Podcast Beta
Questions and Answers
¿Cómo se define la competencia en la auditoría según ISO 19011:2018?
¿Qué deben asegurarse los individuos que gestionan el programa de auditoría, según la norma ISO 19011:2018?
¿Qué aspecto enfatiza ISO 19011:2018 en el proceso de auditoría en relación con los informes?
¿Qué requisito específico se menciona para los líderes del equipo de auditoría según ISO 19011:2018?
Signup and view all the answers
¿Cómo se define la competencia de los auditores en términos de evaluación según ISO 19011:2018?
Signup and view all the answers
¿Qué aspecto se destaca en el manejo de un programa de auditorías según ISO 19011:2018?
Signup and view all the answers
¿En qué se basan los principios de auditoría en ISO 19011:2018?
Signup and view all the answers
¿Cuáles son las etapas del proceso de auditoría según ISO 19011:2018?
Signup and view all the answers
¿Qué es esencial para todos los estándares de sistemas de gestión según ISO 19011:2018?
Signup and view all the answers
¿Qué aspectos aborda la gestión de un programa de auditoría según ISO 19011:2018?
Signup and view all the answers
Según ISO 19011:2018, ¿qué debe hacerse con las evidencias recopiladas durante una auditoría?
Signup and view all the answers
¿Cuál es uno de los objetivos principales de las auditorías según ISO 19011:2018?
Signup and view all the answers
Study Notes
ISO 19011:2018 - Auditing Principles, Audit Process, Auditor Competence, Audit Program Management, and Audit Reporting
ISO 19011:2018 is an internationally recognized standard for auditing management systems. Its guidelines are applicable to all organizations and companies that perform internal and/or external audits of management systems or are involved in the certification industry. The standard focuses on managing an audit program, adhering to the principles of auditing, and evaluating individuals responsible for managing the audit process. Here is a detailed look at the key subtopics of ISO 19011:2018.
Auditing Principles
The principles of auditing in ISO 19011:2018 are based on the risk-based approach, which considers risks and opportunities. Audits should focus on relevant topics to achieve the client's goals. The standard emphasizes the need to confirm conformity but also to improve the organization and its processes. A process approach is essential for all management system standards, and audits should aim to evaluate all relevant processes and their interactions.
Audit Process
The process of auditing is divided into several stages: planning, execution, and follow-up. ISO 19011:2018 provides guidance on managing an audit program, which includes roles and responsibilities, planning and reviewing internal documents, collecting and verifying audit evidence, generating findings, preparing reports, communicating findings, and assessing results and trends. The standard is flexible and can be applied differently depending on the size, nature, and complexity of an organization.
Auditor Competence
Competence in auditing is defined as "ability to apply knowledge and skills to achieve intended results". ISO 19011:2018 emphasizes the importance of team competence and individual auditor competence. Auditors should possess both generic and sector-specific knowledge and skills. Audit team leaders should have additional competence to provide leadership to the audit team. Competence should be determined through a process that considers an auditor's personal behavior and their ability to apply the knowledge and skills gained through education, work experience, auditor training, and audit experience.
Audit Program Management
ISO 19011:2018 provides guidance on managing an audit program. Individuals managing the audit program should ensure that the audit program is established and planned, risks and opportunities are identified, audit program objectives are defined, and the competence of an audit team matches the audit scope and objective. Adequate resources should be available, and individual audits should be monitored for evaluation and improvement of the audit program.
Audit Reporting
ISO 19011:2018 emphasizes the importance of reporting in the audit process. Audit reporting should be transparent and include findings, recommendations, and action plans. Reporting should be tailored to the audience and should ensure confidentiality and information security.
In summary, ISO 19011:2018 is a comprehensive guide for auditing management systems that provides guidance on managing an audit program, adhering to auditing principles, assessing auditor competence, and reporting on audits. Its principles are based on the risk-based approach, which considers risks and opportunities to focus audits on what matters most to the client and to achieve their goals.
Studying That Suits You
Use AI to generate personalized quizzes and flashcards to suit your learning preferences.
Description
Descubre los aspectos clave de ISO 19011:2018, un estándar internacionalmente reconocido para la auditoría de sistemas de gestión. Aprende sobre los principios de auditoría, el proceso de auditoría, la competencia del auditor, la gestión del programa de auditoría y la importancia del reporte en el proceso de auditoría.
