Ethical Principles in Human Research
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Questions and Answers

Which of the following is an example of how the principle of beneficence is applied to a study involving human subjects?

  • Maximizing sample sizes regardless of harm
  • Conducting research without consent
  • Ignoring participant well-being
  • Ensuring that risks are reasonable in relationship to anticipated benefits (correct)
  • What is the primary ethical violation in the Harvard 'Tastes, Ties, and Time (T3)' study?

    Failure to protect research subjects from deductive disclosure

    Which study is linked most directly to the establishment of the National Research Act in 1974?

    The Public Health Service Tuskegee Study of Untreated Syphilis in the Negro Male

    What does the Belmont principle of beneficence require?

    <p>Potential benefits justify the risks of harm</p> Signup and view all the answers

    According to the Belmont Report, what expresses the principle of justice?

    <p>Fair outcomes in the selection of research subjects</p> Signup and view all the answers

    What is defined as identifiable private information under federal regulations?

    <p>Living human beings with data obtained through interaction or intervention</p> Signup and view all the answers

    Provide an example of research with human subjects as per federal regulations.

    <p>A developmental psychologist videotapes interactions between toddlers and caregivers</p> Signup and view all the answers

    What type of information does the Census data represent?

    <p>Public information</p> Signup and view all the answers

    Provide an example of research with human subjects according to federal regulations.

    <p>A study of 4th grade classrooms varying the timing of reading instruction</p> Signup and view all the answers

    What is a medical record an example of?

    <p>Private information</p> Signup and view all the answers

    What action can a researcher expect if they submit a study to the IRB concerning oral histories of Bill Gates' acquaintances?

    <p>The IRB will not review this study because it is not research as defined by federal regulations</p> Signup and view all the answers

    Provide an example of research with human subjects according to federal regulations.

    <p>An experiment on gender-related stereotypes in math</p> Signup and view all the answers

    Provide an example of research with human subjects according to federal regulations.

    <p>A cognitive psychologist enrolls students for a study on mood effects</p> Signup and view all the answers

    What should an investigator do after a serious adverse drug experience occurs?

    <p>Report the adverse drug experience in a timely manner as per IRB policies</p> Signup and view all the answers

    For how long must consent documents, IRB correspondence, and research records be kept?

    <p>For a minimum of three years after completion of the study</p> Signup and view all the answers

    When may expedited review of a new study be used by the IRB?

    <p>When the study involves no more than minimal risk</p> Signup and view all the answers

    Amendments involving changes to IRB approved protocols do NOT need prior IRB approval if?

    <p>Changes must be immediately implemented for the health and well-being of the subject</p> Signup and view all the answers

    How often must IRB continuing review of an approved protocol occur?

    <p>At least annually</p> Signup and view all the answers

    What issue may arise regarding parental permission in research involving children at a clinic?

    <p>Parents might feel pressure to give permission for their children's data to be used</p> Signup and view all the answers

    What is a general requirement for informed consent?

    <p>No informed consent may include any exculpatory language</p> Signup and view all the answers

    In which scenario would it NOT be appropriate to provide subjects with information about missing elements of consent?

    <p>When assigned to activities based on an undesirable physical characteristic</p> Signup and view all the answers

    When may a waiver of documentation of informed consent be granted?

    <p>When the principal risk is a breach of confidentiality</p> Signup and view all the answers

    What must researchers provide potential subjects as part of the consent process?

    <p>Information at the appropriate reading comprehension level</p> Signup and view all the answers

    What constitutes both a breach of confidentiality and a violation of subjects' privacy?

    <p>Making identifiable data about sexual behavior available to graduate students</p> Signup and view all the answers

    How are data made anonymous?

    <p>By destroying all identifiers connected to the data</p> Signup and view all the answers

    What is true about providing confidentiality to focus group participants?

    <p>The researcher cannot control what participants repeat about others outside the group</p> Signup and view all the answers

    What confidentiality procedure protects against compelled disclosure of identifiable information in a longitudinal study?

    <p>Securing a Certificate of Confidentiality</p> Signup and view all the answers

    What best characterizes the situation where a researcher leaves a research file in a stolen car containing aggregated numerical data?

    <p>There was neither a violation of privacy nor a breach of confidentiality</p> Signup and view all the answers

    What consideration was relevant to the IRB's determination regarding a secondary analysis using a CDC database?

    <p>The researcher will not be interacting with subjects and the data has no identifiers</p> Signup and view all the answers

    What is true about a physician reviewing medical records of patients in a study?

    <p>The study is human subject research which is eligible for expedited review</p> Signup and view all the answers

    What does the incident of a stolen laptop containing patient identifiers constitute?

    <p>A breach of confidentiality</p> Signup and view all the answers

    What was NOT included as possibly leading to vulnerability according to NBAC?

    <p>High potential for individual benefit from participating in research</p> Signup and view all the answers

    What type of vulnerability might an acutely ill person face?

    <p>Situational cognitive vulnerability</p> Signup and view all the answers

    What are the four common abuses that give rise to vulnerability in research?

    <p>Physical control, coercion, undue influence, and manipulation</p> Signup and view all the answers

    Identify groups protected in federal regulations under 45 CFR 46.

    <p>Pregnant women, prisoners, children</p> Signup and view all the answers

    What constitutes an 'undue influence' in research inducements?

    <p>Inducements alter a potential subject's decision-making processes</p> Signup and view all the answers

    Study Notes

    Ethical Principles in Research

    • Beneficence involves ensuring that research risks are justified by potential benefits.
    • The Belmont principle of beneficence mandates that potential benefits must outweigh risks of harm.
    • Justice relates to fair outcomes in the selection of research subjects.

    Historical Context of Research Ethics

    • The National Research Act (1974) and the Belmont Report were significantly influenced by the Tuskegee Study of Untreated Syphilis.
    • Ethical violations in research can arise when subjects are not protected from risks like deductive disclosure, as seen in the Harvard T3 study.

    Human Subjects Research Regulations

    • Federal regulations define human subjects as living individuals from whom data is collected through interaction or identifiable private information.
    • Research involving human subjects must ensure informed consent without exculpatory language that waives legal rights.
    • Consent documents must be retained for at least three years post-study completion.
    • The IRB reviews studies to ensure ethical standards are met and must conduct continuing reviews annually.
    • Changes to IRB-approved protocols can be implemented without prior approval if critical for participant health.

    Research Scenarios and Ethics

    • Studies involving children or using identifiable data, like medical records, must carefully consider consent and confidentiality.
    • A waiver for documentation of informed consent may be granted when the primary risk is confidentiality breach.

    Confidentiality and Data Handling

    • Data anonymization is achieved by destroying all identifying information.
    • Breaches of confidentiality occur when identifiable data are disclosed contrary to agreements.
    • Researchers should secure Certificates of Confidentiality for studies involving sensitive information to protect against compelled disclosures.

    Vulnerable Populations and Ethical Concerns

    • Certain groups, including pregnant women, prisoners, and children, receive additional protections under federal regulations.
    • Research inducements may lead to undue influence if they affect potential subjects' ability to weigh risks and benefits appropriately.

    Additional Considerations

    • Situational cognitive vulnerability can arise in acutely ill individuals, increasing risks during participation.
    • Historical abuses rooted in physical control, coercion, undue influence, and manipulation have highlighted the need for rigorous ethical standards in research.

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    Description

    Explore the key ethical principles that guide human subjects research, including beneficence, justice, and the importance of informed consent. This quiz delves into historical contexts and federal regulations impacting research ethics, highlighting significant events like the Tuskegee Study. Test your knowledge about the ethical framework necessary for conducting responsible research.

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