Explainable AI (XAI) & ML Explanation Needs

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Questions and Answers

In the context of machine learning, what does Explainable AI (XAI) primarily aim to ensure?

  • That algorithmic decisions and their basis are understandable to end-users and stakeholders. (correct)
  • That all algorithms are built using open-source code.
  • That machine learning models achieve 100% accuracy.
  • That AI systems are deployed rapidly, regardless of transparency.

Which of the following is a key legal aspect driving the need for explainability in machine learning?

  • The Patriot Act.
  • The Sarbanes-Oxley Act.
  • The General Data Protection Regulation (GDPR). (correct)
  • The Health Insurance Portability and Accountability Act (HIPAA).

Why can achieving explainability in machine learning be difficult regarding model complexity?

  • Complex models always have fewer parameters than simpler ones.
  • Complex models are designed to be intentionally opaque for security reasons.
  • Complex models establish multiple interactions between input variables, making it hard to explain output as a function of input. (correct)
  • Complex models use only categorical data, which is hard to interpret.

What is a primary limitation of relying solely on interpretable models like decision trees for explainability?

<p>The explanations from interpretable models do not scale well. (B)</p> Signup and view all the answers

In the context of Explainable AI, what does it mean for a model to be 'biased'?

<p>The model systematically favors certain groups or features over others, leading to unfair or discriminatory outcomes. (D)</p> Signup and view all the answers

According to the content, what is one potential consequence of using black box machine learning models for high-stakes decisions?

<p>Catastrophic harm caused by bad practices perpetuated by trying to explain rather than create interpretable models. (C)</p> Signup and view all the answers

What is the central idea behind using Shapley Values in Explainable AI?

<p>To assign credit to each feature based on its marginal contribution. (D)</p> Signup and view all the answers

What does the 'Dummy' axiom in Shapley Value theory imply?

<p>A player that never contributes should always be attributed zero. (A)</p> Signup and view all the answers

If $f(x)$ is a sum of two models $g(x)$ and $h(x)$, according to the additivity axiom of Shapley Values, how is the Shapley value of $f(x)$ determined?

<p>It is the sum of the Shapley values for models $g(x)$ and $h(x)$. (B)</p> Signup and view all the answers

How does using machine learning to classify X-ray images exemplify the problem of 'right for the wrong reason'?

<p>ML models might use confounding but irrelevant variables for classification. (D)</p> Signup and view all the answers

What does the term 'adversarial attack' refer to in the context of machine learning?

<p>Intentional modifications to input data designed to fool a machine learning model. (B)</p> Signup and view all the answers

What is the main goal of the LIME (Local Interpretable Model-Agnostic Explanations) method?

<p>To approximate a complex model locally with a simpler, interpretable model. (A)</p> Signup and view all the answers

Why is it important to validate the logic of machine learning models?

<p>To detect bias, defend against adversarial attacks, and achieve regulatory compliance. (A)</p> Signup and view all the answers

According to the content, what scenario exemplifies how machine learning algorithms can perpetuate historical biases?

<p>ML models penalizing applicants for attending an all-women's college. (A)</p> Signup and view all the answers

What is a primary goal of Explainable AI (XAI) as defined by DARPA?

<p>To create AI systems that can justify their decisions, explain their successes and failures, and be corrected. (A)</p> Signup and view all the answers

Which of the following target audience would be interested in XAI to trust the model itself and gain scientific knowledge?

<p>Domain experts/users of the model (A)</p> Signup and view all the answers

Which of the following is NOT considered a benefit of machine learning explanations?

<p>Accelerated model training. (A)</p> Signup and view all the answers

What best desribes interpretable models?

<p>the structure of the model represents the explanation (D)</p> Signup and view all the answers

Post-hoc Explanation

<p>Surrogate Model Fitting. (B)</p> Signup and view all the answers

Which of the following machine learning explainability frameworks is considered.

<p>local and black box prediction methods. (B)</p> Signup and view all the answers

Which method approximates an underlying function?

<p>LIME. (C)</p> Signup and view all the answers

How is local linear model constructed?

<p>by observing model outputs. (C)</p> Signup and view all the answers

In the graphic of LIME explaining a prediction with flu data, what are the key components displayed?

<p>Model, data and prediciton, explanation (C)</p> Signup and view all the answers

Which of the following is not a pro of LIME?

<p>Easy to debug. (A)</p> Signup and view all the answers

Which of the following is a con of LIME

<p>Assumes local linearity. (A)</p> Signup and view all the answers

Why large number of samples matters in LIME?

<p>for samples to be around explained instance. (B)</p> Signup and view all the answers

Why is LIME not stable?

<p>different explanations for the same prediction! (A)</p> Signup and view all the answers

What is the correct order to describe SHAP?

<p>SHapley Additive exPlanations. (A)</p> Signup and view all the answers

SHAP is related to which game theory?

<p>cooperative game theory (D)</p> Signup and view all the answers

If someone never plays a game, how much should he receiv?

<p>receive zero attribution (C)</p> Signup and view all the answers

Which of the following algorithms supports SHAP value?

<p>treeExplainer = sharp.treeExplainer() (D)</p> Signup and view all the answers

Which Kernel exploit LIME in its logic?

<p>KernelExplainer (D)</p> Signup and view all the answers

SHAP is considered

<p>based on game theory (C)</p> Signup and view all the answers

What are the differences in computing SHAP values for deep learning models versus tree-based models?

<p>Deep learning models utilize methods like DeepLIFT and expected gradients, while tree-based models have specialized tree-specific algorithms. (D)</p> Signup and view all the answers

What is the purpose of 'force plots' in SHAP?

<p>To explain the prediction of individual instances by showing how each feature contributes to pushing the prediction away from a base value. (A)</p> Signup and view all the answers

What aspect does an interaction value highlight in the context of TreeExplainer?

<p>The relationship between two features and see if they depend on each other (A)</p> Signup and view all the answers

What is a key factor that makes explainability in machine learning difficult, particularly with complex models?

<p>The models establish intricate interactions between input variables, making it hard to define output as a function of input. (A)</p> Signup and view all the answers

Why are interpretable models sometimes insufficient for providing complete explainability?

<p>As model complexity increases, their explanations become too intricate. (C)</p> Signup and view all the answers

In the context of machine learning, what is the potential pitfall of solely relying on interpretable models that Cynthia Rudin warns about?

<p>They might perpetuate bad practices and cause harm. (A)</p> Signup and view all the answers

Why is it important to ensure fairness, accountability, and transparency (FAT) in machine learning algorithms?

<p>To ensure algorithmic decisions can be explained in non-technical terms. (B)</p> Signup and view all the answers

How might machine learning models inadvertently learn and perpetuate historical biases?

<p>By replicating historical biases in decision-making from training data. (B)</p> Signup and view all the answers

According to the General Data Protection Regulation (GDPR), what rights do affected customers or users have regarding automated decisions?

<p>The right to an explanation providing meaningful information about the logic involved. (B)</p> Signup and view all the answers

What is one reason why explainability in machine learning is crucial for defending against adversarial attacks?

<p>It helps in validating the logic of our models and finding unexpected vulnerabilities. (A)</p> Signup and view all the answers

How could explaining why a model made a certain classification on an X-ray image improve health outcomes?

<p>By ensuring the model focuses on clinically relevant subregions rather than X-ray unit types. (B)</p> Signup and view all the answers

Why is explainability essential for machine learning models in contexts such as criminal justice?

<p>To ensure transparency and understanding of how decisions are made, especially in scenarios involving high-stakes decisions. (A)</p> Signup and view all the answers

Why can complex models still be useful despite the difficulties in explaining them?

<p>They achieve better accuracy due to their ability to learn complex functions. (C)</p> Signup and view all the answers

What is a potential risk when using machine learning models in high-stakes decisions, such as credit lending or criminal risk assessment?

<p>The models can inadvertently rely on irrelevant factors, leading to unfair or inaccurate outcomes. (C)</p> Signup and view all the answers

What is the purpose of model debugging in the context of machine learning explanations?

<p>To identify and resolve issues in the model's logic, ensuring reliable predictions. (D)</p> Signup and view all the answers

In regards to Explainable AI (XAI), what are the questions posed by DARPA (Defense Advanced Research Projects Agency)?

<p>Why not something else?, When do you fail?, and how long will it take? (A)</p> Signup and view all the answers

What benefit does Explainable AI (XAI) provide to managers and executive board members?

<p>It helps them assess regulatory compliance of AI applications. (D)</p> Signup and view all the answers

Why is ensuring explainability beneficial for regulatory compliance?

<p>It provides insights into how models work, facilitating audits and certifications. (D)</p> Signup and view all the answers

Which of the following does LIME utilize to produce an explanation?

<p>Local linear model (A)</p> Signup and view all the answers

What is the purpose of perturbing samples around an instance in LIME?

<p>To observe the model outputs. (B)</p> Signup and view all the answers

In the context of SHAP (SHapley Additive exPlanations), what does the Shapley value represent?

<p>The contribution of each feature to the prediction (D)</p> Signup and view all the answers

What does the 'Efficiency' axiom in Shapley Value theory state?

<p>The sum of feature contributions must equal the total prediction. (B)</p> Signup and view all the answers

In the context of machine learning and feature attribution, what real-world concept is Shapley Values based on?

<p>A method for fairly distributing gains in a cooperative game. (D)</p> Signup and view all the answers

Which SHAP explainer is best suited for tree based methods?

<p>TreeExplainer (B)</p> Signup and view all the answers

Which SHAP explainer uses LIME in its logic?

<p>KernelExplainer (C)</p> Signup and view all the answers

In the SHAP summary plot what do the colors represent?

<p>Feature value (D)</p> Signup and view all the answers

In the context of SHAP, what is the purpose of interaction values?

<p>To view pairwise interaction. (C)</p> Signup and view all the answers

Flashcards

Explainable AI (XAI)

A field within AI that aims to make machine learning model decisions understandable to humans.

Right for the wrong reason

Models learn X-ray unit type (portable units, inpatient units, emergency department) instead of the patients health.

Fooling ML Algorithms

Machine learning algorithms can be easily deceived by unrecognizable images into outputting high confidence predictions.

ML Biases

ML models learn decision models based on historical data that replicate historical biases.

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Equal Credit Opportunity Act 1974

A US law requiring credit agencies to provide the main factors determining credit score.

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General Data Protection Regulation (GDPR) 2018

An EU law providing affected customers/users with a 'meaningful information about the logic involved' in automated decisions.

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Explainability in FAT/ML

Ensuring that algorithmic decisions and the data driving those decisions can be explained to end-users and other stakeholders in non-technical terms.

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Model Complexity

ML methods achieve better accuracy through learning complex functions that intrinsically establish multiple interactions between input variables making it difficult to explain the output as a function of the input

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White Box Models

Models that are self-explanatory in that the structure of the model represents the explanation and that have interoperable outputs.

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Black Box Models

Models that map user features into a decision class without exposing the how and why they arrive at a particular decision.

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Local Explanation

A method where complex models are inherently complex but a single prediction involves only a small piece of that complexity.

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Post-Hoc Explanations

A method conducted after model training by using a surrogate model and interpreting the new surrogate model to generate explanations.

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LIME (Local Interpretable Model-Agnostic Explanations)

A technique to explain the predictions of any classifier, by fitting a local linear model around the instance to be explained.

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Shapley Value

A concept in cooperative game theory where members should receive payments or shares proportional to their marginal contributions.

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SHAP TreeExplainer

Providing an explanation by computing SHAP values for trees and ensembles of trees, this includes, XGBoost, LightGBM, CatBoost and other tree-based models like Random Forest.

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SHAP GradientExplainer

Providing an implementation of expected gradients to approximate SHAP values for deep learning models and supports TensorFlow and Keras models.

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SHAP KernelExplainer

Model agnostics and uses a combination of LIME and Shapley values to provide explanations.

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Force Plots

Used to explain the prediction of individual instances through higher-vs-lower plots.

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Study Notes

Explainable AI (XAI) Lecture 12

  • Explainable AI seeks to provide reasons behind machine learning decisions.

The Need for ML Explanations

  • It questions the use of machine learning and it's decision making.
  • It questions if ML is actually classifying things correctly and for the "right" reasons.
  • Some models can pick up X-ray machine types instead of actual health issues.

Vulnerability and Bias in ML

  • Machine learning algorithms can be easily fooled and are vulnerable to adversarial attacks.
  • ML algorithms can be biased, as seen in the Correctional Offender Management Profiling for Alternative Sanctions (COMPAS) tool.
  • Amazon scrapped an AI recruiting tool due to bias against women.
  • US Equal Credit Opportunity Act of 1974 requires credit agencies to explain factors determining credit score.
  • EU General Data Protection Regulation (GDPR) 2018 includes a "right to an explanation" for users affected by automated decisions.

Explainability Defined

  • It ensures decisions as well as any data driving those decisions can be explained to stakeholders in non-technical terms.
  • DARPA poses key questions for XAI: Why did you do that? Why not something else? When do you succeed/fail? When can I trust you? How can I correct an error?

XAI Target Audience

  • It includes experts, users affected by model decisions, regulatory entities, developers, and executive boards.

Benefits of ML Explanations

  • Validating the logic of models

  • Defending against adversarial attacks

  • Detecting bias

  • Ensuring regulatory compliance

  • Debugging

  • Explainability leads to greater trust and adoption of AI systems.

Challenges in Achieving Explainability

  • Model complexity makes it difficult to explain the output as a function of the input.
  • Interpretable models don't scale well.
  • There exists a multiplicity of good models for convex optimization problems.
  • It is proposed to use interpretable models whenever you can

White Box vs. Black Box Models

  • White Box Models have Self-explanatory structure but Black Box models map user features into a decision class without exposing the process.

Approaches to Explainability

  • Local Explanation focuses on explaining individual predictions.
  • Post-Hoc Explanations are applied after model training.

LIME (Local Interpretable Model-Agnostic Explanations)

  • LIME approximates an underlying function to explain black box model predictions.
  • LIME is model-agnostic, easy to understand and implement, and widely cited - however it assumes local linearity.
  • LIME can be computationally expensive, requires a large number of samples, and may not be stable.
  • Misleading explanations from LIME can lead users to trust biased classifiers, therefore please don't use it blindly

SHAP (SHapley Additive exPlanations)

  • SHAP explains predictions based on Shapley Values from cooperative game theory.
  • Shapley Values distribute gain in a coalition game fairly among players based on their contribution.
  • SHAP has axioms of dummy, symmetry, efficiency and additivity
  • SHAP can be used to determine credit decisions such as income, credit history, late payments, products etc
  • Compute SHAP values for trees and ensembles of trees - models like XGBoost, LightGBM, CatBoost and Random Forest by using TreeExplainer
  • Compute SHAP values for deep learning models by using DeepLIFT and Shapley values using DeepExplainer.
  • KernelExplainer (Kernel SHAP) incorporates LIME into Logic but are model agnostics and support combination of LIME and Shapley values
  • SHAP offers various visualization plots like force plots, dependence plots and summary plots

SHAP Pros and Cons

  • It is widely cited, based on theory, easy to implement and has a lot of visualization Plots.
  • It is a great and popular Tool but can be expensive to run.

Assigned Reading & Resources

  • "Why should I trust you?" Explaining the predictions of any classifier.
  • A Unified Approach to Interpreting Model Predictions.
  • Data Camp Article - An Introduction to SHAP Values and Machine Learning Interpretability.
  • Data Camp – Explainable Artificial Intelligence (XAI)

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