Bernalillo County Fire & Rescue Standard Operating Guidelines 1.8 PDF
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Robert Rose, Greg Perez
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Summary
This document details standard operating guidelines for fire and rescue operations, specifically focusing on command structure, communication, and incident management.
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***Robert Rose, Deputy Chief Operations Greg Perez, Fire Chief*** Purpose: To provide enough support to the incident commander, so they may effectively manage the required resources for the necessary length of time in order to achieve the tactical priorities and protect all of the hazard zone work...
***Robert Rose, Deputy Chief Operations Greg Perez, Fire Chief*** Purpose: To provide enough support to the incident commander, so they may effectively manage the required resources for the necessary length of time in order to achieve the tactical priorities and protect all of the hazard zone workers. Scope: The IC's ability to conduct command operations over this time period determines the entire operation's overall effectiveness. Every tactical situation involves a different combination of elements that affect the operation's length and intensity. Definitions: **RMP-** Risk Management Plan **IAP-** Incident Action Plan **IRR-** Initial Radio Report **ETN-** Elapsed Time Notification **CAN-** Conditions Action's Needs General Guidelines: **Assume, Maintain & Upgrade an Effective Command Position** Offensive incident operations usually begin with a Company Officer operating in the fast-attack position. This ends when the incident problem is solved or when command is transferred to a Battalion Commander who will operate in the Command position. Command is then reinforced as later-arriving Commanders/Chiefs arrive on the scene and support Command. Depending on arrival order, rank and SOPs, later-arriving Chief Officers can be assigned to the following standard Command support positions: - Division Officers - Support Officer - Senior Advisor - Branch positions - Section positions As the command requirements for the incident grow, so should the command post. The command team will usually operate from a larger command post. The system must expand progressively and naturally to improve the command position and the level of support given to Command. **Use Standard Command Transfer (Both Ways)** **To a major extent, command effectiveness is directly connected to regular command positioning; the entire command system revolves around the rapid establishment of a stationary, remote command post.** **The 1^st^ arriving Battalion Commander will respond directly to the scene. If an active hazard zone still exists, or if there is still tactical benchmarks to coordinate, the Battalion Commander should be upgraded into the Command position.** This command transfer significantly improves their position and their ability to perform and manage the 8 command functions and the corresponding strategic safety requirements for the entire operation. If this level of command doesn't bring the incident under control, Command will need support. This support comes when subsequent-arriving Chief Officers fill the standard Command support positions. As the hazards subside and incident operations wind down, command will be transferred from the current Battalion Commander to a company officer or other person who will remain on scene until the very end. - Normally done at the end of the incident - All the tactical priorities have been achieved - No Hazard Zone present We use the same system to de-escalate command that we used to escalate it, always matching the level of command to the current situation. **Develop & Maintain Effective Fireground Communications** Command positioning plays a big part in effective fireground communications: - First arriving Company Officer will run the incident over a portable radio. This is the most undesirable position in terms of communication, can only operate 1 radio channel. - Command working in a Command position [unsupported]. Better communications position, can only operate 1 radio channel. - Command working in a Command position [supported]. Best command position, can operate two or more radio channels. **Share All Pertinent Information Up & Down the Chain of Command** Sharing information is how we keep the IAP current and make sure our actions match conditions. The goal of the system is to establish command in a stationary command post as quickly as possible by a Battalion Commander. Command can then monitor the overall operational effect on the incident problem. Command receives IAP information from operating divisions. This information should include a description of the critical factors, the tactical priorities completed, and should start to reveal any critical unknowns on the emergency scene. Critical information that affects all operational areas and/or has an impact on firefighter safety must be shared with everyone on the incident. The best way to do this is through the use of priority and emergency traffic reports. **Consider the time it takes to complete each Tactical Priority** The tactical priorities represent the core of the IAP at any given point during incident operations. Command begins incident operations by estimating the total length of time it will take to complete incident\'s tactical priorities. This estimate allows command to break the entire incident operation into smaller pieces and time frames that correspond with the strategy and IAP that command implements, manages and revises throughout the incident. Estimate how long each tactical priority will take, along with how many people or crews it will take to accomplish them. This should give command a general idea of how many command officers they will need to request to the scene. **Estimate the Duration of Command** Command should forecast how long incident operations will last and how large the command organization needs to be based on the critical factors of the incident. This determination should occur very quickly in the operation. Time and intensity determine how long command and the rest of the command team can remain in charge of an event. Long, slow-moving events (burning debris piles with no exposures, defensive fires with no exposures, etc.) are not as stressful as more complex incidents with personnel operating in a hazard zone. If the incident is going to last beyond the time a command team can reasonably manage, a schedule should be developed. This schedule should manage command-team rotations, as well as rotations for any other staffing positions filled throughout the event. **Develop & Support an Organization that Outlasts the Event** The response and arrival of additional command officers strengthens the overall Command organization. As the incident escalates, Command should use the subsequent arriving Command Officers to fill Division Officer or Command support positions. Filling these different command/tactical roles: Improves safety Decreases the span of control Improves communication Improves accountability Improves management of the Divisions created Specific procedures: **Build a Command Team** Command teams are an organizational response to significant, local incidents. They provide enough command support to bring these situations under control rapidly. Command team members include: - The Incident Commander - The Support Officer - The Senior Advisor **The Incident Commander** A strategically placed Incident Commander is responsible for: - **Overall safety** - **Hazard zone management** - **Perform 8 functions of command** - **Evaluate critical fireground factors** - **Risk management analysis** - **Develop and manage strategy** - **Coordinate the IAP with division officers** - **Manage the completion of the tactical priorities** - **Resource delivered based on division requirements** **The Support Officer** Subsequent arriving Chief Officers will either assume forward positions in the hazard zone as Division supervisors or command support roles to assist command in directly managing the incident. The first command support position is the Support Officer (SO). The SO's roles and responsibilities include: - Evaluate and recommend changes to the incident action plan--- Command officer and the SO continually engage in a "challenge-and-verify" exchange; - Provide direction relating to tactical priorities, specific critical incident factors and safety; - Evaluate the need for additional resources; - Assign logistics responsibilities; - Assist with the tactical worksheet for resource control, accountability and tracking; and - Evaluate the incident organization and span of control. Many times plugging an SO into the command post is all it takes to bring a fast-moving, an almost out-of-control incident back into balance. An SO also serves as a "shield" for command by keeping the attention-diverting distractions away from them. This allows command to stay on the tactical channel and to focus continually on the critical factors, firefighter safety and the tactical priorities. Departments that pair their response Chiefs with Chief's Aides have a significant incident management and safety advantage. If the first arriving Battalion Commander assumes Command, they have a built in Support Officer. When command assigns a Chief working with an Aide to assume Division responsibilities, the Chief Officer becomes the Division Officer responsible for the **Tactical** functions in the Division, and the Aide will assume the **Embedded Safety** responsibilities for that particular Division. **The Senior Advisor** The third member of the command team is the Senior Advisor (SA). The SA is normally the highest-ranking member of the command team and the highest-ranking response chief should assume the role of SA. Their major responsibility is to look at the entire incident and its impact from a broader perspective and to provide direction, guidance and advice to the rest of the command team and support staff. The SA's Roles & Responsibilities: - Review and evaluate the incident action plan, and initiate any needed changes (more challenge and verify); - Provide ongoing review of the overall incident (the big picture); - Review the organizational structure, initiating change or expansion to meet incident needs; - Recommend section and branch functions as required; - Manage appropriate Sections as needed; - Provide management and coordination between the key radio operators in the command post (IC/SO, safety, logistics); - Serve as liaison with other city agencies and officials, outside agencies, property owners and tenants; and - Forecast (and react to) the effect this incident will have in tomorrow morning's newspaper (front page, above the fold). When an SO and SA are supporting command in the command post, you have an integrated, three-person team working together to perform the functions of command. The Incident Commander should use the radio designation "Command" and will generally be the only member of the command team communicating over the tactical radio frequency (the hazard-zone channel). The Incident Commander and command team remain effective only when they operate on the strategic level. If they get bogged down in tactical- and task-level details, incident operations as a whole will suffer. The command team must use the different pieces of the incident organization to escalate operations and delegate detail management. The command team's main goal and focus is managing the workers operating in the hazard zone. This includes providing whatever technical support necessary (e.g., special operations, hazmat, technical rescue, etc.). Large, complex incident operations require a larger command staff to manage any additional organizational positions. **Implement Management Sections & Branches as Necessary** The command team's main goal and focus is managing the workers operating in the hazard zone. This includes providing whatever technical support necessary (e.g., special operations, hazmat, technical rescue, etc.). Large, complex incident operations require a larger command staff to manage any additional organizational positions. These positions provide logistical, planning and administrative support; they also fill safety and branch officer roles where needed. **Section Positions** As incident operations escalate in time, size and complexity, the strategic-level responsibilities can overwhelm the command team. To avoid this command "overload," we can quickly expand the incident organization by assigning section-level positions. These positions include: - Logistics - Planning - Operations - Finance One of the keys to effective incident management is building the properly sized incident organization and support staff. The command team uses the Section positions to delegate functional and support responsibilities. This allows the IC and the command team to focus solely on managing the resource in the hazard zone. **The Logistics Section** is the support mechanism for the organization. Logistics provides services and support systems to all the organizational components involved in the incident. The Logistics Section will operate on its own radio channel. Roles and Responsibilities: - Provide rehab. - Manage staging - Provide and manage any needed supplies or equipment. - Forecast and obtain future resource needs (coordinate with the Planning Section). - Provide any needed communications equipment. - Provide fuel and needed repairs for equipment. - Obtain specialized equipment or expertise per Command. - Provide food and associated supplies. - Secure any needed fixed or portable facilities. - Provide any other logistical needs as requested by Command. - Collect and provide information for an After-Action Review. - Supervise assigned personnel **The Planning Section** is responsible for gathering, assimilating, analyzing, and processing information needed for effective decision-making. The Planning Section serves as the Incident Commander\'s \"clearing house\" for information. This allows the Incident Commander to have a single person provide him/her with information instead of having to deal with dozens of information sources. Information should be used to make long-range plans. The Planning Section Chief\'s goal is to plan ahead of current events and to identify the need for resources before they are needed. Roles and Responsibilities: - Evaluate current strategy and plan with the Incident Commander. - Refine and recommend any needed changes to plan. - Evaluate Incident Organization and span of control. - Forecast possible outcome(s). - Evaluate future resource requirements. - Utilize technical assistance as needed. - Evaluate tactical priorities, specific critical factors, and safety. - Gather, update, improve, and manage information with a standard systematic approach. - Facilitate an After-Action Review and After Action Report. - Liaison with any needed outside agencies for planning needs. **The Finance Section** evaluates and manages the risk and financial requirements for the Fire Department\'s involvement in the incident. Roles and Responsibilities: - Procurement of services and/or supplies from sources within and outside the Fire Department or City as requested by Command (coordinates with Logistics). - Documenting all financial costs of the incident. - Documenting for possible cost recovery for services and/or supplies. - Analyzing and managing legal risk for incidents such as, hazardous materials clean up. - Serves as the Incident Commander\'s liaison with: City officials, Litigators (and other lawyer types) regulatory agencies (EPA, OSHA, DOT, FBI, etc.). - Monitors and coordinates emergency service delivery to the rest of the community during major incidents to ensure adequate coverage. - Serves as the E.O.C. representative in the Command Post and provides briefings to the E.O.C. staff. - Manage investigations (arson, etc.). - Collect and provide information for an After-Action Review. The Finance Section is responsible for obtaining any and all needed incident documentation for potential cost recovery efforts, or litigation, including criminal charges. **The Operations Section:** is responsible for the tactical priorities, accountability, and the safety and welfare of the personnel working in the Hazard Zone. The Operations Section Officer uses the tactical radio channel to communicate strategic and specific objectives to S/D Officers and/or Branch Officers. Roles and Responsibilities: - Coordinate activities with the Senior Advisor. - Implement the Incident Management Plan. - Assign units to SDG/Branches based on Tactical Objectives and priorities. - Build an effective organizational structure through the use of SDG\'s and/or Branches. - Provide Branches and SDG Tactical Objectives. - Manage Operation Section activities. - Personnel Accountability. - Provide for life safety. - Determine needs and request additional resources. - Consult with and inform other Sections and the Incident Command Staff as needed. - Collect and provide information for an After-Action Review. The IC can assume the designation (Ops) when a full command team is assembled. The Senior Advisor will take over the roll of IC and will manage the command-post operation. At no time does this designation mean that the Ops should leave the command post and place themselves around the hazard zone. The Ops section in these instances remains responsible for managing the units in the hazard zone, they will remain in the CP, and will still go by the designation of "Command"; **Implement the Appropriate Branches When Required** Rarely on the local level will an incident require most, if not all, of a community's resources (and the neighbor's community as well). These big-time, major incidents can quickly overwhelm Command with multiple divisions or groups. The next subdivision between command and divisions is a ***Branch***. Branch officers operate on the coordination level and manage several D/G officers that command assigns to them. (The divisions or groups are typically grouped in the standard branches shown above). Command should consider implementing branches when: - The incident is forecasted as a major event that will eventually need many divisions - The incident has two or more large, distinctive components (e.g., haz mat, evacuation and medical) - The incident covers a large geographical area - Anytime the number of divisions or groups starts to overwhelm command The activation of branches signifies that the incident is going to be split into large, separate pieces. Each Branch should operate on its own radio channel when managing and directing the activities of division Officers. Branch Officers will communicate with Command on a separate radio channel designated by command. The radio designation of Branch Officers should reflect the function or geographic area of the Branch. When Command implements Branch Officers, command will assign a separate radio channel (not the tactical channel) for communications within the Branch. Division Officers should be notified by Command of their new supervisor. This information should include: - What Branch the division is now assigned to. - The radio channel the branch is operating on. Branch Officers operate in forward positions. They should utilize a Command Officer\'s vehicle as a forward Branch Command Post (when feasible). In these situations, Command must assign Officers in the Command Post to monitor each Branch radio channel. Branch Officers are not limited to Operations. Any of the Section Officers may implement Branches within their individual sections as needed. **Provide Rehab, Rotation & Relief for Command & Command Staff** This should be a regular part of extended operations. Command, command team, D/G Officers, Section Chiefs and everyone else operating at the incident scene will need periodic rehab, rotation and relief during the course of the incident. Extended fire-incident operations are generally slower-moving, defensive events. During these types of operations, where no one operates within a hazard zone, a well-supported Incident Commander may be able to stay in command for several hours. Incidents that last many hours or days require some type of rotational roster requires for the cycling of companies in and out of incident operations as well as the command staff required to control operations. **Reduce the Command Structure as Part of the Ending Stages of Incident Operations** We use the same system to conclude incident operations that we use to expand the command structure for escalating events. As we complete the tactical priorities, obtain PARs and wrap up incident operations, command needs to develop a plan for the closing phases. At this point, command needs to get out of the command post and tour the incident site. During this "walk about," command gets a firsthand look at the incident scene, talks with crews, decides what remains to be done and formulates a plan for scaling back the operation. The command transfer is generally accomplished by transferring command back to an officer of a unit who will remain on the scene until the event is complete. **Ensure that an Adequate Critique Process is Underway Before De-Commitment** The critique process is how we figure out what went well and what we could have done better. This is a key piece of the action-management cycle---develop SOPs, training, application, critique and revision. Revision (and improvement) is only possible if we conduct regular critiques. Small-scale incidents generally end pretty quickly. This facilitates conducting the critique prior to everyone leaving the scene. Command should lead this process and base the critique on the department\'s SOPs, the incident conditions upon arrival (critical factors), the actions taken, communications and the overall incident outcome. It is more difficult to conduct on-scene critiques at incidents that require large amounts of resources. These events tend to last longer, and the initial-arriving companies have often times been released from the scene by the time the operation ends. These incidents should be critiqued at a later date and the lessons learned distributed throughout the entire department. The most important goal of any critique, regardless of the incident size, is to improve our operations. Any significant lessons learned, both good and bad, should be shared with the rest of the organization. These lessons learned should be incorporated into department SOP\'s and training. **Place Resources Back into Service with a Demobilization Plan** Command's demobilization plan should begin with replacing the most fatigued companies first. If it will take some length of time to get these ready for service, they can remain unavailable until they get their rig restocked (hose loaded, fluids topped off, tools and equipment restocked, etc.). For large-scale incidents where lots of units will be going back into service, command needs to ensure that the correct number and type of units will remain on scene until all the incident's needs have been met. This includes making sure the customer(s) have any needed after-incident support (Red Cross, social services, insurance company, family support, etc.). **Provide Required Critical Incident Support** Incidents that involve trauma, death and loss can be very difficult on responders. The critique offers an excellent forum for command to sit down with all the incident players to find out how well they are coping with the event. The post incident review with your boss and co-workers to help make sense of what just happened can be therapeutic. Command needs to use this time to make sure that everyone is stable, both physically and mentally, before placing them back into service. The best critical incident support happens before we respond to emotionally charged incidents. Working for an organization that cares about its members is the best preventive medicine. The organization shows its regard for the members in everything it does. The main areas include: 1. How the bosses treat the workers 2. How the workers treat one another 3. How everyone treats the customer 4. The training and skill level of the workers 5. The apparatus and equipment (is it adequate?) 6. The systems (IMS, safety, accountability, etc.) that we use when we deliver service Running an organization in a manner where the members and the customers (our work) come first is worth much more than a hospital full of mental-health professionals when it comes to taking care of people and keeping them mentally fit. References: *Blue Card Command SOP's, October 2018 update, Blue Card Command™*