Groww Account Opening Form PDF

ACCOUNT OPENING FORM CKYC & KRA KYC Form Know Your Client (KYC) Application Form...

ACCOUNT OPENING FORM CKYC & KRA KYC Form Know Your Client (KYC) Application Form Application type* ✔ New Update (For individuals only) KYC number* Please fill the form in English and in BLOCK letters Fields marked with ‘*’ are mandatory KYC type* ✔ Normal (PAN is mandatory) PAN exempt investors (Refer instructions K) KYC Mode* Online KYC (Mode 3) ✔ Digilocker KYC (Mode 5) 1. Identity details (Please refer instruction A at the end) PAN: OQLPK8482H (Please enclose a duly attested copy of your PAN card) Prefix First Name Middle Name Last Name Name* (same as ID proof) Mr AMAN KUMAR Maiden Name (If any) Father’s/Spouse’s Name* Mr Virendra Mishra Mother’s Name* Mrs Gudiya Devi Date of birth (DD MM YYYY)* 14/02/2006 PHOTO Gender* ✔ M - Male F - Female T -Transgender Marital status* Married ✔ Unmarried Other Citizenship* ✔ IN - Indian Others - Country: Country code: Residential status* ✔ Resident individual Non-resident Indian Foreign National Person of Indian origin Occupation type* Private sector Public sector Govt. sector Professional X - Not categorised Self employed Retired Housewife ✔ Student Signed by: AMAN KUMAR eSigned using Aadhaar (digio.in) Date: 2024-09-16 08:15:01 IST Business (sign here) 2. Proof of Identity (PoI) and Address (PoA) (Please refer instruction C & K at the end) (Certified copy of any one of the following Proof of Identity [PoI] needs to be submitted) A - Passport number Passport expiry date B - Voter ID card C - Driving license Driving license expiry date D - NREGA job card ✔ E - Aadhaar card xxxxxxxx7199 F - National Population Register Letter Identification number Groww Invest Tech Corporate/Registered Office: No-11, 1st & 2nd Floor, 80 Feet Road, ST Bed, 4th Block Koramangala, Bangalore - 560034 Website: www.groww.in Phone number: 91088 00604 Private Limited SEBI Registration Number: BSE-CM, NSE-CM: INZ000301838 ; Date 23.09.2021 CIN: U65100KA2016 PTC092879 | Depository Participant (DP) of Email: [email protected] Investor grievances email: [email protected] CDSL (DP ID - 88700/88701/88702) & NSDL (ID- IN304480)  ACCOUNT OPENING FORM CKYC & KRA KYC Form 2.1 Current/Permanent/Overseas address details (Please see instruction D at the end) Address S/O Virendra Kumar Mishra,-,-,Maheshpur Post Bharwari,-,Kokhraj Uperhar,Sirathu,Bharwari,Kaushambi,Uttar Pradesh,212201 Line 1* Line 2 Line 3 City/Town/Village* Kaushambi State/UT code UP (as per Indian Motor Vehicle Act, 1988) District State/UT* Uttar Pradesh Zip/post code* 212201 Country India Country code IN (as per ISO 3166) Address type* ✔ Aadhaar OVD based KYC Non-Aadhaar OVD based KYC 2.2 Correspondence/Local address details* (Please see instruction E at the end) ✔ Same as Current/Permanent/Overseas address details (in case of multiple correspondence/local addresses, please fill ‘Annexure A1’, submit relevant documentary proof) Line 1* Line 2 Line 3 City/Town/Village* State/UT code (as per Indian Motor Vehicle Act, 1988) District State/UT* Zip/post code* Country Country code (as per ISO 3166) 3. Contact details (All communication will be sent on provided mobile number/email ID) (Please refer instruction F at the end) Email ID: [email protected] Mobile number: +91 9569225125 Tel. (Office): Tel. (Residence): Signed by: AMAN KUMAR eSigned using Aadhaar (digio.in) Date: 2024-09-16 08:15:01 IST Groww Invest Tech Corporate/Registered Office: No-11, 1st & 2nd Floor, 80 Feet Road, ST Bed, 4th Block Koramangala, Bangalore - 560034 Website: www.groww.in Phone number: 91088 00604 Private Limited SEBI Registration Number: BSE-CM, NSE-CM: INZ000301838 ; Date 23.09.2021 CIN: U65100KA2016 PTC092879 | Depository Participant (DP) of Email: [email protected] Investor grievances email: [email protected] CDSL (DP ID - 88700/88701/88702) & NSDL (ID- IN304480)  ACCOUNT OPENING FORM CKYC & KRA KYC Form 4. Applicant declaration I hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it. I confirm having read/been explained and understood the contents of the document on policy and procedures of the stock broker and the tariff sheet. I further confirm having read and understood the contents of the ‘Rights and Obligations’ document(s) and ‘Risk Disclosure Document’ MITC. I/We do hereby agree to be bound by such provisions as outlined in these documents. I have also been informed that the standard set of documents has been displayed for Information on stock broker’s designated website, if any. I hereby consent to receiving information from Central KYC Registry through SMS/Email on the above registered details. Name of the Applicant: AMAN KUMAR Date: 16/09/2024 Signed by: AMAN KUMAR eSigned using Aadhaar (digio.in) Date: 2024-09-16 08:15:01 IST PAN: OQLPK8482H Place: BANGALORE, KARNATAKA (sign here) 5. Attestation/For office use only Documents received Certified copies KYC in-person verification (IPV) carried out by (Refer instruction J) Institution details Date: 16/09/2024 Name: Groww Invest Tech Private Limited Emp. name: Code: IN3893 Emp. code: Emp. branch: BANGALORE Emp. Designation: Location: Groww Invest Tech Corporate/Registered Office: No-11, 1st & 2nd Floor, 80 Feet Road, ST Bed, 4th Block Koramangala, Bangalore - 560034 Website: www.groww.in Phone number: 91088 00604 Private Limited SEBI Registration Number: BSE-CM, NSE-CM: INZ000301838 ; Date 23.09.2021 CIN: U65100KA2016 PTC092879 | Depository Participant (DP) of Investor grievances email: [email protected] CDSL (DP ID - 88700/88701/88702) & NSDL (ID- IN304480)  ACCOUNT OPENING FORM Signed by: AMAN KUMAR eSigned using Aadhaar (digio.in) Date: 2024-09-16 08:15:01 IST Name of the Applicant: AMAN KUMAR Application date: 16/09/2024 (sign here) PAN: OQLPK8482H Groww Invest Tech Corporate/Registered Office: No-11, 1st & 2nd Floor, 80 Feet Road, ST Bed, 4th Block Koramangala, Bangalore - 560034 Website: www.groww.in Phone number: 91088 00604 Private Limited SEBI Registration Number: BSE-CM, NSE-CM: INZ000301838 ; Date 23.09.2021 CIN: U65100KA2016 PTC092879 | Depository Participant (DP) of Investor grievances email: [email protected] CDSL (DP ID - 88700/88701/88702) & NSDL (ID- IN304480)  ACCOUNT OPENING FORM Signed by: AMAN KUMAR eSigned using Aadhaar (digio.in) Date: 2024-09-16 08:15:01 IST Name of the Applicant: AMAN KUMAR Application date: 16/09/2024 (sign here) PAN: OQLPK8482H Groww Invest Tech Corporate/Registered Office: No-11, 1st & 2nd Floor, 80 Feet Road, ST Bed, 4th Block Koramangala, Bangalore - 560034 Website: www.groww.in Phone number: 91088 00604 Private Limited SEBI Registration Number: BSE-CM, NSE-CM: INZ000301838 ; Date 23.09.2021 CIN: U65100KA2016 PTC092879 | Depository Participant (DP) of Investor grievances email: [email protected] CDSL (DP ID - 88700/88701/88702) & NSDL (ID- IN304480)  ACCOUNT OPENING FORM Signed by: AMAN KUMAR eSigned using Aadhaar (digio.in) Date: 2024-09-16 08:15:01 IST Name of the Applicant: AMAN KUMAR Application date: 16/09/2024 (sign here) PAN: OQLPK8482H Groww Invest Tech Corporate/Registered Office: No-11, 1st & 2nd Floor, 80 Feet Road, ST Bed, 4th Block Koramangala, Bangalore - 560034 Website: www.groww.in Phone number: 91088 00604 Private Limited SEBI Registration Number: BSE-CM, NSE-CM: INZ000301838 ; Date 23.09.2021 CIN: U65100KA2016 PTC092879 | Depository Participant (DP) of Investor grievances email: [email protected] CDSL (DP ID - 88700/88701/88702) & NSDL (ID- IN304480)  ACCOUNT OPENING FORM Index S. No. Name of the document Brief significance of the document MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI & EXCHANGES 1 Account Opening Form The document captures the additional information about the Constituent relevant to the trading account and an instruction /checklist 2 Tariff sheet Document detailing the charges of brokerage & other charges levied on the client for trading on the stock exchange(s) 3 Demat Account Opening Form KYC Form for Demat Account Opening 4 Rights and Obligations Document stating the Rights & Obligations of a stockbroker/trading member & client for trading on exchanges (including additional rights & obligations in case of internet/wireless technology-based trading) 5 Risk Disclosure Document (RDD) Document detailing risks associated with dealing in the securities 6 Guidance note Document detailing dos and don’ts for trading on the exchange, for the education of the investors 7 Policies and Procedures Document describing significant policies & procedures of Stock Broker 8 MITC Document describing critical aspects of the broker-client relationship and for ease of understanding of the clients VOLUNTARY AND OPTIONAL DOCUMENTS AS PROVIDED BY THE STOCK BROKER 9 Voluntary Authorization Letter Client consent letter for receiving the contract notes, statement of account and other documents by email. (Trading) Letter of authorization for maintaining a running account with the broker 10 Voluntary Authorization Letter Voluntary Authorization Letter. Authorization of debit trading account for demat account charges. Option (Demat) form for issue of DIS booklet (Voluntary). Request for bill/transaction/holding statement through email 11 Nomination Form Nomination form for the Demat account 12 General terms & Conditions Document describing mutual terms and conditions between stock broker and client Name of the Trading Member: Groww Invest Tech Private Limited (hereinafter referred to as "GIT") Name of the Clearing Member: Groww Invest Tech Private Limited Cash Segment: BSE & NSE | Derivatives: BSE & NSE SEBI Registration Number: Stock Broking: INZ000301838 Groww Invest Tech Private Limited is a Member of NSE & BSE Depository Participant: Groww Invest Tech Private Limited is a DP of CDSL – IN-DP-417-2019 Clearing Member Details: Groww Invest Tech Private Limited: Member of NSCCL ID:M70015 Groww Invest Tech Private Limited: Member of ICCL ID:6699 GIT's Registered Office & Correspondence office: No-11, 1st & 2nd Floor, 80 Feet Road, ST Bed, 4th Block Koramangala, Bangalore - 560034 Compliance Officer: Gaurav Seth, Phone No. & Email ID: 9108800604, [email protected] CEO/Designated Director : Santosh Jayaram, Phone No. & Email ID: 9108800604, [email protected] For any grievance please contact at the above address or email [email protected] & Phone no. 91088-00604. In case not satisfied with the response, Signed by: AMAN KUMAR please contact the concerned exchange at: NSE: [email protected] or contact at 022-26598100 - | BSE: [email protected] or contact at 022-22728097 | eSigned using Aadhaar (digio.in) Date: 2024-09-16 08:15:01 IST CDSL:[email protected] or contact at 1800-200-5533 Groww Invest Tech Corporate/Registered Office: No-11, 1st & 2nd Floor, 80 Feet Road, ST Bed, 4th Block Koramangala, Bangalore - 560034 Website: www.groww.in Phone number: 91088 00604 Private Limited SEBI Registration Number: BSE-CM, NSE-CM: INZ000301838 ; Date 23.09.2021 CIN: U65100KA2016 PTC092879 | Depository Participant (DP) of Investor grievances email: [email protected] CDSL (DP ID - 88700/88701/88702) & NSDL (ID- IN304480)  ACCOUNT OPENING FORM Trading account related details A. Bank account details Account Type: ✔ Savings Current Others | In case of NRI Account: NRE NRO Bank Name: STATE BANK OF INDIA Branch Address: STATE BANK OF INDIA Account Number: 00000043111044115 IFSC CODE: SBIN0009556 MICR CODE: B. Other details Gross Annual Income Details (please specify). Income range per annum: ✔ 1crore Or net-worth as on date (net worth should not be older than 1year): C. Occupation type* Private sector Public sector Govt. sector Professional X - Not categorised Self employed Retired Housewife ✔ Student Business Mode in which you wish to receive the RDD, Rights & Obligations, and Guidance Note: Physical Electronic Please tick, if applicable: Politically Exposed Person (PEP) Related to a Politically Exposed Person (PEP) Citizenship: Indian Other: (ISO 3166 Country Code: ) Residential Status: Resident Individual Non Resident Indian Person of Indian Origin Foreign National Tick if applicable: Residence for tax purposes in jurisdiction(s) outside India ISO 3166 Country Code of Jurisdiction of residence: Place of birth : Tax Identification Number: : or Equivalent ISO3166 Country Code of Birth: C. Past actions Details of any action/proceedings initiated/pending/ taken by SEBI/ Stock exchange/any other authority against the applicant/ constituent or its partners, promoters/whole-time directors/authorized persons in charge of dealing in securities during the last 3 year: Nil D. Depository account(s) detail Depository Name: NSDL CDSL Depository Participant Name: Groww Invest Tech Private Limited Beneficiary Name: AMAN KUMAR Depository ID: 12088700/701/702/703 Signed by: AMAN KUMAR eSigned using Aadhaar (digio.in) Beneficiary ID: Date: 2024-09-16 08:15:01 IST Groww Invest Tech Corporate/Registered Office: No-11, 1st & 2nd Floor, 80 Feet Road, ST Bed, 4th Block Koramangala, Bangalore - 560034 Website: www.groww.in Phone number: 91088 00604 Private Limited SEBI Registration Number: BSE-CM, NSE-CM: INZ000301838 ; Date 23.09.2021 CIN: U65100KA2016 PTC092879 | Depository Participant (DP) of Investor grievances email: [email protected] CDSL (DP ID - 88700/88701/88702) & NSDL (ID- IN304480)  ACCOUNT OPENING FORM Trading account related details E. Dealings through other stock brokers Whether dealing with any other stock broker/sub-broker (in a case dealing with multiple stock brokers/sub-brokers, provide details of all) Name of Stock Broker: Nil Sub Broker, if any: Nil Client Code: Nil Exchange(s): Nil Website: Nil Details of disputes/dues pending from/to such stockbroker: Nil F. Introducer details (optional) Name of the Introducer: Nil Phone Number: Nil Status of the Introducer - Sub-broker/Remisier/Authorized Person/Existing Client Exchange(s): Nil Address of the Introducer: Nil No Experience G. Trading preferences/experience: years Exchange segment Cash/Mutual Funds F&O Signed by: AMAN KUMAR eSigned using Aadhaar (digio.in) Date: 2024-09-16 08:15:01 IST (sign here) (sign here) BSE & NSE Signed by: AMAN KUMAR eSigned using Aadhaar (digio.in) Date: 2024-09-16 08:15:01 IST (sign here) (sign here) H. Additional details Whether you wish to receive (a) Physical Contract Note (b) Electronic Contract Note (ECN) If ECN specify your Email ID: [email protected] Whether you wish to avail the facility of Internet trading/wireless technology/mobile trading: Yes No DECLARATION for details provided above: I/We hereby declare that the particulars given by me/us above are true and correct to the best of my/our knowledge as on the date of making this application. I/We agree and undertake to intimate the DP and Stock Broker any change(s) in the details / Particulars mentioned by me/us in this form. I/We further agree that if any of the above information given by me is found to be false or misrepresenting, I may be held liable for it and will render my account liable for termination and necessary action by GIT. Date: 16/09/2024 Name of the Applicant: AMAN KUMAR Signed by: AMAN KUMAR eSigned using Aadhaar (digio.in) Date: 2024-09-16 08:15:01 IST Place: BANGALORE, KARNATAKA (sign here) Groww Invest Tech Corporate/Registered Office: No-11, 1st & 2nd Floor, 80 Feet Road, ST Bed, 4th Block Koramangala, Bangalore - 560034 Website: www.groww.in Phone number: 91088 00604 Private Limited SEBI Registration Number: BSE-CM, NSE-CM: INZ000301838 ; Date 23.09.2021 CIN: U65100KA2016 PTC092879 | Depository Participant (DP) of Investor grievances email: [email protected] CDSL (DP ID - 88700/88701/88702) & NSDL (ID- IN304480)  ACCOUNT OPENING FORM Tariff sheet To Groww Invest Tech Private Limited (GIT) I/We agree to pay the following charges Effective from: Client name: Client PAN: Equity delivery Rs.20 per executed order or 0.05% of order value, whichever is lower Equity intraday Rs.20 per executed order or 0.05% of order value, whichever is lower Futures & Options Rs.20 per executed order Buyback Charges Brokerage: Rs.20 per executed transaction DP charges: Rs.13.5 per company MTF Interest Charge Funded amount less than Rs.25 Lakh: 15.75% per annum or ~0.043% per day (the interest rate is charged per day Funded amount above Rs.25 Lakh: 9.75% per annum or ~0.027% per day on the total funded amount by Groww) MTF brokerage 0.1% per order of the total order value MTF pledge/unpledge Rs.20 per request For more details, visit: groww.in/pricing Delayed payment Charges @ 18% will be charged on any balances any bills\charges are not paid within due date | Payment gateway charges at Rs.9 + GST | Auto square-off charge Rs.50 | Physical Delivery Charges for F&O :.05% of the turnover Disclaimer: Clients who opt to receive physical contract notes will be charged Rs.20 per contract note (as per adhoc request)+ courier charges. Delivery trades, a minimum of ₹0.01 will be charged per contract note. Statutory Charges: Securities Transaction Tax | Exchange Transaction Charges | GST | SEBI Charges | Stamp Duty will be applicable as per the prevailing rates as decided by Exchanges\ SEBI\State or Central Gov Account maintenance charge Zero DP transaction charges (both market and off-market): Buy (Credit) Zero Sell (Debit) Rs.8 + Rs.5.50 (CDSL Charges) per scrip Other Charges: Demat/Remat: Rs.150 per certification + courier charges | Failed Demat Transactions: Rs.50 per ISIN | Pledge/Unpledge: Rs.20 + Rs.12 per request (CDSL Charges) | Pledge Invocation: Rs.20 | DDPI Charges : Rs.100 + GST Periodic/Adhoc Statement Request: Email: Free Physical: Rs.10 per page | KYC Modification Request: Rs.50 |KRA Upload/ Download: Rs.50 | Delivery Instruction Slip: First (10 leaves): Free Addl (10 leaves): Rs.100 + courier charges |Physical CMR(Client Master Report): Rs.20 + courier charges |Courier Charges: Max of Rs.100 or actual | Inter-settlement charges: Rs.13.5 + GST|. + Note: The charges are subject to revision at sole discretion of Groww Invest Tech Pvt. Ltd. Any revision (or upward revision in trading and/or demat account) charges will be intimated 15 days in advance Signed by: AMAN KUMAR eSigned using Aadhaar (digio.in) Date: 2024-09-16 08:15:01 IST Date: Name of the Applicant: (sign here) Groww Invest Tech /Registered Website: www.groww.in Phone number: 91088 00604 Private Limited  ACCOUNT OPENING FORM For office use only UCC Code allotted to the Client: 8005862595 Documents verified with originals Client interviewed In-person verification is done Name of the employee Employee code Designation of employee Date Signature We undertake that we have made the client aware of Policy and Procedures, tariff & all the non-mandatory documents. We have also made the client aware of Rights and Obligations, RDD and Guidance Note, MITC Policy for voluntary freezing of trading account & GTT Policy. We shall send the client a copy of all the KYC documents. We undertake that any change in the Policy and Procedures, tariff & all the non-mandatory documents would be duly intimated to the clients. We also undertake that any change in the Rights and Obligations and RDD would be made available on our website, if any, for the information of the clients. Signed by: AMAN KUMAR eSigned using Aadhaar (digio.in) Date: 2024-09-16 08:15:01 IST Signature of the Authorised Signatory Date: 16/09/2024 Groww Invest Tech Corporate/Registered Office: No-11, 1st & 2nd Floor, 80 Feet Road, ST Bed, 4th Block Koramangala, Bangalore - 560034 Website: www.groww.in Phone number: 91088 00604 Private Limited SEBI Registration Number: BSE-CM, NSE-CM: INZ000301838 ; Date 23.09.2021 CIN: U65100KA2016 PTC092879 | Depository Participant (DP) of Investor grievances email: [email protected] CDSL (DP ID - 88700/88701/88702) & NSDL (ID- IN304480)  ACCOUNT OPENING FORM General terms and conditions and other authorisations (voluntary document) To Groww Invest Tech Private Limited (GIT) I wish to trade/transact through you as a client in Capital Market and/or Future & Options segment of NSE/BSE, and in order to facilitate ease of operations, I authorize GIT and agree to the General Terms and Conditions as under: 1. Avail Mutual Funds Schemes permitted to dealt with on the Exchange Platforms including BSE StAR Mutual Fund Platform of BSE & NFM II Platform of NSE (hereinafter collectively referred to as Exchange Platforms). a. I request you to register me as your client for participating in the mutual fund transaction facilities, provided by Exchange Platforms. I shall ensure compliance with the requirements as may be specified from time to time by Exchanges, SEBI and AMFI. For the said purpose of availing the facilities, I state that the KYC details as submitted by me for the stock broking may be considered for the purpose and I further confirm that the details contained in the above remain unchanged as on date. b. I shall read and understand the contents of the Scheme Related Document, Key Information Memorandum and addendums before transacting in Mutual Fund Schemes. c. I understand and agree that Mutual Fund investments are subject to market risks and shall be solely responsible for the same. d. I shall be liable in case of loss (including opportunity/notional loss) charges, costs, expenses etc caused to me including but not limited to loss for Net Asset Value (NAV) related issues due to any interruption, malfunction, error, non-availability, technical glitch of for any other reason of whatsoever nature in the internet /mobile trading platform or any other order routing platform of GIT and shall not have any claim/complaint of whatsoever nature against of GIT and/or its employees, directors, associates, affiliates, group etc in this regard. e. I understand and agree that the role of GIT is limited to the extent of providing the Platform to clients and the services are offered and provided by the respective AMCs to me. The information in relation to mutual fund products including the Net Asset Value (NAV) is received from the respective AMC/RTA/Exchange/third party and is displayed on an “AS IS” basis on GIT's Platform. I understand and agree that GIT shall not be liable in any manner whatsoever for any differences in such price data due to any delay/connectivity or system issues. f. I understand and agree that GIT offers only execution platform and no advisory is provided by GIT and/or any of its associates, affiliates and group do not provide any recommendation, advisory, solicitation etc for transacting in mutual funds. g. I understand and agree that GIT shall share the information and documents received from me for the Mutual Fund Products with the respective AMC/RTA/Stock Exchanges through secure channels. I agree that GIT will not be responsible for disclosure of my information due to errors in transmission, unauthorized third-party access, or other causes beyond its reasonable control. h. I understand and agree that GIT shall not be liable in case of loss or damages, caused to me on account of any interruption, malfunction, error, delay, downtime, non-availability, technical glitch of the Platform, or failure or error of any transaction on the Platform including but not limited to loss related to Net Asset Value (NAV). Moreover, if there are no clear funds available in the account of the Company, my transaction may not get executed and GIT cannot be held liable thereto. i. I agree to the cut off timings specified by GIT on its website and as amended from time to time with respect to NAV and will be bound by the same. j. I agree to forthwith return/reimburse the amount gained/received by me to GIT and/or fulfil my obligation(s) due to any technical glitch/error in the platform of GIT and GIT is also entitled to take necessary action to recover the said amount. k. I understand and agree that in case of online transactions through the Platform, the movement of funds from my bank account to the Scheme's bank account happens via the Aggregator service provider through a Nodal bank account and post reconciliation of fund. The process followed by the aggregator and the time lines within which the Funds are credited into the Scheme's bank account are not managed by GIT and accordingly I agree that while the movement of Funds from my Bank account may have happened on T day, however post reconciliation and as per statutory norms the allotment of mutual fund units can happen only on availability of Funds for utilization by the AMC/MF and accordingly the transaction will processed as per the applicable NAV based on availability of funds for utilization. 2. ECN Declaration: I hereby consent to receive from GIT the digital contract notes, bills, ledgers, statement of accounts of funds, securities, demat transaction statement/holding statement, notices, circulars, amendments and such other correspondences including the standard documents which form part of the account opening kit. I further agree that GIT shall fulfill their legal obligations if the above documents are sent electronically. Accordingly, I request you to note my email id is [email protected] and the same will be the registered email id as per your records. I shall ensure secrecy of the login id and password of the above mentioned email id. GIT shall not be responsible for any breach of secrecy. Emails sent to the above mentioned email account, which have not bounced back, shall be deemed to be duly delivered to me/us. I agree that GIT will not cognizance of any “out-of-office/out of station” fm replies and I shall be deemed to have received such electronic mails. I am aware that GIT shall provide physical contract notes in respect of trades placed by me however I have opted for receipt of contract notes in electronic form for my convenience and as per my request only. I shall immediately inform GIT about change in my email address, if any. 3. Delivery of order/trade confirmation/cancellation: I hereby authorize you not to provide me order confirmation/modification/ cancellation slips and trade confirmation slips to avoid unnecessary paperwork. I shall get the required details from contract notes and confirmation issued by you. 4. Telephonic Conversation: I request you to consider my telephonic instructions for order placing/order modification/order cancellation as a written instruction and give me all the confirmation on telephone/SMS. I am getting required details from contract notes issued by you. Signed by: AMAN KUMAR eSigned using Aadhaar (digio.in) Date: 2024-09-16 08:15:01 IST Groww Invest Tech Corporate/Registered Office: No-11, 1st & 2nd Floor, 80 Feet Road, ST Bed, 4th Block Koramangala, Bangalore - 560034 Website: www.groww.in Phone number: 91088 00604 Private Limited SEBI Registration Number: BSE-CM, NSE-CM: INZ000301838 ; Date 23.09.2021 CIN: U65100KA2016 PTC092879 | Depository Participant (DP) of Email: [email protected] Investor grievances email: [email protected] CDSL (DP ID - 88700/88701/88702) & NSDL (ID- IN304480)  ACCOUNT OPENING FORM General terms and conditions and other authorisations (voluntary document) 5. Fines & Penalties: All fines/penalties and charges levied upon you due to my acts/deeds or transactions may be recovered by you from my account. 6. No Market Manipulation: I undertake not to execute transactions, either singly or in concert with other clients, which may be viewed as manipulative trades viz. artificially raising, depressing or maintaining the price, creation of artificial volume, synchronized trades, cross trades, self trades, etc or which could be termed as manipulative or fraudulent trades by SEBI/Exchanges. Incase, I am found to be indulging in such activities, GIT has every right to inform the Exchange/SEBI/other regulatory authority of the same and suspend/close my trading account. 7. Not Debarred by Any Regulator: I confirm and declare that there is no bar on me imposed by any Exchange or any regulatory and/or statutory authority to deal in securities directly or indirectly. I agree to inform GIT, in writing, of any regulatory action taken by any Exchange or regulatory/ statutory authority on me in future. In case, I fail to inform the same and GIT on its own comes to know of such action, GIT has the right to suspend/close my trading account and refuse to deal with me. Also, GIT can at its sole discretion, close all the open positions and liquidate collaterals to the extent of trade related debit balances, without any notice to me. 8. Running Account Authorization: I am aware that as per the SEBI / Exchange requirements, the settlement of funds / securities is to be done within one working day of the pay-out. I am also aware and understand that it is difficult to manage repeated payments/delivery with respect to all secondary market transactions. Also, I desire to use my securities and monies as margin / collateral without which I cannot deal / trade. Therefore, I hereby request and authorize you to maintain my account as a running account(s) which will entail that funds due to us on pay-out shall be with held with yourselves beyond the stipulated deadlines and given to us only on demand. You shall transfer the funds / securities lying in my credit within one working day of my request if the same are lying with you and within three working days from the request if the same are lying with the Clearing Member/Clearing Corporation. I further authorize you to debit the securities / funds from my running accounts and make pay-in of securities / funds to exchanges / clearing corporations / other receiving party(ies) to settle my trades / dealings. Subject to your discretion and valuation please treat my securities and funds lying to my credit in running accounts as margin / collateral for my dealings / trading. I further authorize you to debit/credit/transfer the funds / securities between the various segments of the same Exchange and/or between the Exchanges to clear / set off / adjust my debit balance or various dues payable to you / Exchange(s). I acknowledge that I can revoke the above mentioned running account authority at any time by sending a written signed instruction through registered post (RPAD). I request you to settle my funds account ✔ once in every calendar quarter / once in a calendar month or such other period as allowed by SEBI/ Stock Exchange(s)SEBI/Stock Exchange(s) from time to time. This amount should be released based on my specific request. I confirm you that I will bring to your notice any dispute arising from the statement of account or settlement so made in writing preferably within 7 working days from the date of receipt of funds/ securities or statement of account or statement related to it, as the case may be in writing at your registered office. In case I have an outstanding obligation on the settlement date, you may retain the requisite securities/funds towards such obligations and may also retain the funds/securities expected to be required to meet margin obligations for next 5 trading days, calculated in the manner as per the applicable guidelines prescribed by the Exchanges. Excess securities, if any, lying with you in Client Collateral/ Collateral account shall be released after making necessary retention at the time of release of funds every month/quarter. 9. E-delivery of Mandatory documents: In terms of SEBI Circular No. CIR/MIRSD/64/2016 dated July 12, 2016, I hereby request you to kindly provide the following document: a. Rights & Obligations of stock broker, sub-broker and client for trading on exchanges (including additional rights & obligations in case of internet/ wireless technology-based trading). b. Rights and Obligations of beneficial owner and depository participant as prescribed by SEBI and depositories Electronically Physically c. Uniform Risk Disclosure Documents (for all segments/ exchanges) d. Guidance Note detailing the Do's and Don’ts for trading on stock exchanges. e. Policies and Procedures as per SEBI Circular No. MIRSD/SE/CIR-19/2009 dated 03rd December, 2009 f. MITC 10. Charges & Balance Maintenance: I have a trading as well as depository relationship with you. Please debit the charges relevant with depository services or any other service from my trading account as and when due. I also agree to maintain the adequate balance in my trading account for the said reason. 11. PMLA DECLARATION: I declare that I have read and understood the contents and the provisions of the PMLA Act, 2002, which is available on the website www.groww.in and, I declare that I shall adhere to the same.. I further undertake and confirm that; a. I do not have any links with any known unlawful persons/institutions. b. I am a genuine person and not involved or indulge knowingly or assisted, directly or indirectly, in any process or activity connected with the proceeds of crime nor I am a party to it. The investment money is derived from proper means and does not involve any black or Hawala money in any manner. 12. Aadhar & DigiLocker Authorization: I/We hereby provide my /our consent in accordance with Aadhaar Act, 2016 and regulations made thereunder, for (i) collecting, storing and usage (ii) validating/authenticating and (ii) updating my/our Aadhaar number(s) in accordance with the Aadhaar Act, 2016 (and regulations made thereunder). I/We hereby agree to carry out online KYC for opening or maintenance of my trading & demat account and hereby give consent to GIT to share my details and records with Digilocker, for enabling retrieval of Official Valid Documents from Digilocker system, as required for online KYC. 13. Authority for intimation: I authorise you to send SMS and email to registered email/ mobile no. including sending via in respect of my trading and demat account. I also authorise you to send all communications with respect to my trading and demat accounts via instant messaging Apps like WhatsApp, Facebook Messenger etc. 14. Indemnification: I hereby indemnify and hold GIT, its Directors, associates, group and employees harmless from and against all trade related claims, demands, actions, proceedings, losses, damages, liabilities, charges and/or expenses that are occasioned or may be occasioned to the GIT directly or indirectly, relating to bad delivery of shares/ securities and/ or third party delivery, whether authorized or unauthorized and fake/forged/stolen shares/ securities/transfer documents introduced or that may be introduced by or through me during the course of my dealings/ operations on the Exchange(s) and/or proof of address, identity and other supporting/ documents provided by me at the time of registration and/ or subsequently. Signed by: AMAN KUMAR eSigned using Aadhaar (digio.in) Date: 2024-09-16 08:15:01 IST Groww Invest Tech Corporate/Registered Office: No-11, 1st & 2nd Floor, 80 Feet Road, ST Bed, 4th Block Koramangala, Bangalore - 560034 Website: www.groww.in Phone number: 91088 00604 Private Limited SEBI Registration Number: BSE-CM, NSE-CM: INZ000301838 ; Date 23.09.2021 CIN: U65100KA2016 PTC092879 | Depository Participant (DP) of Email: [email protected] Investor grievances email: [email protected] CDSL (DP ID - 88700/88701/88702) & NSDL (ID- IN304480)  ACCOUNT OPENING FORM General terms and conditions and other authorisations (voluntary document) 15. Other Terms & Conditions: 15.1 I understand and agree that GIT does not give any guarantee or assurance as to returns or profits or capital protection or appreciation. I further understand and agree that past performance is not necessarily a guide to future performance. 15.2 I understand and agree that there is no fixed return in equities, commodities, currencies, derivatives or any other asset classes or segments traded on the exchange or OTC (Over the Counter) products. The principal or the initial investment (in cash or collateral or any other asset class) can also be lost fully and losses can be higher than my initial investment. 15.3 I shall be liable in case of loss (including opportunity/notional loss) damages, fines, penalties, charges, costs, expenses etc caused to the me due to any interruption, malfunction, error, non-availability, technical glitch of for any other reason of whatsoever nature in the internet/mobile trading platform or any other order routing platform of GIT and shall not have any claim/complaint of whatsoever nature against GIT and its employees, directors, associates, affiliates, group etc in this regard. 15.4 I understand, agree and confirm that my demographic details and personal information including sensitive personal information, KRA, CKYC and Credit Score details may be shared by GIT with its other divisions and/or with its group/associates/affiliates for marketing new and existing products or services/data analytics/research etc of its other divisions and/or its group companies, associates, affiliates etc and I hereby give my consent for the same. 15.5 I understand, agree and confirm that if exchange/regulatory authority charges any penalty/fine for any non-compliance on my part(including but not limited to non-payment/shortfall in margins) then such penalty/fine shall be debited to my ledger account and I shall be obliged to make payment for the same. 15.6 Without prejudice to the GIT's other rights (including the right to refer a matter to arbitration), I understand that GIT shall be entitled to liquidate/close out all or any of my positions for non payment of margins or other amounts, outstanding debts, etc. and adjust the proceeds of such liquidation/close out, if any, against the my liabilities/obligations. Any and all losses and financial charges on account of such liquidation/closing-out shall be charged to and borne by me. 15.7 I understand that GIT is acting as an agent of the client and cannot be held liable for transactions executed on Exchange platform. In case GIT does not receive pay-out of funds/securities/commodities/ collaterals from Exchange / Clearing Corporation /Clearing House/Depository/Counterparty, then GIT is not liable to give such pay-out to me and GIT shall not be liable in whatsoever manner and I cannot and will not claim the same from GIT. In case part pay-out is received from the Exchange / Clearing Corporation /Clearing House/Depository/ Counterparty, then I shall also get part pay-out and I cannot and will not claim the balance pay-out from GIT. In case of fraud/violation/non-compliance of any type by any entity i.e. entities involved in clearing and settlement other than GIT in the process of transactions, clearing and settlement GIT cannot and will not be held liable in whatsoever manner and I cannot and will not file any claim(s) of whatsoever nature against GIT in this regard. 15.8 Incase where pay-out of funds/securities/commodities is given by GIT to me and Exchange / Clearing Corporation /Clearing House/Depository/ Counterparty takes back such pay-out, then GIT has the right to take back the same from me and I would be liable to pay the same to GIT. 15.9 I agree to pay GIT Brokerage, commission, fees, GST, other taxes, trade/ transaction expenses, clearing charges, other charges as levied by GIT from time to time and statutory levies as they exist from time to time and as they apply to my account and the Services and the Channels made available by GIT to me. I also agree that GIT may deduct and appropriate any of the aforesaid amounts from any amount payable by GIT to me. 15.10 I undertake that pay-in of funds and securities shall be made from my bank and demat account respectively and not from any third party bank and demat account. 15.11 I hereby give my consent to GIT to access my credit information from Credit Information Companies in order to understand my creditworthiness, as may be required by GIT for carrying out its internal evaluation or any due-diligence. 15.12. I understand that GIT has the right to square off my trades/positions as per its Risk Management Policy for factors including but not limited to volatility, margin, outstanding debts, circuit limits (irrespective of margin availability), liquidity etc and I shall be solely liable for the consequences arising thereto. Further losses if any, arising out of auto squaring off of positions as per the risk management system shall be borne by me and GIT will not be responsible for the same. 15.13 I shall be bound by the internal netting of trades policy followed by GIT and available and accessible to me on its website. 15.14. I understand and agree that GIT has the right but not the obligation, to cancel all pending orders and to sell/close/liquidate/ square off all open positions/ securities/ shares etc at the pre-defined square off time or when Mark to Market (M-T-M) percentage reaches or crosses stipulated margin percentage as decided by GIT from time to time in its discretion depending on the market condition. In the event of such sell/close./ liquidate/square off, I agree to bear all the losses based on actual executed price. I understand and agree that I may not be able to take further position in case of any trading restrictions put by Exchanges / SEBI on or GIT. 15.15. I understand and agree that GIT may charge margins in excess of Exchange requirement. I shall be required to fulfill the same within the time frame prescribed by GIT and I agree that I will be responsible for any loss/ damages etc caused to me for not paying the margin within the time frame prescribed by GIT. I understand and agree that GIT is entitled to vary the form (i.e., the replacement of the margin / security in one form with the margin / security in any other form, say, in the form of money instead of shares) & / or quantum & / or percentage of the margin & / or security required to be deposited / made available, from time to time. 15.16. I understand and agree that stocks in Trade to Trade (T2T) segment can be sold only after the stocks are settled in my demat account (T+2 days). Intraday and Buy today sell tomorrow (BTST) are not allowed in stocks in T2T segment. Signed by: AMAN KUMAR eSigned using Aadhaar (digio.in) Date: 2024-09-16 08:15:01 IST Groww Invest Tech Corporate/Registered Office: No-11, 1st & 2nd Floor, 80 Feet Road, ST Bed, 4th Block Koramangala, Bangalore - 560034 Website: www.groww.in Phone number: 91088 00604 Private Limited SEBI Registration Number: BSE-CM, NSE-CM: INZ000301838 ; Date 23.09.2021 CIN: U65100KA2016 PTC092879 | Depository Participant (DP) of Email: [email protected] Investor grievances email: [email protected] CDSL (DP ID - 88700/88701/88702) & NSDL (ID- IN304480)  ACCOUNT OPENING FORM General terms and conditions and other authorisations (voluntary document) 15.17. I will abide by the consequences arising out of trading in illiquid options and/or far months contracts. 15.18 I understand and agree that I will not be eligible to participate in buyback/takeovers if I have sold the shares on or before the record date. 15.19. I understand that all open position(s) in the Futures & Option (F&O) segment (except for those opted for physical settlement) would be squared off by me before 10am on expiry day. I further understand and agree that GIT has the right to square off all open positions from 10am onwards on expiry day in stock derivatives for that expiry irrespective of margin availability. 15.20. I understand and agree that that in case of extreme MTM loss due to movement of prices, the positions will be reduced by GIT on a best effort basis and I will be liable for losses if any arising thereto. 15.21. I understand and agree that any shortfall in margin may result in penalties from the Exchanges which shall be transferred to my ledger. 15.22. I will be bound by the Risk Policy, Policies & Procedures, Terms and Conditions, Regulatory & Other Information (which contains Exchange circulars, notices etc), Privacy Policy, etc prescribed by GIT on its website and as amended from time to time and I shall check and keep myself updated for any changes thereto and be legally bound by the same. 15.23. I understand that GIT also offers IPO bidding facility through its platform and shall not hold GIT responsible in any manner for allotment/non-allotment of shares due to any suspension/interruption/ malfunction/technical glitch etc on its platform. 15.24. I understand and agree that the role of GIT is only to facilitate and process IPO/FPO applications, and GIT shall not be responsible / liable for any losses/damages/costs/opportunity losses of any nature whatsoever incurred to me due to the processing or non-processing of the applications. 15.25. I understand and agree that as GIT is merely offering a platform for IPO bidding and I will not hold GIT responsible for refund, unblocking etc, if any of the IPO bid amount. 15.26. I agree that GIT will be the owner of all collaterals (including securities) which may be pledged in favour of GIT and that such securities shall at all times be free from any prior charge lien or encumbrance whatsoever and that such securities/commodities shall be absolute and disposable property of GIT. 15.27. I give an unconditional right to appropriate any collateral or margin, without any reference to me in order to discharge any lawful indebtedness or any other obligation (including contingent indebtedness or obligation) that I may owe to GIT. 15.28. I hereby give my consent to GIT for pledging of securities as margin in accordance with the Margin Pledge system as specified in SEBI circular dated February 25, 2020 and as per clarifications/guidelines received subsequently on the same from Exchanges. 15.29. I agree that GIT may from time to time in its discretion impose and vary limits on the orders and trades which I can place and enter into through the System and/ or Service (including margin percentage exposure limits, turnover limits, limits as to the number, value and/or kind of Securities in respect of which orders can be placed the companies in respect of whose Securities orders can be placed etc. I agree that GIT shall not be responsible or liable incase I am no able to place any order, enter into any trade and/ or square-off any transaction that GIT may need to initiate on account of any such variation, imposition, restriction or prohibition. 15.30. GIT discloses herewith that it does undertake proprietary trading. 15.31. Any claim, dispute or difference hereto in respect of this Document/Terms and conditions or any contracts, trades, dealings or transactions pursuant hereto or any rights, obligations, terms or conditions as contained in this Document or the interpretation or construction of this Document shall be subject to the grievance redressal procedure of the concerned Exchange and shall be subject to the arbitration procedure as prescribed by the Rules, Bye-laws, Regulations of the Exchange and circulars issued thereunder form time to time. GIT and the Client are aware of the provisions of the Bye-Laws, Rules and Regulations of the concerned Exchange relating to arbitration. The terms specified shall be governed by and interpreted and construed in accordance with the laws of India. The courts at Bangalore, India shall have exclusive jurisdiction in respect of any matters arising therefrom. 15.32. I hereby give my consent to GIT to share my full account opening form including the Aadhaar data and documents with KRA for validation purposes. I am aware that the full account opening form will be accessible to the KRA and other intermediaries accessing the KRA portal. 15.33. I agree that my information may be disclosed by GIT to third party vendors, consultants, and other service providers of GIT who shall be bound by contractual obligations to keep such personal information confidential and limit usage to the purposes for which the information was disclosed. I understand that the collection and disclosure of information may be required by GIT to provide me access to its platform/ services and for performing such other activities including but not limited to processing payments, validation of my bank accounts, marketing and advertising activities, undertaking auditing or data analysis, and/or to prevent, detect, mitigate, and investigate fraudulent or illegal activities related to the GIT's platform or services. In relation to the foregoing, I hereby provide my consent. 15.34 I give my consent to undertake Online KYC and to upload/download my KYC record to/from Central KYC Records Registry (CKYCRR) & KRA. 16. Facsimile Authorisation: During the operation of my trading I may be need to instruction on Fax/Scan, so I authorise you to honor the instructions and orders sent through Fax/Scan copy sent by me. a. I shall be liable for all losses, damages and actions which may arise as a consequence of your adhering to and carrying out my directions given above. b. I have been explained that I may opt not to give any of the above authorisation and that the above authorisations are voluntary on my part and that I can revoke these authorisations at any point of time during the operation of my trading account with you by giving a notice in writing and shall continue and remain valid until revoked by me anytime in writing. Mobile & Email Declaration: Signed by: AMAN KUMAR I, AMAN KUMAR Signed by: AMAN KUMAR eSigned using Aadhaar (digio.in) eSigned using Aadhaar (digio.in) Date: 2024-09-16 08:15:01 IST having PAN OQLPK8482H do hereby declare that Date: 2024-09-16 08:15:01 IST (sign here) my mobile no. is +91 9569225125 and (sign here) email id is [email protected]. Name of the Applicant: AMAN KUMAR Further, I authorize Groww Invest Tech Private Limited that the same may be used for giving me any information/alert/SMS. I Place: BANGALORE, KARNATAKA Date: 16/09/2024 further declare the above mentioned statement is true and correct. Groww Invest Tech Corporate/Registered Office: No-11, 1st & 2nd Floor, 80 Feet Road, ST Bed, 4th Block Koramangala, Bangalore - 560034 Website: www.groww.in Phone number: 91088 00604 Private Limited SEBI Registration Number: BSE-CM, NSE-CM: INZ000301838 ; Date 23.09.2021 CIN: U65100KA2016 PTC092879 | Depository Participant Email: [email protected] Investor grievances email: (DP) of CDSL (DP ID - 88700/88701/88702) & NSDL (ID- IN304480) [email protected]  ACCOUNT OPENING FORM Most Important Terms and Conditions (MITC) – Mandatory Document (For non-custodial settled trading accounts) (prescribed by SEBI and Stock Exchanges) 1. Your trading account has a “Unique Client Code” (UCC), different from your demat account number. Do not allow anyone (including your own stock broker, their representatives and dealers) to trade in your trading account on their own without taking specific instruction from you for your trades. Do not share your internet/ mobile trading login credentials with anyone else. 2. You are required to place collaterals as margins with the stock broker before you trade. The collateral can either be in the form of funds transfer into specified stock broker bank accounts or margin pledge of securities from your demat account. The bank accounts are listed on the stock broker website. Please do not transfer funds into any other account. The stock broker is not permitted to accept any cash from you. 3. The stock broker’s Risk Management Policy provides details about how the trading limits will be given to you, and the tariff sheet provides the charges that the stock broker will levy on you. 4. All securities purchased by you will be transferred to your demat account within one working day of the payout. In case of securities purchased but not fully paid by you, the transfer of the same may be subject to limited period pledge i.e. seven trading days after the pay- out (CUSPA pledge) created in favor of the stock broker. You can view your demat account balances directly at the website of the Depositories after creating a login. 5. The stock broker is obligated to deposit all funds received from you with any of the Clearing Corporations duly allocated in your name. The stock broker is further mandated to return excess funds as per applicable norms to you at the time of quarterly/ monthly settlement. You can view the amounts allocated to you directly at the website of the Clearing Corporation(s). 6. You will get a contract note from the stock broker within 24 hours of the trade. 7. You may give a one-time Demat Debit and Pledge Instruction (DDPI) authority to your stock broker for limited access to your demat account, including transferring securities, which are sold in your account for pay-in. 8. The stock broker is expected to know your financial status and monitor your accounts accordingly. Do share all financial information (e.g. income, networth, etc.) with the stock broker as and when requested for. Kindly also keep your email Id and mobile phone details with the stock broker always updated. 9. In case of disputes with the stock broker, you can raise a grievance on the dedicated investor grievance ID of the stock broker. You can also approach the stock exchanges and/or SEBI directly. 10. Any assured/guaranteed/fixed returns schemes or any other schemes of similar nature are prohibited by law. You will not have any protection/recourse from SEBI/stock exchanges for participation in such schemes. Signed by: AMAN KUMAR I agree __________________________________ (S) – Client’s signature eSigned using Aadhaar (digio.in) Date: 2024-09-16 08:15:01 IST Groww Invest Tech Corporate/Registered Office: No-11, 1st & 2nd Floor, 80 Feet Road, ST Bed, 4th Block Koramangala, Bangalore - 560034 Website: www.groww.in Phone number: 91088 00604 Private Limited SEBI Registration Number: BSE-CM, NSE-CM: INZ000301838 ; Date 23.09.2021 CIN: U65100KA2016 PTC092879 | Depository Participant (DP) of Email: [email protected] Investor grievances email: [email protected] CDSL (DP ID - 88700/88701/88702) & NSDL (ID- IN304480)  ACCOUNT OPENING FORM Acknowledgement To, Groww Invest Tech Private Limited Sub: Acknowledgement I acknowledge to have read & understood the Mandatory Documents, understand that the same along with my e-signed executed form will be received by email / available under my login and same will be considered as acknowledgment of receipt. S. No. Brief significance of the Document 1 Duly Executed Copy of KYC 2 Rights and Obligations, MITC 3 Risk Disclosure Document (RDD) for Capital and Derivatives 4 Guidance Note - Do’s and Don’ts for trading on the Exchange(s) for investors 5 Groww Invest Tech Private Limited Tariff Sheet 6 Policies and Procedures Document pursuant to the SEBI circular dated December 03, 2009 7 General Terms & Conditions and Other Authorisations. 8 Running account authorization, Mobile declaration & Client defaulter declaration I also confirm that I have received the relevant clarifications if any, wherever required from the officials of Groww Invest Tech Private Limited. Signed by: AMAN KUMAR eSigned using Aadhaar (digio.in) Date: 16/09/2024 Date: 2024-09-16 08:15:01 IST Name of the Applicant: AMAN KUMAR Place: BANGALORE, KARNATAKA (sign here) Groww Invest Tech Corporate/Registered Office: No-11, 1st & 2nd Floor, 80 Feet Road, ST Bed, 4th Block Koramangala, Bangalore - 560034 Website: www.groww.in Phone number: 91088 00604 Private Limited SEBI Registration Number: BSE-CM, NSE-CM: INZ000301838 ; Date 23.09.2021 CIN: U65100KA2016 PTC092879 | Depository Participant (DP) of Investor grievances email: [email protected] CDSL (DP ID - 88700/88701/88702) & NSDL (ID- IN304480)  ACCOUNT OPENING FORM Additional KYC form for opening a Demat account (For individuals) Groww Invest Tech Private Limited Depository Participant – Central Depository Services Limited DP ID: 12088700 | SEBI Registration No: IN-DP-CDSL-417-2019 No-11, 1st & 2nd Floor, 80 Feet Road, ST Bed, 4th Block Koramangala, Bangalore - 560034 Email: [email protected] DP ID: 12088700/701/702/703 BO ID: (To be filled by the applicant in BLOCK LETTERS in English) I/We request you to open a demat account in my/ our name as per the following details: Holder Details Sole/First Holder’s Name AMAN KUMAR PAN: OQLPK8482H UID: Second Holder’s Name Third Holder’s Name Type of Account (Please tick whichever is applicable) Status Sub-status Individual Individual Resident Individual Margin Trading A/C (MANTRA) Individual Director’s Relative Individual-Director Individual Promoter Individual HUF / AOP Minor Others(specify) NRI NRI Repatriable NRI Non-Repatriable NRI Repatriable Promoter NRI Non-Repatriable Promoter NRI - Depository Receipts Others (specify) Foreign Foreign National national Foreign National - Receipts Others (specify) Details of Guardian (in case the account holder is minor): Guardian’s Name: PAN: Relationship with the applicant: Signed by: AMAN KUMAR eSigned using Aadhaar (digio.in) Date: 2024-09-16 08:15:01 IST Groww Invest Tech Corporate/Registered Office: No-11, 1st & 2nd Floor, 80 Feet Road, ST Bed, 4th Block Koramangala, Bangalore - 560034 Website: www.groww.in Phone number: 91088 00604 Private Limited SEBI Registration Number: BSE-CM, NSE-CM: INZ000301838 ; Date 23.09.2021 CIN: U65100KA2016 PTC092879 | Depository Participant (DP) of Investor grievances email: [email protected] CDSL (DP ID - 88700/88701/88702) & NSDL (ID- IN304480)  ACCOUNT OPENING FORM Additional KYC form for opening a Demat account (For individuals) Standing Instructions I/We instruct the DP to receive each and every Depository credit in my account YES NO (If not marked, the default option would be ‘Yes’) [Automatic Credit] I/We would like to instruct the DP to accept all the pledge instructions in my/our account YES NO without any other further instruction from my end (If not marked, the default option would be ‘No’) Account Statement Requirement (as per SEBI Regulation) Daily Weekly Fortnightly Monthly I/We request you to send Electronic Transaction-cum-Holding Statement at the email ID YES NO I / We would like to share the email ID with the RTA YES NO I / We would like to receive the Annual Report Physical Electronic (Tick the applicable box. If not marked the default option would be Physical) Both Physical & Electronic I / We wish to receive dividend/interest directly into my bank account as given below through ECS. (If not marked, the default option would be ‘Yes’) [ECS is mandatory for locations YES NO notified by SEBI from time to time] I / We would wish to avail the following facility: Basic Service Demat Account Facility (BSDA): Opted out NO YES SMS Alert Facility MOBILE NO.: +91 9569225125 Signed by: AMAN KUMAR eSigned using Aadhaar (digio.in) Date: 2024-09-16 08:15:01 IST Transactions Using I wish to avail the TRUST facility using the mobile number registered for SMS Alert Facility. I have read and understood Secured Texting Facility the Terms and Conditions prescribed by CDSL for the same. YES NO (TRUST) I/We wish to register the following clearing member IDs under my below mentioned BO ID registered for TRUST. Stock ExchangeName/ID Clearing Member Name Clearing Member ID (Optional) Easi To register for easi, please visit our website www.cdslindia.com. Easi allows a BO to view his ISIN balances, transactions and value of the portfolio online. Signed by: AMAN KUMAR eSigned using Aadhaar (digio.in) Date: 16/09/2024 Date: 2024-09-16 08:15:01 IST Name of the Applicant: AMAN KUMAR Place: BANGALORE, KARNATAKA (sign here) Groww Invest Tech Corporate/Registered Office: No-11, 1st & 2nd Floor, 80 Feet Road, ST Bed, 4th Block Koramangala, Bangalore - 560034 Website: www.groww.in Phone number: 91088 00604 Private Limited SEBI Registration Number: BSE-CM, NSE-CM: INZ000301838 ; Date 23.09.2021 CIN: U65100KA2016 PTC092879 | Depository Participant (DP) of Investor grievances email: [email protected] CDSL (DP ID - 88700/88701/88702) & NSDL (ID- IN304480)  ACCOUNT OPENING FORM Voluntary Authorization Letter (Demat) To, Groww Invest Tech Private Limited Dear Sir, DP ID: 12088700/701/702/703 BO ID: 1. Authorization to debit trading account for the demat account charges: We have opened/have a beneficiary account with your CDSL depository along with a trading account for investment and trading purposes. I/We, authorize you to debit the charges payable towards the operations of the above account. I/We are aware of the charges for operating the said account. Any such sum debited from my trading account shall be binding on me/us. 2. Option form for issue of DIS Booklet (Voluntary): Option 1: I/We require you to issue Delivery Instruction Slip (DIS) booklet to me/us immediately on opening my CDSL account though for executing delivery instructions for settling stock exchange trades Settlement related transactions) effected through such Clearing Member. OR Option 2: I/We do not require the Delivery Instruction Slip (DIS) for the time being, However, the Delivery Instruction Slip (DIS) booklet should be issued to me/us immediately on my request at any later date. I/We hereby select Option 1 Option 2 3. Request for bill/transaction/holding statement through email. I/We request you to send me/us bill, transaction and holding statement of my CDSL Demat account with DP ID: 12088700/701/702/703 BO ID: at the following email Email address: [email protected] I/We fully agree and are aware of the following Terms and Conditions mentioned below. a. That I/We will not receive the bill, transaction and holding statements in paper form. b. That I/We will take all the necessary steps to ensure confidentiality and secrecy of the login name and password of the internet/email account. c. That I/We am/are aware that the bill, transaction and holding statements may be accessed by other entities in case the confidentiality/secrecy of the login na