22 cfr 127

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What action is considered unlawful according to §127.1(a)(3)?

Importing defense articles without a license (correct)

Possessing defense articles for personal use

Exporting defense articles without a license

Conspiring to export defense articles

Which of the following activities violates §127.1(a)(1)?

Exporting defense articles without a license (correct)

Reexporting defense articles without permission

Conspiring to import defense articles

Attempting to furnish defense services without approval

What is prohibited by §127.1(a)(4) of the text?

Possessing defense articles for personal use

Importing defense articles legally

Exporting defense articles with proper approval

Conspiring to export or import defense articles (correct)

What is the consequence of possessing a defense article with intent to export it?

Violation of regulations and laws Signup and view all the answers

Under what circumstances is reexporting a defense article considered unlawful? (§127.1(a)(2))

When reexported without proper authorization Signup and view all the answers

What is the main theme of §127.1 of the text?

Control of military technology transfer Signup and view all the answers

What is required when applying for a temporary export under this subchapter?

Application for registration Signup and view all the answers

Which document may U.S. Customs and Border Protection officers require upon the presentation of a license approving the export of a defense article?

Packing list Signup and view all the answers

What action may U.S. Immigration and Customs Enforcement officers take to ensure compliance with the subchapter regarding defense articles or technical data?

Investigate, detain or seize any export Signup and view all the answers

Which department is authorized to ensure compliance with the Department of Defense National Industrial Security Program Operating Manual for exports involving classified technical data?

Defense Security Service Signup and view all the answers

What penalties can a person face upon conviction for making untrue statements in registration, license applications, or reports required by the Arms Export Control Act?

$300 fine, imprisonment, or both Signup and view all the answers

What type of documents may U.S. Customs and Border Protection officers request to be produced when a license authorizing an export of defense articles is presented?

Invoice, order, and packing list Signup and view all the answers

Who has the authority to investigate, detain or seize any export or attempted export of defense articles or technical data contrary to this subchapter?

Both U.S.Immigration and Customs Enforcement and U.S. Customs and Border Protection officers Signup and view all the answers

Which document is required in relation to a defense service or brokering activity regulated by this subchapter?

Nontransfer and use certificate Signup and view all the answers

What action can U.S.Immigration and Customs Enforcement officers take regarding loading or unloading of vessels, vehicles, or aircraft?

Take appropriate action to ensure observance of the subchapter Signup and view all the answers

Who may rely on additional authorities to investigate matters involving exemptions under this subchapter?

Law enforcement officers generally Signup and view all the answers

What is required before engaging in the business of brokering activities according to the subchapter?

Complying with the registration requirements Signup and view all the answers

Who is responsible for the acts of employees and agents regarding the handling of defense articles abroad?

The person granted a license or other approval under the subchapter Signup and view all the answers

What does it mean to engage in the business of manufacturing or exporting defense articles according to the subchapter?

Manufacturing or exporting a single defense article Signup and view all the answers

What is prohibited regarding ineligible persons under the subchapter?

Participating in any transaction involving defense articles without written authorization Signup and view all the answers

Which act is considered unlawful under §127.2 of this subchapter?

Using an export control document with false information for exporting defense articles Signup and view all the answers

When is a person considered engaging in the business of brokering activities?

After one occasion of engaging in a brokering activity as per §129.2(b) Signup and view all the answers

What constitutes an offense punishable under section 401 of title 22 of the United States Code?

Attempt to export defense articles in violation of the provisions of the subchapter Signup and view all the answers

Who may debar and prohibit any person from participating in activities subject to the subchapter?

The Assistant Secretary of State for Political-Military Affairs Signup and view all the answers

What is the appropriate period of time for administrative debarment in most cases?

Three years Signup and view all the answers

Statutory debarment is based on what specific criterion?

Conviction for violating the Arms Export Control Act Signup and view all the answers

What is required before engaging in any activities subject to this subchapter after being debarred?

Submission of a request for reinstatement and approval Signup and view all the answers

In what circumstances does an attempt to violate conditions under a temporary export or import license constitute an offense?

Whenever it is known or believed to be an illegal export Signup and view all the answers

What determines the appropriate period for administrative debarment?

'Part 128' procedures Signup and view all the answers

Who enforces debarment for violations related to the Arms Export Control Act?

'Part 128' administrators Signup and view all the answers

What is the policy regarding applications or approvals involving a person convicted of violating the Arms Export Control Act?

'Part 130' prohibits consideration for a period after conviction. Signup and view all the answers

What must an applicant demonstrate to the Assistant Secretary of State for Political-Military Affairs in order for an exception to the denial policy to be considered?

Taking appropriate steps to mitigate concerns and deal with the causes of the conviction or ineligibility. Signup and view all the answers

What action does the Department of State strongly encourage regarding potential violations of export control provisions?

Reporting violations voluntarily to the Directorate of Defense Trade Controls. Signup and view all the answers

What are the limitations regarding voluntary disclosures relating to export control provisions?

Limitations apply when information is provided before any other agency starts investigating. Signup and view all the answers

Who should a debarred person contact regarding potential consideration of their application?

Deputy Assistant Secretary of State for Defense Trade Controls. Signup and view all the answers

When should subsequent applications from the same person refer back to a favorable decision instead of repeating information?

After being granted a license or other approval. Signup and view all the answers

What is considered an adverse factor in determining the appropriate disposition of export control violations?

Failure to report a violation. Signup and view all the answers

If a person is debarred, which procedures can they utilize?

$127.7(d) procedures. Signup and view all the answers

What happens if an individual believes they may have violated an export control provision of the Arms Export Control Act?

'They must report the violation voluntarily to the Directorate of Defense Trade Controls.' Signup and view all the answers

'Persons debarred pursuant to §127.7(b) may not utilize which procedures?'

$127.12 Voluntary disclosures procedures. Signup and view all the answers

'What is one action that may be taken if an individual fails to report a violation?'

'Circumstances that are detrimental to U.S. national security and foreign policy interests may result.' Signup and view all the answers

What is the basis for administrative debarment according to the text?

Violating 22 U.S.C. 2778 with a reasonable basis for future non-compliance Signup and view all the answers

Who can a person appeal to for reconsideration of an ineligibility determination?

Under Secretary of State for Arms Control and International Security Signup and view all the answers

Under what conditions can orders debarring a person be made applicable to another person?

If they are affiliated, owned, controlled, or have commercial connections Signup and view all the answers

What is the maximum civil penalty for a violation of 22 U.S.C. 2779a?

$1,028,998 Signup and view all the answers

What is a possible prior condition for the issuance of an export license according to the text?

Paying a fine under this section Signup and view all the answers

What establishes a presumption of denial for licenses or approvals in the case of past violations?

Being convicted of violating U.S. criminal statutes Signup and view all the answers

What does the Directorate of Defense Trade Controls have the sole discretion to consider as a mitigating factor in determining administrative action?

Whether the transaction would have been authorized with a proper license request Signup and view all the answers

What condition must be met for a notification to qualify as a voluntary disclosure?

It must contain all required information as outlined by the Directorate of Defense Trade Controls Signup and view all the answers

Who may request an extension of time in writing if a full disclosure cannot be provided within 60 calendar days of the initial notification?

An empowered official or senior officer Signup and view all the answers

What may happen if a full disclosure is not provided within a reasonable time after an extension is granted?

A decision by the Directorate of Defense Trade Controls not to consider the notification as voluntary Signup and view all the answers

What must a notification of a violation include?

A precise description of the nature and extent of the violation Signup and view all the answers

Which factor is NOT considered by the Directorate of Defense Trade Controls when determining administrative action?

The number of employees in the violating company Signup and view all the answers

When should a person wanting to disclose information initially notify the Directorate of Defense Trade Controls?

Immediately after discovering a violation Signup and view all the answers

What is required before the Directorate of Defense Trade Controls may approve an extension of time for providing a full disclosure?

A certification in writing that the full disclosure will be provided within a specific time period Signup and view all the answers

What is NOT covered or granted by the provisions in this section?

Confidentiality for those making voluntary disclosures Signup and view all the answers

What will happen if all required information is not included in an initial notification?

A full disclosure must be submitted within 60 calendar days or it will not qualify as voluntary disclosure Signup and view all the answers

What is one of the factors to be considered in a voluntary disclosure of an export violation?

The corrective actions taken to prevent future violations Signup and view all the answers

Who is authorized to execute certifications in connection with a voluntary disclosure?

Members of the board of directors Signup and view all the answers

What type of documents should accompany a written disclosure of an export violation?

Relevant licensing documents and shipping papers Signup and view all the answers

When should a thorough review of export-related transactions be conducted?

Immediately when a possible violation is suspected Signup and view all the answers

Who should be the point of contact in a voluntary disclosure for providing further information if needed?

The CEO of the company Signup and view all the answers

What category should include a product's quantity and characteristics for a voluntary disclosure?

U.S. Munitions List category Signup and view all the answers

If a violation reflects the absence of an effective compliance program, who may be required to make the certification in a voluntary disclosure?

A senior officer from the company Signup and view all the answers

When is an oral presentation generally considered necessary in a voluntary disclosure?

Oral presentation is generally not necessary Signup and view all the answers