PMBOK Guide: Process Groups

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10 Questions

What can cause a project to change?

Both A and B

During which phase do the majority of executing processes occur?

Executing and Control

What is the primary focus of the monitoring and controlling process group?

Managing and measuring project progress

What supporting project management process is involved in managing and measuring project progress?

Scope Control

What is the purpose of the closing process group?

To formally accept the project's product and bring it to an orderly close

What is the relationship between the process groups and the phases of the project?

The process groups overlap within and between the phases of the project

What is the primary purpose of the initiating process group?

To signal the beginning of the project or a phase

What is the importance of planning processes in different phases of the project?

Planning processes are most important during the second phase of the project when planning the project is emphasized

Why is planning an iterative process?

Because it may require changes to the project plan due to new information or circumstances

What is the relationship between the size and complexity of the project and the planning effort?

Larger, more complex projects require a greater planning effort

Study Notes

Process Groups in Project Management

  • The PMBOK Guide outlines five process groups: Initiating, Planning, Executing, Monitoring and Controlling, and Closing.
  • These process groups overlap within and between the phases of the project.

Initiating Process Group

  • Signals the beginning of the project or a phase.
  • Example: developing a business case as part of an organization's project methodology.
  • Output of this process group becomes the input for the next phase.

Planning Process Group

  • Supports planning of the entire project and each individual phase.
  • Includes project management processes such as scope planning, activity planning, resource planning, cost estimating, schedule estimating, and procurement planning.
  • Planning effort should be in line with the size and complexity of the project.
  • Planning processes are most important during the second phase of the project methodology.

Executing Process Group

  • Focuses on integrating people and resources to carry out the planned activities of the project plan or phase.
  • SDLC and associated project methodology play an important role in developing the product or system.
  • Project management processes such as quality assurance, risk management, and team development play a supporting role.

Monitoring and Controlling Process Group

  • Allows for managing and measuring progress toward the project's goal and scope, schedule, budget, and quality objectives.
  • Includes supporting project management processes such as scope control, change control, schedule control, budget control, quality control, and a communications plan.
  • Emphasis on monitoring and controlling processes occurs during the execution and control phase of the IT project methodology.

Closing Process Group

  • Provides a set of processes for formally accepting the project's product, service, or system.
  • Verifies that all project work has been satisfactorily completed before the project sponsor accepts a phase's or the project's end product.

Understand the five process groups outlined in the PMBOK Guide, including initiating, planning, executing, monitoring and controlling, and closing. Learn how these groups overlap within and between project phases.

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