Quality Assurance and Quality Control

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Questions and Answers

Define quality assurance (QA) in the context of a clinical laboratory.

QA is the development and implementation of measures to assure reliable laboratory service.

What is the primary distinction between quality assurance (QA) and quality control (QC)?

QA ensures processes are adequate, while QC evaluates products or work results.

Describe what is encompassed within the term Total Quality Management (TQM).

TQM is a comprehensive, user-oriented approach to quality that influences how lab services function and how resources are used to provide reliable results.

What does 'quality' mean in the context of laboratory services?

<p>Quality refers to the ability of a product or service to satisfy the stated or implied needs of a specific customer (e.g., patients, clinicians).</p> Signup and view all the answers

List three reasons why a quality system is essential for patient sample testing.

<p>Ensures quality, sets standards, meets customer expectations, prevents/corrects problems, drives improvement, and reduces costs.</p> Signup and view all the answers

Identify four essential components that should be included in a laboratory's quality system.

<p>Personnel, Equipment, Process Control, and Customer Service.</p> Signup and view all the answers

Explain the importance of job descriptions in maintaining quality within a laboratory setting.

<p>Job descriptions clarify duties and responsibilities, ensuring each staff member understands their role in quality assurance.</p> Signup and view all the answers

What considerations should be included in the equipment management component of a quality system?

<p>Equipment selection, acquisition, installation, calibration, maintenance, troubleshooting, and disposition.</p> Signup and view all the answers

Why is inventory management an essential aspect of a laboratory's quality system?

<p>Proper inventory management ensures that the necessary reagents and supplies are available, properly stored, and within expiration dates for reliable testing.</p> Signup and view all the answers

Give two elements involved in the process control component of a laboratory's quality system.

<p>Method selection and SOP development.</p> Signup and view all the answers

List three key aspects of managing information within a quality laboratory system.

<p>Information flow, data collection &amp; management, and patient privacy &amp; confidentiality.</p> Signup and view all the answers

Describe three ways you can handle occurrence management in a laboratory setting.

<p>Written procedures for addressing errors, Corrective Actions, Occurrence Records and Occurrence Reporting</p> Signup and view all the answers

Why is assessment a vital part of quality systems?

<p>Assessment helps with External and Internal Audits and improvements. Essentially evaluating our systems and checking if they are still fit for purpose.</p> Signup and view all the answers

Describe the assessment aspect of Quality Assurance.

<p>The assessment aspect monitors the analytical process to identify the type and amount of errors, by running quality control materials, performing instrument function checks and participating in proficiency programs.</p> Signup and view all the answers

Describe what is involved in the corrective aspect of Quality Assurance.

<p>The corrective aspect is to correct errors after discovery, to attain contact with users, reviews of work and troubleshooting program.</p> Signup and view all the answers

What is the purpose of on-going data collection in the Quality System Process Improvement?

<p>The purpose is to have data to work from, leading to Improvement Measures.</p> Signup and view all the answers

Name three ways a lab can ensure Service and Satisfaction.

<p>Monitoring Customer Satisfaction, Process Improvement, and Rewards.</p> Signup and view all the answers

What needs to be considered in Quality System Facilities and Safety.

<p>Testing and Storage Areas, Safety Practice, and Safety Procedures &amp; Records.</p> Signup and view all the answers

What are the three characteristics of Quality Assurance.

<p>QA is comprehensive, rational and is a regular activity.</p> Signup and view all the answers

What is the preventive aspect of QA.

<p>The aim is to prevent errors to improve the accuracy and precision by propper method selection, careful laboratory design, competent human power, well designed SOPs and effective maintenance program.</p> Signup and view all the answers

What are the four basic components of a QA program?

<p>Internal quality assessment (IQA), external quality assessment (EQA), standardization of processes and procedures including the three analysis steps, and management and organization.</p> Signup and view all the answers

Name at least three benefits of implementing a QA program in a clinical laboratory.

<p>Early detection of errors, more efficient use of resources, meeting accreditation requirements, improved precision and accuracy, and helping to produce a good reputation and trust.</p> Signup and view all the answers

What is the primary purpose of a health laboratory in regards to patient care?

<p>To provide patient laboratory results that may be diagnostic, prognostic, useful to monitor treatment or helpful to monitor disease outbreaks.</p> Signup and view all the answers

What are the three stages of analysis where errors can occur in clinical laboratories?

<p>The three stages are: pre-analytic, analytic, and post-analytic.</p> Signup and view all the answers

Give three potential pre-analytical errors that can occur during test ordering.

<p>Wrong test ordered for patient, order not legible, wrong patient selected, or test delayed.</p> Signup and view all the answers

What can result from specimens being collected incorrectly during the pre-analytical phase?

<p>Patient ID may be incorrect, the wrong anticoagulant may be added, incorrect volume of blood etc.</p> Signup and view all the answers

List three actions to take to avoid and spot problems when testing.

<p>Check storage, room temperature, testing workspace, inventory and expiration dates of products.</p> Signup and view all the answers

Give three circumstances that may lead to analytic errors during the testing phase

<p>Auto monitoring errors, error codes and quality control result may cause errors.</p> Signup and view all the answers

Give the causes of an error flag with a 'CHECK' code on an AMS Autolab.

<p>Blank absorbance reading, QC sample result or %CV outside of limits</p> Signup and view all the answers

What are the two classifications of Analytical Errors?

<p>Indeterminate and Determinate errors.</p> Signup and view all the answers

What may cause Indeterminate errors and how can they be reduced?

<p>They may be caused by uncontrollable fluctuations in temp or the voltage and small variations in volumetric apparatus or minute difference in the wave length of the measurements and can only be reduced my repetitions.</p> Signup and view all the answers

Describe Determinate Errors.

<p>These are errors which are constantly high or low caused by incorrect operations, malfunction in the instrumentation or poor quality of materials.</p> Signup and view all the answers

How do you compute Systematic error?

<p>Systematic error (bias) = (mean of OV)-AV X 100 / AV where OV= observed value and AV = accepted value.</p> Signup and view all the answers

What are the two classifications of Determinate errors and how do they differ?

<p>Constant and proportional systematic errors where the error is constant regardless of analyte concentrate, but is proportional to one of the analytes.</p> Signup and view all the answers

Describe Constant systematic errors, their causes and implications for a line of data.

<p>CE is caused by an interfering substance in all samples or in reagents that give rise to a false signal. If there is CE the slope of the line can be one but the Y-intercept is different from zero</p> Signup and view all the answers

Describe Proportional systematic errors, their causes and implications for a line of data.

<p>PE is most often caused by incorrect assignment of the amount of the substance in the calibrator. The error is dependent on the concentration of the analyte and the slope of the line of best fit is different from One and the Y-intercept may be Zero.</p> Signup and view all the answers

Following testing, list three ways to avoid errors.

<p>Perform and review Quality Control (QC), follow safety precautions and conduct test according to written procedures.</p> Signup and view all the answers

What do post-analytical errors comprise?

<p>Clerical errors, reporting the information wrong, wrong reference ranges, failing to report results at the right time and the patients confidence not being maintained.</p> Signup and view all the answers

Outline four steps to take to guarantee errors are avoided following testing.

<p>Identifiers need to checked, documentation in the form of legible notes and information in the form of data or results and disposal methods must be proper and package all EQA components for later testing.</p> Signup and view all the answers

Briefly list what is covered in the Summary of QA Lecture 1

<p>Definitions, components, aspects, traits and advantages of QA and the key elements of an effective QA program.</p> Signup and view all the answers

Flashcards

What is Quality Assurance (QA)?

QA is the development and implementation of measures to assure reliable laboratory service.

What is Quality Control (QC)?

QC is the ability of a product or service to satisfy the needs of a specific customer.

What does pre-analytical mean?

Actions taken before testing a sample.

What is the analytical phase?

The phase where the sample goes through analysis.

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What does post-analytical mean?

Actions taken after testing a sample.

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What are clerical errors?

Mistakes in writing or documenting results.

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What are sampling errors?

Mistakes that occur during specimen collection.

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What is accuracy?

Closeness of a result to the true value.

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What is precision?

Closeness of replicated results to each other.

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Lab Quality System

The organizational structure, responsibilities, processes, procedures, and resources for implementing quality management of the laboratory or testing site.

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Achieving Quality

Determining customer requirements, ensuring resources are available, and implementing procedures to meet those requirements.

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Importance of Quality System

Ensures quality, sets standards, meets expectations, prevents problems, and reduces costs.

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Quality System Organization

Plan, organize, define scope, allocate resources, develop manuals, and update the working environment.

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Quality System Personnel

Plan and organize, maintain and provide training, assess competence, and keep personnel files.

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Quality System Equipment

Select, acquire, install, maintain, troubleshoot, and properly dispose of equipment.

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Purchasing and Inventory in Quality System

Procurement, receiving, storage, inventory management, and record keeping.

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Quality System Process Control

Standard operating procedures, specimen management, and quality control.

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Quality System Documents and Records

Includes the standardized forms, documents, approval, distribution, storage, and destruction.

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Quality System: Occurrence Management

Includes writing procedures, corrective actions, and reporting.

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Quality System Essential: Assessment

Evaluating the lab using external and internal checks.

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Quality System: Service and Satisfaction

Includes service and satisfaction through monitoring, and customer satisfaction.

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Quality System Facilities and Safety

Includes the testing and storage areas and safety practice.

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Characteristics of QA

It is comprehensive and regular to detect and correct errors.

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Aspects of Quality Assurance

Preventive, Assessment, and Corrective.

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Corrective aspect of QA

Correct errors after discovery through communication and troubleshooting.

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Basic Components of QA

Internal quality assessment and External quality assessment.

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Benefits of QA

Helps catch issue early and maintain trust.

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Pre-Analytic Errors

Wrong test, patient, issues with identification.

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Pre-Analytic Specimen Collection Errors

Issues with patient Ids, tubes, volume.

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Analytic Errors

Occur during the testing phase.

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Causes of Analytic Errors

Blank absorbance reading,QC sample result or %CV is outside limits.

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Analytical Errors

Are errors that can be random or systematic in labs.

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Indeterminate Errors

Errors that occur without any way of predicting.

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Reason behind indeterminate errors

Carelessness, fluctuations, errors in the process.

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Determinate Errors

Errors that are high or low consistently due to a problem in instrument issues.

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Constant Systematic Error

Error caused by an interfering issue with the lab

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Proportional systematic error

If the calibrator has less analyte than normal.

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Post-Analytic Errors

Mistakes regarding error that may occur reporting issues or illegible.

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Preventing post-analytic errors

Re-check the client and patient information.

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Study Notes

  • Quality Assurance (QA) is the development and implementation of measures to assure reliable laboratory service.
  • Quality Control (QC) is the ability of a product or service to satisfy the needs of a customer.
  • Pre-analytical refers to before testing
  • Analytical refers to the testing phase
  • Post-analytical refers to after testing
  • Clerical Errors are mistakes in writing results
  • Sampling errors are mistakes in the specimen that is collected
  • Accuracy is the closeness of a result to its true value
  • Precision refers to the closeness of replicated results of the same sample to each other
  • Total Quality Management (TQM) is a comprehensive, user oriented approach to achieve quality laboratory service.

Quality Assurance (QA)

  • QA aims to detect, control, and prevent errors in the laboratory
  • It involves the organizational structure, responsibilities, processes, procedures, and resources for implementing quality management
  • QA provides accurate, precise, and timely results
  • The World Health Organization (WHO) states QA is a total process for ensuring the quality of lab reports
  • It ensures the right result, at the right time, from the right specimen, interpreted correctly, and at the right price

Total Quality Management (TQM)

  • Achieves reliable lab service, more so than QC alone
  • QC is a component of TQM
  • It influences how lab services function and how resources are used to provide reliable results
  • Technical Aspects of QA include pre-analytical, analytical, and post-analytical phases
  • Considers lab users' information, like result turnaround time, professionalism of staff, and trust in data.

Quality

  • Quality involves determining customer requirements, ensuring resources are available, and implementing management procedures.
  • It ensures quality is the foundation of laboratory work
  • It Sets the Standard for quality level
  • It Meets/exceeds customer expectations
  • It provides means to prevent, detect, and correct problem
  • It Becomes the core of a monitoring, evaluation, & improvement system

Essential Components of a Quality System

  • The components include various elements
  • Organization
  • Personnel
  • Equipment
  • Purchasing & Inventory
  • Process Control
  • Information Management
  • Documents & Records
  • Occurrence Management
  • Assessment
  • Process Improvement
  • Customer Service
  • Facilities & Safety

Quality System Organization

  • Include quality policy and standards, sufficient resources, clearly defined roles & accountability, as well as a culture committed to quality
  • Involves creating a quality program and defining authority and responsibility for staff.
  • Allocate sufficient resources to maintain quality requirements
  • It must establish working environment

Quality System Personnel

  • It involves human resource planning, hiring, training, supervision, retention and performance management.
  • Job descriptions should be developed to ensure compliance and that staff are achieving job descriptions

Quality System Equipment

  • Encompasses selection, acquisition, installation, initial calibration, maintenance, service, repair, troubleshooting, and disposition of equipment

Quality system: Documents and Records

  • It involves Standardized Forms
  • Document Approval Process
  • Document Distribution
  • Document Storage/Retrieval Methods
  • Document Destruction plans

Quality System Purchasing and Inventory

  • Encompasses selection, acquisition, installation, initial calibration, maintenance, service, repair, troubleshooting, and disposition of equipment

Quality System Process Control

  • Process controls involves all lab operations
  • These include method selection, SOPs development, Specimen Management, QC, EQ assessment, Use of an up-to-date information and Technical procedure manuals

Quality System Information Management

  • it involves information Flow, Data Collection & Management
  • Patient Privacy & Confidentiality as well as Computer Skills

Quality System Occurrence Management

  • It is the use of Written Procedures for Addressing Errors
  • It includes Corrective Actions
  • It is made up of Occurrence Records and Occurrence Reporting

Quality System Assessment

  • It involves three processes
  • External Quality Assessment
  • Improvement Measures
  • Internal Audit or Self Evaluation

Quality System Process Improvement

  • Includes on-going data collection and improvement measures

Quality System: Service and Satisfaction

  • Includes monitoring of Customer Satisfaction
  • Involves Process Improvement
  • Incorporates Rewards

Quality System Facilities and Safety

  • It involves Testing and Storage Areas, Safety Practice and Safety Procedures & Records

Characteristics and Aspects of QA

  • QA is comprehensive, rational, regular and involves frequent action to detect and correct errors.
  • The three aspects of QA are Preventive, Assessment, and Corrective
  • The Preventive aspect aims to prevent errors by improving accuracy and precision by using proper methods, lab design, staff, SOPs, and maintenance
  • The Assessment aspect monitors the analytical process to identify errors, achieved through quality control materials, function checks, and proficiency testing
  • The Corrective aspect corrects errors after discovery through communication, work reviews, and troubleshooting

Basic Components of Quality Assurance

  • Internal Quality Assessment (IQA)
  • External Quality Assessment (EQA)
  • Standardization of processes and procedures (pre-analytic, analytic and post-analytic phases)
  • Management and Organization

Benefits of QA

  • Early detection of errors is made easier
  • QA increases efficiency and cost-effectiveness
  • It meets requirements for accreditation agencies
  • Enables productivity measurement
  • Improves precision and accuracy
  • Helps physicians, patients and clients
  • Creates good reputation
  • Motivates staff
  • Builds trust

Purpose of Health Laboratory

  • Provide patient laboratory results
  • Diagnostic purposes
  • Prognostic use
  • Monitor treatment
  • Monitor disease outbreaks

Errors in the Clinical Laboratories

  • There are three stages of Analysis - Pre-analytic, Analytic, and Post-analytic
  • Errors in each stage should be prevented

Pre-Analytic Errors

  • Occur at the phase before testing
  • Processes include Test Ordering, Specimen Collection and Specimen Handling

Pre-analytic Specimen Collection Errors

  • Wrong patient ID
  • Anticoagulant Issues
  • Volume Issues
  • Haemolysis
  • IV contamination
  • Prolonged tourniquet

Preventing and Detecting Errors Pre-Testing

  • Check storage and room temperature is correct
  • Check inventory and expiration dates
  • Review testing procedures
  • Record pertinent information, and label test device
  • Collect appropriate specimen
  • Test Ordering includes order, legibility, and potential delays
  • Specimen Collection includes meeting patient ID requirements, wrong tube or volume use, poor sample conditions, and inappropriate timing
  • Specimen Handling includes incorrect transport conditions

Analytic Errors

  • These occur during testing phase errors and can auto-monitoring, error codes and Quality control result rejection signals

Analytical errors are of two types

  • Indeterminate (random error)
  • Determinate (systematic error)

Indeterminate (random errors)

  • Are errors that occur with our prediction or regularity
  • Cannot be easily determined
  • Is an error which varies in unexpectable manner in magnitude and sign
  • It create a characteristic spread of results for any test method and can not be accounted by applying corrections
  • It is difficult to eliminate but repetitions may reduce the influence

Indeterminate random errors

  • May be caused by uncontrollable fluctuations in temp or the voltage
  • It may be caused by small variations in volumetric apparatus or minute difference in the wave length of the measurements
  • In addition may occur as a result of carelessness, inattention and short cuts in procedures

Determinate Errors (systematic errors)

  • Describes errors which are constantly high or low.
  • Constant systematic error: The error is constant regardless of the analyte concentration
  • Is an error which occurs in the course of a number of measurements of the same value of a given quantity, remains constant when measurements are made under the same conditions or varies according to a definite law when conditions change

Causes for Constant Systematic Errors

  • Caused by an interfering substance in samples or reagents, and leading to the delivery of a false signal with enzymatic methods.
  • It can be caused by non chemical source issues like improper blanking of the sample or reagent

Proportional Systematic Errors

  • Occur when a sample with more analyte concentration than is labeled on, all the unkownmeasurements are recorded low
  • If an error in testing, the slope of the line is different from One, and the Y-intercept should be zero

Preventing and Detecting Errors During Testing

  • Perform and review Quality Control (QC)
  • Should safety precautions be present
  • Conduct tests according to written procedures
  • Correctly interpret test results

Post Analytic Errors

Includes clerical errors as well as illegible reports or are sent to the wrong location

  • Information System may not be accurate and reference ranges may be be wrong. -Reporting may be delivered in an untimely manner
  • Confidentiality may not be maintained
  • Correcting Post Analytic Errors: Re-check patient/client identifiers
  • Write legibly and Clean up and dispose of contaminated waste
  • Any packages, like QA, should be stored for re-testing

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