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15 CFR § 738
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15 CFR § 738

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Questions and Answers

What is the scope of the Commerce Control List (CCL) according to the text?

  • Items exclusively controlled for export or reexport by another U.S. agency (correct)
  • Items subject to temporary CCL controls classified under ECCN 0Y521 series
  • Items permanently classified on the CCL
  • Items included in the General Technology and Software Notes
  • Where is the Commerce Control List (CCL) contained in the Export Administration Regulations (EAR)?

  • Subchapter C of 15 CFR chapter VII
  • Section 742.6(a)(8) of the EAR
  • Supplement no. 2 to part 774 of the EAR
  • Supplement no. 1 to part 774 of the EAR (correct)
  • Under what series are items classified when they are subject to temporary CCL controls?

  • 0X521 series
  • 0B521 series
  • 0A521 series
  • 0Y521 series (correct)
  • What does Supplement no. 2 to part 774 of the EAR contain?

    <p>General Technology and Software Notes relevant to entries in the CCL</p> Signup and view all the answers

    Where are items classified that are not permanently on the Commerce Control List (CCL)?

    <p>ECCN 0Y521 series</p> Signup and view all the answers

    What is the purpose of the Commerce Country Chart?

    <p>To determine licensing requirements based on destination and Reason for Control</p> Signup and view all the answers

    How many categories are there in the Commerce Control List (CCL)?

    <p>10</p> Signup and view all the answers

    What does the first digit in an Export Control Classification Number (ECCN) represent?

    <p>The general category within which the entry falls</p> Signup and view all the answers

    What is the purpose of the second digit in an ECCN?

    <p>To differentiate individual entries by identifying the type of controls associated with the items</p> Signup and view all the answers

    What does the number '9' signify when it appears as the second digit in an ECCN?

    <p>The item is controlled for a unilateral concern, such as antiterrorism</p> Signup and view all the answers

    What does the number '9' signify when it appears as the third digit in an ECCN?

    <p>The item is controlled for unilateral purposes based on a proliferation concern</p> Signup and view all the answers

    What is the purpose of the last digit in an ECCN?

    <p>For the sequential numbering of ECCNs to differentiate between entries on the CCL</p> Signup and view all the answers

    What do the last two characters in a '600 series' ECCN generally track?

    <p>The Wassenaar Arrangement Munitions List (WAML) categories for the types of items at issue</p> Signup and view all the answers

    What are the four sections that make up an ECCN?

    <p>Heading, License Requirements, License Exceptions, and List of Items Controlled</p> Signup and view all the answers

    What is the purpose of the 'Heading' section in an ECCN?

    <p>To provide a description of the items controlled under that ECCN</p> Signup and view all the answers

    What is the purpose of including cross-references in the entries of the EAR?

    <p>To assist readers using both US and EU lists</p> Signup and view all the answers

    How can the 'items' paragraph assist in classifying items on the CCL?

    <p>By providing a summary of items controlled by ECCNs</p> Signup and view all the answers

    In which type of ECCN heading does the phrase '(see List of Items Controlled)' appear at the end?

    <p>ECCNs 3A001, 6A001, 7A004, 9A012</p> Signup and view all the answers

    What is the significance of the phrase '(see List of Items Controlled)' appearing in the middle of an ECCN heading?

    <p>The heading includes additional controlled items after the phrase</p> Signup and view all the answers

    What is the purpose of including 'Technology' under ECCN 4E980?

    <p>Development of commodities in ECCN 4A980</p> Signup and view all the answers

    Which section may contain examples illustrating different uses of the phrase '(see List of Items Controlled)'?

    <p>(C)</p> Signup and view all the answers

    Where should items be reviewed to determine their classification under ECCNs with the phrase '(see List of Items Controlled)' at the end?

    <p>'Items' paragraph</p> Signup and view all the answers

    'Non-numerically controlled' machine tools for generating optical quality surfaces are classified under which ECCN?

    <p>ECCN 2B992</p> Signup and view all the answers

    'Specially designed' 'parts' and 'components' are controlled under which type of ECCN heading?

    <p>'(See List of Items Controlled)' in the middle</p> Signup and view all the answers

    'Items' paragraphs are important for classifying which type of items listed on the CCL?

    <p>'Items subject to EAR'</p> Signup and view all the answers

    What must be met for certain mass market encryption items to affect your shipment using the symbol 'NLR'?

    <p>Any applicable encryption classification requirements described in §740.17(b) of the EAR</p> Signup and view all the answers

    Which parts of the EAR provide information on export clearance procedures and recordkeeping requirements?

    <p>Parts 758 and 762</p> Signup and view all the answers

    What is recommended when determining licensing requirements based on Reasons for Control?

    <p>Work through each applicable Reason for Control for a full analysis</p> Signup and view all the answers

    What is the purpose of the sample analysis provided in the text?

    <p>To illustrate the process of determining whether a license is required for a specific export transaction</p> Signup and view all the answers

    What is the purpose of the Country Chart in the EAR?

    <p>To determine licensing requirements based on the destination country</p> Signup and view all the answers

    What is the recommended approach when determining the most advantageous License Exception for a particular transaction?

    <p>Conduct a full analysis of every possible licensing requirement based on each applicable Reason for Control</p> Signup and view all the answers

    What does the symbol 'X' denote on the Country Chart?

    <p>Licensing requirements for that Reason for Control/Destination combination</p> Signup and view all the answers

    If there are multiple 'X's applicable to a transaction, what does it indicate?

    <p>The application will undergo multiple licensing reviews</p> Signup and view all the answers

    If an ECCN is controlled for a single Reason for Control, what should be identified?

    <p>The single Reason for Control and the relevant Country Chart column identifier</p> Signup and view all the answers

    If an 'X' is marked in the cell next to the country on the Country Chart, what does it indicate?

    <p>A license application must be submitted for that Reason for Control/Destination combination, unless a License Exception applies</p> Signup and view all the answers

    If no 'X' is marked in the cell next to the country on the Country Chart, what does it indicate?

    <p>A license is not required based on the particular Reason for Control and destination</p> Signup and view all the answers

    If a License Exception is noted next to a license requirement on the Country Chart, what should be done?

    <p>Consult Part 740 of the EAR to determine if the License Exception can be used</p> Signup and view all the answers

    If a license requirement is noted on the Country Chart, but no License Exception is listed, what should be done?

    <p>Apply for a license, as no License Exception is available</p> Signup and view all the answers

    What should be done if General Prohibitions Four through Ten apply to a proposed transaction?

    <p>Apply for a license, regardless of the Country Chart or License Exceptions</p> Signup and view all the answers

    What should be done if the License Requirement section of an ECCN refers to another part of the EAR?

    <p>Follow the instructions in the referred section to determine license requirements</p> Signup and view all the answers

    What should be done if the License Requirement section does not refer to the Country Chart?

    <p>Follow the instructions in the License Requirement section to determine license requirements</p> Signup and view all the answers

    Which of the following best describes the purpose of the 'Items' paragraph in the List of Items Controlled section?

    <p>It describes the portions of the heading that precede the 'see List of Items Controlled' phrase.</p> Signup and view all the answers

    What is the purpose of the 'License Requirements' section?

    <p>It identifies all possible Reasons for Control and the corresponding country chart.</p> Signup and view all the answers

    What is the purpose of the 'License Exceptions' section, according to the text?

    <p>It lists all the available ECCN-driven License Exceptions and their eligibility statements.</p> Signup and view all the answers

    What is the purpose of the 'Related definitions' header in the 'List of Items Controlled' section?

    <p>It identifies the definitions or parameters that apply to all items controlled by the entry.</p> Signup and view all the answers

    What is the purpose of the 'Country Chart' header in the 'License Requirements' section, according to the text?

    <p>It directs the user to the appropriate column in the Country Chart to determine the licensing requirements.</p> Signup and view all the answers

    What is the purpose of the 'Reasons for Control' listed in the 'License Requirements' section?

    <p>They determine the order in which the licensing requirements are applied.</p> Signup and view all the answers

    What is the significance of the statement 'Reasons for Control are not mutually exclusive' in the 'License Requirements' section?

    <p>Items controlled within a particular ECCN may be controlled for more than one Reason for Control.</p> Signup and view all the answers

    What is the purpose of the 'License Exception STA exclusion paragraphs' mentioned in the 'License Exceptions' section?

    <p>They identify the items for which the License Exception STA provisions may not be used.</p> Signup and view all the answers

    What is the main purpose of the 'List of Items Controlled' section, according to the text?

    <p>To provide a complete list of all items controlled by the ECCN.</p> Signup and view all the answers

    What are examples of ECCNs where the heading is the exclusive description of the items classified under those respective ECCNs?

    <p>0A982, 5D101, 8D001 and 9A002</p> Signup and view all the answers

    Which of the following ECCNs does not require a license for all destinations?

    <p>5A001.f.1</p> Signup and view all the answers

    If your destination is a territory, possession, dependency or department of a country included on the Country Chart, what does the EAR do?

    <p>Accords your destination the same licensing treatment as the country of which it is a territory, possession, dependency or department.</p> Signup and view all the answers

    Which of the following ECCNs refers the reader to another provision of the EAR for license requirement information?

    <p>Some ECCNs, but not the ones listed in the options</p> Signup and view all the answers

    Which of the following ECCNs does not have any license exceptions available?

    <p>0A983, 5E001.a and 5E980</p> Signup and view all the answers

    What does the Commerce Country Chart allow you to determine?

    <p>The Commerce Control List (CCL) export and reexport license requirements for most items listed on the CCL.</p> Signup and view all the answers

    Which of the following ECCNs allows License Exception GOV to apply if the item is consigned to and for the official use of a U.S. Government agency?

    <p>5A001.f.1, 5A980, 5D001 and 5D980</p> Signup and view all the answers

    What is the purpose of the Commerce Country Chart?

    <p>To determine the Commerce Control List (CCL) export and reexport license requirements for most items listed on the CCL.</p> Signup and view all the answers

    Which of the following is true about the countries listed on the Commerce Country Chart?

    <p>If your destination is not listed on the Country Chart, the EAR accords your destination the same licensing treatment as the country of which it is a territory, possession, dependency or department.</p> Signup and view all the answers

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