9 Questions
What is the consequence of not completing AML training before it expires?
Impact on client experience
How often should AML training be completed?
Annually
What will happen if you serve customers without completing AML training?
You will be in breach
What is the potential consequence of leaving client's documents unattended on your desk overnight?
Information breach incident
What is the recommended action for ensuring the security of client documents?
Ensuring all documents are always locked away
Why is it important to adhere to the Clean Desk Policy and Data Protection Policy?
To avoid information breaches
What could be the result of leaving client's documents unattended on your desk overnight?
A breach of information security
What should employees do to avoid information breaches related to client documents?
Always lock away all documents
Why is it important to adhere to the Clean Desk Policy and Data Protection Policy?
To avoid information breaches
Take this quiz to refresh your knowledge on Anti-Money Laundering (AML) regulations and compliance requirements. Test your understanding to ensure that you are up to date and in compliance with AML training obligations.
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