Podcast
Questions and Answers
How many hours are recommended for exam preparation?
How many hours are recommended for exam preparation?
- 90 hours (correct)
- 75 hours
- 100 hours
- 50 hours
What must personal information collected by organizations be used and disclosed for?
What must personal information collected by organizations be used and disclosed for?
- Profit-maximizing purposes
- The purpose for which it was collected (correct)
- Any purpose the organization deems appropriate
- Marketing purposes to increase client base
What is the format of the final exam?
What is the format of the final exam?
- Essay type questions
- Multiple choice questions (correct)
- Short answer questions
- True or False questions
In which scenario does PIPEDA not apply?
In which scenario does PIPEDA not apply?
What percentage is required to pass the final exam?
What percentage is required to pass the final exam?
Which organizations are subject to provincial privacy legislation instead of PIPEDA?
Which organizations are subject to provincial privacy legislation instead of PIPEDA?
Where can the online exercises be found?
Where can the online exercises be found?
What is a primary function of PIPEDA regarding personal information?
What is a primary function of PIPEDA regarding personal information?
What should you complete to prepare for the final exam?
What should you complete to prepare for the final exam?
What are the criteria for personal information to be considered accessible under PIPEDA?
What are the criteria for personal information to be considered accessible under PIPEDA?
Who does PIPEDA apply to with regards to personal information sharing?
Who does PIPEDA apply to with regards to personal information sharing?
What is the importance of understanding terms and concepts before attempting the online exercises?
What is the importance of understanding terms and concepts before attempting the online exercises?
What is the main focus of Lesson 3 in Unit 2 of the course?
What is the main focus of Lesson 3 in Unit 2 of the course?
Which statement best describes the responsibilities of all registrants in the Canadian capital markets regarding conflicts of interest?
Which statement best describes the responsibilities of all registrants in the Canadian capital markets regarding conflicts of interest?
What is the approximate duration of Lesson 3 on Conflicts of Interest?
What is the approximate duration of Lesson 3 on Conflicts of Interest?
Why is it important for registrants to identify and manage conflicts of interest?
Why is it important for registrants to identify and manage conflicts of interest?
In Unit 2, which aspect is emphasized when discussing conflicts of interest?
In Unit 2, which aspect is emphasized when discussing conflicts of interest?
What types of conflicts of interest are mentioned in the text?
What types of conflicts of interest are mentioned in the text?
Why is it important to understand how conflicts arise according to the text?
Why is it important to understand how conflicts arise according to the text?
What is a key aspect of taking reasonable steps to identify material conflicts of interest?
What is a key aspect of taking reasonable steps to identify material conflicts of interest?
How is the duty to identify and address conflicts of interest viewed according to the text?
How is the duty to identify and address conflicts of interest viewed according to the text?
What would be considered reasonable steps to identify material conflicts of interest as per CP 31-103?
What would be considered reasonable steps to identify material conflicts of interest as per CP 31-103?
Why is compliance with the conflict of interest requirements considered an ongoing obligation?
Why is compliance with the conflict of interest requirements considered an ongoing obligation?
What are the key characteristics that disclosure about conflicts of interest must have?
What are the key characteristics that disclosure about conflicts of interest must have?
When should disclosure about conflicts of interest be made to the client?
When should disclosure about conflicts of interest be made to the client?
What information must be included in a written disclosure of material conflicts of interest?
What information must be included in a written disclosure of material conflicts of interest?
If a material conflict of interest is identified but not disclosed to the client, what is the firm responsible for?
If a material conflict of interest is identified but not disclosed to the client, what is the firm responsible for?
Is disclosure alone considered sufficient to address a material conflict of interest?
Is disclosure alone considered sufficient to address a material conflict of interest?
What is the purpose of disclosure about conflicts of interest?
What is the purpose of disclosure about conflicts of interest?
