Pharmaceutical Quality Assurance & Control
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A pharmaceutical company is changing its supplier of raw materials. Which action falls under the responsibilities of the Quality Unit?

  • Developing marketing strategies to promote products made with the new raw materials.
  • Negotiating the contract with the new supplier to ensure cost-effectiveness.
  • Approving or rejecting the incoming components from the new supplier based on quality standards. (correct)
  • Scheduling the delivery of the raw materials to minimize storage costs.

Which scenario requires approval from the Quality Unit?

  • Ordering standard office supplies for administrative staff.
  • Minor adjustment to the thermostat in the storage area.
  • Routine cleaning of the manufacturing facility according to a pre-approved schedule.
  • Implementation of a new analytical testing method for product quality control. (correct)

What is the primary focus of Quality Assurance (QA) compared to Quality Control (QC)?

  • QA focuses on pre-planning and documenting processes to ensure expected outcomes, while QC focuses on verifying that quality standards are met through testing. (correct)
  • QA focuses on physical verification through analytical testing, while QC focuses on systematic process analysis.
  • QA is responsible for managing non-conformance, while QC is responsible for approving SOPs.
  • QA is concerned with laboratory operations, while QC is concerned with legislative enforcement.

A deviation occurs during the manufacturing process. Who is responsible for leading the investigation and preparing a report?

<p>The Quality Unit, to ensure a thorough and unbiased investigation into the non-conformity. (C)</p> Signup and view all the answers

What is the MOST important purpose of Quality Assurance (QA) having the 'last say'?

<p>To ensure all decisions align with quality standards and regulatory requirements. (B)</p> Signup and view all the answers

According to the 'Human Particle Emissions' chart, which activity produces approximately 10,000 particles?

<p>Coughing (C)</p> Signup and view all the answers

Based on the pie chart detailing causes of process contamination in cleanrooms, what is the primary source of contamination?

<p>People (C)</p> Signup and view all the answers

Which of the following is the MOST important reason for personnel to sanitize their hands before entering production areas?

<p>To prevent the introduction of contaminants. (A)</p> Signup and view all the answers

Which of the following conditions would MOST likely disqualify a person from handling starting materials, intermediates, or finished products?

<p>Illness and/or open lesions (wounds). (A)</p> Signup and view all the answers

What is the MOST likely reason for companies to conduct periodic eye and hearing examinations for personnel working under loud machinery environment?

<p>To monitor for potential sensory damage. (B)</p> Signup and view all the answers

What is a key difference between biometric and non-biometric electronic signatures?

<p>Biometric signatures utilize unique physical traits for identification, unlike non-biometric. (D)</p> Signup and view all the answers

An operator completes a task on a cGMP document and signs/initials it. What responsibility does this action entail?

<p>Guaranteeing the accuracy and truthfulness of the completed action acknowledged by the signature. (A)</p> Signup and view all the answers

Which action(s) could potentially lead to termination and/or legal action?

<p>Signing someone else’s name on a document or sharing your e-signature. (C)</p> Signup and view all the answers

What is the primary purpose of Good Documentation Practices (GDP) in the context of GMP documents?

<p>To provide standards for the execution of GMP documents, ensuring data reliability and integrity throughout the product lifecycle. (C)</p> Signup and view all the answers

In a scenario where both an operator's and a verifier's signatures are required, which of the following statements is most accurate?

<p>The verifier's signature confirms the operator's action, adding an extra layer of control. (B)</p> Signup and view all the answers

What is the primary purpose of regulatory agency inspections (audits) of manufacturing plants?

<p>To verify compliance with Good Manufacturing Practice (GMP) regulations. (A)</p> Signup and view all the answers

How does the FDA typically differ in its approach to inspecting manufacturing sites within the USA compared to those outside the USA?

<p>The FDA provides a 90-day advance notice for inspections of sites outside the USA, but may inspect sites within the USA without notice. (B)</p> Signup and view all the answers

Which of the following represents the correct order, from general to specific, in the GMP document pyramid?

<p>Regulations -&gt; Company Quality Policies -&gt; Company SOPs -&gt; Records (A)</p> Signup and view all the answers

Why is harmonization of cGMP requirements among different countries considered important?

<p>To prevent the widening of differences in GMP standards that could lead to gaps in quality and safety. (A)</p> Signup and view all the answers

In the context of quality assurance within a biopharmaceutical company, what is the primary reason for requiring sufficient and qualified personnel?

<p>To establish and maintain a reliable system of quality assurance by effectively executing all manufacturing responsibilities. (C)</p> Signup and view all the answers

If a pharmaceutical company wants to begin selling a product in Japan, what is the most important first step they need to take regarding regulatory compliance?

<p>Obtain approval from the Pharmaceuticals and Medical Devices Agency (PMDA). (C)</p> Signup and view all the answers

Why is it essential for new hires in GMP areas to receive training on cGMP and related procedures before being assigned duties?

<p>To guarantee they understand and adhere to required standards, minimizing the risk of non-compliance and product defects. (B)</p> Signup and view all the answers

Within a biopharmaceutical organization, what is the main purpose of conducting regular refresher training for personnel?

<p>To guarantee all employees remain current with the latest cGMP standards and practices. (D)</p> Signup and view all the answers

A pharmaceutical company is developing its 'company Standard Operating Procedures; (SOPs)'. According to GMP documentation principles, what should these SOPs primarily detail?

<p>Procedures and instructions on how to execute specific processes within the company. (C)</p> Signup and view all the answers

In a biopharmaceutical organization, which department is primarily responsible for ensuring that all documentation is properly controlled and managed?

<p>Documentation Control (D)</p> Signup and view all the answers

A pharmaceutical company based in Singapore is planning to export medicinal products to Australia. Which GMP guidelines should they primarily consult to ensure compliance for the Australian market?

<p>Australian Code of GMP. (D)</p> Signup and view all the answers

Considering the organizational structure of a biopharmaceutical company, why should the heads of Operation and Quality be independent of each other?

<p>To prevent conflicts of interest and ensure impartial decision-making regarding product quality and compliance. (C)</p> Signup and view all the answers

A batch record indicates an anomaly during the manufacturing process. According to the GMP Document Pyramid, what type of document is the 'batch record' and what is its primary purpose?

<p>Records; to provide a documentation history of what was done. (D)</p> Signup and view all the answers

Which of the following scenarios requires a change control process in a biopharmaceutical manufacturing environment?

<p>A planned upgrade to a piece of equipment used in the manufacturing process. (B)</p> Signup and view all the answers

What is the first action that should be taken when a deviation or incident occurs during biopharmaceutical manufacturing?

<p>Report and document the deviation/incident according to established procedures. (B)</p> Signup and view all the answers

Why is diligently tracking the status and duration of change control requests (open, pending, closed) considered a crucial element of process management?

<p>It maintains process integrity, avoids delays, and ensures timely implementation of necessary modifications. (B)</p> Signup and view all the answers

A company identifies a non-compliance issue during a quality audit. According to GMP guidelines, what steps must the company take?

<p>Implement Corrective Actions and Preventive Actions (CAPAs), document them, and implement them within a specific timeframe. (D)</p> Signup and view all the answers

According to the GMP document pyramid, which level contains documents that describe how specific processes should be executed?

<p>Company Standard Operating Procedures (SOPs) (A)</p> Signup and view all the answers

Which of the following is NOT a key aspect of documentation in a cGMP-compliant company?

<p>Using photocopies of original documents to save on paper. (A)</p> Signup and view all the answers

Why is thorough documentation essential in pharmaceutical manufacturing processes?

<p>It assures regulators of legal compliance and proves adherence to procedures, providing a complete batch history and aiding problem investigations. (D)</p> Signup and view all the answers

A pharmaceutical company is implementing a new electronic system for managing documentation. What is a crucial consideration for ensuring compliance with cGMP requirements?

<p>The electronic system must have controls to ensure data integrity, audit trails, and limited access to authorized personnel. (C)</p> Signup and view all the answers

A deviation occurs during the manufacturing of a drug product. The investigation reveals that a critical step was not properly documented. What is the likely consequence of this lack of documentation, according to GMP principles?

<p>The batch may be rejected due to the inability to verify that the process was followed correctly. (D)</p> Signup and view all the answers

During an internal audit, it is discovered that several SOPs are outdated and do not reflect current practices. What immediate action should be taken?

<p>Update the SOPs to reflect current practices and train personnel on the revised procedures. (A)</p> Signup and view all the answers

If a discrepancy is found in a batch record after the batch has been released, what is the appropriate course of action?

<p>Implement a thorough investigation to determine the cause and potential impact of the discrepancy, and document the findings in a CAPA report. (C)</p> Signup and view all the answers

Flashcards

PMDA

Agency in Japan responsible for pharmaceuticals and medical devices regulation.

Regulatory Authority

Authority that manufacturers must obtain approval from before selling products within a specific country.

GMP Audit

Regulatory agency inspections to check compliance with GMP.

FDA unannounced inspections

US regulatory body that may inspect US manufacturing sites unannounced.

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Australian Code of GMP

The TGA publishes this

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Company SOPs

Documents outlining specific procedures for executing processes within a company.

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Records

Documentation history, for example batch record, training history.

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GMP Harmonization

Efforts to unify GMP standards across different countries.

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Deviation/Incident Reporting

Reporting and documenting deviations or incidents that occur during manufacturing or testing.

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Investigation Execution

Carrying out investigations to determine the root cause of deviations or incidents.

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Change Control Tracking

Tracking the status (open, pending, closed) and duration of change control processes.

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Types of Change

Changes such as documentation, procedures, or equipment.

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Quality Assurance System

A system that ensures products are consistently produced and controlled according to quality standards.

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Training Requirements

Personnel must be adequately trained to perform their assigned responsibilities before starting their duties.

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Key Personnel Roles

Heads of Manufacturing/Operation, Quality, Sales/Distribution. Operation and Quality should be independent.

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Regular Refresher Training

Training on current Good Manufacturing Practices to maintain current awareness. Refreshers help personnel stay updated on current best practices.

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Quality Unit Responsibilities

Has authority to approve or reject components and products; manages quality-related documentation and processes.

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Documents Needing Quality Approval

Policies, SOPs, product specifications, validation protocols, batch records, and more require quality approval.

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Quality Assurance (QA)

Systematic process analysis to preplan and document activities, ensuring expected outcomes.

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Quality Control (QC)

Physical verification through analytical testing to confirm quality standards are met.

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Electronic Signature

Computer data compilation of symbols, legally binding as a handwritten signature.

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Biometric Signature

Signature using unique physical traits like fingerprints or voice recognition.

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Non-Biometric Signature

Signature using at least two distinct identification components like a code and password.

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Good Documentation Practices (GDP)

Standards and practices for executing GMP documents, ensuring data reliability and integrity.

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GDP Aim

Ensuring reliability and integrity of information and data throughout a product's lifecycle.

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Human Particle Emissions

Expulsion of particles from the body through actions like sneezing, coughing, and talking.

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Cleanroom Contamination Source

People are the primary source of contamination in cleanrooms.

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Health Examinations

Health checks to maintain employee health and safety.

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Induction Training

Training on basic hygiene practices.

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Hand Sanitization Procedures

Written procedures and instructions for hand sanitization before production.

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CAPA

Actions taken to eliminate the causes of existing non-conformances (Corrective Actions) or potential non-conformances (Preventive Actions) found during an audit. They must be documented, implemented, and verified.

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Quality Re-audit

A review to verify that corrective and preventive actions (CAPAs) implemented in response to audit findings are effective.

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GMP Document Pyramid

Regulations, company quality policies, standard operating procedures (SOPs), and records.

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Documentation in GMP

Assurance that quality-related activities are carried out as planned and approved. Can be electronic or paper.

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Types of GMP Documentation

Procedures (SOPs), records, logbooks, datasheets, protocols, reports, and labels.

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Importance of Documentation

To assure compliance with legal requirements and marketing authorization, prove procedures were followed, and provide traceability.

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Traceability via Documentation

Provides a complete history of finished batches and aids in investigating problems.

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FDA Stance on Documentation

If any step or action is not documented, assume it has not been done.

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Study Notes

  • Good Manufacturing Practices (GMP) are a set of guidelines that ensure pharmaceutical products are consistently produced and controlled according to quality standards.

Pharmaceutical Drug Categories:

  • Natural products are obtained from herbs, plants, roots, vines, and fungi; an example is Turmeric.
  • Small molecule drugs (SMDs) are chemically synthesized products inspired by natural products; an example is Aspirin (molecular weight 180 g/mol), which reproduces salicin from willow bark and has a molecular size less than 900 Dalton.
  • Biologics, also known as biopharmaceuticals, are produced by genetically engineered organisms, such as vaccines and recombinant proteins for cancer treatment; an example is Avastin (molecular weight ≈149000 g/mol), with a molecular size greater than 900 Dalton.

GMP Concepts:

  • GMP is a quality assurance system ensuring products for human consumption are produced consistently and controlled to quality standards, minimizing risks like contamination and errors during production.
  • cGMP means Current Good Manufacturing Practices, which involves using up-to-date technologies and systems to comply with the most updated regulations and changes.
  • GMP applies to manufacturing biologics and pharmaceutical drugs, medical devices and implants (e.g., prostheses and diagnostic instruments), cosmetics, and food.

GMP Application within a Company:

  • GMP applies to all manufacturing steps from start to finish.
  • GMP implementation includes proper organization and personnel, with defined responsibilities and qualifications for the personnel.
  • GMP incorporates equipment management including calibration and preventive maintenance, and buildings and facilities, including design, construction, and maintenance
  • GMP relies on production controls to ensure all procedures and limits are followed, and that risks of contamination are mitigated.
  • GMP also extends to quality control, including samples and retains, records and reports (traceability), inspections and audits, documentation, validation, packaging and labelling with proper expiration dating and tamper-proofing, as well as warehousing and distribution.

Importance of GMP:

  • GMP prevents tragedies, prevents taking shortcuts, and inculcates attitudes and actions towards producing quality products.
  • Production of biopharmaceutical products and medical devices are governed by GMP requirements.
  • GMP knowledge is important for work in related industries.
  • Good Manufacturing Practices (GMP) can be summarized with other Pharmaceutical Practices with "GxP", including Good Manufacturing Practice (GMP), Good Laboratory Practice (GLP), Good Documentation Practice (GDP), Good Distribution Practice (GDP), Good Dispensing Practice (GDP), and Good Clinical Practice (GCP).

GMP Historical Context:

  • In the early 1900s, "The Jungle" revealed unsanitary conditions of the Chicago meat packing industry including slaughtered animals under insanitary conditions, sales of rotten/diseased meat, and ground meat tainted with poisoned rats and unfortunate workers.
  • In 1906, the Pure Drug and Food Act was passed in response to the conditions in the Chicago meat packing industry to prevent contaminated food/meat, require truthful labelling, and create the FDA.
  • In 1937 an incident occurred in which a manufacturer used diethylene glycol in preparation of Elixir Sulfanilamide, leading to more than 100 deaths, which resulted in enaction of Federal Food, Drug and Cosmetic Act (1938).
  • In the 1960s, the drug Thalidomide that was used for a sleeping pill and morning sickness medication, caused over ~10,000 cases of birth defects known as Flipper Babies; this led to tighter regulation imposed for proving drug safety and effectiveness.

Regulatory Oversight:

  • Regulatory bodies license and control the manufacture and sale of healthcare products, ensuring systemic conformity through GMP; each country sets its own standards.
  • The FDA (USA), EMA (EU), HSA (SG) regulates GMP.
  • The Medicines and Healthcare products Regulatory Agency (UK) Therapeutic Goods Administration (TGA Australia) and Pharmaceuticals and Medical Devices Agency (Japan) are other regulatory bodies
  • Overall, all regulatory bodies overall principles of GMP are the same, but they differ in approach and guideline enforcement.
  • Approvals from country-specific authorities are required to sell products in that country.
  • Regulatory agencies inspect manufacturing plants for GMP compliance; the FDA visits USA sites without notice, while sites outside the USA get a 90-day notice; HSA visits Singapore plants with advance notice.

GMP Regulations & Guidance:

  • The USA follows Title 21 Code of Federal Regulations (CFR) Parts 210, 211, 820, and FDA Guidelines.
  • The EU follows EU GMPs Annex 1, 2, 13 EU Directives 2003/94/EC, 2004/23/EC.
  • Australia follows the Australian Code of GMP.
  • Singapore follows PIC/S Guide to GMP for Medicinal Products.
  • ICH's mission is harmonizing the standards from different countries; ICH Q7A GMP (Good Manufacturing Practice) Guidance for Active Pharmaceutical produces over 40 guidelines.
  • The Pharmaceutical Inspection Convention and Pharmaceutical Inspection Co-operation Scheme (PIC/S) established in 1995, provides a non-legal cooperative arrangement between regulatory countries with 60 members as of Oct 2024; HSA became a member in Jan 2000.

PIC/S Benefits:

  • Training opportunities through PIC/S Seminars and the Joint Visits Programme, which provides a forum for regulators to train together.
  • Uniform global GMP standards as the PIC/S Committee promotes uniform meaning of GMP and Quality Systems for GMP Inspectors.

Quality

  • Quality exhibits a product that meets specifications, fulfilling its fitness-for-use.
  • The basic elements of Quality Management are the appropriate infrastructure or “quality system", systematic actions with adequate confidence.
  • Management authorizes direction regarding quality.
  • All elements contribute to quality assurance.

Appropriateness of QA System:

  • Appropriateness of QA System is the Responsibilities and Authorities for all managerial and personnel which is defined in job descriptions.
  • A good QA system approaches and applies the Quality Standards Complying to same standards which is GMP, GDP, GLP and current regulatory guideline.
  • QA production and control operations should be properly defined in documentations (Manufacturer, supplier and use of materials).
  • QA should also include product sales, adhering to marketing authorization, production, and QC needs, which are authorized by an authorized person as well as self-inspection and/or Quality Audits
  • QA should document reporting and tracking systems with appropriate approvals.

QA Personnel:

  • A satisfactory system of quality assurance relies on sufficient and qualified personnel to carry out tasks.
  • All personnel should be trained in cGMP awareness and practices, with regular refresher training and proper documentation.
  • Key personnel, including heads of various departments (manufacturing/operation, quality, sales/distribution, etc., should be full-time, with heads of operation and quality being independent of one another.
  • A Quality Unit has the responsibility to approve/reject incoming components and products manufactured and should be involved of all product designs.

GMP Documentation:

  • GMP Documents Requiring Quality Approval include Policies, Standard operating procedures (SOPs), Product specifications, Validation protocols, Change control records, Batch records, Analytical testing methods, Raw material certificates of analysis, Calibration and maintenance documents, Non-conformity investigation reports, Product release package, and Complaint records.
  • QA entrails processes for systematic analysis processes pre-planning and documented systematic undertaking.
  • Quality Assurance (QA) verifies physical quality through analytical testing.

Quality Control

  • Quality control relies on automated preventive measures for processes collected statistically.
  • Quality Audit: A systematic, independent examination of the quality system with calibration and preventive maintenance with the purpose ensure continuous effectiveness of the quality management system
  • Quality control standards must be performed within set intervals.

Documentation

  • Documentation in complying to cGMP assures quality-related activities follow plans; the original copies of documentation must be accurately managed.
  • Documentation includes Procedures (SOP) Records, logbooks, datasheets Protocols reports and Labels.
  • Documentation serves to assure regulators that the manufacturing process complies to legal requirements and traceability for finished batches and investigations.
  • Personnel signatures are documented through handwriting or encrypted, and shall only belong to that person for the actions they made.

Good Documentation Practices:

  • Good Documentation Practices (GDP) provides standards to GMP execution which has complete and accurate records.
  • Guiding Principles of GDP includes Accurate, Complete, Traceable, Permanent, Clear , Timely record creation, and documentation storage.
  • Error regulations can be made with strike throughs made with single lines.
  • Data Integrity and Accuracy of Data are key in good reporting.
  • SOP (Standard Operating Procedure) documentation dictates all actions which is important in cGMP.

Standard Operating Procedures

  • SOPs dictates all repeated task for an operation has a standard operation.
  • SOPs Format are created with information of frequency, the Title, number, approved, the description.
  • SOP writing must have a descriptive title and a concise procedure for quality.

Definitions

  • The three Quality definitions are:
    • Batch/Lot: : A batch of product from beginning to end will be treated as one unit.
    • Batch Production: Each process is completed before moving onto the next process.
    • Batch/ Control number: combination that labels it as a single unit.

Records

  • Records data of the product of production containing original files or electronic data.
  • Record storage has a list of quality documentation that is retained for 1 year after the production and is made apparent and organized for viewing when inquired.
  • Record entries should be initialed and dated.
  • Batch production records contain a variety of information that are duly marked.
  • After all product records are created and completed they get approved and audited.

Types of records

  • Production records contain equipment status, equipment conditions, components from supplier, labels and distribution records.
  • Laboratory and testing records contain data for results and experiments.

Equipment Cleaning

  • Equipment Cleaning a status log on the current state and the status of the equipment (cleaning maintenance), and a log of raw materials.
  • All Equipment will undergo a inventory count record stating the amount of items that passed and failed within a production.
  • Production and manufacturing Records contain the process that products are produced and how long a set of cycles are manufactured along with any defects or changes.

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Test your knowledge of pharmaceutical quality control and assurance. This quiz covers responsibilities of quality units, deviation investigations, contamination sources, and personnel hygiene in pharmaceutical manufacturing.

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