Quality Control in clinic laboratory

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Questions and Answers

In the context of Total Quality Management (TQM), what is the most critical role of senior management in guaranteeing quality improvement?

  • Supporting frontline employees and empowering them to make process improvements. (correct)
  • Overseeing budget allocation for frontline operations to ensure cost containment.
  • Designing and implementing standardized protocols for all laboratory procedures.
  • Directly managing daily operations to maintain consistent adherence to quality standards.

A clinical laboratory aims to ensure that its processes consistently produce reliable and accurate test results. Which strategy would be most effective in achieving this objective?

  • Reducing the frequency of equipment maintenance to minimize downtime and operational costs.
  • Limiting the types of tests offered to reduce complexity and potential errors.
  • Increasing the number of tests performed to enhance staff proficiency.
  • Implementing consistent monitoring and evaluation of laboratory performance along with corrective actions. (correct)

What is the primary rationale behind incorporating quality control measures into each assay run in a clinical laboratory?

  • To enhance the competency of laboratory personnel through regular performance evaluations.
  • To ensure the laboratory meets predetermined quality benchmarks. (correct)
  • To minimize operational costs by identifying the most efficient testing methods.
  • To comply with regulatory requirements and avoid potential legal liabilities.

In the context of quality assurance (QA), what differentiates it most significantly from quality control (QC)?

<p>QA focuses on the accuracy of the results while QC ensures that the right test is done, on the right specimen and with right interpretation. (D)</p> Signup and view all the answers

What is the most critical implication of a clinical laboratory failing to meet established quality standards?

<p>Risk of compromising the credibility of test results. (A)</p> Signup and view all the answers

A laboratory is implementing a new QC program. What initial steps should it take to ensure its effectiveness?

<p>Establishing written policies and procedures. (D)</p> Signup and view all the answers

Which of the errors listed below is considered a preanalytical variable in quality management?

<p>Wrong patient identification. (B)</p> Signup and view all the answers

A clinical laboratory aims to enhance the reliability and accuracy of its analytical measurements. Which strategy would be most effective?

<p>Implementing rigorous control of analytical variables. (D)</p> Signup and view all the answers

What is the primary significance of 'calibration' in the context of analytical methods within a clinical laboratory?

<p>It establishes relationship between the instrument signal and the concentration of the analyte. (B)</p> Signup and view all the answers

How does establishing 'trueness' contribute to the validity of measurements in a clinical laboratory?

<p>Verifying the closeness of agreement between the average measurement and a true value. (A)</p> Signup and view all the answers

Why is 'linearity' a crucial factor when assessing the quality of an analytical test?

<p>It is a prerequisite for high degree of trueness. (C)</p> Signup and view all the answers

What is the primary purpose of determining the 'Limit of Quantification' (LoQ) in a clinical assay?

<p>To determine the concentration at which the total error meets the laboratory's requirements for accuracy. (A)</p> Signup and view all the answers

What operational adjustments might a laboratory technician undertake to address identified analytical imprecision NOT caused by equipment?

<p>Replace reagents used in the process. (A)</p> Signup and view all the answers

What is the MOST important reason a clinical laboratory needs to keep instruction manuals available for use?

<p>To provide resources to personnel for proper use and maintenance requirements. (C)</p> Signup and view all the answers

After putting a new piece of equipment in service, what validation exercise would be MOST helpful?

<p>Correlation and/or agreement studies. (B)</p> Signup and view all the answers

What action should a lab manager take to ensure the accuracy of analytical results when a pipette fails an accuracy check?

<p>Send it to be serviced and checked for worn parts by reliable vendors. (D)</p> Signup and view all the answers

Why must reagents used in clinical laboratories be carefully managed and stored according to the manufacturer's recommendations?

<p>To minimize potential variations during testing. (B)</p> Signup and view all the answers

When bringing a new lot of reagent into service, what parallel testing should a medical laboratory scientist MOST likely perform?

<p>Check with current and past lots using a normal control. (D)</p> Signup and view all the answers

What is the MOST important factor in restricting clinical testing procedures to personnel with appropriate technical training?

<p>To guarantee the accuracy and reliability. (A)</p> Signup and view all the answers

Given the framework of laboratory quality control, what action is considered most crucial regarding documentation?

<p>If you have not documented it, you have NOT done it. (A)</p> Signup and view all the answers

How do 'Standard Operating Procedures' (SOPs) primarily contribute to ensuring reliability and consistency in laboratory operations?

<p>Describing the laboratory procedure and all other related issues. (B)</p> Signup and view all the answers

In a clinical laboratory, what is the primary purpose of test validation?

<p>Verifying that the test does what it is supposed to do. (A)</p> Signup and view all the answers

Why is it essential to monitor fridge, freezer, and incubator temperatures as part of laboratory housekeeping?

<p>To enable compliance. (D)</p> Signup and view all the answers

What is the role of the standard deviation index (SDI) in quality control within a clinical laboratory?

<p>To compare a lab's results to a peer group. (B)</p> Signup and view all the answers

A clinical laboratory technologist notes that quality-control values have exceeded reference limits. Following protocol, what action should be taken FIRST?

<p>Repeat the test using the same aliquot. (B)</p> Signup and view all the answers

When using control materials, what characteristic is MOST important?

<p>Should have preferably the same matrix as the specimen. (B)</p> Signup and view all the answers

What is the primary difference between a calibrator and a control in a clinical laboratory setting?

<p>Calibrators adjust the instrument, controls confirm the accuracy. (C)</p> Signup and view all the answers

What is the primary advantage of laboratories regularly using Levy-Jennings charts?

<p>Simple Data Analysis and Display. (D)</p> Signup and view all the answers

In a clinical laboratory, if a control data point on a Levy-Jennings Chart falls outside ±2SD, what initial action is MOST appropriate according to Westgard rules?

<p>Alert technical staff to the possible presence of an analytic problem. (D)</p> Signup and view all the answers

As per the Westgard Rules, which of the following best describes the '13s' rule regarding quality control data?

<p>Requires the run to be rejected. (C)</p> Signup and view all the answers

According to the Westgard rules, what action should a clinical laboratory take if two consecutive control values for the same level are outside ±2SD in the same direction?

<p>Reject patient results and begin corrective action. (B)</p> Signup and view all the answers

Which statement BEST describes the appropriate laboratory response when the R4s Westgard rule is violated?

<p>Random error has occurred, test run must be rejected. (B)</p> Signup and view all the answers

What is the significance of the '10x rule' in Westgard's rules for quality control, and what type of error does it primarily indicate?

<p>It indicates systematic error and requires recalibration. (A)</p> Signup and view all the answers

After a QC failure, what immediate step should a laboratory technician undertake before escalating concerns?

<p>Reconstitute or open a new vial. (D)</p> Signup and view all the answers

What is the purpose of a delta check?

<p>Flag results outside expected physiological variation. (A)</p> Signup and view all the answers

How do External Quality Assessment (EQA) programs primarily contribute to improving the performance of clinical laboratories?

<p>Comparing performance of different laboratories. (D)</p> Signup and view all the answers

EQA results are back and a lab has been alerted by the agency. Along with corrective action, what should a lab manager do?

<p>Have EQA results be formally documented and available on request. (D)</p> Signup and view all the answers

What should labs with more than one method or system for testing analytes do for QC?

<p>Compare each with at least twice a year for correlation of patient results. (A)</p> Signup and view all the answers

Which scenario exemplifies a successful implementation of Total Quality Management (TQM) principles in a clinical laboratory?

<p>The laboratory focuses on organizational development and improves quality in all aspects due to TQM. (A)</p> Signup and view all the answers

Which initiative best demonstrates a clinical laboratory's commitment to quality assurance across all testing phases?

<p>Enrolling and participating effectively in a proficiency testing program. (D)</p> Signup and view all the answers

In Traditional Chromatography, what action ensures the most accuracy?

<p>Calibrate Each Analytical Run. (C)</p> Signup and view all the answers

A laboratory evaluates a new assay and finds that the measured concentrations deviate significantly from the true concentrations, even though the test demonstrates high repeatability. This assay suffers from:

<p>Poor trueness, excellent precision. (B)</p> Signup and view all the answers

What does a laboratory do to best assure precision when starting to use a new lot of reagents?

<p>Different Lots of Reagents require lot-to-lot evaluation. (B)</p> Signup and view all the answers

What action should be taken in the event of problems found from internal audits?

<p>Document corrective actions to rectify non-conformance to procedure. (B)</p> Signup and view all the answers

A clinical laboratory implements a new Total Quality Management (TQM) system. Which outcome would indicate the MOST successful integration of TQM principles?

<p>A continuous cycle of monitoring, identifying, and correcting deficiencies enhances patient care and overall lab performance. (C)</p> Signup and view all the answers

In a clinical laboratory setting, which approach represents the MOST effective application of Total Quality Management (TQM) principles for enhancing overall quality?

<p>Cultivating a culture of continuous improvement, focusing on process enhancements, and involving all staff levels. (B)</p> Signup and view all the answers

A laboratory aims to improve its processes using the Continuous Quality Improvement (CQI) model. Which of the following actions would MOST effectively align with the principles of CQI?

<p>Establishing cross-functional teams to analyze workflows, identify inefficiencies, and incrementally improve processes. (D)</p> Signup and view all the answers

How does Quality Assurance (QA) MOST effectively ensure positive patient outcomes in a clinical laboratory?

<p>By conducting regular external assessments to improve reliability and ensure that all factors influencing test results are accurate from start to finish. (B)</p> Signup and view all the answers

How has the focus of quality control in clinical laboratories evolved since the initial recommendations of 1965?

<p>Quality control has expanded into a broader program that also includes quality assurance and continuous quality improvement. (D)</p> Signup and view all the answers

In a clinical laboratory, which of the following BEST describes the 'Quality System'?

<p>A framework of key quality elements ensuring consistent and reliable work operations to meet defined quality objectives. (B)</p> Signup and view all the answers

A clinical laboratory is implementing a new quality system. What initial steps should be taken to ensure its effectiveness?

<p>Establishing a framework of key quality elements across all work operations to meet the lab's stated quality objectives. (C)</p> Signup and view all the answers

What is the key objective of a clinical laboratory's implementation and follow-up on corrective actions for non-conformance to procedures?

<p>To consistently monitor and improve laboratory performance, thereby ensuring reliable, timely, and accurate test results. (A)</p> Signup and view all the answers

Which approach would BEST support a clinical laboratory in establishing robust testing systems for success?

<p>Implementing continuous monitoring of quality systems in each testing laboratory. (B)</p> Signup and view all the answers

Why is it MOST important for a clinical laboratory to ensure its operations are organized and standardized?

<p>To assure the quality of test results through coordinated efforts. (C)</p> Signup and view all the answers

In the context of ensuring quality in a clinical laboratory, how do 'Quality Control' and 'Quality Assessment' interact to contribute to 'Quality Assurance'?

<p>Quality Control (internal) and Quality Assessment (external) measures combine to deliver complete Quality Assurance. (D)</p> Signup and view all the answers

A clinical laboratory is developing a comprehensive Quality Assurance program. What elements should be included to ensure the program effectively monitors and improves lab performance?

<p>Personnel training, instrument maintenance, proficiency testing, and customer satisfaction surveys. (B)</p> Signup and view all the answers

What is the MOST significant role of internal quality assessment in maintaining standards?

<p>Monitoring personnel, instruments, documents, and reagents. (D)</p> Signup and view all the answers

In evaluating the assessment of quality systems in a clinical laboratory, how does a 'man-driven' approach differ from a 'material-driven' approach?

<p>Man-driven activities focus on audits and inspections, while material-driven focuses more on assessment schemes. (A)</p> Signup and view all the answers

What is the MOST critical distinction in the aims of Quality Control (QC) versus Quality Assurance (QA) in a clinical laboratory?

<p>QC ensures the accuracy of each test result, while QA confirms tests are appropriate, performed correctly, and results are properly interpreted for the right patient. (B)</p> Signup and view all the answers

A clinical laboratory is developing a Quality Assurance (QA) program. Which components are essential to include to ensure effective QA across all testing phases?

<p>Addressing pre-analytical, analytical, and post-analytical phases to ensure quality maintenance. (C)</p> Signup and view all the answers

Quality control is vital to quality assurance because it provides:

<p>Confidence in the reliability and reproducibility of test results. (D)</p> Signup and view all the answers

How can documentation in quality control contribute to improved patient outcomes in a clinical laboratory?

<p>By allowing lab specialists to foresee potential problems and take corrective action before patient results are adversely affected. (B)</p> Signup and view all the answers

Beyond laboratory specialists and clinicians, which factor is MOST critical for ensuring quality in clinical laboratories?

<p>Active engagement of laboratory specialists and clinicians collectively. (D)</p> Signup and view all the answers

Which outcome is the MOST direct consequence of inadequate quality in a clinical laboratory?

<p>Inappropriate patient treatment and incorrect diagnosis. (D)</p> Signup and view all the answers

In which of the following scenarios would a handwritten test order pose the GREATEST risk to quality control?

<p>If the handwriting is illegible, leading to potential misinterpretation of the required test. (A)</p> Signup and view all the answers

What is the MOST effective approach to minimize errors related to patient identification in the preanalytical phase?

<p>Implementing a barcoding system for specimen labeling and tracking. (C)</p> Signup and view all the answers

A clinical laboratory aims to improve its handling of preanalytical variables. Which action would have the MOST significant impact?

<p>Implementing strict guidelines for patient preparation and specimen collection. (B)</p> Signup and view all the answers

What principle should be applied to reduce variability from personnel that can cause preanalytical issues?

<p>Enforcing safety precautions for all specimens and monitoring average turnaround time. (D)</p> Signup and view all the answers

A clinical laboratory seeks to enhance the reliability and accuracy of its analytical measurements. What step is generally MOST effective?

<p>Establishing clear concepts related to calibration, trueness, accuracy, precision, linearity, and limit of detection. (A)</p> Signup and view all the answers

Why is monitoring temperature crucial in refrigerators and freezers in a clinical laboratory?

<p>To maintain the integrity of reagents by following manufacturer's instructions. (D)</p> Signup and view all the answers

Why is pipette calibration so important to quality control?

<p>Because improperly calibrated pipettes will affect assay results, potentially leading to incorrect test results. (D)</p> Signup and view all the answers

What is the PRIMARY reason for clinical laboratories to meticulously manage and store reagents in accordance with manufacturer guidelines?

<p>To ensure reagent stability and effectiveness, thereby maintaining accurate test results. (D)</p> Signup and view all the answers

When should a lab date and initial reagents?

<p>Upon receipt. (A)</p> Signup and view all the answers

A laboratory is introducing a new lot of reagent into service. What PRIMARY step should a medical laboratory scientist perform to ensure ongoing accuracy?

<p>Parallel testing with the old lots using a normal control. (C)</p> Signup and view all the answers

To ensure ongoing quality, who is MOST important in restricting testing procedures to personnel for clinical testing?

<p>Personnel with appropriate technical training. (D)</p> Signup and view all the answers

It is important for a clinical setting to have appropriate documentation, because:

<p>Documenting processes allows them to be audited. (C)</p> Signup and view all the answers

Why are Standard Operating Procedures (SOPs) essential for the operations in a clinical laboratory?

<p>SOP's are essential for ensuring uniformity in laboratory procedures. (C)</p> Signup and view all the answers

An important part of test validation is:

<p>That it is about determining whether something does what it is supposed to do. (B)</p> Signup and view all the answers

After a standard operating procedure, what requires validation?

<p>SOPs, Reagents, and equipment requires validation. (A)</p> Signup and view all the answers

During reporting results, what must be included?

<p>All data entry results should be verified to avoid errors. (B)</p> Signup and view all the answers

A lab has too many steps, and wants to simplify it, to prevent errors. Where would you begin?

<p>You should surface decontaminate the area, making it safer, and also look for where you can reduce the most steps. (D)</p> Signup and view all the answers

In statistical control, what does a Coefficient of Variation (CV) greater than 2.0 usually indicate?

<p>Indicates the need for troubleshooting and corrective action due to imprecision. (C)</p> Signup and view all the answers

In a comparison with the peer group, which target of Standard Deviation Index, SDI, indicates the best comparison?

<p>0.0 (D)</p> Signup and view all the answers

What is the MOST appropriate first step to take when quality controls exceed established reference ranges?

<p>Repeat the test using the same aliquot. (A)</p> Signup and view all the answers

A clinical laboratory implements a new policy requiring frontline employees to participate in process improvement teams. Which management action would MOST reinforce this implementation?

<p>Providing the teams with sufficient resources, autonomy, and recognition for their contributions. (A)</p> Signup and view all the answers

A clinical laboratory aims to minimize transcription errors associated with manual data entry. Which strategy would be MOST effective?

<p>Transitioning to a computerized system with direct instrument interfacing to reduce manual input. (C)</p> Signup and view all the answers

A laboratory is experiencing increased turnaround times (TAT) for a specific test. What intervention should be implemented?

<p>Implement a real-time monitoring system to identify bottlenecks in the testing stages. (B)</p> Signup and view all the answers

When introducing a new lot of reagent, which assessment is MOST critical to perform to ensure accuracy?

<p>Performing parallel testing with the current lot using patient samples to identify any significant variability. (C)</p> Signup and view all the answers

What is the MOST important factor in maintaining a high level of quality when restricting clinical testing procedures?

<p>Testing theory, knowledge of instruments, and testing procedures with standard operation procedures (B)</p> Signup and view all the answers

Which of the following will BEST ensure effective competency?

<p>Continuing education program that is provided and fully documented in a personnel file (A)</p> Signup and view all the answers

What is the MOST appropriate action to take when QC results are not within acceptable limits?

<p>Repeat the test using the same aliquot (A)</p> Signup and view all the answers

According to guidelines, which of the following values indicate a need for immediate investigation and corrective action?

<p>2.0 or greater (A)</p> Signup and view all the answers

Which of the following control materials ensures the HIGHEST quality control?

<p>Minimum vial-to-vial variation (B)</p> Signup and view all the answers

What is the purpose of running both internal and external controls?

<p>Internal QC- daily monitoring of precision &amp; accuracy and External QA- long term accuracy of analytical methods (A)</p> Signup and view all the answers

A laboratory that implements electronic interfaces with a laboratory information system can expect what?

<p>A decrease in transcription errors (A)</p> Signup and view all the answers

What is the appropriate throughput time for specimens?

<p>Weekly or monthly basis (C)</p> Signup and view all the answers

A new instrument that will perform a test that has previously been outsourced should be:

<p>Validated against the old method and/or equipment (C)</p> Signup and view all the answers

What is the MOST important reason to document service to equipment?

<p>The laboratory will know how instruments are serviced regularly (A)</p> Signup and view all the answers

A tech notices that the pipette is not accurately and precisely distributing material. The tech should:

<p>Follow the manufacturer's instructions for repair and calibration (B)</p> Signup and view all the answers

When should reagents be labeled?

<p>After preparation and/or when placed in service (D)</p> Signup and view all the answers

When using a new reagent, what percentage of variability is acceptable?

<p>Approximately 5% (A)</p> Signup and view all the answers

Which document is likely MOST important?

<p>Results archive (A)</p> Signup and view all the answers

What document is helpful in ensuring uniformity in laboratory procedures?

<p>Standard Operating Procedures (B)</p> Signup and view all the answers

Which is the BEST definition of the document Author and Approved Signature in CLSI?

<p>Author: Author of the document should be documented; Approved: Evidence that the document has been approved (B)</p> Signup and view all the answers

Flashcards

What is Quality?

The sum-total of all characteristics of a product/service that bears on the utilization with entire satisfaction of the consumer.

Total Quality Management (TQM)

An activity to improve patient care by monitoring the lab's work for deficiencies and correcting them.

Quality Assurance (QA)

Activities ensuring positive patient outcomes, measuring a lab's reliability.

Fundamentals of Quality Management

Principles that manage, assure, and control clinical laboratories.

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Total Quality Management

Refers to total quality control, leadership, continuous improvement or industrial quality management.

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Total Quality Management (TQM)

Management philosophy for organizational progress, a process for improving quality in all aspects of work.

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Universal principles of TQM

Customer focus, management buy-in, training, process capability, measurement tools.

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Quality Systems Objective

Monitoring and evaluation of the laboratory's performance and follow-up corrective actions.

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Quality Control (QC)

Operational techniques used to verify requirements for Quality are met.

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Quality Assurance (QA)

Planned and systematic activities that provide confidence that lab results are correct.

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Purpose of QA

Maintenance of overall quality of patient results; all factors affecting test results.

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Quality Laboratory Process

Analytical processes plus general policies, practices, and procedures for all aspects of work.

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Quality Control

Emphasizes statistical control; includes nonstatistical checks.

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Quality Assessment

Focus on broader measures & monitors of lab performance.

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Quality Improvement

A structured problem solving to identify the root cause of issues and find remedy.

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Quality Planning

Provides the roadmap for maintaining good quality.

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Quality Control

Refers to confidence in and reproducibility of test results.

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Documentation

Allows one to foresee a potential problem before the situation requires corrective action.

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Quality in labs

The responsibility of both laboratory and clinicians.

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Main Objective Of Laboratory

Reliable, timely and accurate test results.

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Objectives of quality

Support health-care, reduce morbidity, reduce mortality, reduce cost.

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Poor quality consequences

Inappropriate action, inaction, delayed action, loss of credibility, legal action.

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Implement a QC program

Written policies, monitoring, trained staff, controls, data, target values, charts, plotting, troubleshooting, documentation.

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Preanalytical variables

Variability defined as errors when non-analytical factors change the analyte concentration.

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Variables Controlled

Controls and monitoring variables for vital accuracy.

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Analytical Variables

Must control carefully to ensure measurements by analytical methods.

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Calibration function

The relationship between instrument signal and concentration of analyte.

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Trueness of measurements

Closeness of agreement between average value and a true value

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Accuracy

The closeness of the agreement between the result of a measurement and a true concentration of the analyte.

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Precision

Closeness of agreement between independent results of measurements obtained under stipulated conditions

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Reliability

The ability to maintain both precision and accuracy.

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Linearity

Relationship between measured and expected values over the analytical measurement range.

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Limit of blank (LoB)

Highest measurement result likely for a blank sample.

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Limit of Detection (LoD)

Lowest concentration consistently detected in ≥ 95% of samples.

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Limit of Quantification (LoQ)

Lowest actual amount of analyte reliably detected with required accuracy.

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Reagents storage requirements

How you store reagents.

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Personnel requirements

Performed periodic performance assessments on all testing staff.

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Value of Documentation

Ensures processes and outcomes are traceable.

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Documentation:

Are the written policies, plans, procedures, instructions and records.

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Standard Operating Procedures (SOP)

Describes laboratory procedure and issues.

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Validation

Whether something does what it is supposed to do

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Validation

Before we introduce something

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Levy-Jennings graph

Daily QC values plotted to infer run control.

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Westgard 13s Rule

Run must be rejected from standard.

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Westgard Rules

Test must be tested before using.

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Control materials

Specimens analyzed for QC.

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Calibrators

Has known analyte concentration; adjusts/standardizes assay.

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Control charts

Compares control material observed values with known values.

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Westgard Rules

Used where 2 levels of control material are analyzed per run.

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Internal Qualtity Control

Monitoring of a single lab quality control process.

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Study Notes

  • Quality is the sum-total of all the characteristics that bear upon the utilization of a product or service to the entire satisfaction of the consumer

Quality Attributes

  • Acceptance
  • Accessibility
  • Affordability
  • Appropriateness

The Importance of Quality

  • Quality is invisible when good
  • Quality is impossible to ignore when bad

Introduction to Quality Control

  • Laboratory quality has evolved over 4 decades
  • The first recommendation for lab quality control was published in 1965
  • Quality control is now seen as one part of the total laboratory control program
  • This larger program can be described as Total Quality Management, which aims to improve patient care
  • QA ensures positive patient outcomes and assesses lab reliability

Fundamentals of Quality Management

  • Principles of quality management, assurance, and control, are the foundation for managing and operating clinical laboratories
  • They include total quality management, managing pre-analytical and analytical variables, and external quality assessment, and proficiency testing programs

Total Quality Management (TQM)

  • TQM is a management philosophy for organizational development and a management process for quality improvement across all work aspects
  • It is also referred to as quality control (QC), total quality leadership, continuous quality improvement, quality management, or industrial quality management
  • Public and private pressures to contain costs now accompany pressures for quality improvement (QI)

Concepts of TQM

  • The Universal principles of TQM involve customer focus, management buy-in, training, process capability, and control of and measurement using quality-improvement tools
  • Costs must be understood in the context of quality
  • Quality = conformance to requirements
  • "Quality costs" equal the "costs of conformance" plus the "costs of non-conformance"

Costs of Conformance

  • This includes prevention costs in the form of training, calibration, and maintenance
  • This includes appraisal costs in the form of inspection and quality control

Costs of Nonconformance

  • This includes internal failure costs such as scrap, rework, and repeat runs
  • This includes external failure costs in the form of patient complaints, and service requests

Understanding Quality and Costs

  • Understanding quality & cost leads to a new understanding of relationship b/n these two concepts
  • "Improvement in quality lead to reduction in costs"
  • Quality improvement occurs when problems are eliminated permanently
  • Quality problems are primarily management problems
  • Management has the power to change work processes
  • Most processes for service delivery entail the frontline employees
  • Senior management's role is to support and empower frontline employees.

Implementing TQM

  • Quality laboratory process includes analytical processes and the policies, practices, and procedures that define how all aspects of the work are done
  • Quality control emphasizes statistical control procedures and nonstatistical check procedures
  • Quality assessment is concerned with measures and monitors of lab performance, including turnaround time, and identification for specimen and patient
  • The core of quality improvement is a problem-solving process that structures solutions to address root problems in quality
  • Quality planning provides the planning steps

The 5 Q's

  • The "Five -Q" Total quality management framework describes how quality is managed objectively using the "scientific method" or PDCA cycle
  • QP provides the planning step
  • QLP establishes standard processes
  • QC & QA provide measures for checks
  • QI provides a mechanism through which to act on those measures
  • TQM is also considered as a quality system (QS) that implements to ensure quality

Quality Systems (QS)

  • QS is the set of key quality elements that must be present for an organization's work operations to meet the organization's stated quality objectives
  • Its essentials include documents, records, organization, personnel, equipment, purchasing, inventory, etc
  • The main objective of a laboratory is to provide reliable, timely and accurate test results
  • This is only possible through consistent monitoring and evaluation of the laboratory's performance and corrective actions for non-conformance

Maintaining Quality

  • A reputation built on 10,000 good results is damaged by a single poor result
  • Establishment of robust testing systems is essential to laboratory success
  • Continuous monitoring of quality systems in each testing laboratory is required for reliable and robust testing

The Value of Quality Systems

  • It provides assurance of test result quality
  • It helps ensure lab operations are coordinated, organized and standardized
  • It helps monitor performance

Quality Assurance Defined

  • QUALITY ASSURANCE = QC + QUALITY ASSESSMENT
  • or
  • QUALITY ASSURANCE = Internal QC + External QA

Quality Assurance: Internal and External

  • Internal Quality Control (IQC) includes personnel, instrumentation, document control, reagent control, and corrective action
  • External Quality Assurance (EQA) and control is important to guarantee performance to an external standard

Assessment of Quality System

  • Quality assessment can be man-driven with audits, on-site inspections, and accreditation or material driven by internal and external systems
  • External Quality Assessment Scheme (EQAS) provides a schematic way to evaluate a lab

QC compared to QA

  • Quality Control (QC) refers to operational techniques that must be included during each assay run to meet requirements
  • Quality Assurance (QA) refers to all those planned and systematic activities that provide confidence in results
  • QC serves to ensure tests are correct, but QA is more concerned with right practices, interpretation, and communication of lab results

Quality Assurance Components

  • The purpose of QA is to ensure the overall quality of patient results, accounting for all factors that effect the test results form the time of the test

Pre-analytic QA

  • This involves specimen collection, specimen transport, and specimen quality

Analytic QA

  • This involves accuracy with results, clerical errors, analytical errors, and assay repeat rates

Post-analytic QA

  • This involves reporting results, and record keeping for patients and QC

3 Phases of Quality

  • The quality assurance cycle illustrates that patient prep and sample collection occur during pre-analysis stage
  • Data & Lab Management, safety, and customer service occur during reporting
  • Quality control testing and competency testing occur during the analytic processing

Quality Control in Context

  • QC is a vital part of quality assurance, and it is a mutual responsibility laboratory specialists and clinicians
  • All labs benefit from quality control in terms of confidence in and reproducibility of test results
  • Recording/monitoring test variables allows one to look objectively at parameters vital to the test
  • Documentation allows one to foresee a problem before the situation requires action

What are the Objectives of Lab Quality

  • High quality health-care
  • Reduce morbidity (illness)
  • Reduce mortality (death)
  • Reduce economic loss
  • Ensures credibility of the lab
  • Generate confidence in lab results

Potential Consequences of Poor Quality

  • Inappropriate action
  • Delay action
  • Loss of credibility
  • Legal action

How to implement a QC program?

  • Written policies & procedures
  • Assign monitoring and review responsibility
  • Train staff
  • Obtain control materials
  • Collect data
  • Set target values, create control charts, and routinely plot control data
  • Establish, implement, and maintain documentation
  • Establish and troubleshoot problems

Hurdles in Quality Control

Process

  • Test ordering
  • Specimen acquisition
  • Analytical measurement
  • Test reporting
  • Test interpretation

Potential Errors

  • Inappropriate test
  • Handwriting not legible
  • Transcribing errors
  • Specificity not understood

Pre-analytical Variables

  • Preanalytical variability is defined as errors that occur when non-analytical factors change the conc. of analytes
  • Managing it involves:
    • Appropriate test request and performance
    • Proper patient identification, and proper data logs
    • Keeping turnaround times (TAT) minimal

More Pre-analytical Variables

  • It includes proper patient preparation
  • Collection of sample using correct method
  • Monitoring temperatures in transport for special test
  • Proper separation, such monitoring the centrifuge

Factors Influencing Analytical Variables

  • Proficiency of personnel
  • Reagents Stability Integrity and Efficiency
  • Using Appropriate Controls
  • Equipment Reliability
  • Specificity & Sensitivity of Selected Test
    • Adequate ST, Sufficient SP, Cost effective, compatible with, meets needs / objectives, validated
  • Documentation

Managing Analytical Variables

  • Analytical variables must be controlled carefully to ensure accurate measurements
  • Reliable analytical methods are obtained through appropriate selection, evaluation, implementation, and so on
  • Clear concepts in relation to Analytical methods include calibration, trueness, accuracy, precision, and linearity

Calibration

  • It is the relationship between instrument signal and analyte
  • It is a set of operations that establish a relationship between instrument data and measurement standards
  • Graphically it can be linear or curved
  • HPLC has calibration that can be customized to specific processes
    • y=f’(x)
    • x=f ¹(y)

Trueness

  • Trueness of measurements is the closeness of agreement between the average of a large series of results and a true value
  • The true value is a known, accepted value of a quantifiable property
  • Bias quantifies the difference between average and true value
  • A measured value is a result of individual measurement of property

Accuracy

  • Accuracy is the closeness of the agreement b/n the result of a measurement and a true conc. of the analyte

Precision

  • Precision represents the closeness of agreement b/n independent results measure under stipulated tests
  • It is measured for dispersion of replicated measurements
  • Inter-assay occurs with multiple runs in different labs
  • Intra-assay occurs within a run (different days)

Precision Described

  • Repeatability: It is the closeness of results to each other when performed under same conditions
  • Reproducibility: It is the closeness of measurement results performed under different conditions
  • It is measured by the standard deviation (SD) or coefficient of variation (CV)
  • Standard dev (σ)/mean(X) x 100 = % CV

Reliability

  • Reliability demonstrates the ability to maintain both precision and accuracy

Linearity

  • This refers to correlation between measured and expected values over the analytical measurement range, in relation to actual or relative analyte concentration
  • It is evaluated by plotting measured and expected concentration
  • Testing linearity reveals the trueness over its measurement range
  • Linearity is prerequisite for a high degree of trueness

Limits of Quantification & Detection

  • Limit of blank: represents the highest measurement result that is be observed for a blank sample
  • Limit of Detection (LoD): denotes the lowest concentration of measurand that an be consistently detected in >95% samples under normal conditions
  • Limit of Quantification (LoQ): represents the amount of analyte that can be reliably detected and meet for accuracy

Variables That May Cause Imprecision

  • Equipment with multiple instruments, and pipette concerns

Reagents May Cause Imprecision

  • A wide range of lots are often included in standard evaluations

Staff Must Be Accounted For

  • Difference in training and competencies accounts for major variation

Laboratory Equipment

  • All lab equipment should have operations and use manuals regarding the proper use of equipment
  • Equipment must be monitored and recorded for quality assurance
  • Temperature must be recorded and equipment tracked daily

More on Equipment

  • Before putting equipment in service or introducing new method it must be validated
  • Accomplish validation by the method of correlation or agreement studies
  • Validate the new method against existing method to ensure accurate data

Instrument Maintenance

  • Manufacturers can provide controls, calibrators, and maintenance schedules
  • This includes daily, weekly and monthly instrumentation logs

More Information about QC: Routine Maintenance

  • Instruments are to be regularly serviced by a technician
  • This is required for producing reliable results and minimizing breakdown
  • It also lowers cost and prevents delays in reporting

Pipette's Impact on QC

  • Pipettes must be checked for accuracy and calibrated to maximize their validity
  • All pipettes failing checks are to be serviced/cleaned by vendors
  • Maintain data such as pipette calibration and check functionality serial numbers

Reagents In Laboratory

  • Always store reagents according to manufacturers suggestions
  • Upon receipt date and initial all reagents
  • Transfer numbers and lots in books
  • Ensure they are labeled correctly when put into service

Reagent Parallel Testing

  • New and old reagent tests should be checked before use against controls
  • Variability should only be within 5%
  • All of this data should be recorded as well as any variability

How to Manage Personnel

  • In all testing proper procedures should be performed with staff
  • Assess their capabilities and document them

Key Requirements For Personnel

  • Active participation by all staff is required to meet standards & continuously improve
  • A laboratory director should employ sufficient staffing
  • Continuing education training needs to occur
  • Documentation, meetings, and discussions are needed for improvement

Documentation

  • If you have not documented it, you have NOT done it
  • If you have not documented, is a RUMOUR

The Value In Documentation

  • It ensures the traceability of the process is secure and external assessments can take place
  • Ensures effective training system

Key Documents

  • Documentation of temperature of equipment of reagent use are requirements
  • History and logs

Standard Operating Procedures (SOP)

  • Its content must describe all aspects of the lab procedure in detail
  • SOP facilitates uniformity across experiments and team members
  • Standard operations should define test performance, limits, and requirements for quality control

The SOP Structure

  • It must be written the CLSI-adhering format
  • Laboratory director must sign the SOP
  • All testing methods and tests must be available
  • Reference guides and information should be included
  • Dated removal procedures and obsolete notes must be available for 2 years

Requirements Under CLSI Formatting

  • Title denoting statement, and clear intent
  • Clinical implications and theories
  • Procedures for how to do a certain process
  • Documents
  • References
  • Attachments
  • Authors
  • Approved signatures

Validation

  • Validation determines whether something operates at it's intended purpose

Importance of Validation

  • Validation should be determined before the implementation of any changes

Key Points For Validation

  • Must be achieved for SOP, reagents, and equipment

Factors Influencing post-analytic quality

  • Accuracy is key, including right reporting, and turnaround
  • Reports must meet end user

Reporting Results

  • All data entry results should be verified by a section head or supervisor
  • Any reports that were sent should also be sent to the database
  • The old record should should remain on hand for evaluation

Housekeeping

  • Surface decontamination of instruments is needed to to maintain proper equipment and testing
  • Disposal of dangerous products and proper storage procedures should be adhered to

Statistical Control of Analytical Methods

  • Statistics include mean, median, standard deviation which are important for statistical testing
  • The coefficient of variation (CV) is the ratio of the SD to the average. It is a measure of precision expressed as percentage
  • According to the IFCC reference ranges are the base standards

Coefficient of Variation (CV)

  • Coefficient of Variation (CV) = Standard Deviation/ Samples mean
  • An ideal range is less than 1.0 which indicates a better peer group
  • Ratings at 1.5 indicate some precision, investigate the cause of data
  • Readings at 2.0 indicate serious data error is present, investigate the cause of data

Standard Deviation Index (SDI)

  • SDI = Laboratory mean - Consensus Group Mean/ Consensus GRP standard deviation
  • Key Ranges:
    • <1.25: Indicates acceptable results
    • 1.5 - 1.99: Indicates an improper system. Investigation is essential
    • 2.0: Indicates an unacceptable system. Remedial action is required

Reference Ranges

  • Is control out of range?
  • When a control is out of range
    • Repeat the test using the same reagent
    • Acknowledge this may be human or systemic error

Control Materials

  • Specimens analyzed for quality purposes are known as that
  • Should be available in a range of forms

Ranges of Control:

  • Stable and easy to store
  • Aliquots and vials
  • Analyzed and quality assured

Types of Control Materials:

  • Assayed control provides a mean by quality performance verified in the laboratory
  • Unassayed- requires intensive data analysis
  • In-house is pooled with character, and preserved

Managing Materials

  • Material should be stable
  • Procedures should be accurate
  • Preservatives (chemicals, freezing, and even drying) are permissible

Calibrators

  • Known concentration of a measure substance
  • Used to stabilize testing
  • Should not be considered control material

Control Charts

  • Common measures to ensure performance

Important Points about Q.C Charts

  • Graphically plots
  • Points falling within quality, and limits of accurate reporting

Levy-Jennings Charts

  • Displays process control, shows values
  • Ensures high testing

Important features for graphs

  • Auto generation capability
  • Limit markers with color

Westgard Rules

  • Generally where 2 levels of control material are analyzed

Components for These Processes

  • 1,2,3s rule
  • r, 4,10x rule

Key Westgard Factors

Westgard Warning

  • Alerting
  • Not necessarily a cause to reject

Westgard Rejection

  • Sensitive system needs to be investigated quickly
  • Cannot reject a run, a recheck is recommended to correct errors

Other Westgard Tests

  • This test contains prior data
  • Reagents that are accurate over a range

What to Do if QC Fails

  • Change vial
  • Remix reagents and retest
  • Test new instruments
  • Confirm data is correct and instrumentation

Other Testing

  • Compare prior and existing records
  • Understand standard readings

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