Identifying and Safeguarding PII Flashcards

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Questions and Answers

An organization that fails to protect PII can face consequences including:

  • All of the Above (correct)
  • No consequences
  • Increased funding
  • Enhanced security measures

Information that can be combined with other information to link solely to an individual is considered PII.

True (A)

Which of the following is NOT a permitted disclosure of PII contained in a system of records?

The purpose is disclosed with a new purpose that is not encompassed by SORN

What guidance identifies federal information security controls?

<p>OMB Memorandum M-17-12</p> Signup and view all the answers

Which of the following must Privacy Impact Assessments (PIAs) do?

<p>All of the Above (D)</p> Signup and view all the answers

What regulation governs the DoD Privacy Program?

<p>DoD 5400.11-R: DoD Privacy Program</p> Signup and view all the answers

What law establishes the federal government's legal responsibility for safeguarding PII?

<p>Privacy Act of 1974</p> Signup and view all the answers

What law establishes the public's right to access federal government information?

<p>FOIA</p> Signup and view all the answers

No disclosure of a record in a system of records unless:

<p>The individual to whom the record pertains submits a written request or has given prior written consent</p> Signup and view all the answers

Your coworker sent you an encrypted set of records containing PII from her personal e-mail account. Is this compliant with PII safeguarding procedures?

<p>False (B)</p> Signup and view all the answers

If you discover a data breach, you should immediately notify the proper authority and also:

<p>Document where and when the potential breach was found: record URL for PII on the web</p> Signup and view all the answers

Officials or employees who knowingly disclose PII to someone without a need-to-know may be subject to which of the following?

<p>Both civil and criminal penalties</p> Signup and view all the answers

Which of the following is NOT an example of an administrative safeguard that organizations use to protect PII?

<p>List all potential future uses of PII in the System of Records Notice (SORN)</p> Signup and view all the answers

Phishing is not often responsible for PII data breaches.

<p>False (B)</p> Signup and view all the answers

Flashcards

PII definition

Personally Identifiable Information (PII) is any data that can identify a specific person when combined with other information.

PII consequences of poor handling

Neglecting PII protection leads to potential fines and legal action.

New PII use and SORN

A new purpose for PII use not listed in a System of Records Notice (SORN) prohibits disclosure.

Federal PII security guidance

OMB Memorandum M-17-12 outlines federal information security controls for PII.

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Privacy Impact Assessment (PIA) role

PIAs evaluate privacy risks associated with PII.

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DoD PII regulation

DoD 5400.11-R governs PII handling within the Department of Defense.

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Federal PII law

The Privacy Act of 1974 establishes the federal legal framework for safeguarding PII.

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FOIA purpose

Freedom of Information Act (FOIA) assures public access to federal government information.

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PII Disclosure Requirements

PII disclosure requires written requests, prior consents, or adherence to 'routine use' in the SORN.

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Telework PII transmission

Sending PII from a personal email account (even encrypted) is non-compliant during telework.

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Data breach response

Document and immediately report data breaches, including location of the breach.

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Unauthorized PII disclosure penalties

Disclosing PII without a legitimate need-to-know can lead to civil and criminal penalties.

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Future PII use and administrative safeguards

Identifying all potential future PII uses in an SORN is not considered an administrative safeguard, focusing instead on security and access management.

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Phishing threat

Phishing is a major threat to PII, causing data breaches through fraudulent tactics.

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Study Notes

Use and Disclosure of PII

  • Organizations that neglect to safeguard Personally Identifiable Information (PII) can face serious consequences, including fines and legal action.
  • PII includes any information that can be linked to a specific individual when combined with other data, supporting the need for robust protection measures.
  • A new purpose that is not covered by the System of Records Notice (SORN) does not permit the disclosure of PII.
  • The Office of Management and Budget (OMB) Memorandum M-17-12 sets forth federal information security control guidelines.
  • Privacy Impact Assessments (PIAs) should fulfill multiple essential functions, encompassing comprehensive evaluations of privacy risks related to PII.
  • The DoD Privacy Program is governed by DoD 5400.11-R, regulating the handling of PII within the Department of Defense.
  • The legal framework for safeguarding PII at the federal level is established by the Privacy Act of 1974.
  • The Freedom of Information Act (FOIA) guarantees public access to federal government information, fostering transparency.
  • Disclosures of records in systems of records necessitate either a written request from the individual concerned, their prior written consent, or adherence to "routine use" definitions outlined in the SORN.

Safeguarding PII

  • Sending PII from a personal email account, even if encrypted, is non-compliant with established safeguarding procedures during telework scenarios.
  • Upon discovering a data breach, it is crucial to promptly inform the proper authorities and document the breach's specifics, including the URL where the PII was found.
  • Officials or employees disclosing PII without a legitimate need-to-know may face both civil and criminal penalties, highlighting the seriousness of PII handling.
  • Identifying all potential future uses of PII in a SORN is not classified as an administrative safeguard, which should focus on security and access management.
  • Phishing is a significant threat and frequently leads to data breaches involving PII; therefore, it is crucial to remain vigilant against such tactics.

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