Research Ethics Applications in Health Care
58 Questions
4 Views

Choose a study mode

Play Quiz
Study Flashcards
Spaced Repetition
Chat to Lesson

Podcast

Play an AI-generated podcast conversation about this lesson

Questions and Answers

What is usually required for consent in trials of medicinal products or medical devices?

  • No consent needed
  • Written consent (correct)
  • Implied consent
  • Verbal agreement

According to the Mental Capacity Act (2005), what constitutes a lack of capacity?

  • Being physically incapacitated
  • Failure to communicate with others
  • Experiencing emotional disturbances
  • Impairment of brain function and inability to make a decision (correct)

Which principle of the Mental Capacity Act assumes individuals have capacity?

  • Capacity is absolute
  • Capacity is irrelevant
  • Presumption of capacity (correct)
  • Presumption of incapacity

Which factors are most likely to lead to a lack of capacity in individuals with mental illness?

<p>Negative symptoms and cognitive deficits (C)</p> Signup and view all the answers

Under what conditions can individuals who lack capacity be included in research?

<p>If there is no substantial risk of harm and ethics committee approval (D)</p> Signup and view all the answers

How is consent typically obtained for children under the age of 16 in research?

<p>From parents, but with child assent if possible (A)</p> Signup and view all the answers

What is meant by 'double consent' in the context of minors participating in research?

<p>Consent from the child and explicit permission from parents (B)</p> Signup and view all the answers

What should a research team do if they observe signs of resistance from a participant lacking capacity?

<p>Withdraw the participant from the study (B)</p> Signup and view all the answers

What is one essential element that a patient information sheet must include?

<p>An initial paragraph inviting participation (A)</p> Signup and view all the answers

How is the potential benefit of participating in a clinical trial typically presented?

<p>In a summary paragraph to inform participants (A)</p> Signup and view all the answers

Which of the following is NOT typically covered in a patient information sheet?

<p>The personal opinions of the research team (B)</p> Signup and view all the answers

What does informed consent require from the participant?

<p>Capacity to make decisions and understand consequences (C)</p> Signup and view all the answers

What aspect must be addressed regarding confidentiality in clinical trials?

<p>Assurance of data anonymity and protection (A)</p> Signup and view all the answers

For which group must special considerations be made in research, particularly in obtaining consent?

<p>Children and individuals lacking capacity (B)</p> Signup and view all the answers

What might participants of the self-management app trial be alerted about?

<p>Signs of potential relapse in their condition (C)</p> Signup and view all the answers

What is one method for assessing a participant's capacity to make decisions?

<p>Understanding and processing information provided to them (C)</p> Signup and view all the answers

What is a key consideration for NHS research ethics committees regarding the research team?

<p>The staff must be qualified, experienced, and adequately insured. (B)</p> Signup and view all the answers

Which of the following is NOT an issue that ethics committees consider in an application?

<p>The economic benefits of the research for the institution. (C)</p> Signup and view all the answers

What is an essential quality of a good patient information sheet?

<p>Present a balanced view in a polite manner. (D)</p> Signup and view all the answers

How can researchers ensure the patient information sheet is appropriate for its audience?

<p>Seek advice from relevant stakeholders when designing it. (C)</p> Signup and view all the answers

What is a potential hazard that ethics committees are concerned about?

<p>Excessive pressure on potential participants to join. (A)</p> Signup and view all the answers

What does balancing brevity and sufficient information depend on in a patient information sheet?

<p>The complexity of the study being conducted. (A)</p> Signup and view all the answers

Which of the following practices should be avoided when drafting a patient information sheet?

<p>Using overly technical terms to ensure accuracy. (C)</p> Signup and view all the answers

What is a primary goal when preparing information sheets for research ethics applications?

<p>To facilitate informed decisions for potential participants. (B)</p> Signup and view all the answers

What is required for research involving participants under the age of 16?

<p>Consent from the parents or guardians (B)</p> Signup and view all the answers

Which of the following scenarios typically does not require full NHS ethical procedures?

<p>Research involving the general population (D)</p> Signup and view all the answers

What is one key characteristic of an audit as opposed to research?

<p>It measures performance against a specific standard (D)</p> Signup and view all the answers

Which type of research may be approved by university ethics committees?

<p>Research involving NHS staff but not patients (B)</p> Signup and view all the answers

What must researchers report after receiving ethical approval?

<p>Adverse incidents such as deaths or violence (B)</p> Signup and view all the answers

What happens if reports requested by the ethics committee are not provided?

<p>Ethical permission can be revoked (A)</p> Signup and view all the answers

How does UCL's ethics process compare to NHS's ethics process?

<p>Quicker and less complex than NHS (D)</p> Signup and view all the answers

Which type of research typically requires local approval in addition to university ethics approval?

<p>Research conducted outside the UK (A)</p> Signup and view all the answers

What was established in 1948 to set basic standards for medical research following war crimes tribunals?

<p>The Nuremberg Code (A)</p> Signup and view all the answers

Which of the following historical studies involved unethical treatment of participants through untreated disease?

<p>Tuskegee syphilis study (A)</p> Signup and view all the answers

Which type of participants are often the subject of special ethical considerations in research?

<p>Prisoners (B)</p> Signup and view all the answers

What significant ethical concern arose from medical experiments conducted in concentration camps during the 20th century?

<p>Coercion and exploitation (D)</p> Signup and view all the answers

Which ethical principle is likely addressed when creating patient information sheets for research?

<p>Clarity for comprehensibility and informed consent (B)</p> Signup and view all the answers

What was the primary goal of the 1991 Department of Health’s 'Red Book'?

<p>To create a national code for ethical research regulation (A)</p> Signup and view all the answers

Which year marked the establishment of the National Research Ethics Service in the UK?

<p>2007 (D)</p> Signup and view all the answers

Which of the following statements reflects a significant change in research ethics following late 1960s?

<p>Establishment of ethics committees in most hospitals. (B)</p> Signup and view all the answers

What role do universities have when ethics committees are unavailable?

<p>To ensure staff obtain ethical approval. (B)</p> Signup and view all the answers

What did the European Directive on Clinical Trials establish in 2004?

<p>Requirements for conducting clinical trials. (D)</p> Signup and view all the answers

What must take precedence over the interests of science and society according to the Declaration of Helsinki?

<p>Individual participant's well-being (C)</p> Signup and view all the answers

Which principle emphasizes that each person should have the opportunity to make their own decisions?

<p>Autonomy (D)</p> Signup and view all the answers

What should not be applied to prospective research participants to ensure informed consent?

<p>Coercive incentives (C)</p> Signup and view all the answers

Which of the following considers potential physical and psychological harms to research participants?

<p>Justice (A)</p> Signup and view all the answers

What is a primary concern regarding confidentiality in research data management?

<p>Safeguarding identifiable paper and electronic data (C)</p> Signup and view all the answers

According to ethical research principles, which group requires special consideration in the consent process?

<p>Vulnerable populations (D)</p> Signup and view all the answers

What is one requirement for ethics applications in the NHS approval process?

<p>Data protection approvals (A)</p> Signup and view all the answers

What must researchers ensure about the quality of their research?

<p>It must be of good quality and likely to yield useful evidence (B)</p> Signup and view all the answers

How long can the NHS ethics approval process typically take?

<p>Several months to a year (A)</p> Signup and view all the answers

What is a potential benefit to research participants according to ethical guidelines?

<p>Individual benefit from a new treatment (A)</p> Signup and view all the answers

What type of research does university ethics committees primarily regulate?

<p>Research across multiple universities and general populations (A)</p> Signup and view all the answers

What aspect do both NHS and university ethics committees prioritize when assessing research proposals?

<p>Scientific merit and potential benefit (A)</p> Signup and view all the answers

Which of the following is a factor that research ethics committees evaluate?

<p>The feasibility of the project (D)</p> Signup and view all the answers

What is the role of lay people in ethics committees?

<p>They provide input based on general community perspectives. (C)</p> Signup and view all the answers

What may impact the approval timeline for university ethics committees?

<p>The specificity of departmental guidelines (A)</p> Signup and view all the answers

What must be included in a participant information sheet to ensure clarity?

<p>Conflict of interest disclosures (C)</p> Signup and view all the answers

Flashcards

Informed Consent

The process of ensuring that participants in a research study understand the nature, risks, and benefits of the study before agreeing to participate. It's a crucial element of ethical research.

Capacity to make decisions

The ability of an individual to understand information, weigh up options, and make decisions based on their own preferences. This ability can be affected by various factors, including mental illness.

Mental Illness and Capacity

No, having a mental illness doesn't automatically mean someone lacks capacity. Capacity assessment is individual-based and should be based on specific situations.

Research with People Lacking Capacity

Yes, individuals lacking capacity may be included in research, but it's essential to have appropriate safeguards in place. A legally authorized representative (LAR) or a guardian may need to provide consent on their behalf.

Signup and view all the flashcards

Children in Research

Children's participation in research requires specific safeguards and ethical considerations. They may not fully understand the implications of research, so parental consent is typically needed, along with child assent.

Signup and view all the flashcards

Ethical Approval for Research

Most research involving NHS patients or services needs to get full ethical approval. It's a process to ensure the research is ethically sound and meets certain standards.

Signup and view all the flashcards

Outcomes of Ethical Review

After ethical review, the research proposal is either approved, amended, or rejected. If approved, the research can be conducted according to the ethical guidelines.

Signup and view all the flashcards

Research Ethics Committee

Evaluates research proposals for ethical considerations to ensure the well-being of participants and the integrity of research.

Signup and view all the flashcards

Patient Information Sheet

A written document outlining the purpose, procedures, risks, and benefits of a research study, provided to potential participants to obtain informed consent.

Signup and view all the flashcards

Researcher Qualifications

The researchers involved in the study should be qualified, experienced, and have the necessary resources to conduct the research properly.

Signup and view all the flashcards

Research Relevance and Benefits

A research study should provide meaningful and impactful findings that benefit participants and future patients.

Signup and view all the flashcards

Participant Safety and Discomfort

Potential risks and discomforts for participants must be clearly identified and minimized through appropriate safeguards.

Signup and view all the flashcards

Participant Autonomy

Participants should feel free to decline or withdraw from a study without fear of negative consequences or pressure.

Signup and view all the flashcards

Confidentiality and Anonymity

Protecting the privacy and identity of participants is essential, including in recruitment and data management.

Signup and view all the flashcards

Consent for Under 16s in Trials

Research involving children under 16 years old requires parental consent for participation in clinical trials of medicinal products.

Signup and view all the flashcards

Proportionate Ethical Review

Ethical review processes for research are proportionate to the level of risk and sensitivity involved. Some studies may be reviewed under a 'light touch' approach.

Signup and view all the flashcards

University Ethics Review

Research not involving NHS service users or addressing sensitive ethical issues may be reviewed by university ethics committees, using similar principles but with a lighter touch.

Signup and view all the flashcards

What is Research?

Research is defined as a systematic investigation that aims to generate new knowledge, test hypotheses, and address specific research questions. It often involves allocation of patients to specific treatments.

Signup and view all the flashcards

Service Evaluation vs. Research

Service evaluations measure the performance of services against established standards. They are often simple data collection exercises and do not involve random allocation of treatments.

Signup and view all the flashcards

UCL Ethics Committee Scope

University ethics committees can approve research involving general populations, students, school samples, online surveys, and NHS staff, even if the research involves potentially contentious topics.

Signup and view all the flashcards

Reporting Requirements

After approval, researchers must report study results to the ethics committee and relevant authorities. Major delays, protocol changes, and adverse events must also be reported.

Signup and view all the flashcards

Ethical Publication

It is unethical to withhold study results from the public. This promotes the sharing of research findings and advances scientific knowledge.

Signup and view all the flashcards

Mental Capacity Act (2005)

A legal framework in the UK that safeguards individuals who may lack the ability to make decisions for themselves.

Signup and view all the flashcards

Capacity

The ability to understand information relevant to a specific decision, weigh it up, and communicate a choice. It's not a fixed state and depends on the complexity of the decision.

Signup and view all the flashcards

Capacity in research

A person's ability to understand, retain, and weigh information, and communicate a decision about their participation in a research study.

Signup and view all the flashcards

Involving individuals lacking capacity in research

Individuals lacking capacity may still participate in research if there's no significant harm, it's relevant to their condition, benefits outweigh risks, and a representative acts as a consultee.

Signup and view all the flashcards

Advance directives in research

A legal document that allows individuals to express their wishes about research participation if they lose capacity. It helps ensure their preferences are followed even if they are unable to make decisions later.

Signup and view all the flashcards

Involving children in research

16-17 year olds are generally assumed to have capacity unless there's evidence to the contrary. For under 16s, consent from both children and parents is typically required, unless the child objects.

Signup and view all the flashcards

Involving children lacking capacity in research

Even without capacity, children can be involved in research by getting their assent, meaning their agreement and understanding is sought. They should be informed about the research and given opportunities to express their views.

Signup and view all the flashcards

Nuremberg Code

The Nuremberg Code, developed after the Nazi war crimes trials, established fundamental ethical standards for medical research, emphasizing respect for human subjects and the need for informed consent.

Signup and view all the flashcards

Tuskegee Syphilis Study

The Tuskegee Syphilis Study, conducted from 1932 to 1972 in Alabama, involved withholding treatment for syphilis from African American men for decades. This study violated ethical principles because it exploited vulnerable participants.

Signup and view all the flashcards

Ethical Review

Ethical review processes in research aim to ensure the safety and well-being of participants by evaluating the study's design, risks, benefits, and potential harms. They involve careful consideration by research ethics committees.

Signup and view all the flashcards

What is GDPR?

The General Data Protection Regulation (GDPR) is a European law that sets standards for handling personal data of individuals. It aims to protect individuals' privacy and control over their personal information.

Signup and view all the flashcards

What does 'fair and transparent' processing of data mean in GDPR?

The GDPR emphasizes the importance of ensuring that personal data is processed fairly and transparently. This means individuals should be informed about how their data is being used and given the choice to consent or object to its use.

Signup and view all the flashcards

How does GDPR protect personal information?

The GDPR requires organizations to protect personal data by implementing appropriate technical and organizational measures. This includes measures to prevent unauthorized access, use, disclosure, alteration, or destruction of personal data.

Signup and view all the flashcards

What are some data rights individuals have under GDPR?

The GDPR gives individuals the right to access their personal data, rectify inaccuracies, erase their data in certain circumstances, restrict its processing, and data portability. These rights empower individuals to control their personal information.

Signup and view all the flashcards

What is the Human Research Authority (HRA)?

In the UK, the Human Research Authority (HRA) plays a key role in regulating ethical research involving humans. The HRA ensures that research is conducted ethically and protects the well-being of research participants.

Signup and view all the flashcards

What is the Declaration of Helsinki?

The Declaration of Helsinki is a set of ethical principles for medical research, put together by the World Medical Association. It emphasizes the well-being of participants and requires informed consent, balancing risks and benefits, and high-quality research.

Signup and view all the flashcards

What is the core principle of participant well-being in the Declaration of Helsinki?

The Declaration of Helsinki states that the well-being of each research participant must take priority over scientific or societal interests. This means researchers must carefully consider the potential risks and benefits for individuals involved in a study before proceeding.

Signup and view all the flashcards

What does informed consent mean in research?

The Declaration of Helsinki requires that all participants in research studies are fully informed about the risks and benefits of participating and agree to take part voluntarily. This process is known as informed consent.

Signup and view all the flashcards

How does the Declaration of Helsinki address fairness in research?

The Declaration of Helsinki emphasizes the importance of fairness in research. This means that the risks and benefits of research should be distributed fairly across different groups of people, and that vulnerable groups should be protected.

Signup and view all the flashcards

How does the Declaration of Helsinki ensure the quality of research?

The Declaration of Helsinki stresses the need for high-quality research that is likely to produce useful evidence. This means studies should be well-designed, use appropriate methods, and be conducted by qualified researchers.

Signup and view all the flashcards

What is autonomy in research?

Autonomy in research means individuals have the right to make their own decisions about participating. This includes being given enough information to understand the study and being free from coercion or pressure.

Signup and view all the flashcards

How does the Declaration of Helsinki address justice in research?

Justice in research involves balancing the risks and benefits of participating. Researchers must consider the potential harms to participants, such as physical injuries, psychological stress, or breaches of confidentiality, against the potential benefits for individuals or society.

Signup and view all the flashcards

What is confidentiality in research?

Confidentiality in research is essential for protecting the privacy of participants. This means keeping personal information secure and using appropriate safeguards. The General Data Protection Regulation (GDPR) emphasizes the importance of protecting personal data.

Signup and view all the flashcards

NHS Ethics Approval

A process ensuring research with NHS patients and staff meets ethical standards. It involves a committee, sponsorship, data protection approvals, and researcher checks.

Signup and view all the flashcards

Participant Information Sheet

A crucial document outlining the purpose, risks, and benefits of research, ensuring participants make an informed decision about participation. It's often the most scrutinized part of an application.

Signup and view all the flashcards

What do research ethics committees look for?

This involves evaluating the study's scientific value, potential benefits, risks, feasibility, and researcher qualifications to ensure it meets ethical standards.

Signup and view all the flashcards

University Ethics Committees

These committees regulate research involving human participants across multiple settings. They are crucial for upholding ethical standards for research in various university settings.

Signup and view all the flashcards

R&D Approval

The process of verifying that all necessary governance procedures are in place before a research study can begin at a specific location.

Signup and view all the flashcards

Conflicts of Interest

A key consideration in ethical review. The researcher must disclose any potential conflicts of interest (e.g., financial gain, personal relationships) that might influence the study

Signup and view all the flashcards

Data Protection Compliance

This requires researchers to follow established guidelines for protecting participant privacy and ensuring data security, including measures for confidentiality and data encryption.

Signup and view all the flashcards

Study Notes

Research Ethics Applications

  • Preparing research ethics applications involves understanding principles and practicalities.

Learning Objectives

  • Familiarize students with principles for research ethics approval and information sheet preparation.
  • Help students consider questions and dilemmas in research ethics.

Practical Exercise 1

  • Present group views on ethical committee discussions and conclusions regarding a research application.
  • Present group views on whether to approve the application.

Major Questions Considered by NHS Research Ethics Committees

  • Staff qualifications, experience, insurance, and resources for project execution.
  • Conflicts of interest within the staff.
  • Relevance and design of the research, including whether it will generate significant evidence.
  • Benefits to participants and other patients (current and potential future).
  • Potential hazards and discomfort, and measures to minimize them.
  • Accessibility and clarity of patient information for informed decision-making.
  • Pressure exerted on potential participants.
  • Confidentiality and anonymity safeguards during recruitment.

Practical Exercise 2

  • Present views on the patient information sheet.
  • Highlight good and not-so-good points of the sheet.

Patient Information Sheet Qualities

  • Presentation as a polite invitation with a balanced view.
  • Employ concise, plain language with few technical terms (using a readability tool to ensure appropriate complexity is helpful).
  • Tailoring the language to the target patient group (e.g., children, individuals with intellectual disabilities).
  • Active participation of study participants in development and review of the materials.
  • Balanced approach between brevity and comprehensive information (e.g., length of information sheets will vary based on study complexity).
  • Including a brief summary (at the start is helpful).
  • Testing the materials with the target audience (ideally).

What a Patient Information Sheet Should Cover

  • Title describing the study.
  • Initial paragraph inviting participation while ensuring volunteerism.
  • Summary of the whole study's purpose.
  • Detailed explanation of the research project (point of study, potential participant's actions resulting from agreement, potential benefits for participants and others, potential hazards and how to minimize them, and safeguarding confidentiality and anonymity).

Practical Exercise: Writing Patient Information

  • Example of a pilot randomized controlled trial on a self-management app for young people in psychosis services.
  • The app allows documenting relapse signatures, monitoring relapses, and notifying related parties.
  • Outcomes measured include psychotic symptom severity, social functioning, and well-being.
  • Tasks include creating a paragraph of invitation, an overall summary, and an explanation of participant actions, potential benefits, potential harms, and minimizing them for specific assignments (e.g. invitation, overall summary, explanation of participant actions, potential benefits, potential harms, and minimizing them).

Key Questions on Research Ethics

  • Define informed consent.
  • Describe capacity assessment methods.
  • Investigate if mental illness impairs decision-making capacity.
  • Examine inclusion of individuals lacking capacity in research.
  • Outline the process for including children in research.
  • Examine the necessity for all research to undergo NHS ethical approval.
  • Describe the post-ethical approval process.
  • Consent must be given by someone with decision-making capacity (understanding consequences and realistically weighing them).
  • Consent must be voluntary, without pressure.
  • Participants should be informed adequately, including access to information on withdrawal from the research.
  • A patient information sheet is crucial, often supplemented with conversations for participants to ask any questions, ideal in writing unless it's a medication trial.

How is Capacity to Make Own Decisions Assessed?

  • The Mental Capacity Act (2005) provides the framework for determining incapacity.
  • Lack of capacity involves impairment in brain function (physical or mental illnesses, cognitive impairment, intoxication).
  • Capacity depends on the ability to understand and retain essential information, weigh it up, and communicate the resultant decision.
  • There is a presumption of capacity unless evidence proves otherwise.
  • Necessary support for maximum capacity should be provided, and there is a right to make unconventional decisions.

Does Having a Mental Illness Impair Capacity to Make Decisions?

  • Most depressed and schizophrenic individuals (70-80%) maintain capacity.
  • Negative symptoms, cognitive deficits, and lack of insight may contribute to reduced capacity.
  • People often misunderstand research aspects, even without current impairment.
  • Capacity can be enhanced through appropriate interventions for supporting and educating people.

Can People Who Lack Capacity be Included in Research?

  • Potentially, if the ethics committee deems that no substantial harm results and the research is particularly suitable for the patient group.
  • Research should relate to the patient's condition, which cannot be realistically accomplished with fully capable participants.
  • Benefits must clearly outweigh the risks.
  • Carers or nominated representatives should act as consultants to assess the potential participant’s preferences concerning participation.
  • Resistances against participation should be considered.
  • Advance directives are useful, particularly for participants who may transiently/permanently lose capacity.

How Can Children Be Involved in Research?

  • Individuals 16-17 generally have capacity unless proven otherwise.
  • Children under 16 can consent if demonstrating appropriate understanding and reasoning ability; however, parents or appropriate guardians are typically involved unless the child objects.
  • Children under 16 lacking capacity require parental consent but should have the opportunity to express assent whenever possible.
  • Parents or appropriate guardians' consent is legally required in cases of under 16 participants in trials involving medicinal products.

Does All Research Need to Go Through Full (NHS) Ethical Procedures?

  • Not required for research with minor ethical implications (system of proportionate review; light touch approach), not suitable for mental health populations, or studies where NHS members are not actively recruited.
  • Studies appropriate for university ethics committees for general populations, NHS staff, or other cases that don't necessitate special NHS criteria.
  • Research generating new knowledge, testing hypotheses, or investigating treatment efficacy or service effectiveness (e.g., audits or service evaluations lacking random allocation to treatments) may not require comprehensive NHS ethical review.

University Ethics Committees

  • University ethics committees can approve research conducted by university staff or students with human participants, social care, or ministry of defense populations.
  • University ethics committees can also approve general population studies, student or school samples, surveys, and research involving NHS staff within the University's jurisdiction.
  • Any NHS R&D processes may still apply to research involving NHS staff.

What Happens After Approval Is Given?

  • Committees and local R&D offices demand regular reports.
  • Ethical permission can be revoked due to significant protocol changes or delays.
  • Adverse incidents, such as deaths or violence, require mandatory reporting.
  • Public disclosure of study results is a crucial aspect of ethical research conduct.

Studying That Suits You

Use AI to generate personalized quizzes and flashcards to suit your learning preferences.

Quiz Team

Related Documents

Description

This quiz delves into the essential principles, questions, and practicalities involved in preparing research ethics applications. Students will explore ethical dilemmas and weigh the factors impacting approval from NHS Research Ethics Committees. Engage in discussions around staff qualifications, risks, and the overall importance of ethics in health research.

More Like This

Principles of Research Ethics Quiz
5 questions

Principles of Research Ethics Quiz

ComplementaryPromethium avatar
ComplementaryPromethium
Research Ethics and Inclusion
35 questions

Research Ethics and Inclusion

WellRegardedObsidian1129 avatar
WellRegardedObsidian1129
Research Ethics Quiz: Human Subjects
5 questions
Research Ethics and IRB Guidelines
30 questions
Use Quizgecko on...
Browser
Browser