COLREG Rule 38 (Exemptions)
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Questions and Answers

Who is responsible for administering the Audit Scheme?

  • The Audit Committee
  • The Contracting Party
  • The Secretary-General of the Organization (correct)
  • The Organization
  • How often are audits conducted for each Contracting Party?

  • At periodic intervals (correct)
  • Only once a year
  • Only once every five years
  • At random intervals
  • What is the purpose of the audit programme?

  • To punish non-compliant Contracting Parties
  • To monitor the progress of the Contracting Parties
  • To implement a new Convention
  • To verify compliance with the present Convention (correct)
  • What is the basis for the overall schedule of audits?

    <p>Guidelines developed by the Organization</p> Signup and view all the answers

    After how many years, according to the prescriptions of section 2 (b) of Annex I to these Regulations, will the repositioning of masthead lights be required?

    <p>Nine years after the date of entry into force of these Regulations</p> Signup and view all the answers

    What is the role of the Contracting Party in the audit process?

    <p>To facilitate the conduct of the audit and implement a programme of actions</p> Signup and view all the answers

    At what distance from the stem must the after light be seen over and separate from the forward light when viewed from sea-level?

    <p>1000 m</p> Signup and view all the answers

    What is the maximum height above the hull at which sidelights of a power-driven vessel can be placed?

    <p>Three quarters of that of the forward masthead light</p> Signup and view all the answers

    For how long will the requirements for sound signal appliances, as prescribed in Annex III, be applicable?

    <p>Until nine years after the date of entry into force of these Regulations</p> Signup and view all the answers

    What is the condition for the vertical separation of masthead lights of power-driven vessels?

    <p>In all normal conditions of trim</p> Signup and view all the answers

    What is exempt from the repositioning of all-round lights?

    <p>Permanent exemption</p> Signup and view all the answers

    What is the maximum angular sector within which all-round lights shall not be obscured by masts, topmasts or structures?

    <p>6°</p> Signup and view all the answers

    What is the purpose of exhibiting two all-round lights instead of one?

    <p>To make them appear as one light at a distance of one mile</p> Signup and view all the answers

    What is the definition of an audit according to the Convention?

    <p>A systematic, independent and documented process</p> Signup and view all the answers

    What is the maximum horizontal distance between the two masthead lights on a power-driven vessel?

    <p>100 m</p> Signup and view all the answers

    Until when can vessels, the keel of which is laid or which is at a corresponding stage of construction before the entry into force of these Regulations, be exempted from installing lights with ranges prescribed in Rule 22?

    <p>Four years after the date of entry into force of these Regulations</p> Signup and view all the answers

    What is the purpose of the Code for Implementation?

    <p>To facilitate the execution of obligations and responsibilities contained in the Convention</p> Signup and view all the answers

    Which of the following is permanently exempted from compliance with the Regulations?

    <p>The repositioning of lights as a result of conversion from Imperial to metric units</p> Signup and view all the answers

    What is the term for the IMO Member State Audit Scheme established by the Organization?

    <p>Audit Scheme</p> Signup and view all the answers

    What is the relationship between the Audit Standard and the Code for Implementation?

    <p>The Audit Standard is equivalent to the Code for Implementation</p> Signup and view all the answers

    According to Annex 1 Section 3, where should the forward light be placed on a power-driven vessel?

    <p>Not more than one quarter of the length of the vessel from the stem</p> Signup and view all the answers

    When are vessels of 150 m or more in length required to reposition their masthead lights?

    <p>Nine years after the date of entry into force of these Regulations</p> Signup and view all the answers

    What is the minimum horizontal distance between the two masthead lights on a power-driven vessel?

    <p>One half of the length of the vessel</p> Signup and view all the answers

    Study Notes

    Rule 41 Verification of Compliance

    • Contracting Parties are subject to periodic audits by the Organization to verify compliance with the Convention.
    • The Secretary-General of the Organization administers the Audit Scheme based on guidelines developed by the Organization.
    • Contracting Parties are responsible for facilitating the audit and implementing a program of actions to address the findings.
    • Audits are conducted at periodic intervals based on an overall schedule developed by the Secretary-General.

    Exemptions and Transition Periods

    • Repositioning of masthead lights due to Annex I Section 2(b) is exempted until nine years after the date of entry into force of these Regulations.
    • Repositioning of sidelights due to Annex I Section 2(g) and 3(b) is exempted until nine years after the date of entry into force of these Regulations.
    • Requirements for sound signal appliances in Annex III are exempted until nine years after the date of entry into force of these Regulations.
    • Repositioning of all-round lights due to Annex I Section 9(b) is permanently exempted.

    Definitions and Audit Scheme

    • An audit is a systematic, independent, and documented process for evaluating compliance with audit criteria.
    • The Audit Scheme is the IMO Member State Audit Scheme established by the Organization.
    • The Code for Implementation is the IMO Instruments Implementation Code (III Code) adopted by the Organization.
    • The Audit Standard is the Code for Implementation.

    Application and Execution

    • Contracting Parties shall use the provisions of the Code for Implementation in executing their obligations and responsibilities contained in the present Convention.

    Exemptions for Vessels

    • Vessels (or class of vessels) with keel laid or at a corresponding stage of construction before the entry into force of these Regulations may be exempted from compliance.
    • Exemptions include installation of lights with ranges prescribed in Rule 22, repositioning of lights due to conversion from Imperial to metric units, and repositioning of masthead lights on certain vessels.

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    Learn about exemptions from compliance with International Regulations for Preventing Collisions at Sea. Understand the conditions for vessels built before the regulation's entry into force.

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