2023 Compliance AML/CFT Refresher Quiz

The process of challenging regulations issued by regulatory authorities

The act of creating new laws and regulations

Adherence to set laws and regulations (correct)

The process used to follow specific regulations established by regulatory authorities

Reminding staff of their role in preventing Money Laundering and Terrorist Financing (correct)

Reviewing customer service protocols

Introducing new compliance regulations

Training employees on financial analysis

Establishing customer service protocols

Defining the values for employees to abide by (correct)

Setting financial targets for the bank

Outlining marketing strategies

<p>Anti-Money Laundering</p> Signup and view all the answers

<p>All aspects of the Bank’s policies and procedures</p> Signup and view all the answers