Ethics in Clinical Research & Drug Approval PDF
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Pensacola State College
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This document outlines ethical principles in clinical research, including respect for persons, beneficence, and justice. It also details the stages of drug development, from preclinical trials to clinical trials, and emphasizes the drug approval process. The content focuses on relevant aspects of clinical practice and theoretical underpinnings.
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# ETHICS - **Values** - Right - Morals - Benefit - **Dilemma** - Compliance - Wrong ## Core Ethical Principles - Respect for Persons - Autonomy (Right to Make Decisions) - Beneficence DO NO HARM - Justice Be Fair ### Respect for Persons - Pt should be treated as a...
# ETHICS - **Values** - Right - Morals - Benefit - **Dilemma** - Compliance - Wrong ## Core Ethical Principles - Respect for Persons - Autonomy (Right to Make Decisions) - Beneficence DO NO HARM - Justice Be Fair ### Respect for Persons - Pt should be treated as and independent person capable of making decisions. - Pt's w/decreased ability to make decisions should be protected - Pt's have the right to know about alternative health care options and the risks taking those options entail ### Autonomy - Right to self-determination - Must respect pt.'s right to make decision even if we feel it is not the best decision. ### Informed Consent re Clinical trials - Right to be informed - Right that participation is voluntary and without coercion ### Beneficence: (DO NO HARM) - Duty to protect research subjects from harm. - Ensures the risks and benefits from participating in a research study are clearly defined. - If a serious side effect is noted researchers have an obligation to d/c the study ### Risk-Benefit Ratio - All possible consequences of a clinical study must be analyzed an balanced against the inherent risks - Risks to subjects must be reasonable in relation to the anticipated benefits ### Justice - Selection of subjects bust be fair across all social classes and racial and ethnic groups # The Drug Approval Process - Up to 9 years - Preclinical Assessment - Compound optimization - in vitro and in vivo studies - Drug target Identification - Validation - Pharmacology & toxicology - Animal assays - ADME - Basic research - Genetics - Understanding Pathophysiology - Clinical Development - Phase 1 - 20-100 healthy volunteers - Safety and tolerability - PK-PD - Phase 2 - 100-300 patients - Dose optimization - Safety and efficacy - Phase 3 - 1000-5000 patients - Pivotal trials - Efficacy, side effects - Safety and efficacy - Large scale studies - Patients - Post marketing surveillance - Up to 6 years - 10-15 years - approx. $2.6 B **FDA** regulates research and development - Must follow good clinical practice consolidated guidelines ## Preclinical trials - Used to determine drugs toxic and pharmacologic effects. - Testing is done both invitro and in vivo on animals ## Human Clinical Experimentation - **Phase 1** - Test on small group of people (20-100 healthy volunteers) - Determine safe dose range and tolerability - Determine side effect/pharmacodynamics and pharmacokinetics - **Phase 2** - Given to a larger group of people (100-300 patients) - Further evaluate safety and dose optimization - Determine effectiveness - **Phase 3** - Even larger group of people (1000-5000 patients) - Confirm effectiveness, monitor side effects - Compare with commonly used treatments - Collect data to allow for safe usage of medication - **Phase 4** - Continued monitoring of effectiveness and side effects - Determine long-term effects # Clinical Research Study - **Independent variable** - treatment or drug - **Dependent variable** - outcome - **Intervening variable** (may interfere with study results) - Age - Sex - Disease state - Diet - Subjects social environment - **Independent variable:** treatment such as with a drug - **Dependent variable:** outcome, such as clinical effect - **Experimental group:** receives the drug being tested - **Control group:** may receive no drug, a different drug, a placebo (pharmacologically inert substance) or the same drug with a different dose route or frequency of administration. # American Nurses Association ## Code of Ethics - "Was developed as a guide for carrying out nursing responsibilities in a manner consistent with quality in nursing care and the ethical obligations of the profession." ## The Nurses role in clinical research - Responsible for patient safety - Responsible for integrity of research protocol - Adopted in 1950 - Revised in 2015 to incorporate advances in nurse leadership social policy, global health, social medial, emr and the nurse's expanded role in clinical research. # Clinical Judgement: Clinical Research ## Safety - Protect pt. from actual or potential harm ### Recognizing Cues - Identify eligible patients - Assess response to the study agent - Identify adverse events ### Analyze cues/prioritize hypotheses - Need for health teaching - Potential for decreased adherence ### Generate Solutions - Have process in place to identify eligible participants - Provide education for both participants and staff - Plan participant care to ensure integrity and compliance with study protocol ### Take Action - Support the process of informed consent in a culturally competent manner. - After reviewing the study protocol, administer study agent(s). - Accurately and safely collect biospecimens. - Accurately document all participant care, assessment findings, and study agent administration. - Act as advocate, educator and collaborator in the research process ### Evaluate Outcomes - Determine if potential participant understand what it means to participate in a study - Monitor response to the study agent and/or other interventions # Drug Standards and Legislation - **Drug standards:** - United States Pharmacopeia and the National Formulary - The International Pharmacopeia - **Federal legislation:** - 1912: The Sherley Amendment - 1938: The Federal Food, Drug, and Cosmetic Act - 1970: The Comprehensive Drug Abuse Prevention and Control Act - 1994: Dietary Supplement Health and Education Act - 1996: Health Insurance Portability and Accountability Act - 2010: Patient Protection and Affordable Care Act - 2012: Food and Drug Administration Safety and Innovation Act - **United States Pharmacopeia and National Formula:** - Authoritative source for drug standards, forms, drug substances etc. published annually - **International Pharmacopeia:** - First published in 1951 by WHO provides a basis for standards in strength and composition of drugs throughout the world. - **1912 The Sherley amendment:** prohibited false therapeutic claims - **1938 The Federal Food, Drug and Cosmetic Act:** Empowered the FDA to ensure a drug was safe before marketing - **The Comprehensive Drug Abuse Prevention and control Act:** Promotion of drug education and research into the prevention and treatment of dependence - Promotion, education and research into the prevention and treatment of dependence - Strengthening of enforcement authority - Establishment of treatment and rehabilitation facilities - Designation of schedules or categories of controlled substances according to abuse liability - **Dietary Supplement Health and Education Act:** established labeling requirements and authorized the FDA to promote safe manufacturing practices - **Health Insurance Portability and Accountability Act:** provided patients more control over their health information, including boundaries on the use and release of health records - **Patient Protection and Affordable Care Act:** - Quality, affordable health care for all Americans - Improved quality and efficiency of health care - Prevention of chronic disease and improved public health - Improved access to innovative medical therapies - Community living services and support # Schedule Categories for Controlled Substances - **Schedule I** - Not acceptable for medical use... high potential for abuse (LSD, heroin)... illegal - **Schedule II** - High potential for abuse or physical dependence (Methamphetamine, hydromorphone) - **Schedule III** - Moderate to low potential (low dose hydrocodone (acetaminophen w/codeine), ketamine) - **Schedule IV** - Low potential for abuse (diazepam, lorazepam) - **Schedule V** - Lower than Sch IV (low dose codeine with guaifenesin or promethazine) - **Table 2.1 pg. 14:** - Ex. Schedule II: Methadone when used for medical purposes such as withdrawal - Ex. Schedule V: Low dose codeine >200 mg p/100 mL - ***Controlled substances must be wasted w/another medical professional if entire vial is not administered.*** # Nurse Practice Acts - **Important website links:** - www.leg.state.fl.us - www.floridanursing.gov - www.ncsbn.org - Provide guidance for drug administration by nurses (i.e. cannot prescribe or administer drugs without a health care provider order) # Combating Drug Counterfeiting - **FDA and consumer group strategies** - Tougher oversight of distributors - Rapid alert system - Better informed consumers - Verified Internet Pharmacy Practice Site - www.fda.gov/Safety/MedWatch/HowToReport/ - **Counterfeit drugs** - May contain incorrect ingredients - May have insufficient amounts of active ingredients - May have no active ingredients - May contain impurities and contaminants - May be distributed in fake packaging - **Role of nurse: Consumer education** - Unexpected side effects - Different tastes - Unapproved internet sites - Different packaging # Drug Names - **Chemical names** - hydroxyacetanilide - **Generic names** - acetaminophen - **Brand/trade names** - Tylenol - **Chemical Name:** Describes the chemical structure (Lowercase) - **Generic Name:** the official, nonproprietary name of the drug, the name is not owned by any drug company, universally accepted. (80% of drugs in US are sold under the generic name) (lowercase) - **Brand/Trade Name:** AKA proprietary names, chose by the drug company and is usually a registered trademark. (Uppercase) - Health care providers and patients must exercise care when choosing generic drugs because of possible variations in their action or in patient's response to them - Patient's should be cautions not to change generic drug manufacturers - Health care providers must note on prescriptions whether the pharmacist may substitute the generic when the brand name is prescribed. # OVER-THE-COUNTER DRUGS - **OTC drugs** - Found to be safe and appropriate for use without direct supervision of health care provider - Available without a prescription - **In 2002, FDA standardized OTC labeling** - Provide consumers with information - Active and inactive ingredients with amount in each dosage unit - Purpose of product - Uses or product - Specific warnings - Dosage instructions - Describes benefits and risks with OTC drug - **In 2002, FDA standardized OTC labeling** - Provide consumers with information - Active and inactive ingredients with amount in each dosage unit - Purpose of product - Uses or product - Specific warnings - Dosage instructions - Describes benefits and risks with OTC drug - **Box 2.3 pg. 17 nursing considerations r/t OTC Drugs** # Drug Resources - American Hospital Formulary Service Drug Information - U.S. Pharmacopeia-Drug Information - Medical Letter - Prescriber's Letter - MedlinePlus: www.nlm.nih.gov/medlineplus/druginformation - The Handbook of Nonprescription Drugs - Credible internet websites