Brussels 2012 Regulation Quiz

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Questions and Answers

What does the CJEU consider antisuit injunctions to be?

  • Interference with foreign court jurisdiction (correct)
  • An acceptable practice in Member States
  • A form of abuse of process
  • A necessary legal remedy

The CJEU allows courts in Member States to grant antisuit injunctions against proceedings in other Member States.

False (B)

What is the significance of the Brussels 2012 regulation in terms of proceedings in non-EU states?

It allows a court in an EU State to stay an action when a prior action is pending in a non-EU or Lugano State.

The key argument made by the CJEU is that each court in the EU should decide its own _____ under the Brussels 2012.

<p>jurisdiction</p> Signup and view all the answers

Match the following articles from Brussels 2012 with their descriptions:

<p>Article 33 = Same claim brought between the same parties in two different countries Article 34 = Related claims involved Article 35 = Court may stay proceedings Article 36 = No obligation to grant a stay</p> Signup and view all the answers

Under what condition can a non-EU domiciled Defendant be sued in a Member State Court according to Scenario no 1?

<p>The Defendant is an employer whose employee habitually works in a Member State. (C)</p> Signup and view all the answers

The Recast Regulation allows for arbitration proceedings to be included in its scope.

<p>False (B)</p> Signup and view all the answers

Which of the following statements is true regarding the Hague Choice of Court Convention and the Brussels I Recast Regulation?

<p>The Hague Convention will give way to the Brussels I when all parties are EU residents. (D)</p> Signup and view all the answers

The court chosen in Dublin is relevant for the Hague Choice of Court Convention.

<p>True (A)</p> Signup and view all the answers

What article number governs jurisdiction agreements in the Recast Regulation?

<p>Article 25</p> Signup and view all the answers

What will the court of Barcelona do in relation to the choice of court agreement?

<p>Stay the proceeding and wait for the judgement from Ireland.</p> Signup and view all the answers

A non-EU Defendant can be sued in a Member State Court if they have been granted __________ jurisdiction under a jurisdiction agreement.

<p>exclusive</p> Signup and view all the answers

Match the following scenarios with their descriptions regarding non-EU domiciled Defendants.

<p>Scenario 1 = An employer whose employee works in the EU. Scenario 2 = Defendant granted exclusive jurisdiction under a jurisdiction agreement. Old Regulation = Gave effect to jurisdiction agreements with at least one EU domiciled party. Recast Regulation = Expanded circumstances for non-EU Defendants to be sued.</p> Signup and view all the answers

The final authority for the interpretation of the Brussels I Recast Regulation is the _____ court.

<p>CJEU</p> Signup and view all the answers

What was a primary aim of the changes made in the Recast Regulation?

<p>To enhance consumer and employee protections. (C)</p> Signup and view all the answers

Match the following conventions with their characteristics:

<p>Brussels I Recast Regulation = Applicable to EU member states Hague Convention = Regulates choice of court agreements internationally Lugano Convention = Allows for jurisdictional agreements involving EEA countries Brussels I Regulation = Predecessor of the Brussels I Recast Regulation</p> Signup and view all the answers

In which situation does the Brussels I regulation take precedence over the Hague Convention?

<p>When parties from the EU are involved and all reside in the EU. (B)</p> Signup and view all the answers

The numbering of articles in the Old Regulation remains the same in the Recast Regulation.

<p>False (B)</p> Signup and view all the answers

The Hague Choice of Court Convention applies if the court chosen is located in a country that is not a contracting state.

<p>False (B)</p> Signup and view all the answers

What must be established for the exclusive jurisdiction clause to be considered valid under the Recast Regulation?

<p>The law of the Member State Court.</p> Signup and view all the answers

What is the significance of Article 26(6) of the Hague Choice of Court Convention?

<p>It explains the relationship between the Hague Convention and the Brussels I Regulation.</p> Signup and view all the answers

Under the Brussels and Lugano rules, what is required for the lis pendens rule to apply?

<p>The claims must involve the same cause of action (C)</p> Signup and view all the answers

According to the CJEU, actions are regarded as the same only if the claims are identical.

<p>False (B)</p> Signup and view all the answers

What does the term 'object' refer to in the context of claims made in court?

<p>What the claimant hopes to get from the court</p> Signup and view all the answers

The article that deals with related actions in the Brussels Convention is Article _____ (insert number).

<p>30</p> Signup and view all the answers

Match the articles with their descriptions:

<p>Article 30(1) = Conditions for staying proceedings when related actions are pending Article 30(3) = Criteria for determining if actions are closely connected</p> Signup and view all the answers

What judgement consequence is outlined by the CJEU regarding rescission claims?

<p>They may not be recognized if previously rescinded by another court (C)</p> Signup and view all the answers

Article 30(1) states that actions are not required to have the same parties.

<p>True (A)</p> Signup and view all the answers

Actions are deemed to be related under Article 30(1) if they are so closely _____ that it is expedient to hear them together.

<p>connected</p> Signup and view all the answers

Which of the following courts have exclusive jurisdiction over rights in rem in immovable property?

<p>The courts of the Member State in which the property is situated (C)</p> Signup and view all the answers

A court of a Member State has exclusive jurisdiction in specific cases, regardless of the domicile of the parties.

<p>True (A)</p> Signup and view all the answers

What is meant by general jurisdiction in the context of courts of a Member State?

<p>Jurisdiction based on the domicile of the defendant, allowing them to be sued in the courts of that Member State, regardless of the nature of the claim.</p> Signup and view all the answers

The courts of the Member State where a judgment is to be ___ have exclusive jurisdiction over its enforcement.

<p>enforced</p> Signup and view all the answers

An exclusive choice of court agreement can be overridden in which of the following situations?

<p>When another court has exclusive jurisdiction by virtue of Article 24 (B)</p> Signup and view all the answers

Judgments enforced by courts are typically based on the preferences of private parties over member state interests.

<p>False (B)</p> Signup and view all the answers

What is the effect of a party entering an appearance in court in terms of jurisdiction?

<p>The court shall have jurisdiction over the case, unless the appearance was made to contest jurisdiction or another court has exclusive jurisdiction.</p> Signup and view all the answers

Match the following terms with their descriptions:

<p>Exclusive jurisdiction = Jurisdiction that cannot be waived and applies to specific cases such as immovable property General jurisdiction = Jurisdiction based on the domicile of the defendant Exclusive choice of court agreement = An agreement that can confer jurisdiction, but can be waived by the parties Special jurisdiction = Jurisdiction that applies in exceptions and specific cases</p> Signup and view all the answers

What is the purpose of the exequatur proceeding?

<p>To allow foreign judgments to enter the legal system of another State (B)</p> Signup and view all the answers

A party can enforce a judgment from Member State A in State B without any court involvement.

<p>False (B)</p> Signup and view all the answers

What must be applied before a US judgment can be recognized in Italy?

<p>Exequatur proceeding</p> Signup and view all the answers

The doctrine that prevents a person from relitigating an issue is known as _________.

<p>collateral estoppel</p> Signup and view all the answers

Which of the following countries have signed but not ratified the Hague judgement 2019?

<p>Uruguay and Ukraine (D)</p> Signup and view all the answers

Italy required proceedings to recognize foreign judgments before joining the Brussels convention.

<p>True (A)</p> Signup and view all the answers

What is the general rule of the Brussels convention 2012 regarding judgments?

<p>Automatic recognition</p> Signup and view all the answers

Flashcards

EU Judgments Regulation

A legal framework within the EU that governs the recognition and enforcement of judgments made in one EU country in other EU countries.

Recast Regulation

Changes made to the existing EU Judgments Regulation, aiming to streamline and simplify the process of enforcing judgments.

Jurisdiction Agreement

A legal agreement between parties that specifies which court will have jurisdiction to hear a dispute.

Jurisdiction

The ability of a court to hear and decide a case.

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Scenario 1: Non-EU Defendant (Employer)

The Recast Regulation allows an EU court to hear a case against a non-EU defendant if the defendant is an employer whose employee habitually works in an EU country.

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Scenario 2: Non-EU Defendant (Trader)

The Recast Regulation allows an EU court to hear a case against a non-EU defendant if the defendant is a trader directing commercial activities towards an EU country.

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Jurisdiction Agreement: Non-EU Parties

Under the Recast Regulation, a non-EU defendant can be sued in an EU court with exclusive jurisdiction granted by a jurisdiction agreement, even if neither party to the agreement is domiciled in the EU.

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Validity of Jurisdiction Clauses

The Recast Regulation clarifies that the law of the EU court with exclusive jurisdiction will be applied to determine the validity of a jurisdiction agreement, if the validity is disputed.

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Antisuit injunction

A court order that prohibits a party from starting or continuing a lawsuit in another country's court.

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Autonomy of EU Courts

Legal principle that suggests each EU court should be free to determine its jurisdiction, without interference from other EU courts.

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Brussels 2012

A legal agreement between EU member states that determines which courts have jurisdiction to hear legal disputes.

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Stay of Proceedings

This procedure allows a EU court to postpone a case if there's a similar ongoing lawsuit in a non-EU country.

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Exclusive Jurisdiction

A court or jurisdiction that has the sole authority to hear and decide a particular type of case.

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Article 24(1): Immovable Property Jurisdiction

The court where the property is located has exclusive jurisdiction in disputes related to immovable property rights or tenancies.

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Article 24(4): Intellectual Property Jurisdiction

The court where a patent, trademark, design, or similar right was applied for, registered, or deemed to have taken place, has the exclusive jurisdiction for disputes involving its validity or registration.

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Article 24(5): Judgment Enforcement Jurisdiction

The court where a judgment is being or has been enforced has exclusive jurisdiction over enforcement disputes.

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Article 26(1): Jurisdiction by Appearance

A court can have jurisdiction if the defendant voluntarily appears before it, unless the appearance was solely to challenge the court's jurisdiction or another court has exclusive jurisdiction under Article 24.

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Exclusive Choice of Court Agreement

A contractually agreed-upon court can have exclusive jurisdiction over a dispute.

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General Jurisdiction (Domicile)

The domicile of the defendant, meaning their permanent place of residence, typically determines the court's general jurisdiction.

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Special Jurisdiction

Specific types of jurisdiction, such as that based on the subject matter of the case or the location of the event, are considered exceptions to the general rule of general jurisdiction.

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Hague Choice of Court Convention Applicability

The Hague Choice of Court Convention applies to international cases where the chosen court is located in a contracting state. The agreement between S and M falls under the convention because both Dublin (the chosen court) and Spain (where the proceeding is brought) are contracting states.

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Brussels I Recast Regulation Applicability

The Brussels I Recast Regulation applies to cases within the EU where parties choose a court located in the EU. The agreement between S and M falls under this regulation because Dublin, the chosen court, is located within the EU.

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Brussels I Recast Regulation's Precedence

The Brussels I Recast Regulation overrides the Hague Convention when all parties are located in the EU, regardless of where the chosen court is located.

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Dublin Court Application

Because the chosen court (Dublin) is located within the EU, the court will apply the Brussels I Recast Regulation.

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Barcelona Court's Obligation

The chosen court is bound by the choice of court agreement and will stay the proceeding until the judgement from the chosen court is rendered.

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EU Judgment Recognition

Judgments rendered in one EU Member State are directly applicable to other EU Member States. This creates a united EU judicial system.

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EU International Court Framework

The Brussels I Recast Regulation, the Lugano Convention, and the Hague Choice of Court Convention make up the EU's international court system.

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CJEU's Role

The CJEU serves as the final authority for interpretation of EU law, including court agreements.

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Lis Pendens Rule

A legal principle that prevents different courts in different jurisdictions from hearing the same case simultaneously, leading to conflicting rulings.

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Object of a Claim

The specific outcome or relief that a claimant seeks from the court.

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Related Actions

Two legal actions are considered related if they are connected so closely that it's practical to hear and decide them together to avoid conflicting rulings.

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First Seized Court

The court that receives a case first is considered the "first seized" court.

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Brussels Convention

The Brussels Convention (now Brussels I) was adopted in 1968, its successor is known as Brussels I recast. It established legal framework to regulate jurisdiction and the recognition and enforcement of judgments in cross-border matters within the European Union.

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Lugano Convention

The Lugano Convention is an international agreement which facilitates cross-border litigation in civil and commercial matters between the member states.

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Enforcement Action

An action in court aimed at upholding or enforcing a contract.

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Rescission Action

An action in court aimed at canceling or nullifying an existing contract due to some legal grounds.

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Refusal of Recognition

Refusing to recognize a judgement issued in another country because of specific legal reasons, such as violation of fundamental principles or lack of proper jurisdiction.

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Refusal of Enforcement

Refusing to enforce a judgement issued in another country due to legal grounds similar to those used for refusal of recognition. This happens when an individual requests the enforcement court to block the enforcement.

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Exequatur proceeding

A specific legal procedure in civil law countries where a court in the country where the judgement is sought to be enforced (State addressed) grants an order allowing the enforcement.

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Enforcement order (declaration of enforceability)

An order from a court in the State addressed that grants the enforcement of a foreign judgement, making it legally valid in that country.

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Collateral estoppel (issue preclusion)

A common law doctrine that prevents a person from relitigating an issue already decided in a previous lawsuit, even if the lawsuit involved a different legal claim.

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Automatic Recognition of EU Judgments

A judgment issued in one EU member state is automatically recognized and enforceable in all other member states without needing any special procedure.

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Decision on Refusal of Recognition

A party can request a decision from a court to confirm that there are no legal grounds to refuse recognition of a foreign judgement, as per Article 45 of the EU regulation.

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Italy and the Brussels Convention

Before the Brussels Convention, foreign judgments needed a separate process to be declared valid in Italy. After joining the convention, automatic recognition of EU judgments became the general rule.

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Study Notes

International Litigation

  • International litigation involves disputes with cross-border elements.
  • Parties should develop their own checklists to identify international aspects of a case.
  • Plaintiffs should consider:
    • Dispute nature (or lack thereof), forum, choice of law, enforcement clauses in documents
    • Potential litigation/arbitration venues
    • Document and witness locations
    • Enforcement timeline/speed of the docket (domestic and international)
    • Res judicata and estoppel impacts
    • Asset locations
    • Enforceability of judgments
  • Defendants should consider:
    • Existence of forum/choice of law/enforcement clauses in relevant documents
    • Potential venues/multiple venues
    • Potential damages exposure
    • Witness and document locations
    • Language needs/interpreter requirements
    • Accessibility of witnesses
    • Foreign venue advantages/disadvantages (e.g., damages, discovery)
    • Forum non conveniens, antisuit injunctions
    • Cost factors (international litigation is often more expensive)

Cross-Border Disputes

  • Transnational litigation, arbitration, and dispute resolution encompass various institutional settings (national courts to international tribunals).
  • Key aspects include choice of law, enforcement of judgments, cross-border evidentiary issues, and investment arbitration.

Week 2 - Third-Party Funding

  • Litigation finance (third-party funding) involves investment in lawsuits by entities with no stake in the case.
  • Investors receive a portion of proceeds (settlement/judgment).
  • Funders (often banks, hedge funds, insurance) aim for profit.
  • Funders evaluate cases for potential return
  • Funding involves significant costs for the claimant (e.g., a percentage of awarded damages) and potentially relinquishes some autonomy in the litigation process.
  • Funders play a role in bringing certain claims by individuals and small businesses that otherwise can't afford them

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