Untitled Quiz

<p>They must be in existence for more than five years (C)</p> Signup and view all the answers

<p>They include regulated entities such as asset management companies (D)</p> Signup and view all the answers

<p>The investment manager must be appropriately regulated and registered (B)</p> Signup and view all the answers

<p>Investment advisors associated with regulated entities (A)</p> Signup and view all the answers

<p>A multinational corporation without regulatory oversight (D)</p> Signup and view all the answers

<p>To encourage savings and allocate resources for economic growth (D)</p> Signup and view all the answers

<p>Prohibition of insider trading (B)</p> Signup and view all the answers

<p>Mobilizing savings from various households (A)</p> Signup and view all the answers

<p>Prohibition of Fraudulent and Unfair Trade Practices (B)</p> Signup and view all the answers

<p>Ensuring financial transparency and accountability (C)</p> Signup and view all the answers

<p>Stocks and Bonds (A)</p> Signup and view all the answers

<p>They assist in the trading of securities between buyers and sellers. (D)</p> Signup and view all the answers

<p>International Financial Services Centres Authority (D)</p> Signup and view all the answers

<p>Prohibition of insider trading (A)</p> Signup and view all the answers

<p>Delisting of equity shares (C)</p> Signup and view all the answers

<p>2 (B)</p> Signup and view all the answers

<p>Rs. 1 crore (A)</p> Signup and view all the answers

<p>10 (D)</p> Signup and view all the answers

<p>25 (B)</p> Signup and view all the answers

<p>One day before the issue opening date (C)</p> Signup and view all the answers

<p>5 (C)</p> Signup and view all the answers

<p>2 (C)</p> Signup and view all the answers

<p>15 (A)</p> Signup and view all the answers

<p>The investment manager must be from a Financial Action Task Force member country. (A)</p> Signup and view all the answers

<p>Seventy-five percent or more. (D)</p> Signup and view all the answers

<p>Investment managers from a Financial Action Task Force member country. (A)</p> Signup and view all the answers

<p>Individuals. (D)</p> Signup and view all the answers

<p>Limited partnerships and trusts. (C)</p> Signup and view all the answers

<p>Endowments and foundations. (B)</p> Signup and view all the answers

<p>The investment manager or eligible entity. (B)</p> Signup and view all the answers

<p>Appropriately regulated. (B)</p> Signup and view all the answers

<p>Mortgage-backed securities (B)</p> Signup and view all the answers

<p>Securities and Exchange Board of India (C)</p> Signup and view all the answers

<p>First municipal bonds were issued (C)</p> Signup and view all the answers

<p>Must not have a negative net worth in each of the previous three years (B)</p> Signup and view all the answers

<p>Inadequate funding raised from investors (B)</p> Signup and view all the answers

<p>Lower interest rates and increased capital availability (A)</p> Signup and view all the answers

<p>2015 (A)</p> Signup and view all the answers

<p>Bangalore Municipal Corporation (B)</p> Signup and view all the answers

<p>Retain control while raising investments (C)</p> Signup and view all the answers

<p>Shareholders must approve through an ordinary resolution (A)</p> Signup and view all the answers

<p>74% (C)</p> Signup and view all the answers

<p>The company must hold regular shareholder meetings (A)</p> Signup and view all the answers

<p>Preference shares (A)</p> Signup and view all the answers

<p>It must have filed annual returns and financial statements for the last three years (A)</p> Signup and view all the answers

<p>They enable founders to retain control while attracting investment (C)</p> Signup and view all the answers

<p>No additional shares can be issued (D)</p> Signup and view all the answers

A marketplace for raising capital, facilitating investment.

Framework for production, capital, and growth, encouraging savings and investment.

Market for trading previously issued securities.

Law in India governing securities contracts.

Indian securities regulatory body.

Institutions storing securities electronically.

Agents dealing with depositories.

Companies or entities assisting in securities trading.

International financial services authority in India.

Raising funds by companies and governments through securities.

Foreign Portfolio Investor, a registered person under SEBI regulations, acting as an intermediary under SEBI Act, 1992.

Foreign Portfolio Investors (FPIs) whose investment manager is from a FATF member country and registered as a Category I FPI, or those who are 75% owned by an eligible entity from a FATF member country.

Foreign Portfolio Investors (FPIs) not eligible under Category I, including regulated funds, endowments, charities, corporations, family offices, individuals, appropriately regulated client-investing entities, and unregulated funds (LPs & trusts).

Specific category of FPIs, including Government entities, pension funds, regulated financial institutions, and entities from FATF member countries.

Central banks, sovereign wealth funds, international/multilateral organizations, or entities at least 75% owned by such.

Countries that are members of the Financial Action Task Force (FATF), an intergovernmental body focused on combating money laundering and terrorist financing.

An investor from a foreign country investing in the capital markets of another country.

Pension and university funds that are part of Category I FPIs.

The entity responsible for managing the investments of an FPI.

Insurance, reinsurance, banks, asset management companies, investment managers, broker dealers, and swap dealers.

Regulatory compliance by an investment entity.

Entities from countries that are members of the Financial Action Task Force (FATF).

A financial centre with specific regulations and tax benefits.

Funds without direct regulation, but whose managers are registered and regulated FPIs.

University endowments existing for more than five years.

The accountability of an Investment Manager or eligible entity for the actions (and inactions) of the applicant seeking registration.

Equity shares with different voting and dividend rights than other shares.

Indian law governing types of shares, including DVRs.

Limit on the voting power of DVR shares, never exceeding 74% of the total.

Requires a General Meeting vote for issuing DVR shares.

Rules about company conditions, such as annual returns, before DVR shares can be issued.

Company shares with preferential rights to dividends and repayment in case of liquidation.

A set amount or percentage of dividend for a preference share.

A fixed amount that the company must pay in case of liquidation.

Allocation of shares to anchor investors on the main board, with specific caps and minimums based on issue size.

Up to 15 anchor investors allowed for allocations above Rs.25 crore, with additional investors for every Rs 25 crore increment.

Each anchor investor is required to buy at least Rs. 1 crore (minimum allocation).

Similar rules to the main board for allocation to anchor investors, but for smaller issues.

A process to determine the price of securities by collecting bids from investors.

Investors interested in becoming anchor investors place bids one day before the issue opening date.

Allocation to Anchor Investors is done on the day of the anchor investors' bidding.

The date when the issue officially opens to all investors.

Financial instruments created by pooling together debt obligations (like mortgages) and selling them as securities.

A type of securitized debt instrument backed by mortgage loans.

Bonds issued by local governments (municipalities) to fund projects like roads and schools.

Regulations made by SEBI (Securities and Exchange Board of India) to govern the listing of Securitized Debt Instruments.

Requirements that municipalities must meet before issuing municipal bonds, including positive net worth, as enforced by SEBI.

Process of making certain financial instruments (Securitized Debt) available for purchase and sale on a public exchange.

SEBI rules created for revitalizing municipal bonds by outlining eligibility criteria.

Sale of securitized debt instruments directly to investors, rather than through a public offering.