Evolution and Varieties of Federalism
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Questions and Answers

In a parliamentary system with a fusion of powers, how does the role of the executive branch typically differ compared to a presidential system with a separation of powers?

  • The executive in a parliamentary system operates independently of the legislature, similar to presidential systems.
  • The executive in a parliamentary system is primarily responsible for judicial oversight.
  • The executive in a parliamentary system has a less dominant role due to the strict separation of powers.
  • The executive in a parliamentary system has a direct legislative role through fusion of powers. (correct)

Which of the following accurately describes the primary function of the Bundesrat in the German federal system?

  • Acting as an advisory council to the Chancellor without legislative power.
  • Indirect representation of the people through delegates from the Länder governments. (correct)
  • Direct representation of the German people, similar to the Bundestag.
  • Serving as a judicial body that resolves disputes between the Länder.

How does the administrative division of powers in a federal system, such as in Germany and South Africa, ensure regional participation in national legislation?

  • By allowing constituent units to veto national laws that affect their jurisdiction.
  • Through direct elections of national legislators by regional constituencies.
  • By delegating all legislative powers to the constituent units, thereby limiting the role of the national government.
  • Through Länder representation at the national level, ensuring national legislation reflects regional perspectives. (correct)

Which scenario best exemplifies cultural federalism?

<p>A country establishes federalism to recognize and accommodate distinct linguistic and cultural identities within its constituent states. (D)</p> Signup and view all the answers

What significant contribution did the American model of federalism make to intergovernmental coordination?

<p>It introduced a dimension of popular will in the Senate. (C)</p> Signup and view all the answers

How does the European Union's structure reflect limited governance characteristic of certain varieties of federalism?

<p>The EU shows a form of federalism due to its governance under treaties, accommodating diverse languages and state interests but with restricted central powers. (A)</p> Signup and view all the answers

Which of the options represent a key distinction between 'divided federalism' and systems implementing an 'administrative division of powers'?

<p>Divided federalism involves distinct national/constituent unit jurisdictions, while administrative division sees national legislation setting broad goals, implemented with wide regional discretion. (B)</p> Signup and view all the answers

How does the representation in a Senate typically differ from that in a Council within bicameral national-level representation?

<p>Senates directly represent the population of constituent units, while Councils consist of delegates from constituent governments. (D)</p> Signup and view all the answers

In a federal system, what is the primary distinction between a senate and a council within the context of bicameralism?

<p>A senate directly represents regional populations, while a council represents regional governments. (C)</p> Signup and view all the answers

Which factor most significantly undermines the long-term stability of a federation?

<p>Unresolved cultural or ethnic tensions leading to persistent internal conflict. (A)</p> Signup and view all the answers

In federal systems, what is the main purpose of having an upper house (Senate or Council) at the national level, and what is the common characteristic of its members?

<p>To represent constituent units, with members representing states, provinces, or cantons. (C)</p> Signup and view all the answers

How does the concept of “cooperative backward linkage” in administrative division of powers differ from the coordination seen in legislative division of powers?

<p>Backward linkages entail coordination <em>prior to</em> finalizing legislation, ensuring regional participation, unlike forward linkages. (B)</p> Signup and view all the answers

What critical challenge do federations formed on the basis of cultural diversity often face that territorial federations might not?

<p>Heightened risk of secessionist movements due to strong regional identities. (C)</p> Signup and view all the answers

Evaluate the statement: 'The US federal system, characterized by multiple horizontal and vertical checks and balances, inhibits efficient governance.' To what extent is this true?

<p>It depends; the system can foster stability but may impede rapid policy responses, reflecting a trade-off between efficiency and democratic control. (D)</p> Signup and view all the answers

How does territorial federalism differ fundamentally from cultural federalism in its approach to regional identities?

<p>Territorial federalism emphasizes administrative efficiency over cultural uniqueness, whereas cultural federalism prioritizes the accommodation of diverse cultural identities. (B)</p> Signup and view all the answers

Assess the impacts of differing models of federalism on policy implementation. Which of the following is the most accurate comparison of the effects of legislative division of powers versus administrative division of powers on policy implementation efficiency?

<p>The effects are conditional; legislative promotes competition and allows tailored local policies, administrative is better in coordinated policy. (D)</p> Signup and view all the answers

Which institutional design is most likely to mitigate conflict in a culturally diverse federation with a history of intergroup tensions?

<p>A parliamentary system with proportional representation and power-sharing mechanisms. (B)</p> Signup and view all the answers

What critical factor distinguishes federations that successfully transitioned from unitary states from those that failed?

<p>The degree of consensus among regional and national leaders on the division of powers. (C)</p> Signup and view all the answers

What role do historical precedents play in shaping the evolution and stability of federal systems?

<p>Historical precedents provide a foundational framework and influence the interpretation and application of federal principles. (B)</p> Signup and view all the answers

How might bicameralism in a federal system address the challenges posed by significant population disparities among its constituent regions?

<p>By giving each region equal representation in one chamber, regardless of population size. (A)</p> Signup and view all the answers

Flashcards

Federalism

A system where power is divided between a central government and regional governments.

Federalist Revolution

Many federations emerged in the 20th century due to the breakdown of colonial empires and the formation of new states.

Failed Federations

Examples include the USSR, Czechoslovakia and Yugoslavia, breaking due to internal tensions.

Federations to Unitary States

Libya and Indonesia started as federations and transitioned to unitary systems.

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Devolution in the UK

The UK has devolved powers to Scotland, Wales, and Northern Ireland.

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Cultural Federalism

Federalism based on accommodating distinct cultural or regional differences.

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Examples of Cultural Federalism

Switzerland, Canada, Belgium and India.

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Territorial Federalism

Federalism based on territorial divisions where cultural differences are less significant.

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Examples of Territorial Federalism

Germany, the US and Australia.

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Form of Government

Federalism can exist under both presidential or parliamentary.

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Parliamentary Government

Fusion of powers, leading to a more dominant executive role.

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Presidential Government

Separation of powers, where the executive has no direct legislative role.

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Upper House Representation

Representation in the upper house by constituent units (states, provinces, etc.).

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Council (Bundesrat) Model

Members are delegates of constituent governments, indirectly representing the people.

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Legislative Division of Powers

Distinct national and constituent unit jurisdictions.

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Administrative Division of Powers

National legislation sets goals, with administrative tasks conducted by constituent units.

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Forward Linkages

Coordination occurs based on existing legislation.

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Backward Linkage

Coordination happens before final legislation through regional participation.

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American Model

Popular will integrated in Upper House, lacks intergovernmental coordination.

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Cooperative Federalism

Has evolved towards cooperation between different levels of government.

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Study Notes

  • There has been an evolution of federalism.
  • Before the 20th there were 9 federations.
  • The 20th century saw a "federalist revolution" characterized by the breakdown of colonial empires and the emergence of newly independent states.
  • Federalism has proliferated while states balance different cultures.
  • Certain federations, such as the USSR, Czechoslovakia, Yugoslavia, United Arab states, West Indies, and Serbia & Montenegro, have failed.
  • Some federations have transitioned into unitary states, including Libya and Indonesia.
  • The UK shows movement along the spectrum, devolution from unitary to federal.

Varieties of Federalism

  • Federalism can be categorized using types, rationale/purpose, form of government, bicameralism, and division of powers.
  • A reason for federalism includes cultural diversity or simple territorial division of powers.
  • The form of government found in a system of federalism can either be presidential or parliamentary.
  • Bicameralism may include a 2nd chamber senate for regional populations or a council for regional governments.
  • Under federalism division of powers can be legislative or administrative.

Rationale and Purpose

  • Federalism can be cultural or territorial.
  • Cultural federalism: strong union/ accommodates cultural and regional differences
  • Switzerland: 17 German, 4 French, 1 Italian, 4 plurilingual cantons
  • Canada: primarily anglophone provinces & Quebec
  • Belgium: 4 linguistic regions – French, Dutch, German & bilingual Brussels
  • India: 28 states along mostly linguistic boundaries
  • EU 28 states, 24 official languages
  • Limited governance under Treaties
  • Territorial federalism: cultural difference diminished importance
  • Germany: originally Protestant north & Catholic south – no longer relevant
  • US: north south division has become less relevant
  • In Germany & US, Länder & states are culturally diverse – not a significant factor
  • Australia: territorial basis- distinct political communities + common national culture

Form of Government

  • Parliamentary form of government: fusion of powers => more dominant role for the executive
  • A parliamentary system is common.
  • There may be direct bargaining between executives of national & constituent governments.
  • Canada, Australia, Germany, Switzerland & India use the parliamentary system.
  • Presidential: executive has no direct legislative role
  • Combined with federalism – 'multiple horizontal and vertical checks and balances' = the "compound republic”
  • The US & mostly Latin America utilize the presidential system

Senate or Council

  • Bicameral representation at national level is utilized.
  • Lower house representative determined according size of population.
  • Upper house representative determined by constituent units, states, provinces, cantons, Länder
  • Canada is an exception to this model.
  • Senates are determined by constituent units represented
  • Democratic representation was first introduced in Australia and later adopted in the US in 1913.
  • Councils model features a German configuration.
  • Bundesrag members [federal council] consist of delegates of Länder governments.
  • Utilizing indirect representation of the people.
  • This model is followed by the EU, South Africa
  • Some countries utilize mixed models, like in Spain, where some are elected, some reps chosen by legislatures

Legislative or Administrative Division of Powers

  • Legislative - divided federalism
  • Distinct national and constituent unit jurisdictions exist.
  • Coordination based on existing legislation "forward linkages"
  • Canada has competitive tensions and conflicts.
  • US is pragmatic and led by the national congress.
  • Administrative division of powers: National legislation sets general goals.
  • Most administrative tasks are conducted by Länder
  • Apply law & deliver services by discretion.
  • Länder representation at national level assures national legislation reflects regional participation
  • Coordination prior to final legislation ["cooperative backward linkage"] can be found in Germany, South Africa.

American Model

  • Models and variations can influence popular will in the Senate.
  • State governments do not directly access national law-making and do not contribute to intergovernmental coordination.
  • Federalism evolved into cooperative measures including regulatory or coercive action.
  • This model can be revolutionary.
  • It a also a constitutional invention.

Canadian Model

  • Political settlement between English Canada & Quebec
  • English Canadians believe federalism as a vehicle for individual liberalism
  • French Canadians advocate for individual liberalism + collective cultural identity
  • Socioeconomic asymmetry exists.
  • Western provinces resent treatment as economic hinterlands.
  • Cultural differences exist – alignment with the US.
  • A national party does not exist.
  • Quebec [BQ], West [Reform...] are regionally-oriented parties.
  • Canada utilizes an evolutionary process, rather than revolutionary.
  • Weak Senate => no effective provincial representation at the national level

Constitutions v Practices

  • "The American Constitution in Comparative Perspective: A Comparison of Federalism in Canada and the United States" by Ronald L. Watts
  • The key differences between the Canadian and US constitutions include origins, purpose and motivation, British influence, economic factors, philosophical influences, diversity, evolution, socioeconomic factors, economic concentration, institutional differences (parliamentary/presidential), different distribution/allocation of powers, number of constituent units and moderating factors

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Varieties of Federalism I PDF

Description

An overview of the evolution of federalism, noting its proliferation and failures in balancing states and cultures. Discusses varieties of federalism based on types, rationale, form of government and division of powers. Includes examples of federal states transitioning into unitary states such as Libya and Indonesia.

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