralized by a specified pool of underlying ____________.

Securities are shares , participation or interest in a corporation or in a commercial enterprise or profit-making venture and evidence by a certificate, contract, instrument , whether written or electronic in character.It includes: (a) Shares of stock, bonds, debentures, notes, evidence of indebtedness, asset backed securities; Shares of stock are forms of securities representing equity ownership of a corporation, divided up into units which indicate that the owner thereof has proportionate interest in the issuing corporation.An asset–backed security (ABS) is a security , whose income payments and hence value is derived from and collateralized by a specified pool of underlying ____________.

Shares of stock are forms of securities representing equity ownership of a corporation, divided up into units which indicate that the owner thereof has proportionate interest in the issuing corporation.An asset–backed security (ABS) is a security , whose income payments and hence value is derived from and collateralized by a specified pool of underlying ____________.

An asset–backed security (ABS) is a security , whose income payments and hence value is derived from and collateralized by a specified pool of underlying ____________.