764 V1

<p>Engaging in any transaction prohibited by ECRA, the EAR, or any order issued under them</p> Signup and view all the answers

<p>Imposing sanctions that are neither administrative nor criminal</p> Signup and view all the answers

<p>Actions relating to part 760 violations</p> Signup and view all the answers

<p>Restrictions on imports and procurement</p> Signup and view all the answers

<p>Department of Defense</p> Signup and view all the answers

<p>Loss of export privileges</p> Signup and view all the answers

<p>Department of State</p> Signup and view all the answers

<p>When OEE receives information prior to any other agency</p> Signup and view all the answers

<p>Administrative sanctions</p> Signup and view all the answers

<p>Suspend contracting rights with the U.S. Government</p> Signup and view all the answers

<p>Office of Export Enforcement</p> Signup and view all the answers

<p>Legal status under §764.2(i)</p> Signup and view all the answers

<p>When disclosures involve part 760 of the EAR</p> Signup and view all the answers

<p>That provided by IEEPA</p> Signup and view all the answers

<p>Revocation of any existing licenses</p> Signup and view all the answers

<p>IEEPA and any other authority</p> Signup and view all the answers

<p>Suspension or revocation of licenses</p> Signup and view all the answers

<p>$1,000,000</p> Signup and view all the answers

<p>Statutorily-mandated sanctions</p> Signup and view all the answers

<p>In whole or in part during a probation period</p> Signup and view all the answers

<p>Denial of export privileges</p> Signup and view all the answers

<p>The Office of Exporter Services only</p> Signup and view all the answers

<p>Exclusion from activities before BIS</p> Signup and view all the answers

<p>Financing and transferring items subject to the EAR</p> Signup and view all the answers

<p>Deny export privileges</p> Signup and view all the answers

<p>Servicing and financing</p> Signup and view all the answers

<p>Reporting requirement</p> Signup and view all the answers

<p>Forwarding any items</p> Signup and view all the answers

<p><em>Its connection to a violation</em></p> Signup and view all the answers

<p>All of the above</p> Signup and view all the answers

<p>Both soliciting and attempting a violation are prohibited</p> Signup and view all the answers

<p>Both conspiring and acting in concert to commit a violation are prohibited</p> Signup and view all the answers

<p>All of the above actions with knowledge of a violation are prohibited</p> Signup and view all the answers

<p>All of the above actions related to misrepresentation and concealment are prohibited</p> Signup and view all the answers

<p>They are deemed to be continuing in effect</p> Signup and view all the answers

<p>All of the above actions with intent to evade are prohibited</p> Signup and view all the answers

<p>Failing or refusing to comply with any reporting or recordkeeping requirement of ECRA or the EAR</p> Signup and view all the answers

<p>It is prohibited unless specifically authorized in the EAR or in writing by BIS</p> Signup and view all the answers

<p>Taking any action prohibited by a denial order or a temporary denial order</p> Signup and view all the answers

<p>Voluntary self-disclosure is considered along with all other factors in the case.</p> Signup and view all the answers

<p>The weight given to voluntary self-disclosure is solely within OEE's discretion.</p> Signup and view all the answers

<p>Voluntary self-disclosure does not prevent transactions from being referred for criminal prosecution.</p> Signup and view all the answers

<p>The disclosure must be made with the full knowledge and authorization of the firm's senior management.</p> Signup and view all the answers

<p>The provisions do not create, confer, or grant any enforceable rights or benefits.</p> Signup and view all the answers

<p>Initially notify OEE as soon as possible after violations are discovered.</p> Signup and view all the answers

<p>Either in writing or orally, as long as OEE is notified.</p> Signup and view all the answers

<p>The name of the person making the disclosure and a brief description of the suspected violations.</p> Signup and view all the answers

<p>Within 180 days of the initial notification date, unless an extension is granted.</p> Signup and view all the answers

<p>Contact OEE promptly at the specified office and confirm the oral notification in writing as soon as possible.</p> Signup and view all the answers

<p>5 years prior to the initial notification</p> Signup and view all the answers

<p>The undisclosed violations will not be treated as a separate violation unless required by law</p> Signup and view all the answers

<p>An explanation of when and how the violations occurred, and the identities of parties involved</p> Signup and view all the answers

<p>Licensing documents, shipping documents, and other relevant communication records</p> Signup and view all the answers

<p>An official of the corporation or organization with the authority to do so</p> Signup and view all the answers

<p>To provide context for the violations and potentially reduce penalties</p> Signup and view all the answers

<p>The request may be denied due to insufficient time for review</p> Signup and view all the answers

<p>Retain them until OEE requests them or a final decision is made</p> Signup and view all the answers

<p>The provisions of Section 764.2(g) of the EAR will apply</p> Signup and view all the answers

<p>To demonstrate the thoroughness of the review and compliance efforts</p> Signup and view all the answers

<p>To provide written narrative accounts and supporting documentation</p> Signup and view all the answers

<p>To the Office of Export Enforcement</p> Signup and view all the answers

<p>Issue a warning letter or proposed charging letter, and attempt to settle the matter</p> Signup and view all the answers

<p>Supplement no. 1 to part 766</p> Signup and view all the answers

<p>Request permission to engage in activities that would otherwise be prohibited</p> Signup and view all the answers

<p>Future activities with respect to those items will not constitute violations</p> Signup and view all the answers

<p>Submit a request to the Bureau of Industry and Security (BIS) in accordance with part 748 of the EAR</p> Signup and view all the answers

<p>That a voluntary self-disclosure was made in connection with the export of the commodities</p> Signup and view all the answers

<p>Issue a temporary denial order</p> Signup and view all the answers

<p>Deny export privileges</p> Signup and view all the answers

<p>To ensure that the narrative account is completed and submitted to OEE in a timely manner</p> Signup and view all the answers

<p>The mitigating impact of the voluntary disclosure under supplement no. 1 to this part may be reduced or eliminated</p> Signup and view all the answers

<p>Only the pertinent information called for in paragraphs (c)(3), (c)(4), and (c)(5) of this section</p> Signup and view all the answers

<p>All of the above</p> Signup and view all the answers

<p>All of the above</p> Signup and view all the answers

<p>To protect the U.S. Government's ability to take enforcement action against the disclosed violations</p> Signup and view all the answers

<p>To ensure the disclosing person does not make any additional violations during the extension period</p> Signup and view all the answers

<p>It ensures the disclosing person receives the full mitigating impact of the voluntary disclosure under supplement no. 1</p> Signup and view all the answers

<p>It means the Director of OEE can grant multiple extensions beyond the initial 180-day period</p> Signup and view all the answers

<p>To ensure the disclosing person has adequate time to complete and submit the narrative account</p> Signup and view all the answers