Podcast
Questions and Answers
Why is compliance crucial in trading?
Why is compliance crucial in trading?
Which regulatory body oversees financial markets in the UK?
Which regulatory body oversees financial markets in the UK?
What is the primary goal of the Market Abuse Regulation (MAR)?
What is the primary goal of the Market Abuse Regulation (MAR)?
What significant impact did the Dodd-Frank Act have on the financial markets?
What significant impact did the Dodd-Frank Act have on the financial markets?
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How does the General Data Protection Regulation (GDPR) affect trading firms?
How does the General Data Protection Regulation (GDPR) affect trading firms?
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What is a key best practice for staying compliant in trading?
What is a key best practice for staying compliant in trading?
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What role do surveillance systems play in compliance?
What role do surveillance systems play in compliance?
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Why are regular audits important for compliance?
Why are regular audits important for compliance?
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How can ongoing training help in maintaining compliance?
How can ongoing training help in maintaining compliance?
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What is the benefit of fostering a culture of compliance within an organization?
What is the benefit of fostering a culture of compliance within an organization?
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