Authorship and Publication Ethics Quiz
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Questions and Answers

What is a primary requirement for authors who include copyrighted material in their manuscript?

  • They must attribute it to a different author.
  • They must obtain permission to use it. (correct)
  • They must create the material themselves.
  • They must provide a summary of the material.

    • In Open Access (OA) publications, who typically retains copyright?

  • The authors (correct)
  • The general public
  • The publishing company
  • The journal editor

    • Which of the following is NOT a criterion for authorship?

  • Providing technical assistance during research (correct)
  • Accountability for all aspects of the work
  • Substantial contributions to the design of the work
  • Final approval of the version to be published

    • What is a common practice among authors concerning accountability for a manuscript?

    <p>All authors must acknowledge responsibility.</p> Signup and view all the answers

    What distinguishes Open Access journals from subscription-based journals?

    <p>OA journals are primarily focused on digital content.</p> Signup and view all the answers

    Which statement accurately defines the role of acknowledgments in a manuscript?

    <p>They recognize individuals who contributed but do not meet authorship criteria.</p> Signup and view all the answers

    What constitutes a breach of scientific ethics among authors?

    <p>Submitting work without proper citations</p> Signup and view all the answers

    What is a potential measure to enhance the detection of falsified data during the peer review process?

    <p>Conducting mandatory audits of published data</p> Signup and view all the answers

    What is NOT a criterion for authorship according to standards of conduct?

    <p>Technical assistance in execution of experiments</p> Signup and view all the answers

    Which of the following does NOT indicate a significant contribution to authorship?

    <p>Providing statistical analysis only</p> Signup and view all the answers

    Which of the following responsibilities does NOT fall under authorship?

    <p>Collecting data without original input</p> Signup and view all the answers

    Which situation best exemplifies 'salami science'?

    <p>Publishing results of a single study in multiple articles</p> Signup and view all the answers

    What impact does the pressure to publish have on scientists?

    <p>It helps secure grants and improve promotions</p> Signup and view all the answers

    What is the final step in the authorship process outlined in the standards?

    <p>Final approval of the version to be published</p> Signup and view all the answers

    Which activity is considered an essential part of the authorship responsibilities?

    <p>Investigating questions of accuracy and integrity</p> Signup and view all the answers

    Which of the following roles clearly qualifies as an author?

    <p>A contributor who proposed the research question</p> Signup and view all the answers

    What primary ethical concern arises from Dr. Wolanski's use of patient images in his presentation?

    <p>The violation of patient confidentiality and privacy</p> Signup and view all the answers

    What action should Dr. Jeris consider taking regarding the misuse of images by Dr. Wolanski?

    <p>Complaining to the institutional review board (IRB)</p> Signup and view all the answers

    In Professor Duarte's case, is an Institutional Review Board (IRB) approval necessary for the use of leftover blood serum?

    <p>Yes, because it involves the use of human biological materials</p> Signup and view all the answers

    What must Professor Duarte ensure regarding students' serum use for research?

    <p>That informed consent is obtained from each student</p> Signup and view all the answers

    Which of the following would be an appropriate response to an animal rights activist arguing against animal use in research?

    <p>Highlighting the potential for computer simulations and models</p> Signup and view all the answers

    Which ethical principle was violated by Dr. Wolanski when he displayed patient images?

    <p>Non-maleficence, by potentially exposing identities</p> Signup and view all the answers

    What aspect of informed consent was potentially overlooked in Professor Duarte's lab exercise?

    <p>The explanation of serum use in future research</p> Signup and view all the answers

    How might Dr. Wolanski’s actions impact patient trust in clinical research?

    <p>They will damage trust and discourage participation in future studies</p> Signup and view all the answers

    What is Dr. Ripka primarily concerned about regarding Myron's disclosure of his animal-use training status?

    <p>That her research progress may be impeded due to sanctions</p> Signup and view all the answers

    Which of the following actions would have been more appropriate for Dr. Ripka concerning Myron's situation?

    <p>Ensure Myron receives sutures and reports the incident internally</p> Signup and view all the answers

    What potential ethical issue arises from your advisor's instructions to continue with the generalization testing despite the rats' health concerns?

    <p>The potential for inaccurate test results due to compromised animals</p> Signup and view all the answers

    How should the weight loss and growths on the animals be classified in terms of animal welfare?

    <p>As possible adverse effects requiring immediate attention</p> Signup and view all the answers

    What could be a justification for your advisor's decision to continue the study despite the rats' conditions?

    <p>Concern for career consequences related to project delays</p> Signup and view all the answers

    What primary role does the Institutional Animal Care and Use Committee serve in research involving animals?

    <p>To oversee the ethical treatment and welfare of research animals</p> Signup and view all the answers

    Which factor is most relevant to consider when determining the appropriateness of animal use in the study?

    <p>The well-being and health of the animals involved in the research</p> Signup and view all the answers

    What was the primary goal of the drug discrimination study mentioned in your lab's research?

    <p>To identify drugs similar in properties to clozapine</p> Signup and view all the answers

    What should be the primary consideration when deciding whether to continue the experiment after discovering some rats are paralyzed or dead?

    <p>The importance of adhering to ethical standards and animal welfare.</p> Signup and view all the answers

    What impact might continuing the experiment have on the remaining rats?

    <p>It could lead to a repeat of the previous adverse effects observed.</p> Signup and view all the answers

    In the context of animal research, what is a critical step when unexpected adverse effects are discovered?

    <p>Notify the IACUC and reassess the research protocol thoroughly.</p> Signup and view all the answers

    What is the potential consequence of prioritizing Tom's dissertation completion over animal welfare?

    <p>It could result in significant backlash from the university and research community.</p> Signup and view all the answers

    What should be the focus of Myron Castillo's training in the context of animal handling?

    <p>Understanding ethical guidelines and the potential risks involved in animal research.</p> Signup and view all the answers

    When Myron is bitten by a rat during an injection, what should be his immediate priority?

    <p>Seeking medical attention and addressing his injury promptly.</p> Signup and view all the answers

    How can practicing surgical procedures improve outcomes in animal research?

    <p>By reducing the chances of adverse effects on future subjects.</p> Signup and view all the answers

    What ethical responsibilities do researchers have when adverse outcomes are observed in subjects?

    <p>To assess the situation and modify the experimental protocol as needed.</p> Signup and view all the answers

    Which of the following is NOT a responsibility of the attending veterinarian?

    <p>Conducting all surgical procedures</p> Signup and view all the answers

    In the context of animal research, which element is essential for justifying the non-use of analgesics?

    <p>A thorough IACUC review process</p> Signup and view all the answers

    When conducting a literature search for alternatives to animal use, which of the following must be included?

    <p>Written narrative of alternatives</p> Signup and view all the answers

    What is the primary consideration for the principal investigator when planning a study involving animal subjects?

    <p>Determine humane end-points</p> Signup and view all the answers

    Which factor is least likely to be a concern when developing the housing conditions for research animals?

    <p>Researchers' preferences for animal interactions</p> Signup and view all the answers

    What percentage of the time should a legitimate alternative method be found when conducting literature searches?

    <p>99%</p> Signup and view all the answers

    Which responsibility does the Principal Investigator NOT have regarding animal welfare?

    <p>Determine species-specific social interactions</p> Signup and view all the answers

    Which requirement is crucial for the training of staff involved in animal care?

    <p>Adherence to a standardized occupational health program</p> Signup and view all the answers

    Which requirement is crucial for the ethical validity of research involving human subjects?

    <p>Clear endpoints for risk-to-benefit ratio determination</p> Signup and view all the answers

    What is the role of nonscientific members in an Institutional Review Board (IRB)?

    <p>To provide legal, ethical, or spiritual insight in deliberations</p> Signup and view all the answers

    Why must consent be informed in research involving human subjects?

    <p>To allow participants to make educated decisions regarding their involvement</p> Signup and view all the answers

    Under what condition can coercion occur during recruitment for clinical trials?

    <p>When there is undue pressure from family or financial incentives</p> Signup and view all the answers

    What is a primary concern regarding the selection of subjects for research studies?

    <p>Selection must be equitable and not limited to insured individuals</p> Signup and view all the answers

    Which practice is essential for maintaining confidentiality of subjects’ records?

    <p>Storing records in locked locations with restricted access</p> Signup and view all the answers

    In which scenario is informed consent considered valid?

    <p>When a subject understands the risks and agrees voluntarily</p> Signup and view all the answers

    What specific requirement exists when participants in research are incompetent individuals?

    <p>Consent must come from legally responsible individuals with safeguards</p> Signup and view all the answers

    What ethical violation was primarily committed during the NIH study in Guatemala?

    <p>Informed consent was ignored</p> Signup and view all the answers

    Which principle of human subject research was most likely violated by Dr. Wolanski when showing patient images without consent?

    <p>Autonomy</p> Signup and view all the answers

    What was the primary ethical concern about the use of prisoners and soldiers in the NIH study?

    <p>They were coerced into participation</p> Signup and view all the answers

    Which phase of clinical trials focuses primarily on assessing the safety of a new drug in a small group?

    <p>Phase I</p> Signup and view all the answers

    If a researcher fails to maintain confidentiality of participant data, which aspect of ethical research is compromised?

    <p>Confidentiality</p> Signup and view all the answers

    What aspect of the informed consent process is essential but often overlooked in research studies?

    <p>Detailed explanation of risks</p> Signup and view all the answers

    What is a significant consequence of violating human subjects research practices?

    <p>Legal repercussions for the researcher</p> Signup and view all the answers

    What type of violation is committed when personal identifiers of participants are disclosed in research presentations?

    <p>Violation of privacy</p> Signup and view all the answers

    What is an essential element of informed consent according to ethical research guidelines?

    <p>Participants must be able to withdraw without penalty.</p> Signup and view all the answers

    Which principle is violated if a researcher does not protect the privacy of research subjects?

    <p>Respect for Persons</p> Signup and view all the answers

    Why must research involving human subjects be registered in a publicly accessible database?

    <p>To promote transparency and accountability in research.</p> Signup and view all the answers

    What should a researcher prioritize to achieve the principle of beneficence?

    <p>Minimizing risks and maximizing benefits.</p> Signup and view all the answers

    In Professor Duarte's case, what is necessary before using any leftover blood sera for research?

    <p>Informed consent from students.</p> Signup and view all the answers

    What ethical principle ensures that the benefits and burdens of research are equally distributed among populations?

    <p>Justice</p> Signup and view all the answers

    Which specific characteristic must participants possess to engage in medical research ethically?

    <p>They must be capable of giving informed consent.</p> Signup and view all the answers

    What constitutes an undesirable consequence that researchers must detect and remove?

    <p>Participant health risks associated with the research.</p> Signup and view all the answers

    What ethical concern arises from continuing the study despite health issues in the animals?

    <p>It may violate the ethical requirement for humane treatment of animals.</p> Signup and view all the answers

    What should be the primary action taken regarding the animals showing tumor-like growths?

    <p>Conduct a detailed health assessment and review the study's ethics.</p> Signup and view all the answers

    Which ethical principle is most directly violated by ignoring the animals' adverse health conditions?

    <p>Beneficence, as it ignores the well-being of the animals.</p> Signup and view all the answers

    What is likely to be the main consequence of documenting research in Chinese before translating to English?

    <p>Potential misinterpretation of data during the review process.</p> Signup and view all the answers

    Why might sloppy record keeping be considered scientific misconduct?

    <p>It can mislead future researchers about the validity of findings.</p> Signup and view all the answers

    What is the role of the Institutional Animal Care and Use Committee in this situation?

    <p>To ensure compliance with ethical standards for animal research.</p> Signup and view all the answers

    What obligation does the researcher have if significant health concerns arise during a study?

    <p>To report the findings immediately to seek further guidelines.</p> Signup and view all the answers

    What major issue could arise from the principal investigator taking data to a new institution?

    <p>It might violate the intellectual property rights of the sponsoring organization.</p> Signup and view all the answers

    Study Notes

    Authorship and Publication Ethics

    • Authorship must be based on intellectual and conceptual contributions.
    • Technical assistance is not grounds for authorship.
    • Authorship criteria:
      • Substantial contributions to the conception, design, data acquisition, analysis, or interpretation
      • Drafting or revising work for intellectual content
      • Final approval of the published version
      • Agreement to be accountable for the work's accuracy and integrity.
    • Scientific publication reports new findings, credits other scientists, and enables replication of work.
    • The pressure to publish helps scientists compete for grants, promotions, and professional recognition.
    • Salami science refers to the publication of related results in separate, fragmented pieces.
    • Many journals require authors to obtain permission to use copyrighted material.
    • Open access (OA) publications use a variety of copyright models.
    • Acknowledgements recognize individuals who contributed to the work but do not meet authorship criteria, such as technical assistance or editorial help.

    Case Studies

    Case 7

    • Professor Duarte wants to gather baseline control data for research projects using blood sera from 100 medical students.
    • Students were asked if they wanted to opt out of their sera being used, but no one objected.
    • Is this ethically acceptable?
    • Do students need informed consent, and is an IRB-approved protocol necessary?

    Case 8

    • A graduate student is working on a project involving administering nerve toxins to rats.
    • The protocol has been approved by the IACUC.
    • Several rats become paralyzed or dead.
    • The lab director is out of town, and the senior graduate student advises continuing the experiment to avoid delays and potential harm to results.
    • The student faces a dilemma: continue the experiment despite potential harm to more rats or stop the experiment and inform the IACUC, potentially causing disfavor from the senior student.

    Case 9

    • Myron Castillo, a graduate student, is bitten by a rat while performing injections.
    • He has not completed animal-use training or been screened for allergies, as instructed.
    • Dr. Ripka instructs him to go to a community hospital ER but discourages him from going to the student health clinic, fearing it will lead to sanctions on her animal use authorization.
    • Is Dr. Ripka's advice ethical?
    • What should she have done?

    Case 10

    • A graduate student working on a drug discrimination study notices tumors and weight loss in rats.
    • The advisor instructs the student to continue the experiment, arguing that stopping would waste time and resources.
    • The advisor also claims the animals are fine and will be euthanized soon.
    • Is the advisor's decision ethically sound?
    • Is it appropriate to continue the experiment despite the rats' health concerns?

    Drug Discovery and Development

    • Two main approaches to drug discovery: animal research & human research
    • Animal research often precedes human research
    • Human research requires several ethical considerations

    Unethical Experiments

    • One example of unethical experiment: The Guatemala Study by NIH from 1946-1948
    • During the study, prisoners and soldiers were intentionally infected with syphilis and other venereal diseases for the purpose of studying the effects of penicillin
    • No informed consent was obtained from participants
    • Most participants did not receive treatment for the diseases
    • U.S. government apologized to Guatemalan government officially in 2010

    Human Clinical Trials

    • Clinical trials have distinct phases to efficiently gather data:
      • Assessment of safety & best dose
      • Testing for effectiveness & side effects
      • Large scale study of effectiveness & side effects
      • Evaluating long-term safety, effectiveness, and optimal use

    Case Studies

    • Case 6: A researcher uses a patient's image and name in a presentation, raising privacy concerns
    • Case 7: A professor wants to keep leftover blood samples from a lab exercise, needing informed consent and IRB approval.
    • Case 9: A lab observes tumor growth in animals, raising questions about ethical treatment of animals
    • Case 11: A graduate student keeps notes in Chinese, highlighting the importance of clear communication and language barriers in scientific research

    General Principles in Human Research

    • Informed consent is mandatory, free from coercion, with the ability to withdraw at any time
    • Minimize physical, mental discomfort, harm, and danger
    • Confidentiality is essential, respecting any commitments made
    • Researcher must detect and remove any undesirable consequences
    • Protect privacy and confidentiality of research subjects
    • Voluntary participation by individuals capable of giving informed consent
    • Research involving human subjects must be registered in a publicly accessible database (e.g., ClinicalTrials.gov)

    IRB (Institutional Review Board)

    • IRB approves and oversees research on human subjects
    • Composed of at least five members, including one non-scientific member and one non-affiliated member
    • Ensures ethical and technical validity of research
    • Determines the risk-to-benefit ratio and monitors data for subject safety
    • Ensures adequate plans to protect privacy and confidentiality
    • Promotes equitable subject selection
    • Essential for ethical participation
    • Subject must be competent to understand consequences and make independent decisions
    • Consent must be voluntary and free from coercion
    • All risks must be disclosed, and procedures must be understood
    • A relative or friend witnesses the signature on the consent form

    Human Experimentation with Special Populations

    • Incompetent persons with mental illness: Legally responsible persons provide consent, and safeguards for participants are required
    • Prisoners: Only certain types of federally sponsored research are permitted, with benefits outweighing the risks, and fair selection is crucial

    Animal Research

    • Assume human pain equals animal pain
    • IACUC (Institutional Animal Care and Use Committee) reviews painful procedures, ensuring alternatives, analgesics, anesthesia, and consultation with a veterinarian
    • Clear methods for euthanasia are crucial
    • IACUC verifies that the PI (Principal Investigator) has considered alternatives to animal use, employed analgesics and anesthetics, and consulted with a veterinarian

    Principal Investigator Responsibilities

    • Selecting appropriate species, strain, and model
    • Minimizing the number of animals used
    • Minimizing pain and distress
    • Considering alternatives
    • Defining study goals and humane endpoints
    • Using acceptable methods of euthanasia

    Animal Care Guidelines

    • Details qualifications and training of animal care staff
    • Establishes an occupational health program for personnel interacting with animals
    • Specifies space requirements, temperature, humidity, noise levels, bedding, water, sanitation, waste disposal, and separation by species
    • Disease control, animal door sizes, ceiling heights, floor drains, and storage areas for food and bedding are outlined
    • Provides training for staff involved in animal care and research

    Scientific Record Keeping

    • Accurate and complete records are crucial for ethical research
    • Records should be consistent and clear
    • Data should be accessible and protected from unauthorized access
    • Electronic record keeping can enhance data security and integrity

    Scientific Misconduct

    • Sloppy or incomplete record keeping can contribute to scientific misconduct
    • Electronic record keeping can both enhance and complicate the detection of scientific misconduct

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    Related Documents

    Chapter 4_Authorship and Peer Review.pdf
    Animal and Human Research Chapters 5 & 6 PDF

    Description

    Test your knowledge on the ethical principles of authorship and publication in scientific research. This quiz explores criteria for authorship, the impact of publication pressures, and important aspects of scientific integrity. Understanding these concepts is crucial for maintaining accountability in scientific work.

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