Explainable AI (XAI)

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Questions and Answers

Why is explainability in machine learning crucial for high-stakes decisions?

  • It allows models to generalize to unseen data more effectively.
  • It reduces the computational resources required for model deployment.
  • It speeds up the model training process.
  • It helps in understanding the logic behind decisions, ensuring fairness and accountability. (correct)

According to the principles of Fairness, Accountability, and Transparency in Machine Learning (FAT/ML), what does explainability ensure?

  • That algorithms are free from errors.
  • That algorithmic decisions and the data driving them can be understood by end-users and stakeholders in non-technical terms. (correct)
  • That all machine learning models are deployed in a transparent environment.
  • That algorithmic decisions are made solely by technical experts.

How does explainability contribute to building trust in machine learning models?

  • By increasing the complexity of the models.
  • By reducing the need for regulatory compliance.
  • By providing insights into how the model works, enabling users to validate the logic and identify potential biases. (correct)
  • By ensuring the models are always correct.

What is one reason explainability in machine learning can be difficult to achieve?

<p>The inherent complexity of machine learning models, which often establish multiple interactions between input variables. (C)</p> Signup and view all the answers

What is a key difference between white box and black box models in the context of explainability?

<p>White box models are self-explanatory, while black box models require additional tools to understand their decision-making process. (D)</p> Signup and view all the answers

What is the primary goal of Local Interpretable Model-agnostic Explanations (LIME)?

<p>To provide local explanations for individual predictions made by any machine learning model. (A)</p> Signup and view all the answers

What is a limitation of LIME?

<p>It assumes local linearity, which may not hold true for all models or datasets. (C)</p> Signup and view all the answers

What is the main concept behind SHAP (SHapley Additive exPlanations) values?

<p>Fairly distributing the prediction among the features based on their contribution. (A)</p> Signup and view all the answers

Which of the following is a SHAP explainer designed for tree-based models?

<p>TreeExplainer (D)</p> Signup and view all the answers

How do SHAP force plots help in understanding model predictions?

<p>By illustrating how each feature contributes to pushing the prediction away from the base value. (D)</p> Signup and view all the answers

What is the legal importance of explainability in machine learning, as exemplified by the EU's General Data Protection Regulation (GDPR)?

<p>GDPR grants users the 'right to an explanation,' entitling them to meaningful information about the logic involved in automated decisions. (C)</p> Signup and view all the answers

In the context of explainable AI (XAI), what does it mean for a model to be 'interpretable by design'?

<p>The model is simple enough that its decision-making process can be easily understood without additional tools. (B)</p> Signup and view all the answers

Why is it important for machine learning algorithms used in criminal justice to be explainable?

<p>To understand and address potential biases that could lead to unfair or discriminatory outcomes. (D)</p> Signup and view all the answers

What does the term 'model-agnostic' mean in the context of explainable AI techniques like LIME?

<p>The explanation technique is effective regardless of the underlying machine learning model. (D)</p> Signup and view all the answers

What is a potential risk of relying solely on black box machine learning models for high-stakes decisions?

<p>These models may inadvertently perpetuate biases, leading to unfair or discriminatory outcomes. (D)</p> Signup and view all the answers

What does the Shapley Value Axiom of 'Dummy' imply in the context of feature importance in machine learning?

<p>If a feature does not affect the model's prediction, its Shapley value should be zero. (D)</p> Signup and view all the answers

How does explainability contribute to model debugging?

<p>By providing insights into why a model is making incorrect predictions allowing for targeted improvements. (B)</p> Signup and view all the answers

Considering the trade-offs between model complexity and explainability, what is a strategy to improve explainability without sacrificing too much accuracy?

<p>Apply explainable AI techniques like LIME or SHAP to understand and interpret complex models. (D)</p> Signup and view all the answers

Which of the following techniques can help defend against adversarial attacks on machine learning models?

<p>Employing explainable AI to understand how adversarial inputs influence the model's predictions. (D)</p> Signup and view all the answers

Why is it important to assess regulatory compliance using Explainable AI (XAI)?

<p>To ensure algorithms adhere to legal and ethical standards. (B)</p> Signup and view all the answers

What is the key idea behind using surrogate models in post-hoc explanations?

<p>Replacing complex models with simpler, interpretable models to approximate their behavior. (B)</p> Signup and view all the answers

In the context of Shapley values, what does the axiom of 'efficiency' state?

<p>The sum of the Shapley values of all features should equal the model's prediction. (B)</p> Signup and view all the answers

How do dependence plots enhance the interpretability of machine learning models when using SHAP values?

<p>By visualizing the relationship between a feature's value and its SHAP value. (B)</p> Signup and view all the answers

What kind of information can you directly obtain from a SHAP summary plot?

<p>A ranking of features by importance and their range of impact on the model output. (C)</p> Signup and view all the answers

Why might a credit agency be required to provide the main factors determining a credit score, according to the Equal Credit Opportunity Act?

<p>To provide transparency and allow individuals to understand and potentially improve their creditworthiness. (B)</p> Signup and view all the answers

How does the use of explainable AI (XAI) affect the software development lifecycle for machine learning projects?

<p>XAI requires additional steps for model interpretation and validation, potentially increasing development time. (D)</p> Signup and view all the answers

Why should the use of explainable AI consider the target audience?

<p>To tailor explanations that are understandable and relevant to the stakeholders' roles and expertise. (A)</p> Signup and view all the answers

Which question, posed by DARPA's Explainable Artificial Intelligence (XAI) program, directly addresses the need to correct errors in AI decision-making?

<p>How do I correct an error? (C)</p> Signup and view all the answers

Explainability in ML helps with

<p>Understanding the logic (C)</p> Signup and view all the answers

What kind of bias was found in Amazon's AI recruiting tool?

<p>Penalizing all-women's college (D)</p> Signup and view all the answers

For Shapley values, what type of feature would have a Shapley value of zero?

<p>A dummy feature (B)</p> Signup and view all the answers

Which of the following is NOT a benefit of explainable AI?

<p>Faster model execution (A)</p> Signup and view all the answers

Which of the following is considered to be a 'black box' model?

<p>Neural Network (C)</p> Signup and view all the answers

Which of the following is true of 'Explainable AI'?

<p>Can be used to explain decisions in many fields (D)</p> Signup and view all the answers

Which is NOT considered a 'Pro' of explainable AI?

<p>Simplistic coding (A)</p> Signup and view all the answers

What does LIME stand for?

<p>Local Interpretable Model-agnostic Explanations (B)</p> Signup and view all the answers

SHAP values are derived from what concept?

<p>Cooperative game theory (C)</p> Signup and view all the answers

Why can high model complexity make explainability difficult?

<p>Complex models establish intricate interactions between input variables, complicating the explanation of output as a function of input. (A)</p> Signup and view all the answers

In the context of machine learning, what is a major limitation of relying solely on intrinsically interpretable models like decision trees?

<p>Their explanations don't scale well as the model complexity increases. (D)</p> Signup and view all the answers

What does it mean for a machine learning model to be 'interpretable by design'?

<p>The very structure of the model provides insights into its decision-making process. (C)</p> Signup and view all the answers

What's a potential consequence of using machine learning algorithms without proper explainability in criminal justice?

<p>Algorithms may perpetuate and amplify existing biases, leading to unfair outcomes. (A)</p> Signup and view all the answers

According to the Equal Credit Opportunity Act in the US, why might a bank be required to explain to a customer why their loan application was denied?

<p>To ensure transparency and allow customers to understand the factors influencing the credit decision. (D)</p> Signup and view all the answers

Which of the following is a key benefit of machine learning explainability related to identifying issues in training data?

<p>It allows for the detection of potential biases present in the training data. (A)</p> Signup and view all the answers

In the context of explainable AI (XAI), what does it mean to 'validate the logic' of a machine learning model?

<p>Verifying whether the model's reasoning aligns with domain knowledge and common sense. (D)</p> Signup and view all the answers

How does incorporating explainability techniques affect the software development lifecycle of a machine learning project?

<p>It adds additional steps for model validation, fairness assessment, and explanation generation. (B)</p> Signup and view all the answers

Which question addresses the need to verify whether a machine learning algorithm is making correct decisions?

<p>When can I trust you? (C)</p> Signup and view all the answers

What distinguishes 'White Box' models from 'Black Box' models concerning explainability?

<p>The internal structure of 'White Box' models is transparent and self-explanatory whereas 'Black Box' models hide their internal logic. (C)</p> Signup and view all the answers

According to the lecture, what is a significant limitation of LIME (Local Interpretable Model-agnostic Explanations)?

<p>LIME assumes local linearity, which may not hold true for complex models. (D)</p> Signup and view all the answers

What is the primary purpose of 'perturbing' the data around an instance when using LIME (Local Interpretable Model-agnostic Explanations)?

<p>To observe how the black box model's predictions change and thereby construct a local, linear explanation. (D)</p> Signup and view all the answers

What does it mean for LIME (Local Interpretable Model-agnostic Explanations) to be 'model-agnostic'?

<p>LIME can provide explanations for any machine learning model, regardless of its internal structure. (D)</p> Signup and view all the answers

Why is LIME considered 'not stable'?

<p>Different explanations for the same prediction. (A)</p> Signup and view all the answers

Why should a user avoid blindly using LIME?

<p>A misleading explanation can be used to fool users into trusting a biased classifier. (A)</p> Signup and view all the answers

What concept from game theory are SHAP (SHapley Additive exPlanations) values based on?

<p>Cooperative game theory (C)</p> Signup and view all the answers

Per Shapley Value Axioms, what will a feature that never contributes to the game receive?

<p>Zero attributions. (A)</p> Signup and view all the answers

In SHAP (SHapley Additive exPlanations), what do the 'players' represent in the context of explaining a model output?

<p>Input features used by the model. (D)</p> Signup and view all the answers

What is the purpose of SHAP dependence plots?

<p>To show the relationship between a feature's value and its corresponding SHAP value. (A)</p> Signup and view all the answers

What kind of overall insights can be derived from a SHAP summary plot?

<p>Feature importance and the direction of their impact on the model output. (A)</p> Signup and view all the answers

Which of the following statements best describes the 'efficiency' axiom in the context of Shapley values?

<p>The sum of the Shapley values for all features should equal the difference between the prediction and the base value. (C)</p> Signup and view all the answers

For what type of machine learning models is shap.TreeExplainer designed?

<p>Trees and ensemble of trees. (C)</p> Signup and view all the answers

Which SHAP explainer is best used for deep learning models?

<p><code>shap.DeepExplainer</code> (B)</p> Signup and view all the answers

In brief, how does Kernel SHAP estimate feature contributions?

<p>By combining LIME and Shapley values. (B)</p> Signup and view all the answers

Flashcards

Wrong Reasoning in ML

Machine learning algorithms can sometimes make decisions for the wrong reasons based on unintended data correlations.

Fooling ML Algorithms

Machine learning algorithms can be easily fooled with imperceptible changes to their inputs.

Adversarial ML Attacks

Machine learning algorithms are vulnerable to adversarial attacks where carefully crafted inputs can cause incorrect classifications.

Algorithmic Bias

Machine learning algorithms can exhibit biases, leading to unfair or discriminatory outcomes.

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XAI Explainability

Explainability in AI refers to ensuring that algorithmic decisions and the data driving those decisions can be understood by end-users and stakeholders.

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XAI Target Audience

XAI is targeted toward domain experts, users affected by model decisions, regulatory entities, data scientists, and managers.

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ML Explanation Benefits

Machine Learning explanations benefits include validating logic, defending against attacks, detecting bias, regulatory compliance and model debugging.

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Explainability Adoption

Explainability leads to increased trust in AI systems, which in turn drives adoption.

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Model Complexity

Model complexity is a reason why explainability is hard, because learning complex functions that intrinsically establish multiple interaction between input variables.

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White Box Models

White box models are self-explanatory and have interoperable outputs.

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Black Box Models

Map user features into a decision class without exposing the how and why they arrive at a particular decision.

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Local Explanation

A local explanation focuses on understanding a model's decision for a specific instance, as opposed to the entire model.

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Post-Hoc Explanations

Post-hoc explanations involve using a surrogate model to interpret a black box model after it has been trained.

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LIME

LIME approximates a black box machine learning model with an underlying function for explanations.

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Local Interpretable Model-Agnostic Explanation (LIME)

LIME locally approximates any classifier by learning an interpretable model around each individual prediction.

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LIME Drawbacks

LIME can be unstable with different explanations for the same prediction and computational expensive.

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SHAP (SHapley Additive exPlanations)

SHAP uses Shapley values, which are based on cooperative game theory, to explain the output of machine learning models.

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Shapley Value - Lloyd Shapley

Shapley values distribute gains fairly depending on each players contributions.

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SHAP TreeExplainer

SHAP's TreeExplainer computes SHAP values for tree based models like XGBoost, LightGBM and CatBoost.

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SHAP DeepExplainer

SHAP's DeepExplainer uses DeepLIFT and Shapley values for deep learning models.

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SHAP KernelExplainer (Kernel SHAP)

SHAP's KernelExplainer is a model agnostic approach that combines the method of LIME and Shapley values.

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SHAP Force Plots

SHAP Force plots are used to explain the prediction of individual instances.

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Study Notes

Explainable AI (XAI)

  • Explainable AI enhances trust and understanding in machine-learning models
  • XAI makes the rationales behind AI decision-making more transparent

Reasons to Use Machine Learning

  • Machine learning algorithms can be vulnerable to adversarial attacks.
  • Machine learning algorithms can be biased
  • Historical biases can be replicated by models, such as penalizing women applicants.
  • The United States Equal Credit Opportunity Act of 1974 mandates that credit agencies provide the main determinants of credit scores.
  • The European Union General Data Protection Regulation (GDPR) 2018 includes a "Right to an Explanation," offering affected customers meaningful information about the logic behind automated decisions.

Fairness, Accountability, Transparency in Machine Learning

  • Explainability ensures algorithmic decisions can be understood by end-users and stakeholders in non-technical terms.

DARPA's Goals for Explainable AI

  • Why did you do that?
  • Why not something else?
  • When do you succeed?
  • When do you fail?
  • When can I trust you?
  • How do I correct an error?

Target Audience for XAI

  • Domain experts need to trust the model and gain scientific knowledge.
  • People affected by model decisions need to verify fairness
  • Regulatory entities need to certify model compliance
  • Data scientists need to improve product efficiency.
  • Managers and executive boards need to assess regulatory compliance.

Benefits of Machine Learning Explanation

  • Increased adoption derives from explainability, leading to trust.
  • Logic validation
  • Defense against adversarial attacks
  • Bias detection
  • Regulatory compliance
  • Model debugging

The Challenge of Explainability

  • Greater model complexity makes it difficult to explain output in terms of input because Machine Learning establishes many interactions between input variables.
  • Models learn complex functions to achieve better accuracy

Decision Trees and Explainability

  • Decision trees are intrinsically explainable by design.
  • The multiplicity of good models makes interpretability difficult for convex optimization problems.

Interpretable Models Limitations

  • Interpretable model explanations do not scale well.
  • Black box machine learning models are currently being used for high stakes decision-making problems.

GPT-3 Parameters

  • OpenAI’s GPT-3 has 175 billion parameters.

Options for Explainability

  • White Box Models are self-explanatory and have interoperable output.
  • Black-Box Models map user features to decisions without explaining the "how" and "why."
  • Focus can be shifted to local, model-specific or model-agnostic explanations

LIME

  • LIME (Local Interpretable Model-Agnostic Explanations) approximates the underlying function of a model, for explanations
  • LIME is a local interpretable model-agnostic explanation.
  • The ML model approximates an underlying function.
  • LIME then provides the explanation.

LIME Image Classifier

  • LIME can be used to classify images

LIME Text Classifier

  • LIME can classify text.

LIME Pros

  • Widely cited and easy to understand
  • The method is easy to implement.

LIME Cons

  • Approximation means not an exact replica
  • Fidelity is an open research question.
  • LIME assumes local linearity.
  • It is computationally expensive.
  • LIME requires a large number of samples.
  • It is not always stable

LIME Final Notes

  • LIME can mislead and be used to fool people into trusting biased classifiers.
  • LIME is a great and popular tool if used correctly

SHAP

  • SHAP (SHapley Additive exPlanations) provides insights into model predictions indicating the impact of each feature.

Origin of SHAP

  • The Shapley Value is from Lloyd Shapley concept in cooperative game theory, which ensures members receive payments/shares proportional to marginal contributions.
  • Shapley introduced his theory in 1951, and won the Nobel Prize in Economics in 2012.

SHAP and Cooperative Game Theory

  • Cooperative game theory distributes gain in a coalition game
  • Shapley Values attribute the total gain to the players based on their contribution.

Shapley Value Axioms

  • Dummy: Zero attribution if a player never contributes.
  • Symmetry: Equal attribution to symmetric players.
  • Efficiency: Attributions must add to the total gain.
  • Additivity: Sum model Shapley value can be calculated

SHAP Use Case

  • SHAP is suitable for additive feature attribution, as in determining critical factors for credit decisions.
  • SHAP assigns each feature a value for a particular prediction.

TreeExplainer

  • SHAP can compute, using SHAP values, trees and ensembles of trees
  • XGBoost, LightGBM, and CatBoost are supported

DeepExplainer

  • SHAP is able to compute, using DeepLIFT and Shapely values, deep learning models.
  • TensorFlow and Keras models are supported.

GradientExplainer

  • SHAP is able to use TensorFlow and Keras models to approximate SHAP values.
  • SHAP is able to implement expected gradients to approximate values for deep learning models.

KernelExplainer

  • Kernel SHAP is model agnostic and uses a combination of LIME and Shapley values.

Force Plots

  • Force plots are used for model output explanation.

Dependence Plots

  • Dependence plots display the relationship between a feature and the SHAP value for that feature.

Summary Plots

  • Summary plots are able to highlight key features.

Interaction Values

  • Interaction values include pairwise interaction.

SHAP Pros

  • Has wide usage and implementations
  • SHAP is "Based on Theory"
  • SHAP produces visualization plots

SHAP Conclusion

  • SHAP should not be considered as an alternative to LIME, as KernelSHAP integrates LIME into its logic
  • SHAP supports many useful visualization charts.
  • SHAP implementation is an expensive run.
  • It is a tool and has a basis in Game Theory

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