Public Sector HR Management in the Caribbean
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Questions and Answers

What is the primary characteristic of a bureaucracy as defined in the context provided?

  • Small organizations with flexible structures
  • Defined levels of hierarchy and a specified role for each bureau (correct)
  • Informal systems of management
  • Decentralized decision-making processes

Which type of authority is predominant in the public sector prior to the rise of New Public Management?

  • Rational/legal authority (correct)
  • Traditional authority
  • Democratic authority
  • Charismatic authority

What aspect of personnel management contrasts with the merit-based system in recruitment?

  • Qualification-based recruitment
  • Volunteer-based recruitment
  • Ascription-based recruitment (correct)
  • Experience-based recruitment

Which leadership type is associated with strong emotional appeal and personal trust in followers?

<p>Charismatic authority (A)</p> Signup and view all the answers

In terms of classification, what does ranking refer to in the context of public sector HR activities?

<p>Sorting employees based on seniority (B)</p> Signup and view all the answers

What change in personnel policies is typically associated with the contemporary model of public sector management?

<p>Incorporation of performance-based evaluations (C)</p> Signup and view all the answers

Which of the following is NOT considered a key HR activity in public sector management?

<p>Market analysis (A)</p> Signup and view all the answers

What was a significant driver for the development of bureaucracies in the Commonwealth Caribbean?

<p>The emergence of industrialization and capitalist economies (D)</p> Signup and view all the answers

What criticism is leveled against the bureaucratic model regarding its treatment of workers?

<p>It dehumanizes workers by treating them as machines (B)</p> Signup and view all the answers

Which model of authority did Weber claim bureaucratic organizations were based on?

<p>Rational-legal authority (C)</p> Signup and view all the answers

What historical period significantly shaped the public bureaucracies in Caribbean Commonwealth countries?

<p>Colonialism (B)</p> Signup and view all the answers

What type of political system did the Caribbean Commonwealth countries adopt after gaining independence?

<p>Westminster based parliamentary system (B)</p> Signup and view all the answers

In the colonial period, who was primarily responsible for day-to-day administration in Caribbean territories?

<p>Chief professional officers (A)</p> Signup and view all the answers

During which period did the Caribbean countries transition into self-government?

<p>1950s to early 1960s (D)</p> Signup and view all the answers

What does 'Weberian' mainly refer to in the context of bureaucracies?

<p>Hierarchical structure (A)</p> Signup and view all the answers

Who was accountable to the imperial government in the bureaucracy during colonial rule?

<p>The Colonial Secretary or the Governor (C)</p> Signup and view all the answers

Who had the authority to make laws during the period of Crown Colony Government?

<p>The Governor (B)</p> Signup and view all the answers

What was one of the primary responsibilities of the Crown Colony Administration?

<p>Provision and maintenance of basic law and order (D)</p> Signup and view all the answers

Which statement best describes the appointment process for senior employees during the Crown Colony Administration?

<p>Appointments were made by the Governor based on UK recommendations. (B)</p> Signup and view all the answers

How was the public service structured in terms of racial hierarchy during the Crown Colony period?

<p>Whites occupied the highest ranks, with near-whites in middle ranks. (C)</p> Signup and view all the answers

What type of governance characterized the responsibilities of the Crown Colony Administration?

<p>Regulatory and commandist functions (A)</p> Signup and view all the answers

What role did the Chief Professional Officers play in the Crown Colony system?

<p>They oversaw specific departments under the guidance of the Governor. (C)</p> Signup and view all the answers

Which of the following was NOT a responsibility of the Crown Colony Administration?

<p>Establishment of democratic local councils (C)</p> Signup and view all the answers

Who did the Governor report to during the Crown Colony period?

<p>The Queen of England (B)</p> Signup and view all the answers

What was a critical policy established for public officers regarding gifts?

<p>Public officers could not accept any gifts at all. (D)</p> Signup and view all the answers

How did the structural changes affect the Governor's powers?

<p>There was a decrease in the powers of the Governor. (C)</p> Signup and view all the answers

What perception was held about bureaucrats according to Bissessar (2001)?

<p>Bureaucrats were regarded as passionless agents of the government. (C)</p> Signup and view all the answers

What was the nature of the civil service system as described?

<p>It functioned as a system based on bureaucratic control and rationality. (B)</p> Signup and view all the answers

How were public officers expected to behave according to the established policies?

<p>They were to remain neutral and efficient in their roles. (D)</p> Signup and view all the answers

What was ironic about the top-down management of the Crown Colony system?

<p>It continued despite the push for internal self-government. (D)</p> Signup and view all the answers

What aspect of personnel management was emphasized historically?

<p>Bureaucratic control in a reactive manner. (B)</p> Signup and view all the answers

What was the effect of the policies intended to promote rationality?

<p>They resulted in a stratification system within the civil service. (B)</p> Signup and view all the answers

What impact did the colonial policies have on the civil service regulations established in the 1960s?

<p>They retained many of the existing methods. (C)</p> Signup and view all the answers

Which of the following best describes the primary principle for promotions in the post-independence civil service?

<p>Seniority-based assessment. (A)</p> Signup and view all the answers

What is a significant challenge faced by public HRM systems in the Caribbean?

<p>They are heavily influenced by colonial legacies. (A)</p> Signup and view all the answers

Which statement is true regarding personnel management during the age from the 1950s to the 1980s?

<p>It aimed to maximize both personal and organizational goals. (A)</p> Signup and view all the answers

What was a common outcome of the bureaucratic practices in the early post-independence era in the Caribbean?

<p>Placement of employees in unsuitable roles. (A)</p> Signup and view all the answers

What was one of the visible changes in public administration post-independence, despite the persistence of colonial practices?

<p>An increased mandate to cater to societal needs. (A)</p> Signup and view all the answers

Which aspect of personnel management limited its effectiveness during its traditional age?

<p>Rigid adherence to procedures. (C)</p> Signup and view all the answers

What challenge does the continuity of obsolete methods in public HRM systems present?

<p>It leads to inefficiencies in performance. (B)</p> Signup and view all the answers

What principle is emphasized by the concept of neutrality in public administration?

<p>Serving without bias towards any political party (D)</p> Signup and view all the answers

What negative trend developed in personnel matters after Independence?

<p>Rise in nepotism and patronage appointments (A)</p> Signup and view all the answers

What challenge did the over-centralization of authority in ministries create?

<p>Inadequate control for department heads (B)</p> Signup and view all the answers

How did the concepts of anonymity and confidentiality impact public administration?

<p>Created challenges in distinguishing public and private information (D)</p> Signup and view all the answers

What was the impact of patronage institutions on meritocracy in post-colonial administration?

<p>It diminished the importance of qualifications and skills (C)</p> Signup and view all the answers

What issue is highlighted by the term 'brain drain' in the context of public administration?

<p>Loss of skilled personnel to other sectors or countries (D)</p> Signup and view all the answers

What did the abuse of power in post-colonial administrations signify for public service?

<p>A deterioration of the principles of neutrality and impartiality (C)</p> Signup and view all the answers

What characterized the transformation of Chief Professional Officers in public administration?

<p>They transitioned to Head of Department/Chief Technical Officer roles (D)</p> Signup and view all the answers

Flashcards

Crown Colony System

Hierarchical structure where the Governor at the top exercises authority over Ministers and Chief Technical Officers.

Internal Self-Government

The shift towards more elected representatives in the Governor's Executive Council.

Personnel Management

Focuses on controlling personnel and manpower within the civil service.

Bureaucratic System

The civil service operates as a rational system based on rules and procedures.

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Rationality in the Civil Service

Laws and policies aimed at promoting efficiency and impartiality in the civil service.

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Prohibition of Gifts

A policy prohibiting public officers from accepting gifts.

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Prohibition of Political Publications

A policy preventing public officers from publishing politically sensitive information.

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Passive Agents

Bureaucrats seen as neutral and efficient implementers of government policies.

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Bureaucracy

A large organization with many departments and levels of management, featuring formal systems organized hierarchically with defined roles and missions to maintain efficiency and effectiveness.

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Traditional Authority

A system of authority based on traditional customs, beliefs, and hereditary power.

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Charismatic Authority

A system of authority based on personal charisma, exceptional qualities, and the devotion of followers.

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Rational-Legal Authority

A system of authority based on rational laws, rules, and procedures, with positions filled through competence and merit.

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Recruitment

The process of selecting and appointing individuals for jobs, with the focus shifting from ascription (based on social status) to merit (based on qualifications and performance).

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Promotion

The process of advancing individuals within an organization, with the focus shifting from seniority (based on length of service) to performance or merit.

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Classification

The process of assigning different levels of authority and responsibility to positions based on qualifications, skill, and complexity of tasks.

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Compensation

The system of compensating employees, including salaries, benefits, and other rewards, with the focus on aligning compensation with performance and contributions.

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Weber's Bureaucratic Model

A system of administration characterized by a hierarchical structure, clear division of labor, formal rules, and impersonal relationships, often associated with Max Weber's theories.

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Criticisms of the Bureaucratic Model

Criticisms of the bureaucratic model focus on its potential to dehumanize workers by treating them as interchangeable parts in a machine, emphasizing rules over individual needs, and stifling creativity and initiative.

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Development of Public Bureaucracies in the Caribbean

The development of public bureaucracies in the Caribbean reflects a historical transition from colonial dependence to post-independence nation-building.

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Origins of Caribbean Bureaucracies

Public bureaucracies in the Caribbean countries inherited a British-based model of administration, similar to the Westminster system of government.

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Westminster System and Caribbean Development

The Westminster system, adopted by Caribbean countries, demonstrates a gradual shift from colonial administration to self-government and full independence.

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Public Administration during the Colonial Era

During the colonial era, day-to-day administration in the Caribbean was governed by departmental structures, with chief officers responsible to a colonial secretary or governor, ultimately accountable to the British government.

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Internal Self-Government and Independence

Caribbean countries achieved internal self-government in the 1960s, paving the way for full independence and the establishment of their own independent political systems.

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Post-Independence Systems

The transition from colonial rule to independence in the Caribbean marked a significant shift in public administration, with countries establishing their own post-independence systems and policies.

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Persistence of Colonial Practices

Many colonial-era practices, systems, and methods were retained in the post-independence period. For example, rules, regulations, employment procedures, forms used, and communication styles.

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Colonial Legacy in Civil Service

The civil service regulations established in 1965, the examination format introduced in 1935, and the promotion system based mainly on seniority are examples of how colonial practices persisted in the post-independence era.

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Retention of Seniority Principle

The early post-independence era saw the retention of many recruitment practices, particularly the principle of seniority and security of tenure, which allowed for the placement of individuals in positions that might not have been the best fit.

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Colonial Legacy in HRM

Public HRM systems in the Caribbean reflect a colonial legacy of passiveness and ‘slavery’.

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Modernization Reforms

Domestic and international pressures led to government modernization reforms in some Caribbean nations, aimed at counteracting traditional authoritarianism and corruption.

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Personnel Management Approach

Personnel management is a specific approach to managing people in an organization that emphasizes achieving both personal and organizational objectives through various programmes, functions, and activities.

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Age of Personnel Management

The 1950s to the 1970s were considered the age of personnel management, during which this traditional approach to managing people became prevalent.

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British Whitehall Model

The British Whitehall model of public administration emphasized neutrality, anonymity, and impartiality, advocating for civil servants to serve any government without bias, keep confidential information private and treat all citizens objectively.

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Post-Colonial Administration Principles

The post-colonial administration aimed to adopt the British Whitehall model's principles of neutrality, anonymity, and impartiality; however, political influence gradually seeped into personnel decisions, leading to nepotism and preferential treatment.

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Erosion of Meritocracy

The erosion of meritocracy in post-colonial administration resulted from the abuse of power and authority, leading to favoritism and unfair appointments.

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Patronage Institutions

Post-colonial administrative structures gradually evolved into patronage institutions, prioritizing loyalty to the governing party over efficiency and development.

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Hollow Doctrine

The doctrine of neutrality, impartiality, and anonymity, while present in theory, became increasingly hollow in practice due to the influence of political affiliation and favoritism.

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Over-Centralization of Authority

Overcentralization of authority at the strategic head of each ministry led to a lack of autonomy for departments, hindering their efficient operation and hindering the ability of heads of departments to discharge their responsibilities.

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Limited Authority for Heads of Departments

The lack of sufficient authority for heads of departments to handle disciplinary actions and effectively manage their departments posed a significant challenge to efficient operation.

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Human Resource Challenges

Weaknesses in human resource planning and development, combined with the issue of attracting and retaining skilled personnel, created a 'brain drain' - the loss of talented individuals to other sectors or countries.

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Crown Colony Government

The British government's system of control over its colonies during the 1600s to 1950s. This involved direct rule from Britain, with a Governor appointed by the Secretary of State acting as the main authority.

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Governor's Power in Crown Colonies

The Governor in a Crown Colony held significant power, responsible for making, administering, and interpreting the laws. They also appointed officials to the legislative and executive councils.

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Key Responsibilities of Crown Colony Government

The main responsibilities of the Crown Colony government were focused on maintaining order, providing basic infrastructure, collecting taxes, and delivering essential services.

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Governor's Authority over Personnel

The Governor had complete authority over hiring, promotions, discipline, and termination of government employees.

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British Dominance in Senior Positions

Most senior government positions in Crown Colonies were filled with British officials, selected based on the Governor's recommendations.

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Racial Hierarchy in Crown Colony Public Service

The Crown Colony government's policies and practices favored British officers over local officials, creating a hierarchy based on race and ethnicity.

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Conflicts between Assemblies and Governor

During the Crown Colony period, there were frequent conflicts between the elected Assemblies (representing local interests) and the appointed Governor (representing British interests).

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Regulatory and Command Style of Crown Colony Governance

The Crown Colony government was characterized by a regulatory and controlling approach to governing, dictating decisions and enforcing rules.

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Study Notes

Public Sector Human Resource Management in the Commonwealth Caribbean

  • The development of bureaucracies in the Commonwealth Caribbean is rooted in colonialism.
  • The role, function, and structure of the public sector under colonial administration are examined; this includes the requirements of the public sector after independence and the changes in personnel policies.
  • Traditional Model: Personnel Management model
  • Contemporary Model: The Rise of New Public Management (NPM) and Human Resource Management

HR Activities

  • Recruitment: ascription vs. merit
  • Promotion: seniority vs. performance or merit
  • Classification: ranking
  • Compensation: pay, rewards/benefits
  • Training & evaluation
  • Discipline

Definition of Bureaucracy

  • Large organizations made up of many departments and levels of management.
  • Formal systems of large organizations, organized into defined levels of hierarchy of bureaus/offices (each with a specified role and mission to maintain efficiency and effectiveness).

Development of Bureaucracy

  • Closely linked to industrialization, capitalism, economic efficiency, and larger-scale business units.
  • Max Weber developed a theory of "ideal type of bureaucracy" to reflect the characteristics of human organizations.
  • Weber's bureaucratic model focuses on rationality, sound judgment, reason, and proper understanding.

Types of Leadership/Authority

  • Weber identified three types: traditional, charismatic, and rational/legal.
  • Pre-Public Sector Management: Rational/legal authority, minimal charisma.
  • After Public Sector Management: Leadership styles such as authoritative, participative, democratic, or laissez-faire.

Criticisms of the Bureaucratic Model

  • Dehumanizing of workers (treating them as machines).
  • Weber's claim that bureaucratic organizations are based on rational-legal authority.
  • Over-centralized structure.

Development of Caribbean Bureaucracies

  • Commonwealth Caribbean countries' major changes to public services occurred after independence.

Historical Perspective

  • Public bureaucracies in the Caribbean are understood within the context of their British origins.
  • Weberian hierarchical structures were established.
  • Public administration in CARICOM member states was shaped by British colonial government during colonial rule. The period extended from the 1600s to the late 1950s to 'Self-Government' (1950s-early 1960s), and then to independence.

Paths to Development

  • Countries adopted the Westminster-based parliamentary system, evolving from Crown Colony to ministerial, to full cabinet systems, and through internal self-government (early 1960s) and post-independence (1962-beyond) systems.

Crown Colony Government (1600s - 1950s)

  • Day-to-day administration was carried out by various departments, each managed by a chief professional officer, responsible to a Colonial Secretary or Governor, who in turn reported to the imperial government.
  • The Governor held extensive power, including making laws, administering laws, appointing judges, and determining membership of the Legislative and Executive Councils.
  • Main responsibilities included: law and order, infrastructure, collecting revenue, health services, justice delivery, and security.
  • Personnel functions (appointments, promotions, discipline, compensations) were entirely under the Governor's control.
  • Senior employees were British with recommendations from the Governor.
  • Policies and practices favored British officers over locals.
  • Colored stratification existed in the public service with whites dominating higher positions, near-whites in mid-level ranges and African descendents at the lower levels.
  • The civil service comprised over 200,000 employees managing roughly 50 million people. Hierarchical administration was established on Weberian rule-based structures. Three functional areas/structures were the secretariat (coordinating unit), departments (subordinate unit), and district administration (subordinate unit).

Changing Structures and Reporting Relationships in Public Administration (Colonial Period - 1600s - 1950s)

  • Key relationships include: Imperial Government (Britain) to Secretary of State/Governor and then to departments administered by Chief Professional Officer.

Power and Conflict (Crown Colony Government Period)

  • Conflict existed between assemblies and the governor.
  • Governors were all-powerful.
  • Governors held absolute power in lawmaking, administration, judicial appointments, and council membership.

Public Bureaucracies (Crown Colony 1600s - 1950s)

  • Responsibilities: basic law and order; infrastructure; tax collection; minimal, basic social services such as health care, and security.

Civil Service Structure

  • Detailed structure (color-coded pyramidal structure, functional areas/structures. Examples: The Secretariat, Departments, and District Administration, Personnel Management, Performance Management, and Disciplinary Procedures

Self-Government (1950s - early 1960s)

  • Transition from colonial rule to self-government

  • Changes in decision-making and executive oversight transferred from the Governor/Colonial Secretary

  • Increased authority of locally elected ministers/politicians

  • Decreased powers and scope of the Governor

  • Top-down management continued from the Crown Colony structure

  • In internal Self-government, there was increase among elected members in governor’s executive council

  • There was a decrease in the power of the Governor

  • The top-down management structure of the Crown Colony system persisted

Contemporary Model: New Public Management (NPM)

  • Emerged in the early 1980s in advanced countries and was adopted by many Caribbean countries.
  • Redefined the role of government using ideas from the private sector (entrepreneurial dynamism).
  • Focus on managing techniques and strategies.
  • Key Elements: flatter structure; decentralized decision-making; increased autonomy among individuals/departments; move away from heavy regulation.

NPM: Characteristics

  • Performance measurement
  • Management style changes
  • Contracting out
  • Freedom to manage
  • Improved accounting methods
  • Personnel management reforms (incentives)
  • Introduction of user charges
  • Separation of politics and administration
  • Improvement in financial administration
  • Greater use of information technology

Comparing Models (Traditional Personnel Management vs. NPM)

  • Differences in structures (centralized vs. decentralized, pyramidal vs. flat); communication (top-down vs. vertical and horizontal); focus on personnel (low degree vs high degree of emphasis); focus on input/procedures/rules (high vs. low); decision making (centralized at top vs dispersed).

HRM in the Public Sector: Contemporary Model

  • Focuses on people-centered philosophy
  • Achieving competitive advantage via employee knowledge, skills, and abilities
  • Strategic role and importance of HR Departments within organization

HRM in the Caribbean Public Sector

  • Reform efforts focused on Decentralization of HRM, and Delegated HRM responsibility.

HRM in the Caribbean Public Sector: Objectives

  • Increased Flexibility in employment, payment, recruiting systems
  • More Training and Development
  • Reduced Costs by downsizing and improved efficiency
  • Manage external pressures to reduce government spending
  • Manage internal demands for accountability and responsiveness
  • Decentralization and privatization of some services

Forces That Led to NPM

  • Increased personalism contributing to corruption
  • Political loyalties limiting anonymity and confidentiality aspects
  • Culture of the public service (class, racial, and ethnic divides).
  • Work attitude (reticence to delegate, reluctance to take responsibility, poor ethics expressed via low achievement and high absenteeism)
  • External forces like economic crises (1980s) and Structural Adjustment Programme (SAP).
  • Reforms in the public service were deemed needed.

Differences Between Private and Public Sectors

  • Authority to alter organizational positions
  • Leadership continuity
  • Use of excess funds
  • Objectives measured by results (profit) – versus objectives measured by processes/programs
  • Anonymity and media access
  • Cost-cutting practices
  • Rewards for achievements
  • Selecting "expert" boards setting up general operating policies
  • Operations geared to effectiveness
  • top Management evaluated

Introduction of HRM in Caribbean Public Sectors

  • HRM reflected in public sector reform proposals of various countries (e.g., Barbados, St. Lucia, Jamaica)
  • Specific chapters or sections in national plans addressed HRM.
  • Three Caribbean states noted in this context are: Barbados in 1998, St.Lucia (2000) and Jamaica (2003).

Role of the Public Service Commission (PSC)

  • According to Mills, the PSC protects public servants, provides equal opportunities based on merit, and avoids patronage.

Trinidad and Tobago Experience (Introduction of HRM)

  • First country to appoint a specific minister (Gordon Draper) for public service in 1991.
  • Mr. Drape presented his vision & public sector reform to the Trinidad Senate in 1992.
  • One of the central elements (HRM & Human resource development) were initiated in 1995, and a performance appraisal system was implemented in 1992, a job evaluation exercise in 1993.
  • Decentralization of personnel to individual ministries
  • Initiated training programs for various levels of public sector employees to promote reforms.
  • HRM initiatives were coordinated with individual ministries via implementation teams.

Trinidad and Tobago HRM Outcomes

  • Despite efforts, the reform was not successful
  • Communication problems;
  • Loss of political will (change in ministers' focus/priorities)
  • Persistence of nepotism
  • Maintenance of existing structures
  • Perceived cosmetic nature of HRM reforms.

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Explore the evolution of human resource management in the Commonwealth Caribbean, examining the impact of colonialism on bureaucratic structures. This quiz covers key HR activities, models of personnel management, and the definition of bureaucracy, suitable for understanding public sector dynamics.

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